Sec Form 4 Filing - MITTS HEATH A @ COLUMBUS MCKINNON CORP - 2019-07-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MITTS HEATH A
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
205 CROSSPOINT PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
07/22/2019
(Street)
GETZVILLE, NY14068
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 13,521 D
Common Stock 07/22/2019 A 1,471 ( 1 ) A $ 40.79 14,992 D
Common Stock 07/23/2019 M 754 ( 2 ) A $ 0 15,746 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 3 ) 07/22/2019 A 1,500 ( 4 ) ( 4 ) Common Stock 1,500 $ 0 1,500 D
Restricted Stock Units ( 3 ) 07/23/2019 M 754.3096 ( 5 ) ( 5 ) Common Stock 1,508.6194 $ 0 754.3098 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MITTS HEATH A
205 CROSSPOINT PARKWAY
GETZVILLE, NY14068
X
Signatures
By: Mary C. O'Connor, Power of Attorney for Heath A. Mitts 07/23/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019.
( 2 )754.3096 restricted stock units because fully vested on July 23, 2019 of which 754 shares were issued as common stock and .3096 was issued in cash of $12.69.
( 3 )Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
( 4 )Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019. Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 22, 2020, 25% on July 22, 2021 and 25% on July 22, 2022 if reporting person remains a director of issuer.
( 5 )Subject to forfeiture, unites become fully vested and non-forfeitable 50% on July 23, 2020 and 50% on July 23, 2021 if reporting person remains a director issuer.

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