Sec Form 4 Filing - Ramos Lara Mario Y. @ COLUMBUS MCKINNON CORP - 2021-05-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ramos Lara Mario Y.
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP Global Product Development
(Last) (First) (Middle)
205 CROSSPOINT PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
05/20/2021
(Street)
GETZVILLE, NY14068
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/20/2021 F 169.5772 ( 1 ) D $ 51.91 15,509.846 D
Common Stock 05/20/2021 F 199.7655 ( 2 ) D $ 51.91 15,310.0805 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ramos Lara Mario Y.
205 CROSSPOINT PARKWAY
GETZVILLE, NY14068
VP Global Product Development
Signatures
Mary C. O'Connor as POA for Mario Y. Ramos 05/21/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )581.5772 restricted stock units became fully vested on 5/20/2021, of which 169 were traded and .5772 were converted to cash to satisfy tax withholding obligations.
( 2 )672.7655 restricted stock units became fully vested on 5/20/2021, of which 199 were traded and .7655 were converted to cash to satisfy tax withholding obligations.
( 3 )Includes 9,044.0805 shares of restricted stock issued to reporting person, subject to forfeiture in whole or part, 1,163.1544 shares become fully vested 50% per year for two years beginning 5/20/2022, 671.7522 shares become fully vested 5/20/2022, 2,070.3827 shares become fully vested 1/20/2022, 2,294.7912 shares become fully vested 50% per year for two years beginning 5/18/2022, and 2,844 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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