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Insider Sale Filings - Archives for 2021-04-09

Home -> 2021 -> Insider sale filings for 2021-04-09

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-04-06
Sale
2021-04-08
4:01 pm
CarGurus Inc. CARG Caputo Thomas Michael
Chief Product Officer
4,691 $25.25 $118,448 206,243
(Direct)
View
2021-04-06
Sale
2021-04-08
4:05 pm
AXON ENTERPRISE Inc AXON Ahsan Jawad A
CFO
4,444 $146.8 $652,391 126,127
(Direct)
View
2021-04-07
Sale
2021-04-08
4:07 pm
KFORCE INC KFRC DUNKEL DAVID L
CEO
13,130 $54.6 $716,898 59,799
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
4:09 pm
Moderna Inc. MRNA HENDERSON LORI M.
General Counsel and Secretary
6,600 $130.01 $858,066 901
(Direct)
View
2021-04-06
Sale
2021-04-08
4:11 pm
Teladoc Health Inc. TDOC GOREVIC JASON N
CEO
25,000 $182.19 $4,554,740 485,970
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
4:11 pm
Moderna Inc. MRNA Andres Juan
See remarks
5,000 $131.63 $658,150 0
(Direct)
View
2021-04-07
Sale
2021-04-08
4:13 pm
PMV Pharmaceuticals Inc. PMVP Alland Leila
Chief Medical Officer
4,000 $33.86 $135,445 0
(Direct)
View
2021-04-06
Sale
2021-04-08
4:18 pm
COVETRUS Inc CVET FINER DUSTIN
CAO
3,000 $29.34 $88,020 14,971
(Direct)
View
2020-02-28
Sale
2021-04-08
4:18 pm
NovoCure Ltd NVCR GROENHUYSEN WILHELMUS CM
COO
3,670 $72.21 $265,029 150,014
(Direct)
View
2021-04-07
Sale
2021-04-08
4:18 pm
ROYAL CARIBBEAN CRUISES LTD RCL Pujol Henry L
CAO
15,208 $95 $1,444,760 39,544
(Direct)
View
2021-04-06
Sale
2021-04-08
4:20 pm
Pulmonx Corp LUNG BOSTON SCIENTIFIC CORP
10% Owner
650,000 $43.6 $28,339,999 3,988,106
(Direct)
View
2021-04-06
Sale
2021-04-08
4:24 pm
TransUnion TRU CHAOUKI STEVEN M
President
5,000 $95 $475,000 39,665
(Direct)
View
2021-04-05
Sale
2021-04-08
4:29 pm
ISUN Inc ISUN Peck Jeffrey
CEO
10% Owner
13,807 $15.12 $208,762 1,361,497
(Direct)
View
2021-04-07
Sale
2021-04-08
4:30 pm
Kraig Biocraft Laboratories Inc KBLB Thompson Kimberly Kraig
CFO
CEO
10% Owner
40,000 $0 $0 205,042,704
(Direct)
View
2021-04-06
Sale
2021-04-08
4:34 pm
10x Genomics Inc. TXG Saxonov Serge
CEO
10% Owner
15,000 $195.81 $2,937,143 880,468
(Direct)
View
2021-04-06
Sale
2021-04-08
4:35 pm
Keros Therapeutics Inc. KROS Knowles Julius
Director
9,298 $58.81 $546,840 402,015
(Indirect)
View
2021-04-06
Sale
2021-04-08
4:37 pm
Adicet Bio Inc. ACET Schor Chen
CEO
16,466 $13.04 $214,700 112,261
(Indirect)
View
2021-04-06
Sale
2021-04-08
4:41 pm
Porch Group Inc. PRCH Neagle Matthew
COO
140,729 $17.53 $2,467,321 317,900
(Direct)
View
2021-04-07
Sale
2021-04-08
4:43 pm
Alphabet Inc. GOOG Pichai Sundar
CEO
3,000 $2232.66 $6,697,988 114,861
(Direct)
View
2021-04-08
Sale
2021-04-08
4:43 pm
Mission Produce Inc. AVO Gonzalez Luis A
Vallejos Hinojosa Rosario del Pilar
Director
10% Owner
350,000 $19.5 $6,825,875 9,668,980
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
4:44 pm
ServiceNow Inc. NOW LUDDY FREDERIC B
Director
16,500 $510.46 $8,422,616 49,200
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
4:49 pm
CASTLE BIOSCIENCES INC CSTL BRADBURY DANIEL
Director
15,000 $72.81 $1,092,213 305,993
(Indirect)
View
2021-04-06
Sale
2021-04-08
4:50 pm
PennyMac Financial Services Inc. PFSI KURLAND FAMILY INVESTMENTS LLC
10% Owner
41,750 $60.21 $2,513,900 7,356,240
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
4:54 pm
HUBSPOT INC HUBS Bueker Kathryn
CFO
600 $487.86 $292,716 41,079
(Direct)
View
2021-04-06
Sale
2021-04-08
4:55 pm
Myovant Sciences Ltd. MYOV KARBE FRANK
Principal Fin'l & Accounting
11,080 $18.63 $206,420 152,390
(Direct)
View
2021-04-07
Sale
2021-04-08
4:57 pm
C3.ai Inc. AI Baker Hughes Holdings LLC
Baker Hughes Co
Simonelli Lorenzo
Director
10% Owner
873,431 $64.25 $56,117,096 9,939,664
(Direct)
View
2021-04-06
Sale
2021-04-08
4:57 pm
Myovant Sciences Ltd. MYOV Lang Matthew
General Counsel & Corp. Secy.
10,862 $18.62 $202,250 135,003
(Direct)
View
2021-04-06
Sale
2021-04-08
4:57 pm
Oncorus Inc. ONCR Queva Christophe
CSO and SVP Research
5,300 $15.01 $79,553 77,430
(Direct)
View
2021-04-06
Sale
2021-04-08
4:58 pm
Michaels Companies Inc. MIK Sullivan Jim
CAO
11,437 $21.96 $251,157 57,291
(Direct)
View
2021-04-06
Sale
2021-04-08
4:59 pm
Myovant Sciences Ltd. MYOV Arjona Ferreira Juan Camilo
Chief Medical Officer
8,114 $18.63 $151,164 126,421
(Direct)
View
2021-04-07
Sale
2021-04-08
5:00 pm
Mimecast Ltd MIME Bauer Peter
CEO
7,500 $40.11 $300,840 1,951,077
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:01 pm
SelectQuote Inc. SLQT Souan Ryan
(See Remarks)
5,000 $32 $160,000 29,000
(Direct)
View
2021-04-08
Sale
2021-04-08
5:03 pm
Dave & Buster's Entertainment Inc. PLAY King Stephen M
Director
15,000 $44.53 $667,950 61,471
(Direct)
View
2021-04-08
Sale
2021-04-08
5:07 pm
BWX Technologies Inc. BWXT Black David S
CFO
1,000 $67.34 $67,340 72,967
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:09 pm
Alteryx Inc. AYX Stoecker Dean
Director
10% Owner
15,000 $84.96 $1,274,446 75,000
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:12 pm
Open Lending Corp LPRO Bregal Sagemount I L.P.
Bregal North America General Partner Jersey Ltd
Bregal Investments Inc.
10% Owner
5,331,321 $34 $181,264,914 0
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:12 pm
Open Lending Corp LPRO Yoon Gene
Director
10% Owner
5,331,321 $34 $181,264,914 0
(Indirect)
View
2021-04-06
Sale
2021-04-08
5:14 pm
Open Lending Corp LPRO Greenberg Blair J.
Director
10% Owner
5,331,321 $34 $181,264,914 0
(Indirect)
View
2021-04-06
Sale
2021-04-08
5:17 pm
Ulta Beauty Inc. ULTA HEILBRONN CHARLES
Director
155,093 $317.35 $49,219,295 920,887
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:17 pm
BIG LOTS INC BIG Padovano Nicholas E
VP
4,438 $69.08 $306,577 16,164
(Direct)
View
2021-04-06
Sale
2021-04-08
5:20 pm
SCHOLASTIC CORP SCHL ROBINSON RICHARD
CEO
Chairman
10% Owner
250 $31.72 $7,929 24,293
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:21 pm
Trade Desk Inc. TTD Green Jeffrey Terry
CEO
10% Owner
29,008 $676.67 $19,628,771 0
(Indirect
Direct)
View
2021-04-01
Sale
2021-04-08
5:28 pm
TELOS CORP TLS PORTER JOHN ROBER CAMBER
10% Owner
2,000,000 $33 $66,000,000 10,264,804
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:28 pm
UNITED STATES CELLULAR CORP USM Drake Deirdre
EVP-Chief People Officer
6,195 $37.03 $229,394 13,747
(Direct)
View
2021-04-06
Sale
2021-04-08
5:31 pm
Super Micro Computer Inc. SMCI Liu Liang Chiu-Chu Sara
Director
10% Owner
7,972 $39.59 $315,646 160,195
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:32 pm
Pangaea Logistics Solutions Ltd. PANL Pangaea One Acquisition Holdings XIV LLC
10% Owner
60,906 $3.0651 $186,681 13,379,134
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
5:32 pm
JUNIPER NETWORKS INC JNPR rahim rami
CEO
69,900 $25.5 $1,782,238 802,568
(Indirect)
View
2021-04-06
Sale
2021-04-08
5:33 pm
Super Micro Computer Inc. SMCI Liang Charles
CEO
10% Owner
7,972 $39.59 $315,646 160,195
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
5:35 pm
DOCUSIGN Inc DOCU OLRICH SCOTT V.
COO
5,800 $206.07 $1,195,179 206,930
(Direct)
View
2021-04-07
Sale
2021-04-08
5:39 pm
SALESFORCE.COM Inc CRM Tallapragada Srinivas
CEO
5,000 $222 $1,110,000 47,074
(Direct)
View
2021-04-06
Sale
2021-04-08
5:41 pm
Open Lending Corp LPRO Flynn John Joseph
Director
226,194 $32.64 $7,382,972 3,100,020
(Direct)
View
2021-04-06
Sale
2021-04-08
5:44 pm
Open Lending Corp LPRO Jessup Ross M.
Director
242,351 $32.64 $7,910,336 3,547,089
(Direct)
View
2021-04-06
Sale
2021-04-08
5:46 pm
ProPetro Holding Corp. PUMP Armour Spencer D III
Director
32,947 $10.75 $354,180 22,179
(Direct)
View
2021-04-06
Sale
2021-04-08
5:54 pm
Vital Farms Inc. VITL Dale Jason
COO
50,000 $22.18 $1,108,750 3,155
(Direct)
View
2021-04-06
Sale
2021-04-08
5:56 pm
Evoqua Water Technologies Corp. AQUA Kohosek James M.
CAO
50,000 $28 $1,400,000 71,603
(Direct)
View
2021-04-06
Sale
2021-04-08
5:58 pm
PEDEVCO CORP PED Tkachev Viktor
Former 10% Owner
27,999 $1.5207 $42,578 7,846,000
(Direct)
View
2021-04-06
Sale
2021-04-08
5:59 pm
R1 RCM Inc RCM LONG GARY STEVEN
Chief Commercial Officer
131,077 $25.21 $3,304,148 177,459
(Direct)
View
2021-04-06
Sale
2021-04-08
6:05 pm
EXP World Holdings Inc. EXPI Sanford Glenn Darrel
CEO
Chairman
10% Owner
20,000 $43.04 $860,826 40,858,028
(Direct)
View
2021-04-06
Sale
2021-04-08
6:05 pm
Civeo Corp CVEO Torgerson Lance
Torgerson Tammy
10% Owner
29,925 $16.04 $480,015 482,448
(Indirect)
View
2021-04-06
Sale
2021-04-08
6:05 pm
Processa Pharmaceuticals Inc. PCSA BESSER JAMES E
See Remarks
447,771 $10.77 $4,821,342 648,300
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
6:07 pm
Owl Rock Capital Corp ORCC REGENTS OF THE UNIVERSITY OF CALIFORNIA
10% Owner
173,079 $14.19 $2,456,471 42,517,764
(Direct)
View
2021-04-07
Sale
2021-04-08
6:09 pm
UMB FINANCIAL CORP UMBF KEMPER J MARINER
CEO
Chairman
1,615 $91.8 $148,264 2,026,621
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
6:12 pm
UMB FINANCIAL CORP UMBF KEMPER J MARINER
CEO
Chairman
585 $91.11 $53,302 2,026,036
(Indirect
Direct)
View
2021-04-08
Sale
2021-04-08
6:12 pm
CYTOKINETICS INC CYTK Malik Fady Ibraham
VP
2,000 $23.39 $46,772 162,348
(Direct)
View
2021-04-06
Sale
2021-04-08
6:19 pm
ARDELYX Inc ARDX Blanks Robert
See Remarks
5,163 $8 $41,304 107,566
(Direct)
View
2021-04-06
Sale
2021-04-08
6:20 pm
ARDELYX Inc ARDX Rosenbaum David P.
Chief Development Officer
5,000 $8 $40,000 160,047
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
6:28 pm
GreenVision Acquisition Corp. GRNV GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
1,491 $10.18 $15,178 996,191
(Indirect)
View
2021-04-06
Sale
2021-04-08
6:29 pm
Marcus & Millichap Inc. MMI Phoenix Investments Holdings LLC
10% Owner
91,341 $34.74 $3,173,519 14,416,308
(Direct)
View
2021-04-07
Sale
2021-04-08
6:31 pm
Alphabet Inc. GOOG HENNESSY JOHN L
Director
70 $2243.44 $157,041 401
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
6:31 pm
Marcus & Millichap Inc. MMI MARCUS GEORGE M
Director
10% Owner
91,341 $34.74 $3,173,519 14,416,308
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
6:31 pm
EAGLE MATERIALS INC EXP Haack Michael
CEO
9,907 $137.78 $1,364,986 47,234
(Direct)
View
2021-04-08
Sale
2021-04-08
6:36 pm
Turtle Beach Corp HEAR KEITEL WILLIAM E
Director
3,362 $28.18 $94,741 52,483
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
6:53 pm
Broadcom Inc. AVGO HARTENSTEIN EDDY W
Director
1,060 $482.67 $511,625 4,716
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
7:00 pm
TARGET CORP TGT BOYLAN KATIE M
Executive Officer
1,600 $203.12 $324,999 12,881
(Direct)
View
2021-04-06
Sale
2021-04-08
7:00 pm
TARGET CORP TGT HARRISON ROBERT M
CAO
2,353 $203.61 $479,094 6,265
(Direct)
View
2021-04-06
Sale
2021-04-08
7:03 pm
BOSTON OMAHA Corp BOMN Boulderado Group LLC
Boulderado Partners LLC
Boulderado Capital LLC
Rozek Alexander Buffett
CEO
300,000 $23.63 $7,087,500 1,076,203
(Direct)
View
2021-04-06
Sale
2021-04-08
7:03 pm
HYCROFT MINING HOLDING CORP HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC
Highbridge MSF International Ltd.
10% Owner
112,529 $4.0888 $460,112 7,627,684
(Indirect)
View
2021-04-05
Sale
2021-04-08
7:05 pm
Health Catalyst Inc. HCAT Horstmeier Paul
COO
5,800 $48.09 $278,926 118,902
(Direct)
View
2021-04-06
Sale
2021-04-08
7:05 pm
Sientra Inc. SIEN MILLER VALERIE J
CFO
1,508 $7.1296 $10,751 63,900
(Direct)
View
2021-04-07
Sale
2021-04-08
7:06 pm
Neoleukin Therapeutics Inc. NLTX Walkey Carl
VP
1,800 $12.02 $21,636 1,363,762
(Direct)
View
2021-04-06
Sale
2021-04-08
7:06 pm
MAXLINEAR INC MXL SEENDRIPU KISHORE
CEO
Chairman
10% Owner
26,725 $35.35 $944,754 578,154
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
7:12 pm
VERINT SYSTEMS INC VRNT MORIAH ELAN
President
12,881 $46.36 $597,163 103,675
(Direct)
View
2021-04-06
Sale
2021-04-08
7:13 pm
VERINT SYSTEMS INC VRNT FANTE PETER
CAO
13,467 $46.32 $623,807 67,281
(Direct)
View
2021-04-06
Sale
2021-04-08
7:23 pm
VERINT SYSTEMS INC VRNT BODNER DAN
CEO
Chairman
62,071 $46.36 $2,877,612 914,749
(Direct)
View
2021-04-06
Sale
2021-04-08
7:24 pm
PMV Pharmaceuticals Inc. PMVP Schroeder Thilo
Director
136,436 $34.31 $4,681,652 2,136,467
(Indirect)
View
2021-04-06
Sale
2021-04-08
7:25 pm
VERINT SYSTEMS INC VRNT Robinson Douglas
CFO
13,486 $46.32 $624,685 223,002
(Direct)
View
2021-04-06
Sale
2021-04-08
7:39 pm
Zendesk Inc. ZEN Abildgaard Soren
VP
2,549 $138.35 $352,667 109
(Direct)
View
2021-04-06
Sale
2021-04-08
7:43 pm
Poshmark Inc. POSH Kashyap Anan
CFO
21,588 $42.28 $912,762 0
(Direct)
View
2021-04-06
Sale
2021-04-08
7:44 pm
Poshmark Inc. POSH McDonald John Michael
COO
17,514 $42.28 $740,509 0
(Direct)
View
2021-04-06
Sale
2021-04-08
7:45 pm
Poshmark Inc. POSH Chandra Manish
CEO
11,653 $42.28 $492,700 0
(Direct)
View
2021-04-07
Sale
2021-04-08
7:51 pm
NCINO Inc NCNO Glover Joshua L
Chief Revenue Officer
20,000 $71.5 $1,429,960 108,675
(Direct)
View
2021-04-07
Sale
2021-04-08
7:52 pm
OMEROS CORP OMER Demopulos Gregory A MD
CEO
Chairman
72,613 $17.84 $1,295,218 2,026,986
(Direct)
View
2021-04-06
Sale
2021-04-08
7:55 pm
REPLIGEN CORP RGEN Bylund James
VP
360 $204.25 $73,530 6,324
(Direct)
View
2021-04-06
Sale
2021-04-08
8:00 pm
GW PHARMACEUTICALS PLC GWPH Snyder Douglas B.
Chief Legal Officer
8,400 $18.12 $152,208 61,848
(Direct)
View
2021-04-08
Sale
2021-04-08
8:00 pm
Edwards Lifesciences Corp EW WANG HUIMIN
CVP Japan & Intercontinental
6,350 $84.88 $538,988 93,438
(Direct)
View
2021-04-06
Sale
2021-04-08
8:14 pm
Spirit of Texas Bancshares Inc. STXB Bass Dean O.
CEO
Chairman
2,000 $23 $46,000 230,492
(Direct)
View
2021-04-07
Sale
2021-04-08
8:15 pm
Grocery Outlet Holding Corp. GO Lindberg Eric J. Jr.
CEO
25,000 $36.98 $924,500 47,960
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
8:18 pm
Spirit of Texas Bancshares Inc. STXB McGuire David M
President
2,000 $23 $46,000 176,612
(Direct)
View
2021-04-07
Sale
2021-04-08
8:18 pm
Alector Inc. ALEC Paul Robert
Chief Medical Officer
22,300 $19.2 $428,050 213,719
(Direct)
View
2021-04-06
Sale
2021-04-08
8:29 pm
Alignment Healthcare Inc. ALHC GENERAL ATLANTIC LLC
GAPCO GMBH & CO KG
GAPCO MANAGEMENT GMBH
GENERAL ATLANTIC GENPAR L.P.
General Atlantic Partners 95 L.P.
GAP COINVESTMENTS III LLC
GAP COINVESTMENTS IV LLC
GAP Coinvestments V LLC
GAP Coinvestments CDA L.P.
General Atlantic (SPV) GP LLC
Director
10% Owner
2,182,796 $16.83 $36,736,457 76,328,616
(Indirect)
View
2021-03-25
Sale
2021-04-08
8:30 pm
Alignment Healthcare Inc. ALHC McClellan Mark B.
Director
12,103 $16.83 $203,693 284,319
(Direct)
View
2021-03-25
Sale
2021-04-08
8:31 pm
Alignment Healthcare Inc. ALHC MARGOLIS JEFFREY H
Director
10,121 $16.83 $170,336 462,466
(Indirect)
View
2021-04-06
Sale
2021-04-08
8:32 pm
Alignment Healthcare Inc. ALHC GENERAL ATLANTIC LLC
General Atlantic (ALN HLTH) L.P.
Director
10% Owner
2,182,796 $16.83 $36,736,457 76,328,616
(Indirect)
View
2021-03-25
Sale
2021-04-08
8:34 pm
Alignment Healthcare Inc. ALHC Maroney Dawn Christine
President
75,222 $16.83 $1,265,986 1,641,776
(Direct)
View
2021-04-06
Sale
2021-04-08
8:36 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
25,477 $272.38 $6,939,352 0
(Indirect
Direct)
View
2021-03-25
Sale
2021-04-08
8:37 pm
Alignment Healthcare Inc. ALHC Freeman Robert Thomas
CFO
38,919 $16.83 $655,007 885,645
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
8:37 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
24,523 $277.89 $6,814,761 0
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
8:38 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
50,000 $271.46 $13,572,986 0
(Indirect
Direct)
View
2021-03-25
Sale
2021-04-08
8:38 pm
Alignment Healthcare Inc. ALHC Foster Michael Curtis
Chief Legal Officer
50,843 $16.83 $855,688 1,081,849
(Direct)
View
2021-04-06
Sale
2021-04-08
8:40 pm
Liberty Oilfield Services Inc. LBRT Wright Christopher A
CEO
Chairman
15,000 $11.52 $172,800 3,814,752
(Direct)
View
2021-04-08
Sale
2021-04-08
8:57 pm
Edwards Lifesciences Corp EW MUSSALLEM MICHAEL A
CEO
Chairman
68,550 $84.45 $5,789,047 211,220
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
9:00 pm
Adaptive Biotechnologies Corp ADPT ROBINS CHAD M
CEO
Chairman
15,000 $41.81 $627,107 1,748,461
(Direct)
View
2021-04-06
Sale
2021-04-08
9:00 pm
Oaktree Specialty Lending Corp OCSL TANNENBAUM LEONARD M
10% Owner
129,872 $6.4742 $840,811 22,792,608
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
9:00 pm
Adaptive Biotechnologies Corp ADPT Cohen Chad M
CFO
20,000 $41.3 $826,005 21,604
(Direct)
View
2021-04-06
Sale
2021-04-08
9:01 pm
NETLIST INC NLST SASAKI GAIL M
CFO
50,000 $2.9 $145,000 574,545
(Direct)
View
2021-04-06
Sale
2021-04-08
9:02 pm
NETLIST INC NLST Hong Chun K
CEO
Chairman
931,000 $2.8482 $2,651,674 5,508,233
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-08
9:15 pm
Applied Molecular Transport Inc. AMTI Kanwar Bittoo
Chief Medical Officer
7,500 $54.79 $410,946 0
(Direct)
View
2021-04-06
Sale
2021-04-08
9:28 pm
Alignment Healthcare Inc. ALHC WARBURG PINCUS LLC
Warburg Pincus Private Equity XII L.P.
Warburg Pincus Private Equity XII-B L.P.
Warburg Pincus Private Equity XII-D L.P.
Warburg Pincus Private Equity XII-E L.P.
WP XII Partners L.P.
Warburg Pincus XII Partners L.P.
WARBURG PINCUS XII L.P.
WP Global LLC
Warburg Pincus Partners II L.P.
Director
10% Owner
716,624 $16.83 $12,060,782 24,802,720
(Indirect)
View
2021-04-06
Sale
2021-04-08
9:31 pm
Alignment Healthcare Inc. ALHC WARBURG PINCUS LLC
Warburg Pincus Partners GP LLC
WARBURG PINCUS & CO.
Director
10% Owner
716,624 $16.83 $12,060,782 24,802,720
(Indirect)
View
2021-04-06
Sale
2021-04-08
9:47 pm
ADIAL PHARMACEUTICALS Inc ADIL Johnson Bankole A.
Chief Medical Officer
150,000 $2.5 $375,000 548,336
(Indirect
Direct)
View
2021-04-06
Sale
2021-04-08
9:49 pm
Palantir Technologies Inc. PLTR Cohen Stephen Andrew
Director
60,000 $23.16 $1,389,300 168,958
(Direct)
View
2021-04-06
Sale
2021-04-08
9:49 pm
Palantir Technologies Inc. PLTR Karp Alexander C.
Director
2,585,723 $23.14 $59,831,009 6,428,945
(Direct)
View
2021-04-06
Sale
2021-04-09
09:06 am
TRUPANION Inc TRUP RAWLINGS DARRYL
CEO
4,000 $75.65 $302,584 956,222
(Indirect)
View
2021-01-29
Sale
2021-04-09
09:35 am
AMC ENTERTAINMENT HOLDINGS Inc AMC Wanda America Entertainment Inc.
Qingdao Wanda Movie & TV Investment Co. Ltd.
Dalian Wanda Group Business Service Co. Ltd.
WANDA AMERICA INVESTMENT HOLDING CO. Ltd
Qingdao Wanda Culture Investment Co. Ltd.
Beijing Wanda Investment Co. Ltd.
Beijing Wanda Culture Industry Group Co. Ltd
Dalian Wanda Group Co. Ltd.
Dalian Hexing Investment Co. Ltd.
Wang Jianlin
Director
10% Owner
15,648,494 $14.11 $220,737,596 30,455,290
(Direct)
View
2021-04-07
Sale
2021-04-09
09:53 am
Shutterstock Inc. SSTK Oringer Jonathan
Chairman
10% Owner
10,634 $89.04 $946,809 13,339,800
(Direct)
View
2021-04-07
Sale
2021-04-09
09:55 am
SYNNEX CORP SNX MURAI KEVIN M
Director
2,000 $120.5 $241,000 97,351
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-09
11:01 am
MERCURY SYSTEMS INC MRCY ASLETT MARK
CEO
2,500 $74.71 $186,779 242,858
(Direct)
View
2021-04-08
Sale
2021-04-09
11:15 am
KROGER CO KR FIKE CARIN L
VP
6,000 $37.1 $222,570 35,244
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-09
11:18 am
Morphic Holding Inc. MORF Omega Fund V L.P.
Omega Fund V GP L.P.
Omega Fund V GP Manager Ltd.
Stampacchia Otello
Director
26,685 $60.79 $1,622,084 2,211,748
(Direct)
View
2021-03-19
Sale(A)(M)
2021-04-09
1:16 pm
Access-Power & Co. Inc. ACCR Jensen Patrick J
Former Director of ACCR
160,050,000 $0.00031 $50,000 26,934,380
(Direct)
View
2021-04-07
Sale
2021-04-09
1:48 pm
SINCLAIR BROADCAST GROUP INC SBGI SMITH J DUNCAN
Director
10% Owner
215,036 $30.03 $6,457,830 185
(Direct)
View
2021-04-07
Sale
2021-04-09
2:10 pm
BENTLEY SYSTEMS INC BSY BENTLEY RICHARD P.
10% Owner
122,552 $48.82 $5,982,741 1,077,082
(Direct)
View
2021-04-07
Sale
2021-04-09
2:21 pm
CALAVO GROWERS INC CVGW DiGregorio Michael Anthony
Director
1,000 $78.54 $78,535 17,750
(Direct)
View
2021-04-08
Sale
2021-04-09
2:43 pm
ENERGY FUELS INC UUUU HIGGS DENNIS LYLE
Director
2,000 $8.8 $17,600 343,213
(Direct)
View
2021-04-07
Sale
2021-04-09
3:00 pm
Adaptive Biotechnologies Corp ADPT ADAMS R MARK
COO
3,586 $42.34 $151,831 67,018
(Direct)
View
2021-02-23
Sale(A)
2021-04-09
3:28 pm
OneSpan Inc. OSPN HUNT T KENDALL
10% Owner
193,724 $25.81 $5,000,016 161,255
(Indirect
Direct)
View
2021-03-26
Sale
2021-04-09
3:29 pm
OneSpan Inc. OSPN HUNT T KENDALL
10% Owner
263,400 $25.07 $6,603,438 730,413
(Indirect
Direct)
View
2021-04-07
Sale
2021-04-09
3:29 pm
ROSS STORES Inc ROST ORBAN GEORGE
Director
3,250 $123.35 $400,899 402,200
(Indirect
Direct)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.