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Insider Sale Filings - Archives for 2020-12-16

Home -> 2020 -> Insider sale filings for 2020-12-16

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-12-14
Sale
2020-12-15
4:01 pm
FATE THERAPEUTICS INC FATE Valamehr Bahram
Chief Development Officer
25,000 $97.78 $2,444,477 87,211
(Direct)
View
2020-12-11
Sale
2020-12-15
4:01 pm
PLUG POWER INC PLUG WILLIS GARY K
Director
90,200 $26.86 $2,422,687 410,933
(Direct)
View
2020-12-11
Sale
2020-12-15
4:03 pm
Apellis Pharmaceuticals Inc. APLS Watson David O.
General Counsel
18,333 $50.94 $933,947 43,404
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
4:05 pm
PennantPark Floating Rate Capital Ltd. PFLT KATZ SAMUEL L
Director
17,300 $10.85 $187,655 69,200
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
4:05 pm
TFF Pharmaceuticals Inc. TFFP MILLS ROBERT S
Director
22,794 $14.58 $332,337 15,980
(Direct)
View
2020-12-11
Sale
2020-12-15
4:05 pm
GENCO SHIPPING & TRADING LTD GNK Apollo Management Holdings GP LLC
Apollo Management Holdings L.P.
Apollo Capital Management GP LLC
Apollo Capital Management L.P.
Apollo Principal Holdings II GP LLC
Apollo SVF Management GP LLC
Apollo SVF Management L.P.
APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP
10% Owner
1,034,877 $7.1506 $7,399,991 4,380,928
(Indirect)
View
2020-12-11
Sale
2020-12-15
4:08 pm
Blueprint Medicines Corp BPMC Goldberg Mark Alan
Director
5,455 $115 $627,325 3,562
(Direct)
View
2020-12-11
Sale
2020-12-15
4:08 pm
CERNER Corp CERN Battaglioli Michael R.
CAO
2,960 $74.95 $221,852 712
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
4:09 pm
Progyny Inc. PGNY TPG Group Holdings (SBS) Advisors Inc.
BONDERMAN DAVID
COULTER JAMES G
10% Owner
43,471 $38.91 $1,691,476 14,940,118
(Indirect)
View
2020-12-14
Sale
2020-12-15
4:10 pm
ITT Inc. ITT Gustafsson Mary Elizabeth
See Remarks
18,585 $78 $1,449,630 45,840
(Direct)
View
2020-12-14
Sale
2020-12-15
4:10 pm
PERKINELMER INC PKI Tereau Daniel R
Please See Remarks
4,094 $146.68 $600,508 7,427
(Direct)
View
2020-12-11
Sale
2020-12-15
4:10 pm
Schrodinger Inc. SDGR Abel Robert Lorne
VP
42,628 $72.25 $3,079,943 0
(Direct)
View
2020-12-11
Sale
2020-12-15
4:10 pm
TYME TECHNOLOGIES Inc TYME Hoffman Steve
Chief Science Officer
10% Owner
500,000 $1.2258 $612,924 25,150,248
(Direct)
View
2020-12-11
Sale
2020-12-15
4:10 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
31,300 $54.69 $1,711,911 9,569,711
(Direct)
View
2020-12-14
Sale
2020-12-15
4:11 pm
QUALYS Inc QLYS POSEY BRUCE K
VP
3,000 $100.07 $300,221 96,108
(Direct)
View
2020-12-11
Sale
2020-12-15
4:17 pm
Grand Canyon Education Inc. LOPE Dial Sara R.
Director
2,211 $90.3 $199,653 8,722
(Direct)
View
2020-12-11
Sale
2020-12-15
4:17 pm
KVH INDUSTRIES INC KVHI FEINGOLD FELISE
VP
12,880 $10.57 $136,202 57,114
(Direct)
View
2020-12-11
Sale
2020-12-15
4:19 pm
AIR LEASE CORP AL Chen Jie
VP
20,000 $42.26 $845,204 253,661
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
4:19 pm
AIR LEASE CORP AL Levy Grant A
VP
10,000 $42.53 $425,293 146,094
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
4:21 pm
Celanese Corp CE WULFF JOHN K
Director
750 $132.33 $99,248 18,721
(Direct)
View
2020-12-11
Sale
2020-12-15
4:21 pm
UR-ENERGY INC URG BOBERG W. WILLIAM
Director
56,470 $0.6421 $36,259 795,983
(Direct)
View
2020-12-11
Sale
2020-12-15
4:22 pm
ARDELYX Inc ARDX GRAMMER ELIZABETH A
See Remarks
42,000 $7.3 $306,600 72,527
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
4:22 pm
EXTREME NETWORKS INC EXTR Thomas Remi
CFO
23,000 $6.5 $149,500 135,552
(Direct)
View
2020-12-11
Sale
2020-12-15
4:24 pm
Vanda Pharmaceuticals Inc. VNDA Polymeropoulos Mihael Hristos
CEO
125,252 $13.04 $1,633,510 1,303,747
(Direct)
View
2020-12-15
Sale
2020-12-15
4:25 pm
Altabancorp ALTA HETS LLC
10% Owner
500 $30 $15,000 43,560
(Indirect)
View
2020-12-11
Sale
2020-12-15
4:26 pm
IMARA Inc. IMRA GRAY MICHAEL
CFO
COO
1,250 $25 $31,250 0
(Direct)
View
2020-12-11
Sale
2020-12-15
4:28 pm
Vera Bradley Inc. VRA Enwright John
CFO
13,352 $7.17 $95,734 91,971
(Direct)
View
2020-12-11
Sale
2020-12-15
4:30 pm
Datadog Inc. DDOG Index Ventures VI (Jersey) LP
Index Ventures Growth III (Jersey) L.P.
Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP
Yucca (Jersey) SLP
Index Venture Growth Associates III Ltd
Index Venture Associates VI Ltd
10% Owner
35,033 $100.51 $3,521,099 0
(Direct)
View
2020-12-11
Sale
2020-12-15
4:30 pm
EAGLE MATERIALS INC EXP BOWMAN ED H JR
Director
1,396 $98.98 $138,176 15,389
(Direct)
View
2020-12-11
Sale
2020-12-15
4:30 pm
CLS Holdings USA Inc. CLSH SWANSON TODD V
10% Owner
86,602 $0.17 $14,722 13,532,691
(Indirect)
View
2020-12-11
Sale
2020-12-15
4:31 pm
EAGLE MATERIALS INC EXP Kesler Dale Craig
CFO
11,603 $98.5 $1,142,914 67,141
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
4:33 pm
SEMTECH CORP SMTC CHUKWU EMEKA
CFO
10,000 $71.04 $710,393 89,005
(Direct)
View
2020-12-11
Sale
2020-12-15
4:35 pm
Datadog Inc. DDOG Shah Shardul
Director
35,033 $100.51 $3,521,099 0
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
4:37 pm
CRYOLIFE INC CRY Maier Dennis B
VP
1,843 $21.85 $40,270 16,240
(Direct)
View
2020-12-14
Sale
2020-12-15
4:38 pm
KADANT INC KAI MCKENNEY MICHAEL J
CFO
5,516 $135.12 $745,339 17,392
(Direct)
View
2020-12-14
Sale
2020-12-15
4:38 pm
CRYOLIFE INC CRY McCall Ronald D
Director
4,638 $21.79 $101,069 128,795
(Direct)
View
2020-12-14
Sale
2020-12-15
4:40 pm
Ameresco Inc. AMRC Maltezos Louis P
VP
27,000 $44.03 $1,188,729 38,000
(Direct)
View
2020-12-14
Sale
2020-12-15
4:40 pm
Ameresco Inc. AMRC Anderson David
VP
5,000 $44.28 $221,390 65,000
(Direct)
View
2020-12-11
Sale
2020-12-15
4:40 pm
Sailpoint Technologies Holdings Inc. SAIL Ream Jason
CFO
15,000 $48.35 $725,309 102,912
(Direct)
View
2020-12-11
Sale
2020-12-15
4:45 pm
Cinemark Holdings Inc. CNK Zoradi Mark
CEO
2,000 $16.17 $32,340 635,503
(Direct)
View
2020-12-14
Sale
2020-12-15
4:46 pm
ATLAS AIR WORLDWIDE HOLDINGS INC AAWW WULFF JOHN K
Director
2,000 $55.59 $111,180 17,240
(Direct)
View
2020-12-11
Sale
2020-12-15
4:47 pm
Denali Therapeutics Inc. DNLI BRATTON DOUGLAS K
Neuro Line Partners LP
Bratton Capital Management L.P.
Bratton Capital Inc.
10% Owner
64,624 $80.14 $5,179,285 383,411
(Indirect)
View
2020-12-14
Sale
2020-12-15
4:51 pm
8X8 INC EGHT Deklich Dejan
Chief Products Officer
19,942 $29.53 $588,887 116,256
(Direct)
View
2020-12-11
Sale
2020-12-15
4:52 pm
AdaptHealth Corp. AHCO Assured Investment Management LLC
Director
16,967 $37.23 $631,681 1,898,967
(Indirect)
View
2020-12-14
Sale
2020-12-15
4:52 pm
FVCBankcorp Inc. FVCB Testa Daniel M.
Director
4,814 $13.27 $63,858 131,099
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
4:55 pm
AVALARA Inc AVLR INGRAM WILLIAM
Director
11,453 $167.25 $1,915,514 1,731
(Direct)
View
2020-12-14
Sale
2020-12-15
4:55 pm
Quanex Building Products CORP NX Zuehlke Scott M.
CFO
12,500 $22.32 $278,959 26,205
(Direct)
View
2020-12-14
Sale
2020-12-15
4:58 pm
BRANDYWINE REALTY TRUST BDN Fowler Wyche
Director
8,598 $11.89 $102,230 75,689
(Direct)
View
2020-12-14
Sale
2020-12-15
5:00 pm
VERRA MOBILITY Corp VRRM ROBERTS DAVID MARTIN
CEO
10,000 $13.28 $132,836 525,815
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:00 pm
Great Lakes Dredge & Dock CORP GLDD LaVoy Kathleen Mackie
SVP & Chief Legal Officer
22,629 $11.41 $258,196 119,687
(Direct)
View
2020-12-14
Sale
2020-12-15
5:00 pm
Horizon Therapeutics Public Ltd Co HZNP McHugh Miles W
VP
1,856 $80 $148,480 19,741
(Direct)
View
2020-12-10
Sale
2020-12-15
5:00 pm
Blackstone / GSO Floating Rate Enhanced Income Fund BGFLX Smith Daniel Harlan Jr.
CEO
20,000 $23.6 $472,000 0
(Direct)
View
2020-12-11
Sale
2020-12-15
5:02 pm
MongoDB Inc. MDB Hazard Charles M Jr
Director
10,000 $328.65 $3,286,475 20,895
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:02 pm
MongoDB Inc. MDB McMahon John Dennis
Director
20,000 $335.67 $6,713,445 11,641
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
5:02 pm
Semler Scientific Inc. SMLR Murphy-Chutorian Douglas
CEO
10% Owner
1,250 $86.34 $107,928 59,821
(Indirect)
View
2020-12-14
Sale
2020-12-15
5:05 pm
Apellis Pharmaceuticals Inc. APLS Dunlop A. Sinclair
Director
25,000 $54.67 $1,366,713 174,728
(Indirect)
View
2020-12-14
Sale
2020-12-15
5:06 pm
Ascena Retail Group Inc. ASNAQ MUTO GARY
CEO
38,369 $0.16029 $6,150 6,313
(Direct)
View
2020-12-11
Sale
2020-12-15
5:07 pm
Chewy Inc. CHWY STAR JAMES A
Director
30,000 $85.06 $2,551,827 62,325
(Direct)
View
2020-12-15
Sale
2020-12-15
5:09 pm
NU SKIN ENTERPRISES Inc NUS NAPIERSKI RYAN S
President
7,000 $50.97 $356,790 78,500
(Direct)
View
2020-12-14
Sale
2020-12-15
5:09 pm
Oaktree Specialty Lending Corp OCSL TANNENBAUM LEONARD M
10% Owner
78,700 $5.5114 $433,746 16,172,871
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:10 pm
TANDEM DIABETES CARE INC TNDM BLICKENSTAFF KIM D
Director
9,150 $93 $850,950 760,588
(Indirect)
View
2020-12-11
Sale
2020-12-15
5:13 pm
VEEVA SYSTEMS INC VEEV Lequient Frederic
VP
359 $265.64 $95,365 387
(Direct)
View
2020-12-11
Sale
2020-12-15
5:15 pm
AMERICAN EAGLE OUTFITTERS INC AEO Kessler Charles F
President
2,866 $20.01 $57,349 85,726
(Direct)
View
2020-12-11
Sale
2020-12-15
5:16 pm
Atreca Inc. BCEL Serafini Tito
Chief Strategy Officer
10,000 $15.87 $158,735 383,875
(Indirect)
View
2020-12-11
Sale
2020-12-15
5:18 pm
Grocery Outlet Holding Corp. GO McAndrews Brian
See Remarks
4,000 $37.53 $150,120 8,055
(Direct)
View
2020-12-15
Sale
2020-12-15
5:20 pm
EXAGEN Inc XGN TULLIS JAMES L L
Director
10% Owner
12,000 $12.23 $146,726 1,555,672
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
5:21 pm
Silvergate Capital Corp SI Reed Scott A.
Director
426,488 $40 $17,059,520 1,000,000
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:27 pm
CTO Realty Growth Inc. CTO Albright John P
CEO
9,635 $41.51 $399,995 117,971
(Direct)
View
2020-12-08
Sale
2020-12-15
5:27 pm
Terra Tech Corp. TRTC Batliner Jeffrey Robert
CFO
50,000 $0.1756 $8,780 284,220
(Direct)
View
2020-12-11
Sale
2020-12-15
5:29 pm
DROPBOX Inc DBX Regan Timothy
CFO
3,005 $23.47 $70,524 322,054
(Direct)
View
2020-12-14
Sale
2020-12-15
5:29 pm
General Motors Co GM Johnson Gerald
VP
22,776 $42.4 $965,702 41,277
(Direct)
View
2020-12-11
Sale
2020-12-15
5:34 pm
Cactus Inc. WHD Bender Scott
CEO
10% Owner
50,000 $26.87 $1,343,400 37,252
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
5:35 pm
Arthur J. Gallagher & Co. AJG Hudson Scott R
VP
6,650 $121.08 $805,215 35,187
(Direct)
View
2020-12-11
Sale
2020-12-15
5:35 pm
BIOCRYST PHARMACEUTICALS INC BCRX Barnes Alane P
Senior VP Chief Legal Officer
13,741 $7.96 $109,378 108,061
(Direct)
View
2020-12-11
Sale
2020-12-15
5:35 pm
ECOLAB Inc ECL Simermeyer Elizabeth A
VP
515 $221.38 $114,010 7,827
(Direct)
View
2020-12-11
Sale
2020-12-15
5:36 pm
KADANT INC KAI Langevin Eric T
COO
15,200 $135.82 $2,064,439 49,766
(Direct)
View
2020-12-14
Sale
2020-12-15
5:37 pm
TYME TECHNOLOGIES Inc TYME Demurjian Michael
10% Owner
20,000 $1.19 $23,800 25,038,546
(Direct)
View
2020-09-09
Sale
2020-12-15
5:39 pm
MAXIM INTEGRATED PRODUCTS INC MXIM Grady Robert Edward
Director
4,500 $84.08 $378,368 5,512
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:40 pm
GT Biopharma Inc. GTBP Weldon Steven W
Former Officer and Director
396,300 $0.28621 $113,427 4,103,700
(Direct)
View
2020-12-11
Sale
2020-12-15
5:42 pm
WPX ENERGY Inc WPX Vann J Kevin
CFO
102,146 $8.252 $842,909 356,756
(Direct)
View
2020-12-11
Sale
2020-12-15
5:45 pm
EXP World Holdings Inc. EXPI Tobison John K.
CIO
10,657 $67.02 $714,214 20,593
(Direct)
View
2020-12-14
Sale
2020-12-15
5:46 pm
Tricida Inc. TCDA COUFAL SANDRA I
Director
10% Owner
50,000 $7.9 $395,000 172,609
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
5:49 pm
FEDERAL AGRICULTURAL MORTGAGE CORP AGM ZIONS BANCORPORATION NATIONAL ASSOCIATION
10% Owner
20,000 $75.37 $1,507,498 350,000
(Direct)
View
2020-12-11
Sale
2020-12-15
5:53 pm
SEACOR HOLDINGS INC CKH LORENTZEN OIVIND
Director
60,089 $41.86 $2,515,560 36,816
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:53 pm
SEACOR HOLDINGS INC CKH FABRIKANT CHARLES
CEO
Chairman
64,902 $41.85 $2,716,315 33,628
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:55 pm
BRP Group Inc. BRP Baldwin Insurance Group Holdings LLC
10% Owner
100,000 $0 $0 16,918,144
(Direct)
View
2020-12-11
Sale
2020-12-15
5:55 pm
Nutanix Inc. NTNX Boynton Aaron
CAO
4,982 $31.08 $154,841 16,162
(Direct)
View
2020-12-11
Sale
2020-12-15
5:55 pm
SITE Centers Corp. SITC Otto Alexander
Director
10% Owner
479,314 $10.29 $4,933,656 30,796,704
(Direct)
View
2020-12-11
Sale
2020-12-15
5:57 pm
U.S. SILICA HOLDINGS Inc SLCA Blanchard John Paul
President
7,450 $6.578 $49,006 32,534
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
5:57 pm
Nutanix Inc. NTNX Sangster David
COO
7,918 $30.32 $240,067 76,810
(Direct)
View
2020-12-14
Sale
2020-12-15
6:00 pm
PEDEVCO CORP PED Clark Moore
VP
23,500 $1.1593 $27,244 369,576
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
6:00 pm
PEDEVCO CORP PED Schick John Douglas
President
15,000 $1.166 $17,490 244,000
(Direct)
View
2020-12-11
Sale
2020-12-15
6:02 pm
BRP Group Inc. BRP Sherman Laura
Member of 10% owner group
100,000 $0 $0 2,612,221
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
6:04 pm
BRP Group Inc. BRP Krystyn Elizabeth
Member of 10% owner group
100,000 $0 $0 1,931,998
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
6:06 pm
GRAY TELEVISION INC GTN Latek Kevin Paul
EVP Chief L & D Officer
92,218 $18.59 $1,714,474 308,768
(Direct)
View
2020-12-14
Sale
2020-12-15
6:06 pm
CME GROUP Inc CME CRONIN KATHLEEN M
Sr MD Gen Counsel & Corp Secr
6,208 $178.41 $1,107,569 42,885
(Direct)
View
2020-12-15
Sale
2020-12-15
6:07 pm
Great Lakes Dredge & Dock CORP GLDD Simonelli David E
COO
9,307 $11.44 $106,491 386,883
(Direct)
View
2020-12-14
Sale
2020-12-15
6:07 pm
CME GROUP Inc CME Winkler Julie
Sr MD Chief Commercial Officer
4,059 $181.02 $734,760 24,921
(Direct)
View
2020-12-14
Sale
2020-12-15
6:07 pm
CME GROUP Inc CME GEPSMAN MARTIN J
Director
400 $178.44 $71,376 29,417
(Direct)
View
2020-12-15
Sale
2020-12-15
6:09 pm
CYTOKINETICS INC CYTK GAGE L PATRICK
Director
7,716 $21 $162,038 20,804
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-15
6:10 pm
Autodesk Inc. ADSK Hope Stephen W.
CAO
79 $280.25 $22,140 2,950
(Direct)
View
2020-12-11
Sale
2020-12-15
6:10 pm
TENET HEALTHCARE CORP THC Andrews Audrey T.
VP
80,758 $41.17 $3,324,900 51,658
(Direct)
View
2020-12-11
Sale
2020-12-15
6:13 pm
Delek Logistics Partners LP DKL D'Andrea Francis C.
Director
914 $30.9 $28,243 12,505
(Direct)
View
2020-12-11
Sale
2020-12-15
6:14 pm
Asana Inc. ASAN SPURLOCK STEVEN M
BALKANSKI ALEXANDRE
DUNLEVIE BRUCE
FENTON PETER H
GURLEY J WILLIAM
HARVEY KEVIN
KAGLE ROBERT
LASKY MITCHELL
10% Owner
13,954 $28.14 $392,674 118,999
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
6:16 pm
Silk Road Medical Inc SILK Rogers Erica J.
CEO
11,000 $58.35 $641,867 111,608
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
6:18 pm
Cheniere Energy Inc. LNG BAILEY VICKY A
Director
1,572 $61.28 $96,337 36,800
(Direct)
View
2020-12-02
Sale
2020-12-15
6:19 pm
Progyny Inc. PGNY Livingston Mark S.
CFO
10,662 $36.54 $389,589 12,225
(Direct)
View
2020-12-11
Sale
2020-12-15
6:20 pm
Energy Recovery Inc. ERII MAO ROBERT YU LANG
CEO
9,500 $12.22 $116,079 217,611
(Direct)
View
2020-12-14
Sale
2020-12-15
6:24 pm
ACCELERON PHARMA INC XLRN MCLAUGHLIN KEVIN F
CFO
42,528 $130.14 $5,534,594 11,216
(Direct)
View
2020-12-11
Sale
2020-12-15
6:26 pm
Amplitude Healthcare Acquisition Corp AMHC GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
20,000 $10.1 $202,000 1,093,218
(Indirect)
View
2020-12-11
Sale
2020-12-15
6:32 pm
ORBCOMM Inc. ORBC Eisenberg Jerome B
Director
150,000 $6.7428 $1,011,415 855,716
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
6:46 pm
Co-Diagnostics Inc. CODX SERBIN RICHARD S
Director
17,000 $10.1 $171,700 0
(Direct)
View
2020-12-11
Sale
2020-12-15
6:46 pm
PRA GROUP INC PRAA Graham Peter M
CFO
3,000 $44.26 $132,780 49,565
(Direct)
View
2020-12-11
Sale
2020-12-15
6:51 pm
CARRIAGE SERVICES INC CSV Elliott Paul Donald
VP
2,116 $29.61 $62,663 25,474
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
6:57 pm
HERITAGE COMMERCE CORP HTBK Benito Michael Eugene
VP
4,500 $9.243 $41,594 65,537
(Direct)
View
2020-12-14
Sale
2020-12-15
6:57 pm
ORACLE CORP ORCL SELIGMAN NAOMI O
Director
25,000 $60.91 $1,522,748 45,215
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
7:05 pm
Genasys Inc. GNSS McCollum Daniel H
Director
20,000 $6.46 $129,200 32,500
(Direct)
View
2020-12-14
Sale
2020-12-15
7:14 pm
ZUORA INC ZUO Pileggi Jennifer
VP
15,000 $12.15 $182,284 20,095
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
7:16 pm
Avantor Inc. AVTR Shaw Christi
Director
14,286 $26.68 $381,150 11,319
(Direct)
View
2020-12-11
Sale
2020-12-15
7:17 pm
Cortexyme Inc. CRTX Holsinger Leslie
VP
40,000 $30.81 $1,232,528 3,500
(Direct)
View
2020-12-11
Sale
2020-12-15
7:20 pm
Accel Entertainment Inc. ACEL Harmer Derek
Secretary
26,000 $9.375 $243,750 161,958
(Direct)
View
2020-12-11
Sale
2020-12-15
7:25 pm
NATURAL ALTERNATIVES INTERNATIONAL INC NAII LEDOUX MARK A
CEO
Chairman
10% Owner
5,000 $9.6 $48,000 525,000
(Indirect
Direct)
View
2020-12-04
Sale
2020-12-15
7:26 pm
SITIME Corp SITM Frank Edward H.
Director
3,000 $98.32 $294,960 21,458
(Direct)
View
2020-12-11
Sale
2020-12-15
7:27 pm
Health Catalyst Inc. HCAT Nelli James Patrick Jr.
CFO
4,038 $39.99 $161,498 75,848
(Direct)
View
2020-12-11
Sale
2020-12-15
7:29 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
580,731 $9.7309 $5,651,055 156,242,576
(Indirect)
View
2020-12-11
Sale
2020-12-15
7:30 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
Brookfield Private Funds Holdings Inc.
Brookfield BBP Canadian GP L.P.
Brookfield Business L.P.
Brookfield Business Partners Ltd
BCP IV (US Plan) LP
BCP IV (UK Plan) LP
BCP IV (Cdn Plan) LP
BCP IV Bermuda Investor LP
Director
10% Owner
580,731 $9.7309 $5,651,055 156,242,576
(Indirect)
View
2020-12-11
Sale
2020-12-15
7:30 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
Brookfield BBP (Canada) L.P.
Brookfield BBP Canada Holdings Inc.
Brookfield CanGP Ltd
Director
10% Owner
580,731 $9.7309 $5,651,055 156,242,576
(Indirect)
View
2020-12-11
Sale
2020-12-15
7:33 pm
ZUORA INC ZUO Pressman Jason
Director
25,200 $12.21 $307,664 36,910
(Indirect)
View
2020-12-11
Sale
2020-12-15
7:35 pm
Cambium Networks Corp CMBM Rau Sally
General Counsel
1,000 $24.61 $24,606 24,938
(Direct)
View
2020-12-11
Sale
2020-12-15
7:35 pm
CarGurus Inc. CARG Zales Samuel
COO
8,000 $28.03 $224,272 249,512
(Direct)
View
2020-12-14
Sale
2020-12-15
7:36 pm
CarGurus Inc. CARG Patton Kathleen Bender
General Counsel and Secretary
5,830 $30 $174,900 103,142
(Direct)
View
2020-12-11
Sale
2020-12-15
7:36 pm
Cambium Networks Corp CMBM Sheppeck Bryan
VP
5,000 $24.77 $123,834 59,834
(Direct)
View
2020-12-11
Sale
2020-12-15
7:37 pm
Cambium Networks Corp CMBM Cumming Stephen
CFO
4,000 $24.7 $98,806 39,311
(Direct)
View
2020-12-14
Sale
2020-12-15
7:37 pm
CarGurus Inc. CARG Welch Sarah Amory
Chief Marketing Officer
2,500 $30 $75,000 250,126
(Direct)
View
2020-12-14
Sale
2020-12-15
7:47 pm
Atreca Inc. BCEL Robinson William Hewitt
Director
5,000 $16.67 $83,369 383,948
(Direct)
View
2020-12-11
Sale
2020-12-15
7:47 pm
Paratek Pharmaceuticals Inc. PRTK BIGHAM MICHAEL
Chairman
44,400 $6.8091 $302,325 546,517
(Direct)
View
2020-12-14
Sale
2020-12-15
7:49 pm
International Money Express Inc. IMXI Perez-Villarreal Jose
CAO
1,404 $17.09 $23,994 103,322
(Direct)
View
2020-12-11
Sale
2020-12-15
7:50 pm
Paratek Pharmaceuticals Inc. PRTK Brenner Randall B.
Chief Development & Regulatory
14,924 $6.8091 $101,619 128,782
(Direct)
View
2020-12-15
Sale
2020-12-15
7:51 pm
AssetMark Financial Holdings Inc. AMK Kim Michael
EVP Chief Client Officer
5,895 $24.16 $142,423 298,144
(Direct)
View
2020-12-11
Sale
2020-12-15
7:52 pm
Paratek Pharmaceuticals Inc. PRTK Haskel William M.
CLO General Counsel & Sec.
11,656 $6.8091 $79,367 203,267
(Direct)
View
2020-12-11
Sale
2020-12-15
7:54 pm
Paratek Pharmaceuticals Inc. PRTK Woodrow Adam
President & Chief Commercial
21,900 $6.8091 $149,120 271,273
(Direct)
View
2020-12-11
Sale
2020-12-15
7:56 pm
Paratek Pharmaceuticals Inc. PRTK Loh Evan
CEO
45,000 $6.8091 $306,410 600,559
(Direct)
View
2020-12-15
Sale
2020-12-15
7:59 pm
Alphabet Inc. GOOG O'Toole Amie Thuener
CAO
30 $1764.42 $52,933 846
(Direct)
View
2020-12-14
Sale
2020-12-15
8:00 pm
Colfax CORP CFX Kambeyanda Shyam
VP
2,357 $37.41 $88,175 54,855
(Direct)
View
2020-12-11
Sale
2020-12-15
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
1,405 $10.05 $14,120 99,000
(Direct)
View
2020-12-14
Sale
2020-12-15
8:00 pm
Colfax CORP CFX Hix Christopher M
CFO
4,483 $37.41 $167,709 59,449
(Direct)
View
2020-12-11
Sale
2020-12-15
8:00 pm
Walt Disney Co DIS WOODFORD BRENT
VP
5,000 $169.71 $848,550 34,620
(Indirect
Direct)
View
2019-05-08
Sale(A)
2020-12-15
8:07 pm
ALIGN TECHNOLOGY INC ALGN Tay Julie
VP
3,506 $325 $1,139,450 17,746
(Direct)
View
2020-12-11
Sale
2020-12-15
8:17 pm
Retail Value Inc. RVI Luxor Capital Group LP
LUXOR CAPITAL PARTNERS OFFSHORE LTD
Luxor Capital Partners LP
Luxor Wavefront LP
LCG HOLDINGS LLC
10% Owner
70,109 $14.14 $991,684 1,324,879
(Indirect)
View
2020-12-14
Sale
2020-12-15
8:20 pm
SUPERNUS PHARMACEUTICALS Inc SUPN Schwabe Stefan K.F.
Executive Vice President & CMO
53,653 $21.87 $1,173,264 2,772
(Direct)
View
2020-12-11
Sale
2020-12-15
8:24 pm
INSEEGO CORP. INSG Kahn Doug
VP
46,250 $15.14 $700,208 8,279
(Direct)
View
2020-12-15
Sale
2020-12-15
8:34 pm
Edwards Lifesciences Corp EW Wood Larry L
CVP TAVR
10,722 $84.21 $902,895 363,483
(Indirect
Direct)
View
2020-11-09
Sale(A)
2020-12-15
8:36 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
157,562 $18.21 $2,869,768 7,453,777
(Indirect)
View
2020-11-13
Sale(A)
2020-12-15
8:36 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
100,935 $18.04 $1,821,371 7,352,842
(Indirect)
View
2020-11-18
Sale(A)
2020-12-15
8:37 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
248,690 $18.58 $4,621,148 7,104,152
(Indirect)
View
2020-12-01
Sale(A)
2020-12-15
8:37 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
453,000 $23.36 $10,581,316 6,651,152
(Indirect)
View
2020-12-04
Sale(A)
2020-12-15
8:38 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
586,477 $24.57 $14,407,183 6,064,675
(Indirect)
View
2020-12-07
Sale
2020-12-15
8:38 pm
Arista Networks Inc. ANET Ullal Jayshree
CEO
1,375 $273.36 $375,864 15,434
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
8:44 pm
CERUS CORP CERS Jayaraman Vivek K
Chief Commercial Officer
43,895 $8 $351,160 135,003
(Direct)
View
2020-12-14
Sale
2020-12-15
8:47 pm
II-VI INC IIVI KRAMER FRANCIS J
Director
23,680 $72.59 $1,718,911 266,844
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
8:49 pm
CERUS CORP CERS Menard Chrystal
Chief Legal Officer
41,363 $8 $330,904 48,585
(Direct)
View
2020-12-14
Sale
2020-12-15
8:51 pm
NEOGENOMICS INC NEO Weiss Lawrence Martin
Chief Medical Officer
20,200 $51.06 $1,031,412 100,521
(Direct)
View
2020-12-14
Sale
2020-12-15
8:51 pm
CERUS CORP CERS SCHULZE GAIL
Director
62,393 $7.3216 $456,817 0
(Direct)
View
2020-12-14
Sale
2020-12-15
8:53 pm
ServiceNow Inc. NOW Desai Chirantan Jitendra
Chief Product Officer
1,563 $535 $836,205 31,653
(Direct)
View
2020-12-11
Sale
2020-12-15
8:53 pm
Lovesac Co LOVE Satori Capital LLC
Grafer John Richard
SCGPM LLC
Satori Capital Strategic Opportunities GP LLC
Satori Capital III GP LLC
Satori Capital Strategic Opportunities LP
Satori Capital III LP
VANDERBECK SUNNY
Eisenman Randy
Director
195,078 $40.19 $7,839,932 1,115,507
(Indirect)
View
2020-12-14
Sale
2020-12-15
9:00 pm
VARONIS SYSTEMS INC VRNS Iohan Gili
Director
7,143 $140 $1,000,020 7,130
(Direct)
View
2020-12-15
Sale
2020-12-15
9:01 pm
RAPT Therapeutics Inc. RAPT HO WILLIAM
Chief Medical Officer
1,000 $24.55 $24,550 69,414
(Direct)
View
2020-12-11
Sale
2020-12-15
9:05 pm
Elastic N.V. ESTC Banon Shay
CEO
Chairman
424,559 $139.81 $59,359,643 8,473,198
(Direct)
View
2020-12-14
Sale
2020-12-15
9:11 pm
Altabancorp ALTA Anderson Robert Brent
Director
5,000 $30 $150,000 18,624
(Direct)
View
2020-12-14
Sale
2020-12-15
9:11 pm
IRADIMED CORP IRMD VUOTO ANTHONY
Director
1,968 $24.67 $48,551 18,526
(Direct)
View
2020-12-14
Sale
2020-12-15
9:18 pm
ASSEMBLY BIOSCIENCES Inc ASMB Papkoff Jacqueline Sybil
SVP-CSO Microbiome
1,297 $6.1548 $7,983 37,364
(Direct)
View
2020-12-14
Sale
2020-12-15
9:23 pm
TRXADE GROUP Inc MEDS PETERSON MICHAEL L
Director
1,800 $5.2556 $9,460 7,187
(Direct)
View
2020-12-14
Sale
2020-12-15
9:30 pm
TRXADE GROUP Inc MEDS Fell Donald G.
Director
500 $5.3 $2,650 8,487
(Direct)
View
2020-12-14
Sale
2020-12-15
9:47 pm
Progyny Inc. PGNY SEIDENBERG BETH C
Director
38,461 $42 $1,615,362 0
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
9:57 pm
TENET HEALTHCARE CORP THC GLENVIEW CAPITAL MANAGEMENT LLC
ROBBINS LARRY
10% Owner
1,200,000 $41.01 $49,215,010 18,508,960
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
08:23 am
Construction Partners Inc. ROAD Harper John L
VP
15,000 $28.21 $423,150 197,682
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-16
08:29 am
AFLAC INC AFL RIMER BARBARA K
Director
1,005 $44.62 $44,843 28,409
(Direct)
View
2020-12-15
Sale
2020-12-16
09:33 am
INTERNATIONAL PAPER CO IP Amick W. Michael Jr.
VP
4,000 $48.85 $195,400 23,194
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
09:38 am
AMERISOURCEBERGEN CORP ABC Mauch Robert P.
VP
77,560 $98.02 $7,602,431 21,802
(Direct)
View
2020-12-15
Sale
2020-12-16
10:18 am
WORLD ACCEPTANCE CORP WRLD Umstetter Luke J.
VP
200 $101.6 $20,320 25,258
(Direct)
View
2020-12-15
Sale
2020-12-16
10:31 am
CSW INDUSTRIALS Inc CSWI Armes Joseph B
CEO
Chairman
2,000 $114.64 $229,281 45,311
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
10:42 am
YUM BRANDS INC YUM Gibbs David W
CEO
2,520 $106.89 $269,363 5,395
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
11:02 am
VICOR CORP VICR EICHTEN ESTIA J
Director
5,000 $89 $445,000 249,329
(Direct)
View
2020-12-14
Sale
2020-12-16
11:10 am
MetroCity Bankshares Inc. MCBS Tan Farid
CFO
40,700 $14.33 $583,289 787,902
(Direct)
View
2020-12-14
Sale
2020-12-16
11:18 am
PREMIER FINANCIAL CORP PFC SCHIRALDI RICHARD J
Director
3,602 $22.78 $82,054 54,044
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
11:47 am
SUPERIOR ENERGY SERVICES INC SPNX HALL TERENCE E
Director
96,688 $0.051 $4,931 71,746
(Direct)
View
2020-12-14
Sale
2020-12-16
11:57 am
VAPOTHERM INC VAPO Arnerich Anthony L.
Director
10% Owner
30,000 $27 $810,111 1,960,811
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
11:59 am
TRXADE GROUP Inc MEDS Patel Prashant
President
10% Owner
7,500 $5.2937 $39,703 1,260,000
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
12:05 pm
Ascena Retail Group Inc. ASNAQ Baldwin Marisa
VP
2,322 $0.181 $420 1,332
(Direct)
View
2020-12-14
Sale
2020-12-16
12:08 pm
CACI INTERNATIONAL INC CACI PHILLIPS WARREN R
Director
205 $243.68 $49,954 6,287
(Direct)
View
2020-12-15
Sale
2020-12-16
12:13 pm
TYLER TECHNOLOGIES INC TYL MOORE H LYNN JR
CEO
5,924 $450 $2,665,789 64,262
(Direct)
View
2020-12-14
Sale
2020-12-16
12:50 pm
TRXADE GROUP Inc MEDS Tenaerts Pamela
Director
800 $5.3 $4,240 8,187
(Direct)
View
2020-12-15
Sale
2020-12-16
1:08 pm
VICOR CORP VICR Tuozzolo Claudio
VP
1,770 $91.37 $161,724 53,481
(Direct)
View
2020-12-14
Sale
2020-12-16
1:09 pm
FORRESTER RESEARCH Inc FORR Teichgraeber Gretchen
Director
500 $43.99 $21,997 20,103
(Direct)
View
2020-12-14
Sale
2020-12-16
1:11 pm
Hub Group Inc. HUBG REAVES CHARLES R
Director
4,000 $56.5 $226,000 59,351
(Direct)
View
2020-12-14
Sale
2020-12-16
1:17 pm
RAYMOND JAMES FINANCIAL INC RJF REILLY PAUL C
CEO
Chairman
13,816 $92.84 $1,282,684 72,052
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
1:23 pm
FORRESTER RESEARCH Inc FORR Galford Robert
Director
12,000 $42.84 $514,043 34,775
(Direct)
View
2020-12-03
Sale
2020-12-16
1:39 pm
AMERICAN VANGUARD CORP AVD Hendrix Scott
SVP Crop Sales US & Canada
5,410 $15.3 $82,773 34,981
(Direct)
View
2020-12-15
Sale
2020-12-16
1:50 pm
Zumiez Inc ZUMZ Brown Troy R.
President
20,784 $37.93 $788,395 80,317
(Direct)
View
2020-12-14
Sale
2020-12-16
1:51 pm
FORRESTER RESEARCH Inc FORR DOYLE MICHAEL A
CFO
11,800 $42.87 $505,809 44,429
(Direct)
View
2020-12-14
Sale
2020-12-16
1:51 pm
READING INTERNATIONAL INC RDI KANE EDWARD LEWIS
Director
467 $4.44 $2,073 23,651
(Direct)
View
2020-12-15
Sale
2020-12-16
1:54 pm
Northfield Bancorp Inc. NFBK Patafio Frank P.
Director
4,000 $12.15 $48,600 186,620
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
2:14 pm
CHASE CORP CCF CHASE PETER R
Chairman
739 $115 $84,985 289,913
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
2:14 pm
PRICE T ROWE GROUP INC TROW Alderson Christopher D
VP
8,100 $149.64 $1,212,081 332,256
(Direct)
View
2020-12-14
Sale
2020-12-16
2:31 pm
Chicken Soup for the Soul Entertainment Inc. CSSE Greenhaven Road Investment Management L.P.
MVM Funds LLC
Greenhaven Road Capital Fund 1 L.P.
Greenhaven Road Capital Fund 2 L.P.
Miller Scott Stewart
10% Owner
28,578 $18.99 $542,630 231,535
(Indirect)
View
2020-12-14
Sale
2020-12-16
2:33 pm
HEALTHCARE REALTY TRUST INC HR Callaway Amanda L
CAO
317 $30.02 $9,516 65,598
(Direct)
View
2020-12-14
Sale
2020-12-16
2:33 pm
DIODES INC DIOD LU KEH SHEW
CEO
56,425 $68.37 $3,857,590 585,671
(Indirect
Direct)
View
2020-11-10
Sale(A)
2020-12-16
2:38 pm
LITTELFUSE INC LFUS Sethna Meenal
CFO
2,000 $222.43 $444,860 13,305
(Direct)
View
2020-12-11
Sale
2020-12-16
2:41 pm
MILESTONE SCIENTIFIC Inc MLSS D'Agostino Joseph
CFO
COO
40,000 $1.96 $78,400 1,133,587
(Direct)
View
2020-12-15
Sale
2020-12-16
2:44 pm
VICOR CORP VICR McNamara Michael
Director
2,500 $91 $227,500 483
(Direct)
View
2020-12-14
Sale
2020-12-16
2:52 pm
KELLY SERVICES INC KELYA Larkin Terrence B
Director
7,962 $21.51 $171,239 31,836
(Direct)
View
2020-12-15
Sale
2020-12-16
2:58 pm
RESMED INC RMD Douglas Robert Andrew
COO
970 $207.8 $201,566 214,388
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
3:00 pm
CIMAREX ENERGY CO XEC SULLIVAN MICHAEL J
Director Emeritus
2,414 $39.07 $94,317 14,852
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
3:00 pm
CONMED CORP CNMD Peters Stanley W III
VP
6,000 $108.7 $652,200 63
(Direct)
View
2020-12-14
Sale
2020-12-16
3:14 pm
Arcutis Biotherapeutics Inc. ARQT Smither John W
CFO
5,250 $30 $157,500 94,965
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
3:15 pm
Arcutis Biotherapeutics Inc. ARQT OSBORNE DAVID W
CTO
15,000 $30 $450,000 250,533
(Indirect
Direct)
View
2020-12-01
Sale
2020-12-16
3:21 pm
Elvictor Group Inc. ELVG KONTOS ELEFTHERIOS
10% Owner
6,798 $0.81066 $5,511 2,543,202
(Direct)
View
2020-12-14
Sale
2020-12-16
3:22 pm
Elvictor Group Inc. ELVG KONTOS ELEFTHERIOS
10% Owner
40,500 $0.0428 $1,733 2,502,702
(Direct)
View
2020-12-14
Sale
2020-12-16
3:28 pm
Atlantic Capital Bancshares Inc. ACBI Bugbee Robert R II
CHIEF CREDIT OFFICER
1,000 $15.3 $15,295 37,015
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
3:31 pm
CORNING INC GLW Bell Michael Alan
VP
10,834 $37.06 $401,512 0
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-16
3:42 pm
NORTHWESTERN CORP NWE Rowe Robert C
CEO
2,700 $55.8 $150,660 173,037
(Direct)
View
2020-12-14
Sale
2020-12-16
3:44 pm
ServisFirst Bancshares Inc. SFBS Barker G. Carlton
CEO
10,000 $41.28 $412,810 92,621
(Direct)
View
(A) Indicate amendment filing.