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Insider Sale Filings - Archives for 2021-04-16

Home -> 2021 -> Insider sale filings for 2021-04-16

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-04-14
Sale
2021-04-15
4:00 pm
MOODYS CORP MCO Tulenko Stephen T
President
1,500 $317.5 $476,250 5,582
(Direct)
View
2021-04-13
Sale
2021-04-15
4:02 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
40,000 $74.2 $2,968,093 8,107,511
(Direct)
View
2021-04-13
Sale
2021-04-15
4:04 pm
VEEVA SYSTEMS INC VEEV Faddis Jonathan
VP
261 $270.66 $70,642 2,276
(Direct)
View
2021-04-15
Sale
2021-04-15
4:04 pm
SHOE CARNIVAL INC SCVL KLEEBERGER KENT A
Director
1,241 $61.3 $76,073 11,502
(Direct)
View
2021-04-15
Sale
2021-04-15
4:05 pm
Angion Biomedica Corp. ANGN Rhodes Jennifer J
See Remarks
399 $15.01 $5,989 33,887
(Direct)
View
2021-04-13
Sale
2021-04-15
4:06 pm
e.l.f. Beauty Inc. ELF AMIN TARANG
CEO
61,462 $29 $1,782,275 2,135,386
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:10 pm
CASTLE BIOSCIENCES INC CSTL MAETZOLD DEREK J
CEO
28,748 $69.08 $1,985,989 623,514
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-15
4:10 pm
FIRST SOLAR Inc FSLR KENNEDY R CRAIG
Director
550 $79.59 $43,774 25,648
(Direct)
View
2021-04-13
Sale
2021-04-15
4:10 pm
Rapid7 Inc. RPD Schodorf Thomas E
Director
250 $83 $20,750 22,085
(Direct)
View
2021-04-13
Sale
2021-04-15
4:11 pm
AZEK Co Inc. AZEK Jorgensen Greg
CAO
4,166 $48 $199,968 64,632
(Direct)
View
2021-04-14
Sale
2021-04-15
4:11 pm
INTEGRA LIFESCIENCES HOLDINGS CORP IART Evoli Lisa
VP
6,306 $70 $441,420 7,825
(Direct)
View
2021-04-14
Sale
2021-04-15
4:12 pm
FIRST SOLAR Inc FSLR ANTOUN GEORGES
Chief Commercial Officer
3,007 $79.32 $238,511 30,065
(Direct)
View
2021-04-13
Sale
2021-04-15
4:12 pm
KVH INDUSTRIES INC KVHI BRUUN BRENT C
COO
12,868 $13.35 $171,788 142,562
(Direct)
View
2021-04-14
Sale
2021-04-15
4:12 pm
INTEGRA LIFESCIENCES HOLDINGS CORP IART Coleman Glenn
COO
4,002 $70.5 $282,141 32,056
(Direct)
View
2021-04-14
Sale
2021-04-15
4:13 pm
Rapid7 Inc. RPD Kaes Peter
VP
10,438 $85 $887,230 70,324
(Direct)
View
2021-04-13
Sale
2021-04-15
4:15 pm
AZEK Co Inc. AZEK Singh Jesse G
CEO
2,000 $47.92 $95,840 1,792,385
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:16 pm
ASPEN TECHNOLOGY INC AZPN Hague John
VP
552 $153.15 $84,539 19,727
(Direct)
View
2021-04-14
Sale
2021-04-15
4:20 pm
ANGIODYNAMICS INC ANGO Helsel Dave
VP
3,500 $23.93 $83,755 19,115
(Direct)
View
2021-04-14
Sale
2021-04-15
4:21 pm
Ulta Beauty Inc. ULTA HEILBRONN CHARLES
Director
15,397 $334.79 $5,154,720 484,219
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:29 pm
TYME TECHNOLOGIES Inc TYME Hoffman Steve
Chief Science Officer
10% Owner
83,500 $1.535 $128,172 24,406,248
(Direct)
View
2021-04-13
Sale
2021-04-15
4:30 pm
POWER SOLUTIONS INTERNATIONAL Inc PSIX Winemaster Gary S
10% Owner
2,000 $7 $14,000 3,327,603
(Indirect
Direct)
View
2017-03-07
Sale
2021-04-15
4:30 pm
TRXADE GROUP Inc MEDS Fell Donald G.
Director
7,407 $0.56376 $4,176 1,581
(Direct)
View
2021-04-14
Sale
2021-04-15
4:31 pm
OneWater Marine Inc. ONEW LEGLER MITCHELL W
Director
1,500 $42.75 $64,125 64,299
(Direct)
View
2020-12-14
Sale(A)
2021-04-15
4:32 pm
TRXADE GROUP Inc MEDS Fell Donald G.
Director
500 $5.3 $2,650 9,468
(Direct)
View
2021-04-13
Sale
2021-04-15
4:33 pm
Processa Pharmaceuticals Inc. PCSA Yorke Justin W
Director
16,200 $9.5965 $155,464 248,272
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
4:34 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President
33,684 $135 $4,547,340 62,128
(Direct)
View
2021-04-14
Sale
2021-04-15
4:35 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
CEO
31,903 $135.02 $4,307,543 56,307
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:35 pm
BOTTOMLINE TECHNOLOGIES INC EPAY DELUCA NORMAN J
MD Banking Solutions
692 $45.87 $31,743 77,465
(Direct)
View
2021-04-13
Sale
2021-04-15
4:37 pm
BLACKROCK MUNIENHANCED FUND Inc MEN Perlowski John
Director
9 $12.03 $108 1
(Direct)
View
2021-04-13
Sale
2021-04-15
4:37 pm
BlackRock Energy & Resources Trust BGR Perlowski John
Director
6 $8.702 $52 1
(Direct)
View
2021-04-13
Sale
2021-04-15
4:38 pm
BLACKROCK MUNIYIELD NEW JERSEY FUND Inc MYJ Perlowski John
Director
1,754 $14.99 $26,292 0
(Direct)
View
2021-04-13
Sale
2021-04-15
4:40 pm
SeaWorld Entertainment Inc. SEAS Nadeau Sharon P
Chief Human Resources Officer
28,746 $49.31 $1,417,520 58,019
(Direct)
View
2021-04-13
Sale
2021-04-15
4:44 pm
LEVI STRAUSS & CO LEVI Haas Peter E. Jr.
10% Owner
162,041 $26.81 $4,343,652 0
(Indirect)
View
2021-04-13
Sale
2021-04-15
4:45 pm
BOTTOMLINE TECHNOLOGIES INC EPAY EBERLE ROBERT A
CEO
2,342 $45.87 $107,432 380,166
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-15
4:47 pm
ACADIA REALTY TRUST AKR LUSCOMBE WENDY W
Director
1,523 $19.9 $30,313 35,494
(Direct)
View
2021-04-14
Sale
2021-04-15
4:49 pm
NIKE Inc. NKE Krane Hilary K
CAO
15,000 $133.54 $2,003,100 150,288
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:52 pm
BOTTOMLINE TECHNOLOGIES INC EPAY Kelly John Francis
GM Legal Solutions
216 $45.87 $9,908 55,732
(Direct)
View
2021-04-13
Sale
2021-04-15
4:52 pm
LEVI STRAUSS & CO LEVI Haas Margaret E.
10% Owner
47,935 $26.81 $1,284,940 0
(Indirect)
View
2021-04-13
Sale
2021-04-15
4:53 pm
TAKE TWO INTERACTIVE SOFTWARE INC TTWO Slatoff Karl
President
270,984 $182.9 $49,563,719 491,884
(Indirect)
View
2021-04-13
Sale
2021-04-15
4:57 pm
TAKE TWO INTERACTIVE SOFTWARE INC TTWO ZELNICK STRAUSS
CEO
Chairman
270,984 $182.9 $49,563,719 491,884
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
4:58 pm
EXP World Holdings Inc. EXPI Sanford Glenn Darrel
CEO
Chairman
10% Owner
20,000 $38.54 $770,885 40,838,028
(Direct)
View
2021-04-13
Sale
2021-04-15
4:58 pm
LEVI STRAUSS & CO LEVI Haas Jennifer C.
10% Owner
12,963 $26.81 $347,485 0
(Direct)
View
2021-04-13
Sale
2021-04-15
4:59 pm
BOTTOMLINE TECHNOLOGIES INC EPAY SAVORY NIGEL K
Managing Director Europe
1,428 $45.87 $65,505 130,511
(Direct)
View
2021-04-15
Sale
2021-04-15
4:59 pm
Quanterix Corp QTRX Duffy David C.
CTO
1,667 $62.14 $103,587 36,618
(Direct)
View
2021-04-14
Sale
2021-04-15
5:00 pm
Schrodinger Inc. SDGR Lebowitz Joel
CFO
5,574 $78.43 $437,196 0
(Direct)
View
2021-04-13
Sale
2021-04-15
5:00 pm
NCINO Inc NCNO Rudow David
CFO
2,500 $70.68 $176,700 38,892
(Direct)
View
2021-04-13
Sale
2021-04-15
5:00 pm
SeaWorld Entertainment Inc. SEAS Gulacsy Elizabeth
See Remarks
8,000 $49.31 $394,457 91,684
(Direct)
View
2021-04-13
Sale
2021-04-15
5:00 pm
Epsilon Energy Ltd. EPSN Solas Capital Management LLC
FREDERICK TUCKER GOLDEN
10% Owner
8,694 $3.6 $31,298 4,250,137
(Indirect)
View
2021-04-13
Sale
2021-04-15
5:01 pm
Slack Technologies Inc. WORK Shim Allen
CFO
196,405 $42.12 $8,272,583 151,468
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
5:04 pm
BEST BUY CO INC BBY Barry Corie S
CEO
64 $121.74 $7,792 194,909
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
5:05 pm
BEST BUY CO INC BBY Bilunas Matthew M
CFO
21 $121.74 $2,557 37,680
(Direct)
View
2021-04-13
Sale
2021-04-15
5:05 pm
BEST BUY CO INC BBY Furman Matthew M
CAO
14 $121.74 $1,704 65,628
(Direct)
View
2021-04-13
Sale
2021-04-15
5:05 pm
Datadog Inc. DDOG Richardson Julie
Director
3,123 $94.11 $293,915 2,301
(Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY Peterson Allison
Chief Customer Officer
16 $121.74 $1,948 28,192
(Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY Hartman Todd G.
GC Chief Risk Officer
15 $121.74 $1,826 26,339
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY MOHAN RAJENDRA M
COO
51 $121.74 $6,209 147,832
(Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY Scarlett Kathleen
Chief Human Resources Officer
15 $121.74 $1,826 60,271
(Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY Tilzer Brian A
CTO
13 $121.74 $1,583 30,595
(Direct)
View
2021-04-13
Sale
2021-04-15
5:06 pm
BEST BUY CO INC BBY Watson Mathew
CAO
13 $121.74 $1,583 15,402
(Direct)
View
2021-04-13
Sale
2021-04-15
5:07 pm
RiverNorth Flexible Municipal Income Fund Inc. RFM RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
1,900 $22.84 $43,396 221,184
(Direct)
View
2021-04-15
Sale
2021-04-15
5:10 pm
Titan Machinery Inc. TITN Meyer David Joseph
CEO
Chairman
10% Owner
40,036 $26.13 $1,046,141 1,950,000
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
5:12 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Subadviser
7,114 $17.77 $126,416 36,591
(Direct)
View
2021-04-13
Sale
2021-04-15
5:14 pm
Galileo Acquisition Corp. GLEO GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
244 $10.05 $2,452 2,152,404
(Indirect)
View
2021-04-13
Sale
2021-04-15
5:14 pm
Rosecliff Acquisition Corp I RCLFU GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
40,365 $9.9861 $403,089 2,594,727
(Indirect)
View
2021-04-13
Sale
2021-04-15
5:15 pm
Goal Acquisitions Corp. PUCKU GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
128,211 $10.29 $1,319,521 2,462,507
(Indirect)
View
2021-04-14
Sale
2021-04-15
5:28 pm
VERISIGN INC VRSN BIDZOS D JAMES
CEO
Chairman
12,000 $203.69 $2,444,269 842,075
(Direct)
View
2021-04-13
Sale
2021-04-15
5:31 pm
URBAN OUTFITTERS INC URBN Conforti Frank
COO
18,000 $38 $684,000 8,833
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
5:32 pm
VERISIGN INC VRSN Indelicarto Thomas C
VP
613 $204.86 $125,579 59,559
(Direct)
View
2021-04-13
Sale
2021-04-15
5:36 pm
Vir Biotechnology Inc. VIR Virgin Herbert
EVP Research & CSO
5,560 $43.57 $242,244 88,200
(Direct)
View
2021-04-13
Sale
2021-04-15
5:53 pm
G1 Therapeutics Inc. GTHX Velleca Mark A.
Director
30,000 $24.46 $733,768 41,000
(Direct)
View
2021-04-14
Sale
2021-04-15
5:55 pm
Apellis Pharmaceuticals Inc. APLS Grossi Federico
CHIEF MEDICAL OFFICER
500 $42.82 $21,410 56,214
(Direct)
View
2021-04-13
Sale
2021-04-15
5:55 pm
GUESS INC GES MARCIANO PAUL
Chief Creative Officer
10% Owner
100,000 $27.05 $2,705,200 1,381,700
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
5:58 pm
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
37,500 $11.77 $441,284 0
(Direct)
View
2021-04-13
Sale
2021-04-15
5:59 pm
NovoCure Ltd NVCR Benaim Ely
Chief Medical Officer
5,958 $200 $1,191,600 33,259
(Direct)
View
2021-04-13
Sale
2021-04-15
6:00 pm
Zscaler Inc. ZS Sinha Amit
CTO
7,000 $195.24 $1,366,704 269,192
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
6:00 pm
NovoCure Ltd NVCR LEUNG GABRIEL
Director
6,000 $198.84 $1,193,035 72,045
(Direct)
View
2021-04-13
Sale
2021-04-15
6:01 pm
NovoCure Ltd NVCR Danziger Asaf
CEO
97,973 $196.34 $19,236,322 8,184
(Direct)
View
2021-04-13
Sale
2021-04-15
6:09 pm
ALPINE IMMUNE SCIENCES Inc ALPN GOLD MITCHELL
CEO
Chairman
10% Owner
20,000 $10.3 $205,914 250,039
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
6:10 pm
TARGET CORP TGT McNamara Michael Edward
Executive Officer
31,423 $204.32 $6,420,475 119,166
(Direct)
View
2021-04-14
Sale
2021-04-15
6:19 pm
AVID TECHNOLOGY Inc AVID HAWTHORNE NANCY
Director
2,500 $23.31 $58,270 133,726
(Direct)
View
2021-04-13
Sale
2021-04-15
6:26 pm
BLACKLINE Inc BL Tucker Therese
Chairman
10,000 $114.58 $1,145,785 2,208,482
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
6:27 pm
AMGEN INC AMGN SUGAR RONALD D
Director
1,000 $249.98 $249,980 15,927
(Direct)
View
2021-04-13
Sale
2021-04-15
6:29 pm
NovoCure Ltd NVCR DOYLE WILLIAM F
Chairman
95,000 $199.55 $18,957,452 555,393
(Direct)
View
2021-04-13
Sale
2021-04-15
6:32 pm
CADENCE DESIGN SYSTEMS INC CDNS DEVGAN ANIRUDH
President
33,278 $147 $4,891,866 237,935
(Direct)
View
2021-04-13
Sale
2021-04-15
6:35 pm
Schrodinger Inc. SDGR SHAW DAVID E
Schrodinger Equity Holdings LLC
10% Owner
120,400 $77.18 $9,292,590 7,954,405
(Indirect)
View
2021-04-15
Sale
2021-04-15
6:37 pm
COOPER COMPANIES Inc COO Ricupati Agostino
CAO
2,643 $397.92 $1,051,699 1,088
(Direct)
View
2021-04-15
Sale
2021-04-15
6:38 pm
JPMORGAN CHASE & CO JPM BACON ASHLEY
Chief Risk Officer
11,930 $150.91 $1,800,318 157,574
(Direct)
View
2021-04-15
Sale
2021-04-15
6:39 pm
JPMORGAN CHASE & CO JPM Beer Lori A
CIO
15,000 $150.9 $2,263,458 29,787
(Direct)
View
2021-04-15
Sale
2021-04-15
6:39 pm
JPMORGAN CHASE & CO JPM Erdoes Mary E.
CEO
19,188 $150.9 $2,895,475 501,171
(Direct)
View
2021-04-15
Sale
2021-04-15
6:39 pm
JPMORGAN CHASE & CO JPM Friedman Stacey
General Counsel
16,965 $150.9 $2,560,017 56,212
(Direct)
View
2021-04-15
Sale
2021-04-15
6:39 pm
JPMORGAN CHASE & CO JPM Lake Marianne
VP
13,047 $150.9 $1,968,850 103,897
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-15
6:39 pm
JPMORGAN CHASE & CO JPM Petno Douglas B
CEO
11,512 $150.9 $1,737,158 373,531
(Direct)
View
2021-04-12
Sale
2021-04-15
6:43 pm
Sorrento Therapeutics Inc. SRNE Janda Kim
Director
1,900 $6.9742 $13,251 3,000
(Direct)
View
2021-04-13
Sale
2021-04-15
6:47 pm
AGILENT TECHNOLOGIES Inc A McMullen Michael R.
CEO
8,966 $132.5 $1,187,995 270,158
(Direct)
View
2021-04-13
Sale
2021-04-15
6:47 pm
Outset Medical Inc. OM Warburg Pincus X L.P.
Warburg Pincus X Partners L.P.
WP X Finance L.P.
WPX GP L.P.
Warburg Pincus Private Equity X L.P.
Warburg Pincus X GP L.P.
WPP GP LLC
Warburg Pincus Partners L.P.
Warburg Pincus Partners GP LLC
WARBURG PINCUS & CO.
10% Owner
3,890,723 $50.83 $197,745,999 815,394
(Indirect)
View
2021-04-13
Sale
2021-04-15
6:50 pm
Outset Medical Inc. OM WARBURG PINCUS LLC
10% Owner
3,890,723 $50.83 $197,745,999 815,394
(Indirect)
View
2021-04-13
Sale
2021-04-15
6:51 pm
RARE ELEMENT RESOURCES LTD REEMF Schlauch Paul John
Director
25,000 $2.1438 $53,595 123,121
(Direct)
View
2021-04-14
Sale
2021-04-15
6:54 pm
C3.ai Inc. AI Sastry Shankar
Director
50,000 $69.41 $3,470,307 24,640
(Direct)
View
2021-04-15
Sale
2021-04-15
6:55 pm
CYTOKINETICS INC CYTK SMITH SANDFORD D
Director
10,714 $25.23 $270,350 920
(Direct)
View
2021-04-13
Sale
2021-04-15
6:57 pm
Kronos Bio Inc. KRON Loven Jakob
Director
74,474 $22.7 $1,690,359 1,370,254
(Indirect)
View
2021-04-13
Sale
2021-04-15
7:07 pm
Berkeley Lights Inc. BLI Breinlinger Keith
CTO
8,250 $48.28 $398,328 28,036
(Direct)
View
2021-04-08
Sale
2021-04-15
7:09 pm
Prelude Therapeutics Inc PRLD Mauro David J
Chief Medical Officer
9,617 $38.35 $368,852 0
(Direct)
View
2021-04-08
Sale
2021-04-15
7:11 pm
Prelude Therapeutics Inc PRLD Morosini Deborah
EVP Chief of Clinical Affairs
100 $40 $4,000 444
(Direct)
View
2021-04-08
Sale
2021-04-15
7:12 pm
Prelude Therapeutics Inc PRLD Pierce Christopher
COO
200 $40 $8,000 3,750
(Direct)
View
2021-04-08
Sale
2021-04-15
7:14 pm
Prelude Therapeutics Inc PRLD Scherle Peggy
Chief Scientific Officer
4,630 $38.34 $177,504 172,920
(Direct)
View
2021-04-13
Sale
2021-04-15
7:28 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
50,000 $272.82 $13,641,209 0
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-15
7:51 pm
TWITTER Inc TWTR Gadde Vijaya
Chief Legal Officer
2,388 $70.61 $168,617 834,420
(Indirect)
View
2021-04-13
Sale
2021-04-15
7:52 pm
TWITTER Inc TWTR SEGAL NED D.
CFO
7,000 $71.57 $500,990 671,727
(Direct)
View
2021-04-13
Sale
2021-04-15
7:56 pm
Health Catalyst Inc. HCAT Alger Jason
CAO
6,301 $50.07 $315,465 17,187
(Direct)
View
2021-04-13
Sale
2021-04-15
7:58 pm
AMYRIS Inc AMRS Kung Frank
Director
4,678,363 $14.96 $70,000,005 711,258
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
8:00 pm
Harpoon Therapeutics Inc. HARP GADICKE ANSBERT
Oncology Impact Fund (Cayman) Management L.P.
MPM Oncology Impact Management LP
MPM Oncology Impact Management GP LLC
UBS Oncology Impact Fund L.P.
10% Owner
38,556 $20.16 $777,359 7,067,244
(Indirect)
View
2021-04-15
Sale
2021-04-15
8:01 pm
Harpoon Therapeutics Inc. HARP MPM BioVentures 2014 L.P.
MPM ASSET MANAGEMENT LLC
MPM BioVentures 2014 (B) L.P.
MPM Asset Management Investors BV2014 LLC
MPM BioVentures 2014 LLC
MPM BioVentures 2014 GP LLC
Foley Todd
EVNIN LUKE
Former 10% Owner
4,666 $20.16 $94,075 3,220,844
(Indirect)
View
2021-04-13
Sale
2021-04-15
8:05 pm
PLIANT THERAPEUTICS Inc PLRX Coulie Bernard
CEO
3,500 $30.33 $106,161 456,817
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
8:05 pm
NVIDIA CORP NVDA BURGESS ROBERT K
Director
14,500 $627.95 $9,105,295 6,606
(Direct)
View
2021-04-14
Sale
2021-04-15
8:07 pm
Invitae Corp NVTA Stueland Katherine
Chief Commercial Officer
19,893 $39.87 $793,209 189,871
(Direct)
View
2021-04-15
Sale
2021-04-15
8:10 pm
SALESFORCE.COM Inc CRM Weaver Amy E
CFO
5,000 $229.87 $1,149,350 34,927
(Direct)
View
2021-04-13
Sale
2021-04-15
8:13 pm
Inogen Inc INGN Bauerlein Alison
CFO
2,841 $60.08 $170,686 3,324
(Direct)
View
2021-04-13
Sale
2021-04-15
8:16 pm
Inogen Inc INGN Taylor Brenton
VP
7,942 $60.17 $477,867 56,933
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-15
8:19 pm
IRON MOUNTAIN INC IRM MARSON DEBORAH
VP
625 $37.76 $23,600 44,002
(Direct)
View
2021-04-13
Sale
2021-04-15
8:35 pm
Pacira BioSciences Inc. PCRX Williams Kristen Marie
CAO
21,823 $66.95 $1,461,069 24,887
(Direct)
View
2021-04-13
Sale
2021-04-15
8:42 pm
AeroVironment Inc AVAV Conver Timothy E
Chairman
12,500 $111.27 $1,390,899 320,800
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
8:57 pm
CrowdStrike Holdings Inc. CRWD Henry Shawn
Please see remarks
11,995 $210.01 $2,519,065 436,518
(Direct)
View
2021-04-13
Sale
2021-04-15
8:58 pm
CrowdStrike Holdings Inc. CRWD DAVIS CARY
Director
5,000 $213.59 $1,067,950 30,597
(Direct)
View
2021-04-13
Sale
2021-04-15
9:23 pm
EMAGIN CORP EMAN GINOLA LTD
10% Owner
34,707 $3.3114 $114,929 1,497,462
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-15
9:26 pm
Grocery Outlet Holding Corp. GO Herman Thomas F
Director
2,000 $38.6 $77,202 66,805
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-15
9:30 pm
Palantir Technologies Inc. PLTR Taylor Ryan D.
See Remarks
76,000 $25 $1,900,000 1,418,434
(Direct)
View
2021-04-14
Sale
2021-04-15
9:35 pm
ZUORA INC ZUO Tzuo Tien
CEO
Chairman
10% Owner
20,000 $17.76 $355,222 0
(Indirect)
View
2021-04-13
Sale
2021-04-15
9:42 pm
Hayward Holdings Inc. HAYW Alberta Investment Management Corp
10% Owner
575,799 $17 $9,788,583 36,776,696
(Indirect)
View
2021-04-13
Sale
2021-04-15
9:43 pm
BIOLIFE SOLUTIONS INC BLFS DE GREEF RODERICK
CFO
COO
20,919 $34.45 $720,639 175,538
(Direct)
View
2021-04-15
Sale
2021-04-15
9:47 pm
YUM BRANDS INC YUM Gibbs David W
CEO
1,362 $118.47 $161,356 20,028
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-16
06:06 am
PARKERVISION INC PRKR Newman Frank N
Director
2,000 $1.35 $2,700 198,100
(Direct)
View
2021-04-14
Sale
2021-04-16
08:08 am
MOVADO GROUP INC MOV GRINBERG ALEXANDER
Director
10% Owner
3,835 $31.44 $120,572 9,824
(Indirect
Direct)
View
2021-01-06
Sale
2021-04-16
08:12 am
ONE LIBERTY PROPERTIES INC OLP Clair Justin
VP
6,840 $23.66 $161,834 32,585
(Direct)
View
2021-04-15
Sale
2021-04-16
08:34 am
CIENA CORP CIEN Rothenstein David M
VP
3,000 $56.25 $168,750 269,668
(Direct)
View
2021-04-15
Sale
2021-04-16
08:38 am
CIENA CORP CIEN PETRIK ANDREW C
VP
1,000 $56.25 $56,250 36,522
(Direct)
View
2021-03-23
Sale(A)
2021-04-16
09:42 am
ISUN Inc ISUN Myrick Frederick JR
VP
25,000 $15.6 $389,925 660,773
(Direct)
View
2021-04-05
Sale(A)
2021-04-16
09:43 am
ISUN Inc ISUN Peck Jeffrey
CEO
10% Owner
13,807 $15.12 $208,762 1,361,497
(Direct)
View
2021-04-01
Sale(A)
2021-04-16
09:49 am
ISUN Inc ISUN Myrick Frederick JR
VP
25,000 $13.79 $344,662 635,773
(Direct)
View
2021-04-01
Sale(A)
2021-04-16
09:51 am
ISUN Inc ISUN Peck Jeffrey
CEO
10% Owner
36,193 $15.11 $546,876 1,375,302
(Direct)
View
2021-04-15
Sale
2021-04-16
11:09 am
Kimball Electronics Inc. KE KAHLE JOHN H
VP
3,500 $23.19 $81,151 193,195
(Direct)
View
2021-04-14
Sale
2021-04-16
11:24 am
GRAN TIERRA ENERGY Inc GTE GMT CAPITAL CORP
BAY RESOURCE PARTNERS LP
BAY II RESOURCE PARTNERS LP
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND L.P.
CLAUGUS THOMAS E
GMT Exploration Co LLC
10% Owner
720,700 $0.68167 $491,283 42,141,208
(Direct)
View
2021-04-15
Sale
2021-04-16
11:29 am
CSW INDUSTRIALS Inc CSWI Armes Joseph B
CEO
Chairman
2,000 $138.61 $277,229 56,485
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
11:55 am
uniQure N.V. QURE Kuta Alexander Edward III
VP
6,000 $35.06 $210,360 68,871
(Direct)
View
2021-04-14
Sale
2021-04-16
12:25 pm
ROSS STORES Inc ROST ORBAN GEORGE
Director
3,250 $127.04 $412,879 398,950
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
12:42 pm
Elevate Credit Inc. ELVT Greever Scott
Chief Product Officer
5,000 $2.88 $14,400 84,227
(Direct)
View
2021-04-14
Sale
2021-04-16
12:58 pm
CARNIVAL CORP CCL WEISENBURGER RANDALL J
Director
538,762 $27.5 $14,817,754 854,605
(Direct)
View
2021-04-15
Sale
2021-04-16
1:17 pm
PUBLIC SERVICE ENTERPRISE GROUP INC PEG Chernick Rose M
VP
397 $62.52 $24,820 31,973
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
1:26 pm
Altair Engineering Inc. ALTR JRS Investments LLC
10% Owner
30,000 $63.3 $1,899,113 0
(Direct)
View
2021-04-09
Sale
2021-04-16
1:26 pm
HMG COURTLAND PROPERTIES INC HMG Weiner Maurice A
CEO
Chairman
10% Owner
3,000 $10.2 $30,600 63,530
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
1:27 pm
Altair Engineering Inc. ALTR James R. Scapa Declaration of Trust
10% Owner
40,000 $63.07 $2,522,617 0
(Direct)
View
2021-04-15
Sale
2021-04-16
1:29 pm
Altair Engineering Inc. ALTR Scapa James Ralph
CEO
10% Owner
70,000 $63.17 $4,421,730 0
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
2:01 pm
TransDigm Group INC TDG Howley W Nicholas
Chairman
11,500 $622.13 $7,154,495 21,548
(Indirect)
View
2021-04-15
Sale
2021-04-16
2:04 pm
NEXTERA ENERGY INC NEE Reagan Ronald R
VP
3,750 $80 $300,000 32,209
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
2:11 pm
RAPT Therapeutics Inc. RAPT HO WILLIAM
Chief Medical Officer
1,000 $21.14 $21,140 63,445
(Direct)
View
2021-04-15
Sale
2021-04-16
2:12 pm
John Bean Technologies CORP JBT Marvin James L
VP
2,500 $135.15 $337,875 17,007
(Direct)
View
2021-04-15
Sale
2021-04-16
2:14 pm
John Bean Technologies CORP JBT Clayton Jason T
VP
1,689 $135.15 $228,268 6,879
(Direct)
View
2021-04-15
Sale
2021-04-16
2:25 pm
NEXTERA ENERGY INC NEE Silagy Eric E
CEO
COO
9,268 $80 $741,440 144,977
(Indirect
Direct)
View
2021-04-14
Sale
2021-04-16
2:37 pm
NUVEEN FLOATING RATE INCOME FUND JFR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
87,152 $9.6439 $840,488 6,055,027
(Indirect)
View
2021-04-14
Sale
2021-04-16
2:40 pm
Nuveen Floating Rate Income Opportunity Fund JRO Saba Capital Management L.P.
Weinstein Boaz
10% Owner
29,273 $9.5176 $278,610 4,399,617
(Indirect)
View
2021-04-14
Sale
2021-04-16
2:45 pm
Nuveen Short Duration Credit Opportunities Fund JSD Saba Capital Management L.P.
Weinstein Boaz
10% Owner
9,945 $14.22 $141,430 1,132,587
(Indirect)
View
2021-04-15
Sale
2021-04-16
2:51 pm
PAYCHEX INC PAYX VELLI JOSEPH M
Director
3,753 $96.93 $363,778 48,866
(Direct)
View
2021-04-14
Sale
2021-04-16
2:52 pm
Voya PRIME RATE TRUST PPR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
252,997 $4.6411 $1,174,181 26,796,212
(Indirect)
View
2021-04-14
Sale
2021-04-16
3:08 pm
LEVI STRAUSS & CO LEVI Haas Daniel S.
10% Owner
221,003 $27.4 $6,056,468 0
(Direct)
View
2020-11-09
Sale(A)
2021-04-16
3:10 pm
PRICESMART INC PSMT Biehl Juan Ignacio
CTO
1,412 $73.15 $103,287 10,445
(Direct)
View
2021-04-15
Sale
2021-04-16
3:12 pm
RESMED INC RMD Douglas Robert Andrew
COO
964 $207.45 $199,982 210,407
(Indirect
Direct)
View
2021-04-15
Sale
2021-04-16
3:23 pm
CHARLES RIVER LABORATORIES INTERNATIONAL Inc CRL Smith David Ross
CFO
2,000 $320 $640,000 14,862
(Direct)
View
2021-04-15
Sale
2021-04-16
3:35 pm
CIENA CORP CIEN ALEXANDER STEPHEN B
CTO
2,000 $56.25 $112,500 82,464
(Direct)
View
(A) Indicate amendment filing.