Sec Form 4 Filing - Wozniak Kurt F @ COLUMBUS MCKINNON CORP - 2020-05-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wozniak Kurt F
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP - Industrial Products
(Last) (First) (Middle)
205 CROSSPOINT PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
05/20/2020
(Street)
GETZVILLE, NY14068
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 47,002.577 D
Common Stock 05/20/2020 F 261.9701 ( 1 ) D $ 26.22 46,740.6069 D
Common Stock 05/20/2020 F 151.3649 ( 2 ) D $ 26.22 46,589.242 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wozniak Kurt F
205 CROSSPOINT PARKWAY
GETZVILLE, NY14068
VP - Industrial Products
Signatures
Kurt F. Wozniak 05/21/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )791.9701 restricted stock units became fully vested on 5/20/2020, of which 261 shares were traded and .9701 shares were converted to cash to satisfy tax withholding obligations.
( 2 )446.3649 restricted stock units became fully vested on 5/20/2020, of which 151 shares were traded and .3649 shares were converted to cash to satisfy tax withholding obligations.
( 3 )Includes 16,075.2420 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,472.3079 shares become fully vested on 5/23/2020; 1,835.7811 shares become fully vested 50% per year for two years beginning 5/22/2020; 2,116.8712 shares become fully vested 33.33% per year for three years beginning 5/22/2020, 2,373.8951 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 890.7146 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,702.6721 shares become fully vested 1/20/2022, and 4,683 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer. Also includes 4,392 shares which become fully vested on 5/22/2020, and 4,178 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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