New User? Sign Up | Sign In

Insider Sale Filings - Archives for 2021-01-13

Home -> 2021 -> Insider sale filings for 2021-01-13

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-01-08
Sale
2021-01-12
4:00 pm
Ollie's Bargain Outlet Holdings Inc. OLLI SWYGERT JOHN W
CEO
154 $93.31 $14,370 25,156
(Direct)
View
2021-01-11
Sale
2021-01-12
4:00 pm
BRIGHT HORIZONS FAMILY SOLUTIONS Inc BFAM TOCIO MARY ANN
Director
3,000 $160.21 $480,630 60,259
(Direct)
View
2021-01-11
Sale
2021-01-12
4:00 pm
EXP World Holdings Inc. EXPI Gesing Jason
CEO
COO
20,000 $74.58 $1,491,619 1,158,068
(Direct)
View
2021-01-11
Sale
2021-01-12
4:02 pm
Teladoc Health Inc. TDOC Trencher Daniel
VP
3,000 $227.33 $681,990 8,413
(Direct)
View
2021-01-11
Sale
2021-01-12
4:02 pm
XERIS PHARMACEUTICALS INC XERS PRESTRELSKI STEVEN
Chief Scientific Officer
10,000 $5.7244 $57,244 416,824
(Direct)
View
2021-01-12
Sale
2021-01-12
4:03 pm
Altabancorp ALTA HETS LLC
10% Owner
500 $30 $15,000 43,060
(Indirect)
View
2021-01-08
Sale
2021-01-12
4:05 pm
Schrodinger Inc. SDGR D'Cruz Cony
See Remarks
4,800 $85.3 $409,440 163,082
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:06 pm
RingCentral Inc. RNG Williams R Neil
Director
4,776 $388.6 $1,855,935 13,078
(Direct)
View
2021-01-08
Sale
2021-01-12
4:08 pm
Axogen Inc. AXGN Zaderej Karen L.
CEO
65,000 $20 $1,300,000 609,099
(Direct)
View
2021-01-08
Sale
2021-01-12
4:10 pm
Chewy Inc. CHWY Singh Sumit
CEO
128,000 $97.95 $12,537,994 9,845
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:10 pm
Trillium Therapeutics Inc. TRIL Petrova Penka
Chief Development Officer
2,604 $15.5 $40,365 0
(Direct)
View
2021-01-11
Sale
2021-01-12
4:11 pm
RESMED INC RMD Sandercock Brett
CFO
2,500 $218.7 $546,750 100,600
(Direct)
View
2021-01-08
Sale
2021-01-12
4:11 pm
Trillium Therapeutics Inc. TRIL Uger Robert
Chief Scientific Officer
8,517 $15.71 $133,806 0
(Direct)
View
2021-01-08
Sale
2021-01-12
4:12 pm
Trillium Therapeutics Inc. TRIL Parsons James T.
CFO
8,505 $15.79 $134,271 0
(Direct)
View
2021-01-11
Sale
2021-01-12
4:15 pm
LINDSAY CORP LNN CHRISTODOLOU MICHAEL
Director
9,000 $140.44 $1,263,943 14,588
(Direct)
View
2021-01-08
Sale
2021-01-12
4:15 pm
PTC THERAPEUTICS Inc PTCT Hill Emily Luisa
CFO
26,033 $69.75 $1,815,802 24,122
(Direct)
View
2021-01-08
Sale
2021-01-12
4:16 pm
NEUROCRINE BIOSCIENCES INC NBIX GORMAN KEVIN CHARLES
CEO
308,250 $110.22 $33,973,877 441,071
(Direct)
View
2021-01-08
Sale
2021-01-12
4:17 pm
PTC THERAPEUTICS Inc PTCT Klein Matthew B.
Chief Development Officer
5,500 $69.71 $383,410 19,309
(Direct)
View
2021-01-08
Sale
2021-01-12
4:17 pm
NEUROCRINE BIOSCIENCES INC NBIX ROBERTS EIRY
Chief Medical Officer
2,632 $111.06 $292,297 15,845
(Direct)
View
2021-01-08
Sale
2021-01-12
4:18 pm
PTC THERAPEUTICS Inc PTCT Almstead Neil Gregory
COO
1,300 $69 $89,700 2,388
(Indirect)
View
2021-01-11
Sale
2021-01-12
4:19 pm
Moderna Inc. MRNA Zaks Tal Zvi
Chief Medical Officer
5,000 $117.12 $585,586 0
(Direct)
View
2021-01-12
Sale
2021-01-12
4:21 pm
SCHWAB CHARLES CORP SCHW Craig Jonathan M.
VP
3,503 $60.98 $213,613 0
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:21 pm
Grocery Outlet Holding Corp. GO McAndrews Brian
See Remarks
4,000 $39.83 $159,320 8,055
(Direct)
View
2021-01-08
Sale
2021-01-12
4:23 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
28,800 $69.45 $2,000,196 9,309,111
(Direct)
View
2021-01-08
Sale
2021-01-12
4:26 pm
AMERICAN TOWER CORP AMT Puech Olivier
VP
320 $220 $70,400 17,146
(Direct)
View
2021-01-11
Sale
2021-01-12
4:26 pm
Moderna Inc. MRNA Andres Juan
See remarks
5,000 $112.83 $564,150 0
(Direct)
View
2021-01-08
Sale
2021-01-12
4:27 pm
MID AMERICA APARTMENT COMMUNITIES Inc MAA Grimes Thomas L Jr
COO
406 $123.51 $50,145 74,861
(Indirect
Direct)
View
2021-01-11
Sale
2021-01-12
4:28 pm
Johnson Controls International plc JCI RAMASWAMY SREEGANESH
VP
5,000 $50.87 $254,329 71,483
(Direct)
View
2021-01-11
Sale
2021-01-12
4:31 pm
Tricida Inc. TCDA KLAERNER GERRIT
CEO
21,489 $7.49 $160,953 534,504
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:31 pm
Karuna Therapeutics Inc. KRTX Ignelzi Troy A.
CFO
8,000 $104.49 $835,920 13,000
(Direct)
View
2021-01-04
Sale
2021-01-12
4:32 pm
AgEagle Aerial Systems Inc. UAVS Gardner Thomas J
Director
20,000 $5.75 $115,000 0
(Direct)
View
2021-01-08
Sale
2021-01-12
4:33 pm
MID AMERICA APARTMENT COMMUNITIES Inc MAA BOLTON H ERIC JR
CEO
1,376 $123.51 $169,950 270,676
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:33 pm
ZIOPHARM ONCOLOGY INC ZIOP Hadfield Robert
General Counsel and Secretary
26,500 $3.12 $82,680 133,319
(Direct)
View
2021-01-08
Sale
2021-01-12
4:34 pm
ZIOPHARM ONCOLOGY INC ZIOP Lafond Kevin G
CAO
18,020 $3.09 $55,682 63,965
(Direct)
View
2021-01-11
Sale
2021-01-12
4:34 pm
Karuna Therapeutics Inc. KRTX Miller Andrew Craig
COO
5,000 $105.11 $525,550 45,500
(Direct)
View
2021-01-08
Sale
2021-01-12
4:35 pm
MID AMERICA APARTMENT COMMUNITIES Inc MAA DelPriore Robert J.
VP
497 $123.51 $61,384 50,574
(Direct)
View
2021-01-08
Sale
2021-01-12
4:35 pm
ZIOPHARM ONCOLOGY INC ZIOP Buck Jill
VP
27,894 $3.12 $87,029 199,516
(Direct)
View
2021-01-08
Sale
2021-01-12
4:38 pm
MID AMERICA APARTMENT COMMUNITIES Inc MAA Carpenter Melanie
VP
208 $123.51 $25,690 15,951
(Indirect
Direct)
View
2021-01-11
Sale
2021-01-12
4:38 pm
RiverNorth Flexible Municipal Income Fund Inc. RFM RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
3,186 $22.18 $70,665 274,414
(Direct)
View
2021-01-11
Sale
2021-01-12
4:39 pm
DICK'S SPORTING GOODS Inc DKS Belitsky Lee J
CFO
37,137 $64.92 $2,410,830 184,422
(Direct)
View
2021-01-11
Sale
2021-01-12
4:40 pm
FOOT LOCKER Inc FL PETERS LAUREN B
CFO
40,000 $45.01 $1,800,400 126,017
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:40 pm
Ping Identity Holding Corp. PING DURAND ANDRE WONG
CEO
32,337 $30.11 $973,819 386,632
(Direct)
View
2021-01-08
Sale
2021-01-12
4:41 pm
Redfin Corp RDFN Wiener Adam
Chief Growth Officer
30,000 $77.5 $2,325,122 275,509
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:41 pm
MID AMERICA APARTMENT COMMUNITIES Inc MAA Campbell Albert M III
CFO
397 $123.51 $49,033 66,196
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:41 pm
ILLUMINA Inc ILMN Hoyt Aimee L
SVP Chief People Officer
271 $379.65 $102,885 2,359
(Direct)
View
2021-01-08
Sale
2021-01-12
4:42 pm
Ping Identity Holding Corp. PING DANI RAJ M.
CFO
14,792 $30.15 $445,989 113,799
(Direct)
View
2021-01-08
Sale
2021-01-12
4:43 pm
CrowdStrike Holdings Inc. CRWD Watzinger Gerhard
Director
20,000 $225 $4,500,000 0
(Indirect
Direct)
View
2021-01-11
Sale
2021-01-12
4:44 pm
Barnes & Noble Education Inc. BNED MILLER MICHAEL CONNOLLY
CLO EVP Corp Aff & Secretary
6,000 $5.46 $32,760 136,473
(Direct)
View
2021-01-08
Sale
2021-01-12
4:46 pm
Veritone Inc. VERI GRAZIADIO G LOUIS III
Director
14,635 $36.4 $532,714 13,034
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
4:48 pm
REGENXBIO Inc. RGNX Christmas Patrick J.
Chief Legal Officer
21,500 $48.14 $1,035,082 16,372
(Direct)
View
2021-01-11
Sale
2021-01-12
4:49 pm
IMPINJ INC PI DIORIO CHRIS PH.D.
CEO
39,280 $51.96 $2,041,162 670,719
(Indirect
Direct)
View
2021-01-11
Sale
2021-01-12
4:50 pm
Tradeweb Markets Inc. TW Maisey Simon
Managing Director Corp. Dev.
7,500 $64.78 $485,830 80,022
(Direct)
View
2021-01-08
Sale
2021-01-12
4:55 pm
Okta Inc. OKTA Race Charles
See Remarks
50,000 $251.89 $12,594,674 31,559
(Direct)
View
2021-01-11
Sale
2021-01-12
4:57 pm
AUTOMATIC DATA PROCESSING INC ADP Dyson Deborah L
VP
600 $170.93 $102,558 24,186
(Direct)
View
2021-01-08
Sale
2021-01-12
4:58 pm
Dell Technologies Inc. DELL CLARKE JEFFREY W
COO
200,000 $76.41 $15,282,680 384,445
(Direct)
View
2021-01-11
Sale
2021-01-12
5:00 pm
TYME TECHNOLOGIES Inc TYME Demurjian Michael
10% Owner
20,000 $1.6213 $32,426 24,958,546
(Direct)
View
2021-01-08
Sale
2021-01-12
5:01 pm
Intercontinental Exchange Inc. ICE Surdykowski Andrew J
General Counsel
1,000 $118 $118,000 35,374
(Direct)
View
2021-01-08
Sale
2021-01-12
5:03 pm
Akoustis Technologies Inc. AKTS Geiss Arthur
Director
2,498 $14 $34,972 112,640
(Direct)
View
2021-01-11
Sale
2021-01-12
5:03 pm
Akoustis Technologies Inc. AKTS Denbaars Steven
Director
7,000 $13.4 $93,800 260,829
(Direct)
View
2021-01-08
Sale
2021-01-12
5:07 pm
Cabaletta Bio Inc. CABA 5AM Ventures V L.P.
5AM Opportunities I (GP) LLC
5AM Opportunities I L.P.
5AM Partners V LLC
PARMAR KUSH
ROCKLAGE SCOTT M
Schwab Andrew J.
10% Owner
387,000 $13 $5,031,000 369,688
(Indirect)
View
2021-01-11
Sale
2021-01-12
5:13 pm
SOUTHERN CO SO Kuczynski Stephen E
CEO
2,500 $61.19 $152,975 66,994
(Direct)
View
2021-01-08
Sale
2021-01-12
5:20 pm
ESSENTIAL PROPERTIES REALTY TRUST Inc EPRT Seibert Gregg A
COO
756 $20.97 $15,854 200,610
(Direct)
View
2021-01-11
Sale
2021-01-12
5:25 pm
Semler Scientific Inc. SMLR Murphy-Chutorian Douglas
CEO
10% Owner
1,250 $86.65 $108,311 54,821
(Indirect)
View
2021-01-08
Sale
2021-01-12
5:26 pm
ESSENTIAL PROPERTIES REALTY TRUST Inc EPRT Earnshaw Timothy J
CAO
276 $20.97 $5,788 24,249
(Direct)
View
2021-01-08
Sale
2021-01-12
5:28 pm
CONSTELLATION BRANDS Inc STZ HETTERICH F PAUL
VP
6,069 $230.27 $1,397,504 14,230
(Indirect
Direct)
View
2020-12-09
Sale(A)
2021-01-12
5:28 pm
HP INC HPQ Schell Christoph
Chief Commercial Officer
48,782 $23.16 $1,129,791 110,827
(Direct)
View
2021-01-11
Sale
2021-01-12
5:30 pm
QUALYS Inc QLYS POSEY BRUCE K
VP
1,500 $118.73 $178,089 94,608
(Direct)
View
2021-01-11
Sale
2021-01-12
5:31 pm
QUALYS Inc QLYS Thakar Sumedh S
Pres. & Chief Product Officer
3,141 $121.76 $382,463 221,383
(Direct)
View
2021-01-08
Sale
2021-01-12
5:33 pm
Workhorse Group Inc. WKHS Ackerson Gregory T.
Controller
3,223 $27.91 $89,954 103,780
(Direct)
View
2021-01-08
Sale
2021-01-12
5:34 pm
Texas Roadhouse Inc. TXRH Jacobsen S. Chris
Chief Marketing Officer
5,000 $80.25 $401,250 22,468
(Direct)
View
2021-01-08
Sale
2021-01-12
5:35 pm
Texas Roadhouse Inc. TXRH Robinson Tonya
CFO
12,454 $80.03 $996,631 11,476
(Direct)
View
2021-01-08
Sale
2021-01-12
5:37 pm
CONSTELLATION BRANDS Inc STZ Hanson Robert Lee
VP
6,101 $228.78 $1,395,799 4,078
(Direct)
View
2021-01-08
Sale
2021-01-12
5:40 pm
Square Inc. SQ Ahuja Amrita
CFO
1,138 $244.35 $278,070 157,388
(Direct)
View
2021-01-08
Sale
2021-01-12
5:41 pm
CVS HEALTH Corp CVS Brennan Troyen A
EVP and Chief Medical Officer
58,896 $75 $4,417,200 46,008
(Direct)
View
2021-01-08
Sale
2021-01-12
5:43 pm
CVS HEALTH Corp CVS Lotvin Alan
VP
25,836 $75 $1,937,700 8,369
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
5:53 pm
CrowdStrike Holdings Inc. CRWD GANDHI SAMEER K
Director
24,200 $224.14 $5,424,288 690,761
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
5:56 pm
Evoqua Water Technologies Corp. AQUA Stas Benedict J.
CFO
253,184 $29.58 $7,488,900 176,810
(Direct)
View
2021-01-08
Sale
2021-01-12
5:56 pm
Evoqua Water Technologies Corp. AQUA Keating Ronald C
CEO
400,000 $29.58 $11,831,419 454,079
(Direct)
View
2021-01-11
Sale
2021-01-12
6:06 pm
ARROWHEAD PHARMACEUTICALS Inc ARWR Myszkowski Kenneth Allen
CFO
13,038 $81.02 $1,056,310 444,005
(Direct)
View
2021-01-11
Sale
2021-01-12
6:12 pm
AVALARA Inc AVLR McFarlane Scott M
Director
30,000 $162.9 $4,887,070 584,496
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
6:37 pm
Uber Technologies Inc UBER KHOSROWSHAHI DARA
CEO
200,000 $54.44 $10,888,616 913,505
(Direct)
View
2021-01-08
Sale
2021-01-12
6:43 pm
Shake Shack Inc. SHAK Koff Zach
COO
1,460 $90 $131,400 18,145
(Direct)
View
2021-01-08
Sale
2021-01-12
6:43 pm
HECLA MINING CO HL Rogers Terry V
Director
45,000 $6.247 $281,115 48,103
(Direct)
View
2021-01-11
Sale
2021-01-12
6:55 pm
Q2 Holdings Inc. QTWO Atchison Rebecca Lynn
Director
2,000 $127.42 $254,840 8,165
(Direct)
View
2021-01-08
Sale
2021-01-12
6:57 pm
TRUPANION Inc TRUP RAWLINGS DARRYL
CEO
4,000 $121.16 $484,640 894,222
(Indirect)
View
2021-01-12
Sale
2021-01-12
6:58 pm
Allegiance Bancshares Inc. ABTX Williams Roland L.
Director
2,000 $36.82 $73,650 104,519
(Direct)
View
2021-01-08
Sale
2021-01-12
7:00 pm
IDERA PHARMACEUTICALS Inc IDRA MILANO VINCENT
CEO
3,210 $4.1976 $13,474 208,611
(Direct)
View
2021-01-08
Sale
2021-01-12
7:01 pm
Intra-Cellular Therapies Inc. ITCI Mates Sharon
CEO
Chairman
41,896 $32.01 $1,341,260 1,133,392
(Direct)
View
2021-01-08
Sale
2021-01-12
7:03 pm
Intra-Cellular Therapies Inc. ITCI Halstead Michael
VP
19,638 $32.03 $628,978 0
(Direct)
View
2021-01-08
Sale
2021-01-12
7:04 pm
CENTENE CORP CNC Hunter Jesse N
EVP M&A & Chief Strategy Ofcr
11,250 $70 $787,500 436,792
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
7:05 pm
Intra-Cellular Therapies Inc. ITCI Hineline Lawrence J.
CFO
19,638 $32.02 $628,769 0
(Direct)
View
2021-01-08
Sale
2021-01-12
7:06 pm
Intra-Cellular Therapies Inc. ITCI Neumann Mark
EVP Chief Commercial Officer
9,684 $32.02 $310,082 39,384
(Direct)
View
2021-01-08
Sale
2021-01-12
7:06 pm
AMERICAN BATTERY METALS CORP ABML COLE DOUGLAS
CEO
20,000 $1.2023 $24,046 16,110,000
(Direct)
View
2021-01-08
Sale
2021-01-12
7:07 pm
Intra-Cellular Therapies Inc. ITCI Durgam Suresh K.
Chief Medical Officer
4,367 $32.12 $140,259 17,484
(Direct)
View
2021-01-08
Sale
2021-01-12
7:07 pm
Palomar Holdings Inc. PLMR Fisher Heath A
President
13,000 $100.29 $1,303,813 251,698
(Indirect)
View
2021-01-08
Sale
2021-01-12
7:08 pm
IDERA PHARMACEUTICALS Inc IDRA Lim Bryant David
VP
1,711 $4.2091 $7,202 38,064
(Direct)
View
2021-01-08
Sale
2021-01-12
7:10 pm
IDERA PHARMACEUTICALS Inc IDRA Tarka Elizabeth Ann
Chief Medical Officer
1,745 $4.189 $7,310 18,255
(Direct)
View
2021-01-08
Sale
2021-01-12
7:12 pm
IDERA PHARMACEUTICALS Inc IDRA Kirby John J.
CFO
1,693 $4.2243 $7,152 33,882
(Direct)
View
2021-01-08
Sale
2021-01-12
7:18 pm
Arista Networks Inc. ANET Duda Kenneth
CTO
22,399 $301.45 $6,752,224 151,726
(Indirect
Direct)
View
2021-01-08
Sale
2021-01-12
7:31 pm
Amplitude Healthcare Acquisition Corp AMHC GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
10,000 $10.25 $102,500 1,063,125
(Indirect)
View
2021-01-08
Sale
2021-01-12
7:31 pm
Crescent Acquisition Corp CRSA GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
5,000 $10.65 $53,250 3,447,971
(Indirect)
View
2021-01-08
Sale
2021-01-12
7:31 pm
GOOD WORKS ACQUISITION CORP. GWAC GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
41,972 $10.17 $427,016 2,286,085
(Indirect)
View
2021-01-08
Sale
2021-01-12
7:51 pm
AUTONATION Inc AN LAMPERT EDWARD S
ESL PARTNERS L.P.
RBS PARTNERS L.P.
ESL INVESTMENTS Inc
10% Owner
98,921 $76.71 $7,588,091 2,004,454
(Indirect
Direct)
View
2021-01-12
Sale
2021-01-12
7:58 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
60,000 $89.28 $5,356,800 10,689,905
(Indirect
Direct)
View
2021-01-12
Sale
2021-01-12
8:08 pm
MODEL N Inc MODN Adams Timothy M
Director
8,119 $39.46 $320,376 32,026
(Direct)
View
2021-01-08
Sale
2021-01-12
8:16 pm
MedMen Enterprises Inc. MMNFF Wicklow Capital Inc.
DAN TIERNEY & DANIEL V. TIERNEY 2003 TRUST
Tierney Daniel
Milestone Investments LP
10% Owner
1,364,351 $0.20184 $275,379 24,164,196
(Indirect)
View
2021-01-08
Sale
2021-01-12
8:23 pm
SVMK Inc. SVMK Hale Thomas E
President
217,635 $27.09 $5,894,970 363,186
(Direct)
View
2021-01-08
Sale
2021-01-12
8:35 pm
GENCO SHIPPING & TRADING LTD GNKSF Centerbridge Credit Partners L.P.
Centerbridge Credit Partners General Partner L.P.
Centerbridge Credit Partners Master L.P.
Centerbridge Credit Partners Offshore General Partner L.P.
Centerbridge Credit Cayman GP Ltd.
Aronson Jeffrey
Centerbridge Capital Partners II (Cayman) L.P.
Centerbridge Capital Partners SBS II (Cayman) L.P.
Centerbridge Associates II (Cayman) L.P.
10% Owner
160,000 $8.4839 $1,357,421 1,043,831
(Indirect)
View
2021-01-11
Sale
2021-01-12
8:37 pm
DECKERS OUTDOOR CORP DECK Powers David
CEO
5,674 $325 $1,844,050 79,436
(Direct)
View
2021-01-08
Sale
2021-01-12
8:37 pm
GENCO SHIPPING & TRADING LTD GNKSF CCP II Cayman GP Ltd.
Centerbridge Special Credit Partners II AIV IV (Cayman) L.P.
Centerbridge Special Credit Partners General Partner II (Cayman) L.P.
CSCP II Cayman GP Ltd.
Centerbridge Special Credit Partners General Partner II L.P.
Centerbridge Special Credit Partners II L.P.
10% Owner
160,000 $8.4839 $1,357,421 1,043,831
(Indirect)
View
2021-01-08
Sale
2021-01-12
8:37 pm
GAN Ltd GAN Berman Jeffrey Bruce
EVP Chief Commercial Officer
30,000 $22.01 $660,222 0
(Direct)
View
2021-01-08
Sale
2021-01-12
8:38 pm
FATE THERAPEUTICS INC FATE Shoemaker Daniel D
Chief Scientific Officer
9,482 $114.95 $1,089,911 83,609
(Direct)
View
2021-01-08
Sale
2021-01-12
8:39 pm
FATE THERAPEUTICS INC FATE TAHL CINDY
General Counsel and Secretary
9,483 $114.94 $1,090,021 90,035
(Direct)
View
2021-01-08
Sale
2021-01-12
8:40 pm
FATE THERAPEUTICS INC FATE Valamehr Bahram
Chief Development Officer
9,484 $114.95 $1,090,140 77,727
(Direct)
View
2021-01-08
Sale
2021-01-12
8:41 pm
FATE THERAPEUTICS INC FATE Wolchko J Scott
CEO
69,407 $116.33 $8,073,772 350,562
(Direct)
View
2021-01-08
Sale
2021-01-12
8:47 pm
GENCO SHIPPING & TRADING LTD GNK Strategic Value Partners LLC
SVP Special Situations II LLC
SVP Special Situations III LLC
SVP Special Situations III-A LLC
Khosla Victor
10% Owner
6,902,062 $8.2199 $56,734,201 100,547
(Indirect)
View
2021-01-11
Sale
2021-01-12
8:58 pm
ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL Chang Mike F
CEO
10% Owner
25,434 $28.7 $729,902 4,213,597
(Direct)
View
2021-01-12
Sale
2021-01-12
9:00 pm
Adaptimmune Therapeutics PLC ADAP Rawcliffe Adrian
CEO
2,707 $6.1522 $16,654 3,695
(Direct)
View
2021-01-12
Sale
2021-01-12
9:00 pm
Adaptimmune Therapeutics PLC ADAP Norry Elliot
Chief Medical Officer
841 $6.1522 $5,174 1,396
(Direct)
View
2021-01-12
Sale
2021-01-12
9:01 pm
Adaptimmune Therapeutics PLC ADAP Lunger John
Chief Patient Supply Officer
1,058 $6.1522 $6,509 1,767
(Direct)
View
2021-01-12
Sale
2021-01-12
9:01 pm
Adaptimmune Therapeutics PLC ADAP Bertrand William C JR
COO
2,234 $6.1522 $13,744 3,768
(Direct)
View
2021-01-11
Sale
2021-01-12
9:04 pm
2U Inc. TWOU Norden Matthew J.
Chief Legal Officer
3,750 $43.33 $162,488 82,893
(Direct)
View
2021-01-08
Sale
2021-01-12
9:40 pm
Dicerna Pharmaceuticals Inc DRNA Weissman James B
COO
3,800 $23.99 $91,162 33,868
(Direct)
View
2021-01-11
Sale
2021-01-12
9:43 pm
Vaxcyte Inc. PCVX Sauer Paul
VP
2,500 $26.21 $65,527 77,899
(Direct)
View
2021-01-11
Sale
2021-01-13
06:08 am
TRIO-TECH INTERNATIONAL TRT TING HOCK MING
CFO
1,600 $4.3902 $7,024 105,791
(Direct)
View
2021-01-11
Sale
2021-01-13
09:20 am
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
2,000 $52.24 $104,480 350,167
(Direct)
View
2021-01-12
Sale
2021-01-13
09:49 am
VICOR CORP VICR EICHTEN ESTIA J
Director
5,000 $101 $505,000 234,329
(Direct)
View
2021-01-11
Sale
2021-01-13
10:32 am
HOOKER FURNITURE CORP HOFT Smith Anne J
CAO
1,200 $33 $39,600 9,941
(Direct)
View
2021-01-12
Sale
2021-01-13
10:54 am
CHASE CORP CCF Chase Mary Claire
Director
589 $113 $66,557 6,870
(Direct)
View
2021-01-12
Sale
2021-01-13
10:56 am
CHASE CORP CCF CHASE ADAM
CEO
500 $115.57 $57,785 202,883
(Indirect
Direct)
View
2021-01-12
Sale
2021-01-13
12:20 pm
INTRICON CORP IIN Geraci Michael
VP
8,600 $17.49 $150,381 33,248
(Direct)
View
2020-10-02
Sale
2021-01-13
12:36 pm
AAR CORP AIR STORCH DAVID P
Director
29,793 $38.91 $1,159,231 234,579
(Indirect
Direct)
View
2021-01-12
Sale
2021-01-13
1:12 pm
Apollo Senior Floating Rate Fund Inc. AFT Saba Capital Management L.P.
Weinstein Boaz
10% Owner
4,493 $14.7 $66,047 1,557,306
(Indirect)
View
2021-01-12
Sale
2021-01-13
1:15 pm
Nuveen Credit Opportunities 2022 Target Term Fund JCO Nuveen Fund Advisors LLC
Investment Adviser
10,160 $8.1586 $82,891 0
(Direct)
View
2021-01-12
Sale
2021-01-13
1:16 pm
Nuveen Preferred & Income 2022 Term Fund JPT Nuveen Fund Advisors LLC
Investment Adviser
4,072 $24.33 $99,077 0
(Direct)
View
2021-01-12
Sale
2021-01-13
1:17 pm
Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD Nuveen Fund Advisors LLC
Investment Advisor
10,160 $7.7061 $78,294 0
(Direct)
View
2021-01-12
Sale
2021-01-13
1:19 pm
Nuveen High Income 2023 Target Term Fund JHAA Nuveen Fund Advisors LLC
Investment Advisor
10,128 $9.7899 $99,152 0
(Direct)
View
2021-01-12
Sale
2021-01-13
1:23 pm
Nuveen Municipal Credit Opportunities Fund NMCO Nuveen Fund Advisors LLC
Investment Adviser
6,667 $13.4 $89,352 0
(Direct)
View
2021-01-11
Sale
2021-01-13
1:55 pm
Altair Engineering Inc. ALTR Christ Revocable Trust
10% Owner
100,000 $61.31 $6,130,924 0
(Direct)
View
2021-01-11
Sale
2021-01-13
1:58 pm
Altair Engineering Inc. ALTR Christ George J
10% Owner
100,000 $61.31 $6,130,924 0
(Indirect)
View
2021-01-12
Sale
2021-01-13
2:05 pm
Trinseo S.A. TSE M&G INVESTMENT MANAGEMENT LTD
10% Owner
6,000 $55.94 $335,670 7,739,044
(Indirect)
View
2021-01-12
Sale
2021-01-13
3:47 pm
BOTTOMLINE TECHNOLOGIES INC EPAY Booth Richard Douglas
CFO
658 $53.67 $35,316 102,307
(Direct)
View
2021-01-12
Sale
2021-01-13
3:53 pm
BOTTOMLINE TECHNOLOGIES INC EPAY EBERLE ROBERT A
CEO
1,454 $53.67 $78,039 401,085
(Indirect
Direct)
View
(A) Indicate amendment filing.