Sec Form 4 Filing - Steinberg Richard A @ COLUMBUS MCKINNON CORP - 2015-02-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Steinberg Richard A
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
V.P. - Human Resources
(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
02/25/2015
(Street)
AMHERST, NY14228-1197
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 14,390.0186 D
Common Stock 02/25/2015 M 10,000 A $ 21.61 24,390.0186 D
Common Stock 02/25/2015 S 8,647 D $ 26.54 15,743.0186 ( 1 ) D
Common Stcok 974.5191 ( 2 ) D
Common Stock 470,755.4809 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options (Right to Buy) $ 21.61 02/25/2015 M 10,000 10/16/2006 10/15/2015 Common Stock 10,000 $ 0 12,409 ( 3 ) D
Incentive Stock Options (Right to Buy) $ 28.45 05/19/2009 05/18/2018 Common Stock 1,307 1,307 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 13.27 05/18/2010 05/17/2019 Common Stock 3,804 3,804 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.24 05/17/2011 05/16/2020 Common Stock 2,795 2,795 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 19.5 05/23/2012 05/22/2021 Common Stock 2,685 2,685 ( 5 ) D
Non-Qualified Stock Options (Right to Buy) $ 13.43 05/21/2013 05/20/2022 Common Stock 4,528 4,528 ( 6 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.95 05/20/2014 05/20/2023 Common Stock 3,771 ( 7 ) 3,771 ( 7 ) D
Non-Qualified Stock Options (Right to Buy) $ 27.12 05/19/2015 05/19/2024 Common Stcok 1,309 1,309 ( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Steinberg Richard A
140 JOHN JAMES AUDUBON PARKWAY
AMHERST, NY14228-1197
V.P. - Human Resources
Signatures
Richard A. Steinberg 02/27/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 7,590.0186 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 358.1479 shares become fully vested and non-forfeitable on 5/23/2015, 1,135.812 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,349.0913 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,359 shares become fully vested and non-forfeitable on 5/21/2015, 1,314.9674 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015 and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
( 2 )Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
( 3 )The reporting person exercised 10,000 options on 2/25/2015. The remaining 12,409 options are all exercisable, subject to IRS limitations.
( 4 )All exercisable, subject to IRS limitations.
( 5 )Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
( 6 )Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
( 7 )Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
( 8 )Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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