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Sec Form 4 Filing - Lebel Joseph III @ OCEANFIRST FINANCIAL CORP - 2018-06-11

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Lebel Joseph III
2. Issuer Name and Ticker or Trading Symbol
OCEANFIRST FINANCIAL CORP [ OCFC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
EVP, CBO OceanFirst Bank
(Last)
(First)
(Middle)
110 WEST FRONT STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/11/2018
(Street)
RED BANK, NJ07701
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/11/2018 M 11,250 A $ 14.62 56,750 D ( 1 )
Common Stock 06/11/2018 M 19,500 A $ 17.75 76,250 D ( 1 )
Common Stock 06/11/2018 F 21,653 D $ 30.19 54,597 D ( 1 )
Common Stock 9,768 I By 401(k) ( 2 )
Common Stock 8,147 I By ESOP ( 2 )
Common Stock 682 I By Spouse ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 14.62 06/11/2018 M 11,250 02/15/2014 02/15/2023 Common Stock 11,250 $ 14.62 0 D
Stock Option (right to buy) $ 17.75 06/11/2018 M 19,500 03/01/2015 03/19/2024 Common Stock 19,500 $ 17.75 4,875 D ( 4 )
Stock Option (right to buy) $ 14.55 06/17/2014 06/17/2023 Common Stock 11,250 11,250 D ( 4 )
Stock Option (right to buy) $ 17.37 03/01/2016 03/18/2025 Common Stock 30,000 30,000 D ( 4 )
Stock Option (right to buy) $ 17.28 03/01/2017 03/16/2026 Common Stock 37,500 37,500 D ( 4 )
Stock Option (right to buy) $ 29.01 03/15/2018 03/15/2027 Common Stock 45,000 45,000 D ( 4 )
Stock Option (right to buy) $ 27.4 03/01/2019 01/24/2028 Common Stock 15,485 15,485 D ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lebel Joseph III
110 WEST FRONT STREET
RED BANK, NJ07701
EVP, CBO OceanFirst Bank
Signatures
/s/ Steven J. Tsimbinos, Power of Attorney 06/12/2018
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Total includes shares of restricted Common stock that have not yet vested.
( 2 )This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
( 3 )This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
( 4 )Options vest in five equal annual installments beginning on the date first exercisable.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.