Sec Form 4 Filing - MOORE NICHOLAS G @ NetApp, Inc. - 2014-02-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MOORE NICHOLAS G
2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
495 EAST JAVA DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
02/18/2014
(Street)
SUNNYVALE, CA94089
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/19/2014 M 5,000 A $ 25.08 5,000 I by GRAT
Common Stock 02/19/2014 M 20,000 A $ 29.5 25,000 I by GRAT
Common Stock 02/19/2014 M 25,000 A $ 27.02 50,000 I by GRAT
Common Stock 02/19/2014 S 50,000 D $ 40.6331 ( 1 ) 0 I by GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 25.08 02/18/2014 G 5,000 ( 2 ) 09/01/2015 Common Stock 5,000 $ 0 0 ( 3 ) D
Non-Qualified Stock Option (right to buy) $ 27.02 02/18/2014 G 25,000 ( 2 ) 09/18/2014 Common Stock 25,000 $ 0 0 ( 3 ) D
Non-Qualified Stock Option (right to buy) $ 29.5 02/18/2014 G 20,000 ( 4 ) 10/13/2016 Common Stock 20,000 $ 0 0 ( 3 ) D
Non-Qualified Stock Option (right to buy) $ 25.08 02/18/2014 G 5,000 ( 5 ) 09/01/2015 Common Stock 5,000 $ 0 5,000 ( 3 ) I by GRAT
Non-Qualified Stock Option (right to buy) $ 25.08 02/19/2014 M 5,000 ( 5 ) 09/01/2015 Common Stock 5,000 $ 0 0 I by GRAT
Non-Qualified Stock Option (right to buy) $ 27.02 02/18/2014 G 25,000 ( 5 ) 09/18/2014 Common Stock 25,000 $ 0 25,000 ( 3 ) I by GRAT
Non-Qualified Stock Option (right to buy) $ 27.02 02/19/2014 M 25,000 ( 5 ) 09/18/2014 Common Stock 25,000 $ 0 0 I by GRAT
Non-Qualified Stock Option (right to buy) $ 29.5 02/18/2014 G 20,000 ( 5 ) 10/13/2016 Common Stock 20,000 $ 0 20,000 ( 3 ) I by GRAT
Non-Qualified Stock Option (right to buy) $ 29.5 02/19/2014 M 20,000 ( 5 ) 10/13/2016 Common Stock 20,000 $ 0 0 I by GRAT
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MOORE NICHOLAS G
495 EAST JAVA DRIVE
SUNNYVALE, CA94089
X
Signatures
By: Michael Nolan, Attorney-in-Fact For: Nicholas Moore 02/21/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person w ill provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 2 )Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
( 3 )The reporting person transferred the reported option to the Moore 2009 GRAT.
( 4 )The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
( 5 )The option is 100% vested as of the date of transfer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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