Home -> 2021 -> Insider sale filings for 2021-09-10

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-09-07
Sale
2021-09-09
4:02 pm
OPIANT PHARMACEUTICALS Inc OPNT Thomas Thomas T.
Director
822 $18 $14,796 6,653
(Direct)
View
2021-09-07
Sale
2021-09-09
4:03 pm
STAAR SURGICAL CO STAA Blickensdoerfer Hans-Martin
VP
40,653 $157.4 $6,398,782 77,200
(Direct)
View
2021-09-07
Sale
2021-09-09
4:03 pm
Semler Scientific Inc. SMLR Murphy-Chutorian Douglas
CEO
10% Owner
1,250 $108.97 $136,209 32,321
(Indirect)
View
2021-09-08
Sale
2021-09-09
4:03 pm
ALKAMI TECHNOLOGY Inc ALKT LOCKHART H EUGENE
Director
3,831 $30 $114,930 216,146
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:05 pm
GoodRx Holdings Inc. GDRX REY-GIRAUD AGNES
Director
54,370 $41.56 $2,259,682 0
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:07 pm
IRADIMED CORP IRMD Susi Roger E.
CEO
Chairman
10% Owner
10,000 $34.82 $348,201 886,050
(Indirect)
View
2021-09-09
Sale
2021-09-09
4:08 pm
INDEPENDENT BANK CORP INDB Abelli Donna L
Director
800 $74 $59,200 10,659
(Direct)
View
2021-09-08
Sale
2021-09-09
4:09 pm
LIFE STORAGE Inc LSI KILLEEN EDWARD F
COO
24,062 $128.62 $3,094,854 43,652
(Direct)
View
2021-09-07
Sale
2021-09-09
4:09 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
40,000 $64.09 $2,563,525 6,067,511
(Direct)
View
2021-09-07
Sale
2021-09-09
4:10 pm
INSMED Inc INSM SORIANO JOHN
Chief Compliance Officer
17,349 $28.2 $489,242 35,204
(Direct)
View
2021-09-07
Sale
2021-09-09
4:10 pm
Interactive Brokers Group Inc. IBKR Frank Thomas AJ
CIO
36,202 $64.08 $2,319,937 1,863,852
(Direct)
View
2021-09-07
Sale
2021-09-09
4:11 pm
ZEBRA TECHNOLOGIES CORP ZBRA KEYSER RICHARD L
Director
9,000 $581.48 $5,233,320 16,455
(Direct)
View
2021-09-07
Sale
2021-09-09
4:13 pm
Five9 Inc. FIVN Mansharamani Leena
CAO
2,207 $171.11 $377,648 14,477
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
4:15 pm
Cullinan Oncology Inc. CGEM Trigilio Jeffrey
CFO
15,000 $28.48 $427,153 2,250
(Direct)
View
2021-09-08
Sale
2021-09-09
4:15 pm
Cullinan Oncology Inc. CGEM Baeuerle Patrick
See Remarks
11,000 $28.45 $312,950 0
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:15 pm
MARKETAXESS HOLDINGS INC MKTX Themelis Nicholas
CIO
2,000 $461.54 $923,075 11,587
(Direct)
View
2021-09-07
Sale
2021-09-09
4:15 pm
Five9 Inc. FIVN Trollope Rowan M
CEO
4,914 $170.87 $839,679 178,542
(Direct)
View
2021-09-07
Sale
2021-09-09
4:17 pm
AMERICAN TOWER CORP AMT HORMATS ROBERT D
Director
100 $300.5 $30,050 6,240
(Direct)
View
2021-09-07
Sale
2021-09-09
4:19 pm
Five9 Inc. FIVN ZWARENSTEIN BARRY
CFO
3,388 $170.95 $579,166 78,567
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
4:20 pm
AUTOMATIC DATA PROCESSING INC ADP Rodriguez Carlos A
CEO
48,572 $204.41 $9,928,680 86,409
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:20 pm
WYNDHAM HOTELS & RESORTS Inc WH LePage Scott
President
1,400 $70.85 $99,191 3,585
(Direct)
View
2021-09-07
Sale
2021-09-09
4:20 pm
Plymouth Industrial REIT Inc. PLYM WHITE PENDLETON P
CIO
11,923 $23.81 $283,887 79,924
(Direct)
View
2021-09-07
Sale
2021-09-09
4:22 pm
Plymouth Industrial REIT Inc. PLYM Witherell Jeffrey E
CEO
11,923 $23.81 $283,887 126,234
(Direct)
View
2021-09-07
Sale
2021-09-09
4:23 pm
Moderna Inc. MRNA Andres Juan
See remarks
10,000 $421.65 $4,216,550 0
(Direct)
View
2021-09-07
Sale
2021-09-09
4:25 pm
Olema Pharmaceuticals Inc. OLMA Bohen Sean
CEO
3,044 $30.01 $91,353 52,514
(Direct)
View
2021-09-07
Sale
2021-09-09
4:26 pm
BIO-TECHNE Corp TECH STEER RANDOLPH C
Director
8,000 $509.98 $4,079,823 5,112
(Direct)
View
2021-09-07
Sale
2021-09-09
4:27 pm
Open Lending Corp LPRO Greenberg Blair J.
Director
10% Owner
500,000 $41.59 $20,795,500 7,786,192
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:27 pm
Open Lending Corp LPRO Yoon Gene
Director
10% Owner
500,000 $41.59 $20,795,500 7,786,192
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:28 pm
MOMENTIVE GLOBAL Inc MNTV EVAN DANA L
Director
12,444 $21.1 $262,571 29,314
(Direct)
View
2021-09-07
Sale
2021-09-09
4:29 pm
Open Lending Corp LPRO Bregal Sagemount I L.P.
Bregal North America General Partner Jersey Ltd
Bregal Investments Inc.
10% Owner
500,000 $41.59 $20,795,500 7,786,192
(Direct)
View
2021-09-07
Sale
2021-09-09
4:29 pm
ServiceNow Inc. NOW LUDDY FREDERIC B
Director
16,500 $666.5 $10,997,269 41,700
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:29 pm
ZoomInfo Technologies Inc. ZI TA ASSOCIATES L.P.
TA XI DO AIV L.P.
TA SDF III DO AIV L.P.
TA Atlantic & Pacific VII-A L.P.
TA INVESTORS IV L.P.
TA SDF III DO AIV II L.P.
TA XI DO AIV II L.P.
TA AP VII-B DO Subsidiary Partnership L.P.
TA SDF III DO Feeder L.P.
TA XI DO Feeder L.P.
Director
10% Owner
724,221 $65.41 $47,371,005 7,466,569
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:29 pm
ZoomInfo Technologies Inc. ZI TA Atlantic & Pacific VII-B L.P.
Director
10% Owner
724,221 $65.41 $47,371,005 7,466,569
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:30 pm
ModivCare Inc MODV Coliseum Capital Management LLC
Shackelton Christopher S
Coliseum Capital LLC
COLISEUM CAPITAL PARTNERS L.P.
Coliseum Capital Partners II L.P.
Gray Adam
Director
260,000 $188.14 $48,916,400 1,282,055
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:30 pm
TELOS CORP TLS Wright Jefferson V.
VP
25,000 $34.1 $852,500 99,000
(Indirect
Direct)
View
2021-08-26
Sale
2021-09-09
4:30 pm
SITE Centers Corp. SITC Otto-Bernstein Katharina
10% Owner
250,000 $15.6 $3,899,500 7,877,752
(Direct)
View
2021-09-07
Sale
2021-09-09
4:31 pm
ZoomInfo Technologies Inc. ZI Crockett Todd
Director
724,221 $65.41 $47,371,005 7,466,569
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:31 pm
ZoomInfo Technologies Inc. ZI Mironov Jason
Director
724,221 $65.41 $47,371,005 7,466,569
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:31 pm
TANDEM DIABETES CARE INC TNDM TWOMEY CHRISTOPHER J
Director
304 $123 $37,392 7,532
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:31 pm
First Foundation Inc. FFWM KELLER ULRICH E. JR
Chairman
15,000 $24.46 $366,963 20,687
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:31 pm
First Foundation Inc. FFWM HAKOPIAN JOHN
President
4,193 $24.51 $102,784 33,686
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
4:32 pm
PELOTON INTERACTIVE Inc PTON CALLAGHAN JON
Director
10,000 $97.22 $972,205 808,954
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:33 pm
Oric Pharmaceuticals Inc. ORIC Chacko Jacob
CEO
6,181 $25.11 $155,180 16,551
(Direct)
View
2021-09-07
Sale
2021-09-09
4:33 pm
VEEVA SYSTEMS INC VEEV Faddis Jonathan
VP
1,666 $316.46 $527,222 4,351
(Direct)
View
2021-09-07
Sale
2021-09-09
4:34 pm
WOLVERINE WORLD WIDE INC WWW HANSON KYLE
VP
2,231 $36.5 $81,432 7,581
(Direct)
View
2021-09-08
Sale
2021-09-09
4:35 pm
CVD EQUIPMENT CORP CVV ROSENBAUM LEONARD A
10% Owner
400 $4.7575 $1,903 729,424
(Direct)
View
2021-09-07
Sale
2021-09-09
4:36 pm
Zendesk Inc. ZEN Abildgaard Soren
VP
2,187 $124.85 $273,047 2,930
(Direct)
View
2021-09-07
Sale
2021-09-09
4:36 pm
Oric Pharmaceuticals Inc. ORIC Heyman Richard A.
Director
1,086 $25.11 $27,272 218,740
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:37 pm
IROBOT CORP IRBT Hartsfield David Keith
Chief Product Officer
4,083 $82.6 $337,255 25,137
(Direct)
View
2021-09-07
Sale
2021-09-09
4:38 pm
TANDEM DIABETES CARE INC TNDM Leal James
VP
3,574 $123 $439,602 3,751
(Direct)
View
2021-09-07
Sale
2021-09-09
4:38 pm
MACOM Technology Solutions Holdings Inc. MTSI Daly Stephen G
CEO
400 $63.9 $25,560 242,247
(Direct)
View
2021-09-07
Sale
2021-09-09
4:39 pm
Zendesk Inc. ZEN Geschke John
Chief of Staff
3,000 $123.36 $370,075 37,138
(Direct)
View
2021-09-08
Sale
2021-09-09
4:39 pm
OSI SYSTEMS INC OSIS Grindstaff Glenn
Chief Human Resources Officer
355 $97.4 $34,577 3,971
(Direct)
View
2021-09-09
Sale
2021-09-09
4:42 pm
INDEPENDENT BANK CORP IBCP Kimball Stefanie M
VP
2,310 $20.52 $47,401 59,974
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
4:43 pm
Sprout Social Inc. SPT Howard Justyn Russell
CEO
Chairman
10% Owner
20,000 $128.88 $2,577,590 0
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:44 pm
Paylocity Holding Corp PCTY WATERS RONALD V
Director
6,000 $271.28 $1,627,653 11,667
(Direct)
View
2021-09-07
Sale
2021-09-09
4:44 pm
Paylocity Holding Corp PCTY Diehl Jeffrey T
Director
13,667 $271.44 $3,709,795 97,251
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:44 pm
HUNTINGTON INGALLS INDUSTRIES Inc HII Boudreaux Chad N.
Ex VP & Chief Legal Officer
999 $200.49 $200,291 12,437
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:46 pm
OptimizeRx Corp OPRX BAKER DOUGLAS P
CFO
12,232 $67.85 $829,923 48,564
(Direct)
View
2021-09-07
Sale
2021-09-09
4:47 pm
Paylocity Holding Corp PCTY Diehl Jeffrey T
Director
202 $273.09 $55,164 97,228
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:47 pm
Wendy's Co WEN GARDEN EDWARD P
10% Owner
278,275 $22.89 $6,369,440 25,333,340
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:48 pm
Wendy's Co WEN MAY PETER W
Director
10% Owner
278,275 $22.89 $6,369,440 25,333,340
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:48 pm
Cara Therapeutics Inc. CARA CHALMERS DEREK T
CEO
20,000 $15.47 $309,400 991,405
(Direct)
View
2021-09-07
Sale
2021-09-09
4:50 pm
Wendy's Co WEN Peltz Matthew H.
Director
278,275 $22.89 $6,369,440 25,333,340
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
4:51 pm
SEMTECH CORP SMTC Ammann Charles B.
VP
8,958 $75.76 $678,687 0
(Direct)
View
2021-09-07
Sale
2021-09-09
4:51 pm
California Resources Corp CRC GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
80,353 $38.02 $3,054,628 11,510,195
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:52 pm
Wendy's Co WEN PELTZ NELSON
Director
10% Owner
278,275 $22.89 $6,369,440 25,333,340
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:53 pm
Prelude Therapeutics Inc PRLD Mauro David J
Chief Medical Officer
15,000 $36.69 $550,283 0
(Direct)
View
2021-09-07
Sale
2021-09-09
4:54 pm
Wendy's Co WEN TRIAN FUND MANAGEMENT L.P.
Trian Partners Master Fund L.P.
Trian Partners Parallel Fund I L.P.
Trian Partners L.P.
Trian Partners Strategic Fund-G II L.P.
Trian Partners Strategic Fund-G III L.P.
Trian Partners Strategic Fund-K L.P.
Trian Partners Strategic Fund-C Ltd.
Trian Fund Management GP LLC
Trian Partners GP L.P.
10% Owner
278,275 $22.89 $6,369,440 25,333,340
(Indirect)
View
2021-09-07
Sale
2021-09-09
4:56 pm
TRIMBLE Inc TRMB BERGLUND STEVEN W
Director
50,000 $94.76 $4,737,950 285,902
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
4:56 pm
HAEMONETICS CORP HAE Llorens Josep
VP
100 $64.61 $6,461 14,520
(Direct)
View
2021-09-08
Sale
2021-09-09
4:59 pm
ALAMO GROUP INC ALG ROBINSON RONALD A
Director
273 $150.02 $40,956 158,660
(Direct)
View
2021-09-07
Sale
2021-09-09
4:59 pm
Vir Biotechnology Inc. VIR Virgin Herbert
EVP Research & CSO
4,125 $49.67 $204,875 99,700
(Direct)
View
2021-09-07
Sale
2021-09-09
5:00 pm
Daseke Inc. DSKE Williams Rick Alan
COO
250,000 $9.13 $2,282,500 49,505
(Direct)
View
2021-09-09
Sale
2021-09-09
5:00 pm
California BanCorp CALB Doiguchi Wayne S.
Director
500 $17.35 $8,675 25,599
(Direct)
View
2021-09-03
Sale
2021-09-09
5:00 pm
JONES SODA CO JSDA Anderson Jeffrey D.
Director
20,000 $1.1 $22,000 200,301
(Direct)
View
2021-09-07
Sale
2021-09-09
5:00 pm
Crinetics Pharmaceuticals Inc. CRNX Struthers Richard Scott
CEO
30,000 $25 $750,000 90,000
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-09
5:00 pm
Crinetics Pharmaceuticals Inc. CRNX Fust Matthew K
Director
6,046 $25.5 $154,173 12,536
(Direct)
View
2021-09-08
Sale
2021-09-09
5:03 pm
CSX CORP CSX Wallace Mark Kenneth
VP
161,487 $31.6 $5,102,989 153,279
(Direct)
View
2021-09-08
Sale
2021-09-09
5:03 pm
Rexnord Corp RXN Troutman Michael
CIO
18,908 $62.73 $1,186,173 21,786
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:03 pm
Rexnord Corp RXN Zaba Kevin J
President
18,228 $63.16 $1,151,280 56,157
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:04 pm
Rexnord Corp RXN Stroup John S
Director
10,320 $63.07 $650,878 40,765
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:06 pm
OSI SYSTEMS INC OSIS SZE VICTOR S
General Counsel
15,000 $96.92 $1,453,800 189,606
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:07 pm
Square Inc. SQ Dale Ajmere
CAO
500 $270 $135,000 37,824
(Direct)
View
2021-09-07
Sale
2021-09-09
5:07 pm
VERACYTE Inc VCYT Kennedy Giulia C
Chief Scientific & Med Officer
13,457 $50.55 $680,199 50,049
(Direct)
View
2021-09-07
Sale
2021-09-09
5:07 pm
ACCELERON PHARMA INC XLRN Veness Adam M
VP
1,413 $130 $183,690 18,923
(Direct)
View
2021-09-07
Sale
2021-09-09
5:08 pm
Denali Therapeutics Inc. DNLI Schuth Alexander O.
COO
10,000 $55.55 $555,485 474,038
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:18 pm
Ameresco Inc. AMRC Sakellaris George P
CEO
10% Owner
42,203 $72.63 $3,065,308 1,056,290
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:20 pm
GRID DYNAMICS HOLDINGS Inc GDYN Klimoff Stan
Chief Strategy Officer
7,000 $30.46 $213,226 86,459
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:21 pm
XPEL Inc. XPEL Crumly Richard K.
Director
10% Owner
35,000 $75.73 $2,650,450 1,613,106
(Indirect)
View
2021-09-08
Sale
2021-09-09
5:21 pm
GRID DYNAMICS HOLDINGS Inc GDYN Zhang Shuo
Director
10,000 $31.63 $316,286 18,193
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:22 pm
Square Inc. SQ Whiteley Sivan
Gen. Counsel & Corp. Secretary
8,119 $266.28 $2,161,927 101,013
(Direct)
View
2021-09-08
Sale
2021-09-09
5:25 pm
XPEL Inc. XPEL Pape Ryan
CEO
8,000 $73.74 $589,920 1,171,602
(Direct)
View
2021-09-07
Sale
2021-09-09
5:28 pm
10x Genomics Inc. TXG Saxonov Serge
CEO
15,000 $188.42 $2,826,232 898,468
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:29 pm
XPEL Inc. XPEL Constantine John
Former Director
50,000 $75.48 $3,774,122 1,094,565
(Direct)
View
2021-09-07
Sale
2021-09-09
5:30 pm
NCINO Inc NCNO RUH WILLIAM J
Director
55,000 $74.89 $4,118,756 286,201
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:32 pm
NCINO Inc NCNO Orenstein Gregory
Chief Corp Dev & Strat Officer
26,500 $74.98 $1,987,007 41,559
(Direct)
View
2021-09-09
Sale
2021-09-09
5:32 pm
Allogene Therapeutics Inc. ALLO WITTE OWEN N.
Director
5,000 $25.54 $127,700 221,182
(Direct)
View
2021-09-07
Sale
2021-09-09
5:34 pm
Primo Water Corp PRMW FOWDEN JEREMY S G
Director
7,868 $17.8 $140,050 1,359,290
(Direct)
View
2021-09-07
Sale
2021-09-09
5:34 pm
Cabaletta Bio Inc. CABA 5AM Ventures V L.P.
5AM Opportunities I (GP) LLC
5AM Opportunities I L.P.
5AM Partners V LLC
PARMAR KUSH
ROCKLAGE SCOTT M
Schwab Andrew J.
10% Owner
625,000 $9.7 $6,062,500 1,989,575
(Indirect)
View
2021-09-08
Sale
2021-09-09
5:36 pm
AGILYSYS INC AGYS Badger Kyle C
VP
11,350 $54.08 $613,808 91,667
(Direct)
View
2021-09-07
Sale
2021-09-09
5:38 pm
Intellia Therapeutics Inc. NTLA Goddard Glenn
CFO
3,482 $180.12 $627,178 0
(Direct)
View
2021-09-07
Sale
2021-09-09
5:41 pm
IDEAYA Biosciences Inc. IDYA Stone Paul A.
CFO
2,500 $27.42 $68,542 12,944
(Direct)
View
2021-09-07
Sale
2021-09-09
5:42 pm
Redfin Corp RDFN Nielsen Christopher John
CFO
4,500 $51.2 $230,400 26,621
(Direct)
View
2021-09-07
Sale
2021-09-09
5:42 pm
Arcutis Biotherapeutics Inc. ARQT Watanabe Todd Franklin
CEO
1,000 $21.14 $21,137 594,779
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
5:43 pm
GREEN DOT CORP GDOT Unruh Jess
CFO
COO
3,318 $54.05 $179,354 72,724
(Direct)
View
2021-09-08
Sale
2021-09-09
5:45 pm
Elastic N.V. ESTC Schuurman Steven
CMXI BV
Director
10% Owner
500,000 $165.35 $82,675,003 9,197,000
(Indirect)
View
2021-09-07
Sale
2021-09-09
5:49 pm
LendingClub Corp LC ARMSTRONG ANNIE
Chief Risk Officer
3,686 $31.37 $115,630 70,710
(Direct)
View
2021-09-02
Sale
2021-09-09
5:50 pm
GLOBAL INDUSTRIAL Co GIC Fielding Donna
Chief Human Resources Officer
11,173 $37.08 $414,283 1,412
(Direct)
View
2021-09-07
Sale
2021-09-09
5:53 pm
DATA I/O CORP DAIO HATLEN JOEL S
CFO
COO
18,208 $7.0756 $128,833 167,950
(Direct)
View
2021-09-07
Sale
2021-09-09
5:53 pm
SIGNET JEWELERS LTD SIG Drosos Virginia
CEO
25,000 $81.26 $2,031,495 608,054
(Direct)
View
2021-09-07
Sale
2021-09-09
5:57 pm
PARKERVISION INC PRKR POEHLMAN CYNTHIA
CFO
10,000 $1.275 $12,750 25,193
(Direct)
View
2021-09-07
Sale
2021-09-09
5:58 pm
ARKO Corp. ARKO DAVIDSON KEMPNER PARTNERS
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS L.P.
DAVIDSON KEMPNER INTERNATIONAL Ltd
DAVIDSON KEMPNER LONG-TERM DISTRESSED OPPORTUNITIES FUND II LP
DAVIDSON KEMPNER LONG-TERM DISTRESSED OPPORTUNTIES INTERNATIONAL MASTER FUND II LP
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
YOSELOFF ANTHONY ALEXANDER
GPM OWNER LLC
10% Owner
1,600,000 $10.17 $16,272,651 23,139,672
(Indirect)
View
2021-09-07
Sale
2021-09-09
6:00 pm
QuantumScape Corp QS MIRRO JUSTIN E
Director
20,000 $22.17 $443,386 924,898
(Indirect)
View
2021-09-07
Sale
2021-09-09
6:00 pm
Porch Group Inc. PRCH Neagle Matthew
COO
19,934 $22.95 $457,398 315,516
(Direct)
View
2021-09-08
Sale
2021-09-09
6:04 pm
COMPUTER PROGRAMS & SYSTEMS INC CPSI Hinckle Robert D
VP
6,000 $35.12 $210,720 41,000
(Direct)
View
2021-09-08
Sale
2021-09-09
6:06 pm
Palo Alto Networks Inc PANW MCLAUGHLIN MARK D
Director
1,500 $460.03 $690,052 4,500
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
6:07 pm
Willdan Group Inc. WLDN Procell Adam C
CHIEF STRATEGY OFFICER
1,844 $38 $70,072 17,490
(Direct)
View
2021-09-09
Sale
2021-09-09
6:08 pm
DATA I/O CORP DAIO Brown Douglas Wells
Director
12,000 $7.2777 $87,332 44,159
(Direct)
View
2021-09-07
Sale
2021-09-09
6:10 pm
Elevate Credit Inc. ELVT Peterson David Curry
Chief Credit Officer
2,000 $3.55 $7,100 80,141
(Direct)
View
2021-09-07
Sale
2021-09-09
6:10 pm
Elevate Credit Inc. ELVT Harvison Jason
CEO
15,000 $3.51 $52,650 418,734
(Direct)
View
2021-09-08
Sale
2021-09-09
6:11 pm
ELECTRONIC ARTS Inc EA Jorgensen Blake J
CFO
COO
3,315 $145.04 $480,819 73,744
(Direct)
View
2021-09-08
Sale
2021-09-09
6:11 pm
Accel Entertainment Inc. ACEL Peterson Karl Mr.
Director
8,732 $12.12 $105,797 3,193,604
(Indirect)
View
2021-09-08
Sale
2021-09-09
6:13 pm
Fox Corp FOX MURDOCH KEITH RUPERT
Chairman
19,035 $36.37 $692,303 1,855,960
(Indirect)
View
2021-09-07
Sale
2021-09-09
6:14 pm
TransMedics Group Inc. TMDX Gordon Stephen
CFO
10,000 $35 $350,000 5,714
(Direct)
View
2021-09-07
Sale
2021-09-09
6:15 pm
Accel Entertainment Inc. ACEL Ruttenberg David W.
Director
7,690 $12.12 $93,216 431,864
(Indirect)
View
2021-09-07
Sale
2021-09-09
6:17 pm
WASHINGTON TRUST BANCORP INC WASH MarcAurele Joseph J
Director
437 $54 $23,598 58,601
(Direct)
View
2021-09-08
Sale
2021-09-09
6:22 pm
Ultragenyx Pharmaceutical Inc. RARE Parschauer Karah Herdman
VP
7,336 $100.65 $738,368 28,668
(Direct)
View
2021-09-07
Sale
2021-09-09
6:25 pm
TransMedics Group Inc. TMDX Khayal Tamer I
Chief Commercial Officer
3,941 $35.08 $138,250 46,076
(Direct)
View
2021-09-07
Sale
2021-09-09
6:27 pm
BANK OF HAWAII CORP BOH HO PETER S
CEO
Chairman
5,833 $81.7 $476,556 236,067
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
6:40 pm
TWITTER Inc TWTR Montano Michael
Engineering Lead
4,500 $64.8 $291,600 582,837
(Direct)
View
2021-09-07
Sale
2021-09-09
6:47 pm
Charah Solutions Inc. CHRA BCP Energy Services Fund UGP LLC
BCP Energy Services Fund GP LP
BCP ENERGY SERVICES FUND-A LP
BCP ENERGY SERVICES FUND LP
Charah Holdings GP LLC
Charah Holdings LP
JENKINS JEFFREY SCOTT
BERNHARD JAMES M JR
10% Owner
33,000 $4.98 $164,340 5,135,612
(Indirect)
View
2021-09-07
Sale
2021-09-09
6:52 pm
Walmart Inc. WMT WALTON ALICE L
10% Owner
2,000,962 $147.11 $294,353,267 313,116,064
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
6:52 pm
Nikola Corp NKLA Koziner Pablo M.
President
8,511 $10.63 $90,438 511,682
(Direct)
View
2021-09-07
Sale
2021-09-09
6:54 pm
Walmart Inc. WMT WALTON JIM C
10% Owner
2,000,962 $147.11 $294,353,267 313,116,064
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
6:55 pm
Datadog Inc. DDOG Kopits Laszlo
General Counsel
8,000 $137.59 $1,100,738 96,423
(Direct)
View
2021-09-07
Sale
2021-09-09
6:57 pm
Walmart Inc. WMT WALTON S ROBSON
Director
10% Owner
2,000,962 $147.11 $294,353,267 313,116,064
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
7:00 pm
Adaptive Biotechnologies Corp ADPT Taylor Stacy L
VP
495 $40 $19,800 15,036
(Direct)
View
2021-09-07
Sale
2021-09-09
7:00 pm
Adaptive Biotechnologies Corp ADPT Cohen Chad M
CFO
14,375 $39.47 $567,331 21,604
(Direct)
View
2021-09-07
Sale
2021-09-09
7:00 pm
Casa Systems Inc CASA Chen Weidong
CTO
110,000 $7.0218 $772,400 2,095,361
(Direct)
View
2021-09-07
Sale
2021-09-09
7:00 pm
VARONIS SYSTEMS INC VRNS Faitelson Yakov
CEO
Chairman
31,072 $73.03 $2,269,188 547,137
(Direct)
View
2021-09-07
Sale
2021-09-09
7:00 pm
TETRA TECH INC TTEK HADEN PATRICK C
Director
5,400 $147.88 $798,566 3,380
(Direct)
View
2021-09-07
Sale
2021-09-09
7:01 pm
VMWARE Inc VMW Dhawan Sumit
President
1,600 $146.52 $234,432 65,793
(Direct)
View
2021-09-07
Sale
2021-09-09
7:01 pm
VARONIS SYSTEMS INC VRNS MENDOZA THOMAS F
Director
10,809 $73.01 $789,160 45,480
(Direct)
View
2021-09-07
Sale
2021-09-09
7:03 pm
Facebook Inc FB Newstead Jennifer
Chief Legal Officer
250 $375.9 $93,975 11,438
(Direct)
View
2021-09-07
Sale
2021-09-09
7:05 pm
KULICKE & SOFFA INDUSTRIES INC KLIC Drake Stephen Ray
VP
1,199 $74.71 $89,577 12,930
(Direct)
View
2021-09-07
Sale
2021-09-09
7:06 pm
SHOTSPOTTER INC SSTI Ames Paul S.
VP
212 $37.07 $7,859 52,855
(Direct)
View
2021-09-07
Sale
2021-09-09
7:08 pm
SHOTSPOTTER INC SSTI Golzadeh Nasim
See remarks
251 $36.95 $9,274 18,665
(Direct)
View
2021-09-07
Sale
2021-09-09
7:10 pm
SHOTSPOTTER INC SSTI Klepper Robert Samuel
VP
261 $36.97 $9,650 23,507
(Direct)
View
2021-09-07
Sale
2021-09-09
7:16 pm
Arista Networks Inc. ANET BECHTOLSHEIM ANDREAS
Chief Development Officer
10% Owner
30,888 $359.74 $11,111,768 12,180,000
(Indirect
Direct)
View
2021-09-09
Sale
2021-09-09
7:17 pm
CYTOKINETICS INC CYTK Malik Fady Ibraham
VP
2,000 $31.43 $62,860 152,878
(Direct)
View
2021-09-08
Sale
2021-09-09
7:19 pm
SALESFORCE.COM Inc CRM Benioff Marc
CEO
Chairman
40,000 $262.33 $10,493,283 28,986,248
(Direct)
View
2021-09-07
Sale
2021-09-09
7:24 pm
IDEAYA Biosciences Inc. IDYA Dillon Michael P.
SVP Chief Scientific Officer
11,500 $27.42 $315,278 78,789
(Direct)
View
2021-09-07
Sale
2021-09-09
7:32 pm
TRUPANION Inc TRUP RAWLINGS DARRYL
CEO
4,000 $86.56 $346,243 979,222
(Indirect)
View
2021-09-07
Sale
2021-09-09
7:34 pm
Coursera Inc. COUR Belsky Leah F.
See Remarks
11,713 $36.93 $432,559 524,937
(Direct)
View
2021-09-08
Sale
2021-09-09
7:36 pm
RAPT Therapeutics Inc. RAPT HO WILLIAM
Chief Medical Officer
3,000 $36.04 $108,120 65,106
(Direct)
View
2021-09-07
Sale
2021-09-09
7:36 pm
Coursera Inc. COUR Wong Chun Yu
See Remarks
100,000 $37.34 $3,734,166 483,808
(Direct)
View
2020-08-28
Sale
2021-09-09
7:43 pm
Expedia Group Inc. EXPE Dolgen Jonathan L
Director Emeritus
33,548 $125.83 $4,221,224 40,554
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
7:43 pm
SHOTSPOTTER INC SSTI BUNYARD GARY T
VP
114 $37.23 $4,244 16,457
(Direct)
View
2021-09-07
Sale
2021-09-09
7:44 pm
Snowflake Inc. SNOW McMahon John Dennis
Director
41,090 $309 $12,696,810 116,052
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
7:50 pm
MongoDB Inc. MDB Ittycheria Dev
CEO
35,000 $499.55 $17,484,397 220,196
(Direct)
View
2021-09-07
Sale
2021-09-09
7:53 pm
DoorDash Inc. DASH Tang Stanley
Director
55,000 $196.62 $10,814,203 83,372
(Direct)
View
2021-09-07
Sale
2021-09-09
8:01 pm
BIOLIFE SOLUTIONS INC BLFS Rice Michael
CEO
22,922 $52.55 $1,204,436 265,462
(Direct)
View
2021-09-07
Sale
2021-09-09
8:07 pm
Cambium Networks Corp CMBM Rau Sally
General Counsel
60,000 $35.09 $2,105,681 0
(Direct)
View
2021-09-07
Sale
2021-09-09
8:15 pm
L3HARRIS TECHNOLOGIES Inc LHX Brown William M
Chairman
170,324 $230.11 $39,192,542 208,614
(Direct)
View
2021-09-07
Sale
2021-09-09
8:17 pm
APPFOLIO INC APPF Walker Jonathan
CTO
10,500 $121.66 $1,277,474 0
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
8:25 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Armer Douglas N.
VP
644 $32.87 $21,165 91,822
(Direct)
View
2021-09-07
Sale
2021-09-09
8:28 pm
Palantir Technologies Inc. PLTR Cohen Stephen Andrew
Director
219,545 $26.51 $5,819,898 592
(Direct)
View
2021-09-07
Sale
2021-09-09
8:28 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Keenan Katharine A
President
1,164 $32.86 $38,248 86,151
(Direct)
View
2021-09-07
Sale
2021-09-09
8:28 pm
Palantir Technologies Inc. PLTR Karp Alexander C.
Director
1,915,887 $26.04 $49,885,844 6,432,258
(Direct)
View
2021-09-07
Sale
2021-09-09
8:30 pm
LOGIQ Inc LGIQ Furukawa Tom
CEO
13,488 $3.63 $48,961 52,922
(Direct)
View
2021-09-07
Sale
2021-09-09
8:31 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Marone Anthony F. JR
CFO
402 $32.88 $13,220 37,502
(Direct)
View
2021-09-08
Sale
2021-09-09
8:54 pm
Bonanza Creek Energy Inc. BCEI Keglevic Paul
Director
10,223 $42.78 $437,344 11,471
(Direct)
View
2021-09-08
Sale
2021-09-09
8:54 pm
Bonanza Creek Energy Inc. BCEI DeMuth Brant
CFO
1,700 $43.05 $73,191 38,948
(Direct)
View
2021-09-08
Sale
2021-09-09
9:00 pm
Kaleyra Inc. KLR Miotto Neil
Director
15,000 $12.03 $180,409 264,116
(Direct)
View
2021-09-06
Sale
2021-09-09
9:02 pm
Autodesk Inc. ADSK Hope Stephen W.
CAO
262 $286.46 $75,053 4,321
(Direct)
View
2021-09-08
Sale
2021-09-09
9:03 pm
Autodesk Inc. ADSK Clifford Deborah
CFO
5,481 $289.81 $1,588,449 22,646
(Direct)
View
2021-09-07
Sale
2021-09-09
9:16 pm
TuSimple Holdings Inc. TSP Lu Cheng
Director
87,801 $41.11 $3,609,554 1,485,508
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
9:16 pm
Berkeley Lights Inc. BLI KHANDROS IGOR Y
Director
10% Owner
75,000 $36.61 $2,745,389 8,986,298
(Indirect)
View
2021-09-03
Sale
2021-09-09
9:16 pm
NantHealth Inc. NH Louks Ronald Allen
COO
22,818 $2.2897 $52,246 225,857
(Direct)
View
2021-09-08
Sale
2021-09-09
9:21 pm
Shutterstock Inc. SSTK Oringer Jonathan
Chairman
10% Owner
32,351 $113.31 $3,665,753 12,777,600
(Direct)
View
2021-09-07
Sale
2021-09-09
9:23 pm
Harmony Biosciences Holdings Inc. HRMY Dayno Jeffrey M.
Chief Medical Officer
10,000 $37.58 $375,783 0
(Direct)
View
2021-09-07
Sale
2021-09-09
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
64,215 $13.63 $875,400 0
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
9:30 pm
CareCloud Inc. MTBC DALY JOHN N
Director
3,000 $8.23 $24,690 63,500
(Direct)
View
2021-09-07
Sale
2021-09-09
9:34 pm
Harmony Biosciences Holdings Inc. HRMY Dierks Jeffrey
Chief Commercial Officer
5,000 $37 $185,000 0
(Direct)
View
2021-09-07
Sale
2021-09-09
9:49 pm
Usio Inc. USIO LONG MICHAEL R
Director
1,697 $6.3 $10,691 2,041,831
(Direct)
View
2021-09-09
Sale
2021-09-09
9:57 pm
AXON ENTERPRISE Inc AXON Isner Joshua
CHIEF REVENUE OFFICER
11,083 $183.37 $2,032,282 210,538
(Direct)
View
2021-09-08
Sale
2021-09-10
08:31 am
DUKE REALTY CORP DRE Harrington Peter D.
VP
1,969 $53.44 $105,223 0
(Indirect
Direct)
View
2021-09-08
Sale
2021-09-10
09:14 am
HERSHEY CO HSY Riggs Kristen J
SVP Chief Growth Officer
3,774 $176.21 $665,014 6,687
(Direct)
View
2021-09-08
Sale
2021-09-10
11:08 am
COGNEX CORP CGNX SUN ANTHONY
Director
30,000 $86.41 $2,592,300 307,262
(Direct)
View
2021-09-08
Sale
2021-09-10
11:36 am
Designer Brands Inc. DBI Turner Mary
VP
9,276 $13.1 $121,516 11,895
(Direct)
View
2021-09-08
Sale
2021-09-10
12:12 pm
Alphabet Inc. GOOG Brin Sergey
Director
10% Owner
13,889 $2871.76 $39,885,807 0
(Direct)
View
2021-09-08
Sale
2021-09-10
12:41 pm
Alphabet Inc. GOOG Brin Sergey
Director
10% Owner
13,889 $2897.32 $40,240,838 19,007,490
(Direct)
View
2021-09-04
Sale
2021-09-10
1:09 pm
LATTICE SEMICONDUCTOR CORP LSCC Milstead Byron Wayne
VP
7,776 $63.07 $490,432 9,289
(Direct)
View
2021-09-04
Sale
2021-09-10
1:09 pm
LATTICE SEMICONDUCTOR CORP LSCC Douglass Stephen
VP
52,525 $62.91 $3,304,212 96,634
(Direct)
View
2021-09-04
Sale
2021-09-10
1:09 pm
LATTICE SEMICONDUCTOR CORP LSCC ANDERSON JAMES ROBERT
CEO
142,072 $62.94 $8,941,707 579,600
(Direct)
View
2021-09-08
Sale
2021-09-10
1:21 pm
Morningstar Inc. MORN Mansueto Joseph D
Chairman
10% Owner
20,117 $280.13 $5,635,351 13,622,897
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-10
1:24 pm
Legacy Housing Corp LEGH Hodgson Curtis Drew
Chairman
10% Owner
58,044 $19.66 $1,141,109 2,269,773
(Indirect
Direct)
View
2021-09-09
Sale
2021-09-10
1:30 pm
SPAR Group Inc. SGRP DeVriese Fay
CFO
14,670 $1.67 $24,499 2
(Direct)
View
2021-09-10
Sale
2021-09-10
1:33 pm
TUCOWS INC TCX Woroch David John
VP
4,250 $76.33 $324,385 49,122
(Indirect
Direct)
View
2021-09-09
Sale
2021-09-10
2:36 pm
Cell MedX Corp. CMXC HARGREAVES BRADLEY S
VP
10% Owner
10,000 $0.22 $2,200 5,561,401
(Direct)
View
2021-09-09
Sale
2021-09-10
2:59 pm
STEEL DYNAMICS INC STLD MILLETT MARK D
CEO
Chairman
67,686 $66.34 $4,490,289 2,927,887
(Indirect
Direct)
View
2021-09-09
Sale
2021-09-10
3:03 pm
WORLD ACCEPTANCE CORP WRLD Caulder Alice Lindsay
VP
200 $200 $40,000 14,116
(Direct)
View
2021-09-09
Sale
2021-09-10
3:06 pm
WORLD ACCEPTANCE CORP WRLD McIntyre Scott
VP
332 $200 $66,400 14,058
(Direct)
View
2021-09-10
Sale
2021-09-10
3:34 pm
KELLOGG CO K KELLOGG W K FOUNDATION TRUST
KELLOGG W K FOUNDATION
10% Owner
83,333 $62.61 $5,217,296 59,048,504
(Direct)
View