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Insider Sale Filings - Archives for 2021-04-14

Home -> 2021 -> Insider sale filings for 2021-04-14

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-04-09
Sale
2021-04-13
4:00 pm
HERMAN MILLER INC MLHR Scott Richard
COO
150 $43.47 $6,521 753
(Direct)
View
2021-04-09
Sale
2021-04-13
4:01 pm
Forward Industries Inc. FORD Severino Paul Jean
COO
10,000 $2.98 $29,800 106,502
(Direct)
View
2021-04-12
Sale
2021-04-13
4:02 pm
Forward Industries Inc. FORD Maiman Mitchell
President
10,000 $2.9158 $29,158 105,859
(Direct)
View
2021-04-12
Sale
2021-04-13
4:05 pm
ALX ONCOLOGY HOLDINGS INC ALXO Randolph Sophia
Chief Medical Officer
7,387 $59.43 $438,978 193,750
(Direct)
View
2021-04-12
Sale
2021-04-13
4:05 pm
MYR GROUP Inc MYRG KOERTNER WILLIAM A
Director
30,000 $74.04 $2,221,162 103,317
(Direct)
View
2021-04-09
Sale
2021-04-13
4:05 pm
ENTEGRIS INC ENTG Rucci Corey
VP
16,262 $120.82 $1,964,725 9,680
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
4:06 pm
ENTEGRIS INC ENTG LEDERER JAMES P
Director
7,000 $121.76 $852,320 18,094
(Direct)
View
2021-04-09
Sale
2021-04-13
4:07 pm
BENTLEY SYSTEMS INC BSY BENTLEY RICHARD P.
10% Owner
100,000 $49.32 $4,931,648 1,086,360
(Direct)
View
2021-04-12
Sale
2021-04-13
4:07 pm
ENTEGRIS INC ENTG GRAVES GREGORY B
CFO
20,328 $119.35 $2,426,167 33,844
(Direct)
View
2021-04-09
Sale
2021-04-13
4:10 pm
KVH INDUSTRIES INC KVHI BRUUN BRENT C
COO
2,175 $1281.53 $2,787,320 142,562
(Direct)
View
2021-04-09
Sale
2021-04-13
4:10 pm
Moderna Inc. MRNA Bancel Stephane
CEO
11,046 $140.91 $1,556,482 77,338
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:10 pm
Celanese Corp CE WULFF JOHN K
Director
6,000 $153.82 $922,928 11,221
(Direct)
View
2021-04-12
Sale
2021-04-13
4:11 pm
Datadog Inc. DDOG Fougere Dan
Chief Revenue Officer
227,000 $90.45 $20,531,346 332,644
(Direct)
View
2021-04-09
Sale
2021-04-13
4:12 pm
Harpoon Therapeutics Inc. HARP MPM BioVentures 2014 L.P.
MPM ASSET MANAGEMENT LLC
MPM BioVentures 2014 (B) L.P.
MPM Asset Management Investors BV2014 LLC
MPM BioVentures 2014 LLC
MPM BioVentures 2014 GP LLC
Foley Todd
EVNIN LUKE
10% Owner
12,796 $23.15 $296,261 3,225,510
(Indirect)
View
2021-04-09
Sale
2021-04-13
4:12 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
40,000 $74.1 $2,964,043 8,147,511
(Direct)
View
2021-04-12
Sale
2021-04-13
4:12 pm
Moderna Inc. MRNA Andres Juan
See remarks
5,000 $142.46 $712,300 0
(Direct)
View
2021-04-09
Sale
2021-04-13
4:13 pm
Harpoon Therapeutics Inc. HARP GADICKE ANSBERT
Oncology Impact Fund (Cayman) Management L.P.
MPM Oncology Impact Management LP
MPM Oncology Impact Management GP LLC
UBS Oncology Impact Fund L.P.
10% Owner
30,928 $21.9 $677,357 7,105,800
(Indirect)
View
2021-04-12
Sale
2021-04-13
4:14 pm
Moderna Inc. MRNA Zaks Tal Zvi
Chief Medical Officer
5,000 $138.96 $694,818 0
(Direct)
View
2021-04-09
Sale
2021-04-13
4:15 pm
iTeos Therapeutics Inc. ITOS GADICKE ANSBERT
UBS Oncology Impact Fund L.P.
MPM Oncology Impact Management LP
Oncology Impact Fund (Cayman) Management L.P.
MPM Oncology Impact Management GP LLC
10% Owner
200 $29.99 $5,998 6,004,368
(Indirect)
View
2021-04-07
Sale
2021-04-13
4:15 pm
POWER SOLUTIONS INTERNATIONAL Inc PSIX Winemaster Gary S
10% Owner
2,100 $7.2286 $15,180 3,329,603
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
4:15 pm
iTeos Therapeutics Inc. ITOS MPM BIOVENTURES 2018 L.P.
MPM BioVentures 2018 LLC
MPM BioVentures 2018 GP LLC
10% Owner
119 $29.99 $3,569 3,665,787
(Indirect)
View
2021-04-09
Sale
2021-04-13
4:16 pm
VEEVA SYSTEMS INC VEEV MATEO ALAN
VP
2,347 $262.16 $615,290 2,597
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
4:16 pm
iTeos Therapeutics Inc. ITOS MPM BioVentures 2014 L.P.
EVNIN LUKE
Foley Todd
MPM BioVentures 2014 (B) L.P.
MPM Asset Management Investors BV2014 LLC
MPM BioVentures 2014 LLC
MPM BioVentures 2014 GP LLC
MPM BIOVENTURES 2018 (B) L.P.
MPM ASSET MANAGEMENT INVESTORS BV2018 LLC
10% Owner
119 $29.99 $3,569 3,665,787
(Indirect)
View
2021-04-12
Sale
2021-04-13
4:16 pm
Zscaler Inc. ZS BLASING KAREN
Director
2,000 $187.05 $374,104 1,763
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:18 pm
MICRON TECHNOLOGY INC MU Poppen Joel L
VP
4,984 $95.65 $476,733 252,213
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:20 pm
ROYAL CARIBBEAN CRUISES LTD RCL Liberty Jason T
CFO
3,000 $88.77 $266,310 93,789
(Direct)
View
2021-04-09
Sale
2021-04-13
4:20 pm
BIG LOTS INC BIG Robins Ronald A Jr
VP
10,000 $67.5 $675,000 42,822
(Direct)
View
2021-04-12
Sale
2021-04-13
4:22 pm
MARATHON OIL CORP MRO TILLMAN LEE M
CEO
Chairman
67,500 $11.08 $747,900 1,270,512
(Direct)
View
2021-04-12
Sale
2021-04-13
4:23 pm
Baker Hughes Co BKR Qasem Rami
VP
11,438 $20.33 $232,535 25,537
(Direct)
View
2021-04-12
Sale
2021-04-13
4:27 pm
Nuance Communications Inc. NUAN Tempesta Daniel David
CFO
120,342 $52.95 $6,371,689 262,445
(Direct)
View
2021-04-12
Sale
2021-04-13
4:29 pm
NEXTGEN HEALTHCARE Inc NXGN Barbarosh Craig A.
Director
9,000 $18.7 $168,342 90,946
(Direct)
View
2021-04-09
Sale
2021-04-13
4:30 pm
Lantheus Holdings Inc. LNTH McHugh Julie
Director
2,800 $21.22 $59,416 23,057
(Direct)
View
2021-04-12
Sale
2021-04-13
4:30 pm
Kraig Biocraft Laboratories Inc KBLB Thompson Kimberly Kraig
CFO
CEO
10% Owner
122,400 $0 $0 204,892,304
(Direct)
View
2021-04-08
Sale(A)
2021-04-13
4:31 pm
Apple Hospitality REIT Inc. APLE GATHRIGHT KRISTIAN M
Director
12,916 $15.25 $197,025 1,065,322
(Direct)
View
2021-04-09
Sale
2021-04-13
4:32 pm
AMEDISYS INC AMED Kemmerly David L
See Remarks
500 $280 $140,000 20,413
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:34 pm
NVIDIA CORP NVDA Drell Persis
Director
1,200 $587.53 $705,039 15,671
(Direct)
View
2021-04-12
Sale
2021-04-13
4:34 pm
BRIGHT HORIZONS FAMILY SOLUTIONS Inc BFAM Burke Mary Lou
COO
5,000 $163.75 $818,773 34,726
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:35 pm
BRIGHT HORIZONS FAMILY SOLUTIONS Inc BFAM TOCIO MARY ANN
Director
3,000 $164.82 $494,460 63,259
(Direct)
View
2021-04-12
Sale
2021-04-13
4:36 pm
Mastercard Inc MA Stanton Kevin
CTO
29,052 $378.09 $10,984,247 14,607
(Direct)
View
2021-04-12
Sale
2021-04-13
4:37 pm
AVALARA Inc AVLR McFarlane Scott M
Director
30,000 $140.86 $4,225,809 604,470
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:40 pm
10x Genomics Inc. TXG CRUTCHFIELD BRADFORD
Chief Commercial Officer
17,000 $185.89 $3,160,053 34,608
(Direct)
View
2021-04-09
Sale
2021-04-13
4:44 pm
KFORCE INC KFRC DUNKEL DAVID L
CEO
25,000 $55.51 $1,387,733 12,399
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
4:54 pm
Lamb Weston Holdings Inc. LW Werner Thomas P.
CEO
69,500 $78.46 $5,453,165 148,281
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
4:55 pm
VERINT SYSTEMS INC VRNT Nottenburg Richard N
Director
2,517 $45.91 $115,555 5,109
(Direct)
View
2021-04-09
Sale
2021-04-13
4:59 pm
VERINT SYSTEMS INC VRNT BODNER DAN
CEO
Chairman
55,073 $45.93 $2,529,694 913,937
(Direct)
View
2021-04-09
Sale
2021-04-13
5:00 pm
SONO TEK CORP SOTK RIEMER JOSEPH
Director
1,460 $4.45 $6,497 68,785
(Direct)
View
2021-04-09
Sale
2021-04-13
5:03 pm
TENNECO INC TEN ICAHN CARL C
ICAHN ENTERPRISES HOLDINGS L.P.
ICAHN ENTERPRISES G.P. Inc
BECKTON CORP
10% Owner
704,659 $10.85 $7,644,478 11,503,692
(Indirect)
View
2021-04-12
Sale
2021-04-13
5:04 pm
Semler Scientific Inc. SMLR Murphy-Chutorian Douglas
CEO
10% Owner
1,250 $108.21 $135,266 0
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
5:06 pm
XERIS PHARMACEUTICALS INC XERS PRESTRELSKI STEVEN
Chief Scientific Officer
10,000 $4.0725 $40,725 496,824
(Direct)
View
2021-04-09
Sale
2021-04-13
5:08 pm
VERINT SYSTEMS INC VRNT FANTE PETER
CAO
10,396 $45.93 $477,509 64,959
(Direct)
View
2021-04-09
Sale
2021-04-13
5:08 pm
Phreesia Inc. PHR Davidoff Michael J.
See Remarks
2,134 $50.51 $107,784 76,589
(Direct)
View
2021-04-09
Sale
2021-04-13
5:11 pm
VERINT SYSTEMS INC VRNT MORIAH ELAN
President
14,637 $45.93 $672,289 99,803
(Direct)
View
2021-04-09
Sale
2021-04-13
5:14 pm
VERINT SYSTEMS INC VRNT Robinson Douglas
CFO
10,396 $45.93 $477,509 220,680
(Direct)
View
2021-04-09
Sale
2021-04-13
5:16 pm
ExlService Holdings Inc. EXLS MITTAL SOM
Director
5,657 $92.31 $522,212 0
(Direct)
View
2021-04-09
Sale
2021-04-13
5:18 pm
Pangaea Logistics Solutions Ltd. PANL Pangaea One Acquisition Holdings XIV LLC
10% Owner
51,558 $3.0313 $156,290 13,327,576
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
5:19 pm
Nurix Therapeutics Inc. NRIX Beaurang Pierre
Chief Business Officer
7,500 $27.28 $204,632 4,330
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
5:20 pm
Nurix Therapeutics Inc. NRIX Ring Christine
General Counsel
1,200 $27.2 $32,640 805
(Direct)
View
2021-04-12
Sale
2021-04-13
5:22 pm
RESMED INC RMD Sandercock Brett
CFO
2,500 $198.47 $496,175 94,922
(Direct)
View
2021-04-12
Sale
2021-04-13
5:23 pm
RESMED INC RMD Hollingshead James
President
4,800 $200 $960,000 83,046
(Direct)
View
2021-04-12
Sale
2021-04-13
5:29 pm
AKAMAI TECHNOLOGIES INC AKAM Karon Adam
COO
15,000 $104.39 $1,565,850 20,433
(Direct)
View
2021-04-09
Sale
2021-04-13
5:32 pm
AZEK Co Inc. AZEK NICOLETTI RALPH J
CFO
20,000 $46.75 $935,082 386,976
(Direct)
View
2021-04-09
Sale
2021-04-13
5:34 pm
Vroom Inc. VRM Jones David K.
CFO
15,000 $40.11 $601,630 49,813
(Direct)
View
2021-04-12
Sale
2021-04-13
5:44 pm
OVERSTOCK.COM INC OSTK Weight Joel
CTO
800 $70.81 $56,648 1,858
(Direct)
View
2021-04-09
Sale
2021-04-13
5:59 pm
PagerDuty Inc. PD Tejada Jennifer
CEO
10,000 $41.58 $415,811 527,984
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
5:59 pm
PagerDuty Inc. PD Wilson Howard
CFO
22,440 $41.59 $933,229 289,378
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
6:02 pm
TYME TECHNOLOGIES Inc TYME Demurjian Michael
10% Owner
20,000 $1.57 $31,400 24,698,546
(Direct)
View
2021-04-12
Sale
2021-04-13
6:02 pm
Avantor Inc. AVTR Miller Justin
VP
102,895 $33.17 $3,412,916 118,679
(Direct)
View
2021-04-12
Sale
2021-04-13
6:02 pm
Zumiez Inc ZUMZ Campion Thomas D
COO
Chairman
100 $47 $4,700 996,603
(Direct)
View
2021-04-12
Sale
2021-04-13
6:02 pm
Avantor Inc. AVTR Bramwell James
VP
2,505 $32 $80,160 118,136
(Direct)
View
2021-04-12
Sale
2021-04-13
6:03 pm
Horizon Therapeutics Public Ltd Co HZNP GREY MICHAEL G
Director
15,000 $90.28 $1,354,200 0
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
6:03 pm
Avantor Inc. AVTR Vanderhaegen Frederic
VP
27,075 $31.8 $860,997 216,594
(Direct)
View
2021-04-12
Sale
2021-04-13
6:03 pm
Avantor Inc. AVTR Ohri Devashish
VP
100,160 $32.37 $3,242,179 155,888
(Direct)
View
2021-04-12
Sale
2021-04-13
6:04 pm
Horizon Therapeutics Public Ltd Co HZNP MOZE BARRY
CAO
65,613 $88.96 $5,837,049 105,665
(Direct)
View
2021-04-12
Sale
2021-04-13
6:05 pm
PRICESMART INC PSMT Price Philanthropies Foundation
10% Owner
20,000 $89.24 $1,784,844 3,965,055
(Direct)
View
2021-04-09
Sale
2021-04-13
6:08 pm
ON SEMICONDUCTOR CORP ON Rolls Paul E
VP
29,261 $42.58 $1,245,860 179,446
(Direct)
View
2021-04-12
Sale
2021-04-13
6:09 pm
PRICESMART INC PSMT PRICE ROBERT E
Director
10% Owner
20,000 $89.24 $1,784,844 1,327,304
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
6:09 pm
Ally Financial Inc. ALLY Timmerman Douglas R.
President
2,917 $47.38 $138,207 153,161
(Direct)
View
2021-04-09
Sale
2021-04-13
6:10 pm
Stride Inc. LRN DAVIS NATHANIEL A
Chairman
89,388 $35.11 $3,138,413 275,786
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
6:15 pm
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
11,500 $11.73 $134,867 0
(Direct)
View
2021-04-09
Sale
2021-04-13
6:15 pm
Great Lakes Dredge & Dock CORP GLDD DICKERSON LAWRENCE R
Director
1,571 $15.42 $24,225 82,562
(Direct)
View
2021-04-13
Sale
2021-04-13
6:37 pm
Hayward Holdings Inc. HAYW CCMP Capital LP
CCMP Capital GP LLC
CCMP Capital Investors III L.P.
CCMP Capital Investors III (Employee) L.P.
CCMP Capital Associates III L.P.
CCMP Capital Associates III GP LLC
10% Owner
1,120,044 $16.07 $17,993,507 4,159,137
(Indirect)
View
2021-04-09
Sale
2021-04-13
6:40 pm
Senseonics Holdings Inc. SENS ROEDER DOUGLAS A
Director
9,846,294 $2.2531 $22,184,832 652
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-13
6:47 pm
WEED Inc BUDZ BREEN NICOLE M
Director
10% Owner
8,155 $0.67478 $5,503 22,050,660
(Indirect)
View
2021-04-09
Sale
2021-04-13
6:52 pm
GAP INC GPS Peters Sheila
EVP & Chief People Officer
1,023 $32.5 $33,248 9,491
(Direct)
View
2021-04-12
Sale
2021-04-13
6:56 pm
NGM BIOPHARMACEUTICALS INC NGM CHEN JIN-LONG
Chief Scientific Officer
25,000 $24.65 $616,250 945,005
(Direct)
View
2021-04-09
Sale
2021-04-13
6:58 pm
SPLUNK INC SPLK Child Jason
CFO
1,582 $140.87 $222,856 179,516
(Direct)
View
2021-04-12
Sale
2021-04-13
6:58 pm
SPLUNK INC SPLK Merritt Douglas
CEO
15,456 $145 $2,241,120 323,684
(Direct)
View
2021-04-09
Sale
2021-04-13
7:00 pm
SURO CAPITAL CORP. SSSS Birch Robert S.
Owner
126,582 $15.51 $1,963,772 1,991,263
(Direct)
View
2021-04-09
Sale
2021-04-13
7:02 pm
GAP INC GPS Gruber Julie
Chief Legal&Compliance Officer
16,832 $32 $538,624 3,251
(Direct)
View
2021-04-12
Sale
2021-04-13
7:05 pm
Kennedy-Wilson Holdings Inc. KW Enbody Justin
CFO
56,586 $20.62 $1,166,926 457,732
(Direct)
View
2021-04-09
Sale
2021-04-13
7:09 pm
GAP INC GPS Syngal Sonia
CEO
20,957 $31.54 $661,018 82,614
(Direct)
View
2021-04-12
Sale
2021-04-13
7:14 pm
NLIGHT Inc LASR Bareket Ran
CFO
10,000 $31.99 $319,900 137,483
(Direct)
View
2021-03-15
Sale(A)
2021-04-13
7:45 pm
NanoString Technologies Inc NSTG Bailey K Thomas
CFO
1,335 $66.32 $88,537 19,316
(Direct)
View
2021-04-09
Sale
2021-04-13
7:45 pm
NCINO Inc NCNO HORING JEFF
Director
10% Owner
2,500 $68.84 $172,103 36,147
(Indirect
Direct)
View
2021-03-16
Sale
2021-04-13
7:45 pm
NanoString Technologies Inc NSTG Bailey K Thomas
CFO
1,161 $66.32 $76,998 18,155
(Direct)
View
2021-03-15
Sale(A)
2021-04-13
7:47 pm
NanoString Technologies Inc NSTG BEECHEM JOSEPH M
VP
1,778 $66.32 $117,917 90,070
(Direct)
View
2021-04-09
Sale
2021-04-13
7:47 pm
Marcus & Millichap Inc. MMI Phoenix Investments Holdings LLC
10% Owner
101,103 $35.12 $3,550,445 14,315,205
(Direct)
View
2021-03-16
Sale
2021-04-13
7:47 pm
NanoString Technologies Inc NSTG BEECHEM JOSEPH M
VP
10,035 $66 $662,327 80,035
(Direct)
View
2021-04-09
Sale
2021-04-13
7:48 pm
Marcus & Millichap Inc. MMI MARCUS GEORGE M
Director
10% Owner
101,103 $35.12 $3,550,445 14,315,205
(Indirect
Direct)
View
2021-03-15
Sale(A)
2021-04-13
7:51 pm
NanoString Technologies Inc NSTG BROWN J. CHAD
VP
1,335 $66.32 $88,537 9,702
(Direct)
View
2021-03-25
Sale
2021-04-13
7:51 pm
NanoString Technologies Inc NSTG BROWN J. CHAD
VP
4,948 $68.78 $340,323 0
(Direct)
View
2021-03-10
Sale(A)
2021-04-13
7:53 pm
NanoString Technologies Inc NSTG GRAY R BRADLEY
CEO
33,333 $62.04 $2,068,062 129,174
(Direct)
View
2021-03-15
Sale(A)
2021-04-13
7:54 pm
NanoString Technologies Inc NSTG GRAY R BRADLEY
CEO
8,817 $66.32 $584,743 196,666
(Direct)
View
2021-03-16
Sale
2021-04-13
7:54 pm
NanoString Technologies Inc NSTG GRAY R BRADLEY
CEO
26,863 $66.03 $1,773,748 169,803
(Direct)
View
2021-04-09
Sale
2021-04-13
7:56 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
50,000 $268.82 $13,441,063 0
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
8:13 pm
Floor & Decor Holdings Inc. FND Laube Lisa
President
24,126 $109 $2,629,734 126,839
(Direct)
View
2021-04-09
Sale
2021-04-13
8:14 pm
Floor & Decor Holdings Inc. FND Lang Trevor
CFO
9,000 $107.5 $967,500 169,774
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
8:15 pm
Floor & Decor Holdings Inc. FND TAYLOR THOMAS V
CEO
101,000 $106.53 $10,760,000 49,907
(Indirect
Direct)
View
2021-04-09
Sale
2021-04-13
8:16 pm
Floor & Decor Holdings Inc. FND STARRETT PETER
Director
10,000 $107.5 $1,075,000 150,266
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-13
8:17 pm
PRA GROUP INC PRAA Roberts Steven C
VP
10,000 $37 $370,000 43,546
(Direct)
View
2021-04-09
Sale
2021-04-13
8:19 pm
Civeo Corp CVEO Torgerson Lance
Torgerson Tammy
10% Owner
2,070 $16.22 $33,575 482,380
(Indirect)
View
2021-04-13
Sale
2021-04-13
8:21 pm
SpringWorks Therapeutics Inc. SWTX Smith L. Mary
Chief Development Officer
10,000 $68.07 $680,723 167,511
(Direct)
View
2021-04-12
Sale
2021-04-13
8:45 pm
Black Diamond Therapeutics Inc. BDTX Hatzis-Schoch Brent
See Remarks
4,078 $25 $101,950 8,400
(Direct)
View
2021-04-12
Sale
2021-04-13
8:55 pm
AUTOMATIC DATA PROCESSING INC ADP Dyson Deborah L
VP
500 $188.72 $94,360 24,186
(Direct)
View
2021-04-09
Sale
2021-04-13
9:01 pm
Arista Networks Inc. ANET Sadana Anshul
COO
8,468 $315.15 $2,668,717 1,658
(Direct)
View
2021-04-09
Sale
2021-04-13
9:07 pm
PMV Pharmaceuticals Inc. PMVP Schroeder Thilo
Director
29,666 $34.21 $1,014,737 2,106,801
(Indirect)
View
2021-04-13
Sale
2021-04-13
9:30 pm
Zymeworks Inc. ZYME Priour James
Chief Commercial Officer
950 $27.93 $26,533 2,003
(Direct)
View
2021-04-09
Sale
2021-04-13
9:53 pm
Oaktree Specialty Lending Corp OCSL TANNENBAUM LEONARD M
10% Owner
372,312 $6.608 $2,460,246 22,420,296
(Indirect
Direct)
View
2020-05-04
Sale
2021-04-14
06:15 am
MARATHON DIGITAL HOLDINGS Inc MARA Thiel Frederick G
Director
2,000 $39.19 $78,380 55,140
(Direct)
View
2021-04-12
Sale
2021-04-14
07:51 am
Royalty Pharma plc RPRX Reddoch James F.
VP
359 $42.32 $15,193 255,714
(Indirect)
View
2021-04-12
Sale
2021-04-14
07:52 am
Royalty Pharma plc RPRX Lloyd George W.
VP
449 $42.32 $19,002 255,898
(Indirect
Direct)
View
2021-04-12
Sale
2021-04-14
09:48 am
NUVEEN FLOATING RATE INCOME FUND JFR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
186,239 $9.7029 $1,807,062 6,142,179
(Indirect)
View
2021-04-12
Sale
2021-04-14
09:51 am
Nuveen Floating Rate Income Opportunity Fund JRO Saba Capital Management L.P.
Weinstein Boaz
10% Owner
40,465 $9.5559 $386,680 4,428,890
(Indirect)
View
2021-04-12
Sale
2021-04-14
09:56 am
Nuveen Short Duration Credit Opportunities Fund JSD Saba Capital Management L.P.
Weinstein Boaz
10% Owner
17,836 $14.27 $254,577 1,142,532
(Indirect)
View
2021-04-12
Sale
2021-04-14
10:02 am
Voya PRIME RATE TRUST PPR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
109,272 $4.65 $508,115 27,049,208
(Indirect)
View
2021-04-12
Sale
2021-04-14
12:28 pm
SYNNEX CORP SNX MURAI KEVIN M
Director
5,000 $120.01 $600,050 92,351
(Indirect
Direct)
View
2021-04-13
Sale
2021-04-14
1:28 pm
DAKOTA TERRITORY RESOURCE CORP DTRC Bachman Richard Lynn
Affiliate
994,199 $0.5 $497,100 15,311,121
(Direct)
View
2021-04-12
Sale
2021-04-14
2:03 pm
Jefferies Financial Group Inc. JEF REESE STUART HARRY
Former Director
10,000 $31.59 $315,850 33,756
(Direct)
View
2021-04-12
Sale
2021-04-14
2:12 pm
LEVI STRAUSS & CO LEVI Eisenhardt Elizabeth H
10% Owner
322,314 $26.37 $8,498,376 54,237
(Indirect)
View
2021-04-12
Sale
2021-04-14
3:16 pm
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. OPP O'Neill Stephen Andrew
Portfolio Manager
20,064 $15.33 $307,531 0
(Direct)
View
2021-04-12
Sale
2021-04-14
3:56 pm
PAYCHEX INC PAYX Gioja Michael E
VP
70,587 $95.84 $6,765,411 55,678
(Direct)
View
(A) Indicate amendment filing.