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Insider Sale Filings - Archives for 2020-12-15

Home -> 2020 -> Insider sale filings for 2020-12-15

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-12-11
Sale
2020-12-14
4:01 pm
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman
10% Owner
10,000 $940.42 $9,404,248 115,421
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
4:01 pm
Science Applications International Corp SAIC Mayopoulos Timothy J
Director
2,185 $99.77 $218,006 7,398
(Direct)
View
2020-12-11
Sale
2020-12-14
4:03 pm
Paylocity Holding Corp PCTY Sarowitz Steven I
Director
10% Owner
400,000 $180.5 $72,200,000 12,770,538
(Direct)
View
2020-12-10
Sale
2020-12-14
4:04 pm
MASIMO CORP MASI KIANI JOE E
CEO
Chairman
42,664 $270.61 $11,545,487 159,241
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
4:05 pm
Open Lending Corp LPRO Nebula Holdings LLC
True Wind Capital L.P.
True Wind Capital GP LLC
CLAMMER ADAM
GREENE JAMES H JR
10% Owner
4,413,671 $26.88 $118,639,473 12,111,329
(Direct)
View
2020-12-10
Sale
2020-12-14
4:05 pm
Generation Bio Co. GBIO Stanton Matthew
Chief Scientific Officer
10,540 $37.62 $396,499 198,154
(Direct)
View
2020-12-10
Sale
2020-12-14
4:05 pm
SYSTEMAX INC SYX Clark Thomas Eugene
CFO
17,500 $36.11 $631,873 18,666
(Direct)
View
2020-12-11
Sale
2020-12-14
4:05 pm
CORNERSTONE TOTAL RETURN FUND INC CRF WILCOX GLENN W SR
Director
241 $11.45 $2,760 3,326
(Direct)
View
2020-12-14
Sale
2020-12-14
4:06 pm
Kinsale Capital Group Inc. KNSL Schnupp Diane D.
CIO
300 $240.49 $72,147 3,564
(Direct)
View
2020-12-10
Sale
2020-12-14
4:06 pm
Interactive Brokers Group Inc. IBKR Brody Paul Jonathan
CFO
5,090 $55.13 $280,615 189,471
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
4:06 pm
BROOKLINE BANCORP INC BRKL Cosman James M
COO
2,867 $11.89 $34,089 46,253
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:08 pm
Interactive Brokers Group Inc. IBKR Frank Thomas AJ
CIO
36,509 $55.13 $2,012,734 1,693,407
(Direct)
View
2020-06-05
Sale
2020-12-14
4:12 pm
SYSTEMAX INC SYX Litwin Barry
CEO
20,000 $35.78 $715,680 58,929
(Direct)
View
2020-12-10
Sale
2020-12-14
4:12 pm
ILLUMINA Inc ILMN Ronaghi Mostafa
VP
5,000 $338.58 $1,692,922 80,162
(Direct)
View
2020-12-10
Sale
2020-12-14
4:12 pm
AMERICAN TOWER CORP AMT Meyer Robert Joseph JR
CAO
1,100 $220.21 $242,231 29,698
(Direct)
View
2020-12-10
Sale
2020-12-14
4:12 pm
TEMPUR SEALY INTERNATIONAL Inc TPX MONTGOMERY DAVID
VP
210,644 $25.34 $5,338,562 908,084
(Direct)
View
2020-12-11
Sale
2020-12-14
4:13 pm
HighPoint Resources Corp HPR MOGG JIM W
Director
6,169 $12.55 $77,415 1,996
(Direct)
View
2020-12-11
Sale
2020-12-14
4:14 pm
AMERICOLD REALTY TRUST COLD Harron James Andrew
CIO
5,000 $33.58 $167,915 918
(Direct)
View
2020-12-10
Sale
2020-12-14
4:15 pm
SolarWinds Corp SWI NB Alternatives Advisers LLC
NB Crossroads XX - MC Holdings LP
NB Crossroads XXI - MC Holdings LP
NB - Iowa's Public Universities LP
NB PEP Holdings Ltd
NB RP Co-Investment & Secondary Fund LLC
NB Sonoran Fund Limited Partnership
NB Wildcats Fund LP
10% Owner
289,066 $21.97 $6,350,780 4,959,467
(Indirect)
View
2020-12-10
Sale
2020-12-14
4:15 pm
SolarWinds Corp SWI HOWARD HUGHES MEDICAL INSTITUTE
HHMI is a member of 10% group
28,907 $21.97 $635,087 495,946
(Direct)
View
2020-12-03
Sale
2020-12-14
4:15 pm
POWER SOLUTIONS INTERNATIONAL Inc PSIX Winemaster Gary S
10% Owner
13,001 $3.0814 $40,061 3,426,521
(Direct)
View
2020-12-10
Sale
2020-12-14
4:15 pm
Fortune Brands Home & Security Inc. FBHS Hallinan Patrick D
CFO
750 $83.55 $62,662 40,438
(Direct)
View
2020-12-11
Sale
2020-12-14
4:16 pm
SIRIUS XM HOLDINGS Inc SIRI MEYER JAMES E
CEO
1,772,297 $6.377 $11,301,938 8,831,329
(Direct)
View
2020-12-10
Sale
2020-12-14
4:16 pm
SYSTEMAX INC SYX DOOLEY ROBERT
President
10,000 $36.11 $361,090 86,878
(Direct)
View
2020-12-10
Sale
2020-12-14
4:16 pm
TRANSCAT INC TRNS Rudow Lee D.
CEO
400 $35.25 $14,100 171,187
(Direct)
View
2020-12-10
Sale
2020-12-14
4:18 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
67,929 $94.76 $6,436,777 51,301
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:19 pm
REGENXBIO Inc. RGNX Mills Kenneth T.
CEO
4,500 $40 $180,000 241,000
(Direct)
View
2020-12-10
Sale
2020-12-14
4:20 pm
SolarWinds Corp SWI NB Strategic Co-Investment Partners II Holdings LP
Neuberger Berman Insurance Fund Series Interests of the SALI Multi-Series Fund L.P.
TfL Trustee Co Ltd
10% Owner
289,066 $21.97 $6,350,780 4,959,467
(Indirect)
View
2020-12-10
Sale
2020-12-14
4:20 pm
REGENXBIO Inc. RGNX Vasista Vittal
CFO
37,500 $40.1 $1,503,891 157,524
(Direct)
View
2020-12-10
Sale
2020-12-14
4:21 pm
Myovant Sciences Ltd. MYOV Arjona Ferreira Juan Camilo
Chief Medical Officer
10,000 $26.04 $260,362 136,048
(Direct)
View
2020-12-11
Sale
2020-12-14
4:26 pm
HOULIHAN LOKEY Inc HLI GOLD IRWIN
Chairman
10% Owner
10,000 $70.24 $702,400 0
(Direct)
View
2020-12-11
Sale
2020-12-14
4:27 pm
WOLVERINE WORLD WIDE INC WWW Stornant Michael D
CFO
1,000 $30.64 $30,640 140,108
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:27 pm
CRYOLIFE INC CRY LEE DAVID ASHLEY
CFO
COO
16,666 $23 $383,318 282,567
(Direct)
View
2020-12-10
Sale
2020-12-14
4:27 pm
DOUGLAS DYNAMICS INC PLOW Hagelin Keith
President
10,325 $42.15 $435,200 75,787
(Direct)
View
2020-12-10
Sale
2020-12-14
4:27 pm
VEEVA SYSTEMS INC VEEV MATEO ALAN
VP
2,347 $258.11 $605,784 10,264
(Direct)
View
2020-12-11
Sale
2020-12-14
4:29 pm
Moderna Inc. MRNA Bancel Stephane
CEO
11,046 $159.18 $1,758,291 265,120
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:30 pm
SolarWinds Corp SWI HERMES USA INVESTORS VENTURE II LP
See Remarks
57,813 $21.97 $1,270,152 991,894
(Direct)
View
2020-12-10
Sale
2020-12-14
4:30 pm
Y-mAbs Therapeutics Inc. YMAB Gad Thomas
Director
100,000 $50.96 $5,096,260 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:32 pm
US Foods Holding Corp. USFD Lederer John Anthony
Director
25,000 $34 $850,025 118,593
(Direct)
View
2020-05-06
Sale
2020-12-14
4:33 pm
MARSH & MCLENNAN COMPANIES Inc MMC Glaser Daniel S
CEO
314,516 $115.39 $36,291,562 101,074
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
4:33 pm
META FINANCIAL GROUP INC CASH Hajek Douglas J.
Director
1,000 $34.94 $34,940 16,481
(Direct)
View
2020-12-11
Sale
2020-12-14
4:34 pm
Amplify Energy Corp. AMPY FIR TREE CAPITAL MANAGEMENT LP
Director
10% Owner
8,548,485 $1.0925 $9,339,220 0
(Indirect)
View
2020-12-10
Sale
2020-12-14
4:36 pm
Lemonade Inc. LMND Eisenberg Michael A
Director
11,000 $99.77 $1,097,459 22,313
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:36 pm
Strategic Education Inc. STRA CASTEEN JOHN T III
Director
2,378 $95.78 $227,765 4,960
(Direct)
View
2020-12-10
Sale
2020-12-14
4:37 pm
Medpace Holdings Inc. MEDP EWALD STEPHEN P
General Counsel & Corp. Secy.
10,000 $140.07 $1,400,700 13,854
(Direct)
View
2020-12-10
Sale
2020-12-14
4:37 pm
WESTERN ALLIANCE BANCORPORATION WAL SNYDER DONALD D
Director
6,250 $56.29 $351,813 100,139
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:38 pm
SYSTEMAX INC SYX AXMACHER THOMAS
VP
2,790 $35.64 $99,434 637
(Direct)
View
2020-12-10
Sale
2020-12-14
4:38 pm
NEVRO CORP NVRO Pellegrini Niamh Louise
Chief Commercial Officer
750 $161.21 $120,910 30,328
(Direct)
View
2020-12-10
Sale
2020-12-14
4:39 pm
8X8 INC EGHT Cota Germaine
CAO
111 $25 $2,775 66,442
(Direct)
View
2020-12-14
Sale
2020-12-14
4:40 pm
8X8 INC EGHT Zinn Matthew
SVP-GC Secretary and CPO
16,929 $29.95 $507,033 26,644
(Direct)
View
2020-12-10
Sale
2020-12-14
4:41 pm
HOLOGIC INC HOLX COHN BENJAMIN JORDAN
Principal Accounting Officer
1,477 $73.64 $108,759 16,575
(Direct)
View
2020-12-10
Sale
2020-12-14
4:42 pm
Silver Spike Acquisition Corp. SSPK Polar Asset Management Partners Inc.
10% Owner
1,266,608 $14.23 $18,027,645 1,754,420
(Indirect)
View
2020-12-14
Sale
2020-12-14
4:42 pm
BROOKLINE BANCORP INC BRKL HACKETT JOHN A
Director
2,500 $11.9 $29,750 30,830
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
4:44 pm
Qorvo Inc. QRVO CREVISTON STEVEN E
VP
2,000 $156.77 $313,540 55,944
(Direct)
View
2020-12-10
Sale
2020-12-14
4:44 pm
HOLOGIC INC HOLX Thornal Kevin R
President
16,869 $73.99 $1,248,212 33,216
(Direct)
View
2020-12-10
Sale
2020-12-14
4:47 pm
AVALARA Inc AVLR McFarlane Scott M
Director
30,000 $162.9 $4,886,890 687,723
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:47 pm
GRAN TIERRA ENERGY Inc GTE GMT CAPITAL CORP
BAY RESOURCE PARTNERS LP
BAY II RESOURCE PARTNERS LP
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND L.P.
CLAUGUS THOMAS E
GMT Exploration Co LLC
10% Owner
2,711,700 $0.38169 $1,035,033 64,710,752
(Direct)
View
2020-12-11
Sale
2020-12-14
4:49 pm
HUBSPOT INC HUBS Shah Dharmesh
CTO
40,000 $391.61 $15,664,387 1,619,985
(Direct)
View
2020-12-11
Sale
2020-12-14
4:50 pm
PVH CORP. PVH RYDIN CRAIG W
Director
10,052 $94.05 $945,347 17,694
(Direct)
View
2020-12-11
Sale
2020-12-14
4:50 pm
Ulta Beauty Inc. ULTA Dillon Mary N
CEO
50,000 $265.15 $13,257,535 82,578
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
4:51 pm
TPI COMPOSITES INC TPIC GIOVACCHINI PAUL G
Director
63,227 $40.68 $2,572,119 588,015
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:52 pm
Guardant Health Inc. GH MERESMAN STANLEY J
Director
4,954 $125.44 $621,430 4,059
(Direct)
View
2020-12-14
Sale
2020-12-14
4:52 pm
FISERV INC FISV KKR Group Partnership L.P.
KKR Group Holdings Corp.
KKR & Co. Inc.
KKR Management LLP
KRAVIS HENRY R
ROBERTS GEORGE R
10% Owner
20,125,000 $110.04 $2,214,555,018 85,300,664
(Indirect)
View
2020-11-30
Sale(A)
2020-12-14
4:54 pm
Pangaea Logistics Solutions Ltd. PANL Pangaea One Acquisition Holdings XIV LLC
10% Owner
2,893 $2.8 $8,100 13,897,751
(Indirect)
View
2020-12-10
Sale
2020-12-14
4:55 pm
ADVANCED DRAINAGE SYSTEMS Inc WMS JONES ROSS M
Director
1,670,000 $75 $125,250,000 116,313
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
4:57 pm
FISERV INC FISV New Omaha Holdings L.P.
New Omaha Holdings LLC
KKR 2006 Fund L.P.
KKR Associates 2006 LP
KKR 2006 GP LLC
10% Owner
20,125,000 $110.04 $2,214,555,018 85,300,664
(Indirect)
View
2020-12-10
Sale
2020-12-14
4:59 pm
FVCBankcorp Inc. FVCB Testa Daniel M.
Director
1,186 $13.51 $16,020 131
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
5:00 pm
Great Lakes Dredge & Dock CORP GLDD Levenson Ryan
Director
55,955 $11.64 $651,532 82
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:00 pm
ExlService Holdings Inc. EXLS KELSO DAVID B
Director
5,138 $83.71 $430,102 5,507
(Direct)
View
2020-12-10
Sale
2020-12-14
5:01 pm
UNITEDHEALTH GROUP INC UNH BURKE RICHARD T
Director
5,500 $339 $1,864,500 1,339,000
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
5:02 pm
Akoustis Technologies Inc. AKTS Aichele David
VP
3,000 $8.62 $25,860 187,171
(Direct)
View
2020-12-10
Sale
2020-12-14
5:03 pm
Okta Inc. OKTA Race Charles
See Remarks
50,000 $238.21 $11,910,378 29,786
(Direct)
View
2020-12-10
Sale
2020-12-14
5:04 pm
Okta Inc. OKTA WILSON L MICHELLE
Director
30,000 $249 $7,470,000 17,270
(Direct)
View
2020-12-11
Sale
2020-12-14
5:04 pm
SCIENTIFIC INDUSTRIES INC SCND Frampton Marcus
Director
8,100 $8.03 $65,043 7,635
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:05 pm
EXAGEN Inc XGN TULLIS JAMES L L
Director
10% Owner
17,500 $13.6 $238,074 1,567,672
(Indirect
Direct)
View
2020-11-23
Sale
2020-12-14
5:08 pm
Arcimoto Inc FUV Eisler Jesse Grant
Director
10,000 $16.76 $167,567 471,608
(Direct)
View
2020-11-30
Sale(A)
2020-12-14
5:09 pm
Alteryx Inc. AYX Jones Robert Scott
Pres. & Chief Revenue Officer
5,305 $118.63 $629,335 39,412
(Direct)
View
2020-12-14
Sale
2020-12-14
5:10 pm
Karuna Therapeutics Inc. KRTX Pande Atul
Director
5,714 $92.64 $529,345 0
(Direct)
View
2020-12-10
Sale
2020-12-14
5:11 pm
Karuna Therapeutics Inc. KRTX Miller Andrew Craig
COO
5,000 $94.82 $474,100 45,500
(Direct)
View
2020-12-10
Sale
2020-12-14
5:12 pm
CrowdStrike Holdings Inc. CRWD AUSTIN ROXANNE S
Director
24,000 $180.44 $4,330,560 2,347
(Direct)
View
2020-12-10
Sale
2020-12-14
5:12 pm
AMERICAN EAGLE OUTFITTERS INC AEO Kessler Charles F
President
14,927 $20 $298,540 85,726
(Direct)
View
2020-12-11
Sale
2020-12-14
5:20 pm
CHEGG INC CHGG ROSENSWEIG DANIEL
CEO
Chairman
28,000 $81.33 $2,277,240 1,935,090
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:22 pm
Inari Medical Inc. NARI Cooperatieve Gilde Healthcare IV U.A.
Gilde Healthcare IV Management B.V.
Gilde Healthcare Holding B.V.
10% Owner
207,489 $67.58 $14,021,160 6,941,679
(Indirect)
View
2020-12-10
Sale
2020-12-14
5:27 pm
MINERALS TECHNOLOGIES INC MTX JONES ANDREW M
VP
3,009 $61.93 $186,357 8,732
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
5:28 pm
ROCKWELL AUTOMATION INC ROK Etzel Steven W.
CFO
61 $245.13 $14,953 8,959
(Indirect
Direct)
View
2019-04-10
Sale
2020-12-14
5:28 pm
Pacific Green Technologies Inc. PGTK Fresh Air Investments (Canada) Ltd.
10% Owner
395,737 $2.5037 $990,807 5,899,152
(Direct)
View
2020-12-10
Sale
2020-12-14
5:30 pm
Great Lakes Dredge & Dock CORP GLDD Simonelli David E
COO
8,918 $11.68 $104,183 396,190
(Direct)
View
2020-12-10
Sale
2020-12-14
5:32 pm
SolarWinds Corp SWI PRUDENTIAL INSURANCE CO OF AMERICA
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
10% Owner
86,720 $21.97 $1,905,238 1,487,840
(Direct)
View
2020-12-10
Sale
2020-12-14
5:33 pm
HighPoint Resources Corp HPR WOODALL R SCOT
CEO
17,822 $12.81 $228,291 26,498
(Direct)
View
2020-12-10
Sale
2020-12-14
5:34 pm
TFS Financial CORP TFSL Williams Ashley H
Director
12,800 $17.82 $228,096 10,000
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:35 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
50,000 $259.26 $12,963,102 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:35 pm
Dicerna Pharmaceuticals Inc DRNA Koppel Adam
Director
1,000,000 $23.4 $23,400,000 3,080,237
(Indirect)
View
2020-12-10
Sale
2020-12-14
5:36 pm
Easterly Government Properties Inc. DEA Crate Darrell W
Chairman
5,000 $21.59 $107,950 11,029
(Direct)
View
2020-12-10
Sale
2020-12-14
5:36 pm
EXP World Holdings Inc. EXPI Gesing Jason
CEO
COO
20,000 $60.2 $1,204,088 1,178,068
(Direct)
View
2020-12-10
Sale
2020-12-14
5:38 pm
General Motors Co GM Glidden Craig B.
VP
454,187 $43.14 $19,593,161 105,783
(Direct)
View
2020-12-10
Sale
2020-12-14
5:41 pm
Graham Holdings Co GHC Rosen Andrew Stephen
VP
7,567 $455.63 $3,447,751 37,220
(Direct)
View
2020-12-10
Sale
2020-12-14
5:42 pm
Twist Bioscience Corp TWST Weiss Patrick
COO
7,108 $144.88 $1,029,822 54,350
(Direct)
View
2020-12-11
Sale
2020-12-14
5:43 pm
Ping Identity Holding Corp. PING NAGEL BRYAN KRISTIAN
COO
10,000 $28 $280,000 113,799
(Direct)
View
2020-12-10
Sale
2020-12-14
5:43 pm
Twist Bioscience Corp TWST THORBURN JAMES M
CFO
20,018 $149.11 $2,984,890 49,700
(Direct)
View
2020-12-14
Sale
2020-12-14
5:43 pm
Ascena Retail Group Inc. ASNAQ LAWTHER KRILL KATHERINE
Director
4,223 $0.18 $760 0
(Direct)
View
2020-12-11
Sale
2020-12-14
5:45 pm
Western Union CO WU Tsai Caroline
Chief Legal Officer/Secretary
4,857 $21.7 $105,397 56,683
(Direct)
View
2020-12-11
Sale
2020-12-14
5:46 pm
BlackRock Capital Investment Corp BKCC Usifer Maureen K
Director
13,753 $2.76 $37,958 38,716
(Direct)
View
2020-12-10
Sale
2020-12-14
5:49 pm
NEOGENOMICS INC NEO JONES STEVEN C
Director
70,000 $50.87 $3,560,750 1,000,000
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
5:49 pm
DOMO Inc DOMO EVAN DANA L
Director
4,699 $46.5 $218,504 13,639
(Direct)
View
2020-12-10
Sale
2020-12-14
5:50 pm
Sprout Social Inc. SPT Rankin Aaron Edward Frederick
CTO
10% Owner
33,600 $46.94 $1,577,091 0
(Indirect)
View
2020-12-10
Sale
2020-12-14
5:56 pm
DSP GROUP INC DSPG Paul Cynthia
Director
20,430 $17.01 $347,502 435,853
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
5:58 pm
Cabaletta Bio Inc. CABA 5AM Ventures V L.P.
5AM Opportunities I (GP) LLC
5AM Opportunities I L.P.
5AM Partners V LLC
PARMAR KUSH
ROCKLAGE SCOTT M
Schwab Andrew J.
10% Owner
298,000 $14.75 $4,395,500 417,629
(Indirect)
View
2020-12-10
Sale
2020-12-14
6:00 pm
OneWater Marine Inc. ONEW Singleton Philip Austin Jr.
CEO
220,000 $20.84 $4,584,800 134,027
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:01 pm
Independence Contract Drilling Inc. ICD MSD Partners L.P.
MSD Credit Opportunity Master Fund L.P.
Director
10% Owner
27,663 $3.598 $99,533 831,482
(Indirect)
View
2020-12-10
Sale
2020-12-14
6:04 pm
Independence Contract Drilling Inc. ICD MSD CAPITAL L P
MSD Energy Investments L.P.
DELL MICHAEL S
Director
4,999 $3.6038 $18,016 197,273
(Indirect)
View
2020-12-11
Sale
2020-12-14
6:06 pm
ZoomInfo Technologies Inc. ZI Hays Joseph Christopher
Chief Revenue Officer
30,000 $41.42 $1,242,607 0
(Direct)
View
2020-12-01
Sale
2020-12-14
6:07 pm
UNIVERSAL SECURITY INSTRUMENTS INC UUU DPW Holdings Inc.
Former 10% Owner
10,575 $3.0977 $32,758 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:08 pm
BALL Corp BLL Knobel Jeff A
VP
24,990 $93.39 $2,333,694 50,669
(Indirect
Direct)
View
2020-09-09
Sale
2020-12-14
6:09 pm
GigCapital3 Inc. GIK GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
750,100 $14.5 $10,876,067 2,447,307
(Indirect)
View
2020-12-10
Sale
2020-12-14
6:09 pm
GigCapital2 Inc. GIX GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
50,000 $10.5 $525,000 2,196,713
(Indirect)
View
2020-12-10
Sale
2020-12-14
6:10 pm
ADVANCED DRAINAGE SYSTEMS Inc WMS Berkshire Partners Holdings LLC
Berkshire Partners LLC
Stockbridge Fund L.P.
Stockbridge Absolute Return Fund L.P.
Stockbridge Partners LLC
Berkshire Investors III LLC
Berkshire Investors IV LLC
BPSP L.P.
Berkshire Fund IX L.P.
Berkshire Fund IX-A L.P.
10% Owner
1,670,000 $75 $125,250,000 116,313
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:10 pm
Jiya Acquisition Corp. JYAC GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
20,000 $10.22 $204,500 1,211,823
(Indirect)
View
2020-12-10
Sale
2020-12-14
6:12 pm
TENET HEALTHCARE CORP THC Rittenmeyer Ronald A
CEO
Chairman
408,526 $40 $16,341,040 549,968
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
6:13 pm
DAILY JOURNAL CORP DJCO Salzman Gerald L
CEO
1,800 $300 $540,000 8,286
(Direct)
View
2020-12-14
Sale
2020-12-14
6:14 pm
BORGWARNER INC BWA Demmerle Stefan
VP
3,125 $36.85 $115,156 108,810
(Direct)
View
2020-12-14
Sale
2020-12-14
6:15 pm
EXACT SCIENCES CORP EXAS Zanotti Katherine S
Director
20,000 $132.06 $2,641,182 21,907
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:18 pm
Hewlett Packard Enterprise Co HPE Karros Kirt P
VP
19,009 $12.03 $228,678 0
(Direct)
View
2020-12-10
Sale
2020-12-14
6:22 pm
Hewlett Packard Enterprise Co HPE Ricci Jeff T
VP
18,290 $12.03 $220,029 0
(Direct)
View
2020-12-10
Sale
2020-12-14
6:26 pm
TRIMBLE Inc TRMB PEEK MARK S
Director
5,000 $62.29 $311,475 57,251
(Direct)
View
2020-12-11
Sale
2020-12-14
6:26 pm
SMARTSHEET INC SMAR Arntz Michael
Chief Revenue Officer
25,000 $72.01 $1,800,320 8,042
(Direct)
View
2020-12-10
Sale
2020-12-14
6:28 pm
SMARTSHEET INC SMAR Barker Geoffrey T
Director
100,000 $68.92 $6,891,988 419,099
(Direct)
View
2020-12-10
Sale
2020-12-14
6:30 pm
SMARTSHEET INC SMAR Farrell Eugene
Chief Product Officer
48,204 $68.18 $3,286,686 21,556
(Direct)
View
2020-12-10
Sale
2020-12-14
6:31 pm
MITEK SYSTEMS INC MITK THOMPSON JANE J.
Director
50,000 $13.48 $674,000 90,181
(Direct)
View
2020-12-10
Sale
2020-12-14
6:32 pm
MITEK SYSTEMS INC MITK DAVISON JEFFREY C
CFO
39,325 $13.88 $545,751 164,705
(Direct)
View
2020-12-10
Sale
2020-12-14
6:32 pm
Mueller Water Products Inc. MWA Nancarrow Michael S
CAO
303 $12.06 $3,657 40,309
(Direct)
View
2020-12-10
Sale
2020-12-14
6:34 pm
SMARTSHEET INC SMAR Gomez Elena
Director
17,000 $68.17 $1,158,919 19
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:36 pm
SMARTSHEET INC SMAR McIlwain Matthew S
Director
40,000 $67.34 $2,693,562 108,075
(Direct)
View
2020-12-11
Sale
2020-12-14
6:36 pm
EXPEDITORS INTERNATIONAL OF WASHINGTON INC EXPD Musser Jeffrey S
CEO
21,114 $90.46 $1,909,972 48,990
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
6:36 pm
Edwards Lifesciences Corp EW WANG HUIMIN
CVP Japan & Intercontinental
11,733 $84.53 $991,814 93,378
(Direct)
View
2020-12-14
Sale
2020-12-14
6:37 pm
PRICESMART INC PSMT PRICE ROBERT E
Director
10% Owner
742 $88.1 $65,369 1,397,402
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
6:39 pm
PRICESMART INC PSMT Price Philanthropies Foundation
10% Owner
744 $88.1 $65,546 4,145,055
(Direct)
View
2020-12-14
Sale
2020-12-14
6:40 pm
AssetMark Financial Holdings Inc. AMK Kim Michael
EVP Chief Client Officer
20,694 $23.93 $495,109 304,039
(Direct)
View
2020-12-10
Sale
2020-12-14
6:45 pm
CISCO SYSTEMS Inc CSCO BHATT PRAT
CAO
468 $44.79 $20,964 122,763
(Direct)
View
2020-12-10
Sale
2020-12-14
6:45 pm
ROKU INC ROKU Louden Steve
CFO
77,542 $310.44 $24,071,922 0
(Direct)
View
2020-12-10
Sale
2020-12-14
6:46 pm
Anaplan Inc. PLAN CALDERONI FRANK
CEO
Chairman
81,341 $69.22 $5,630,092 1,228,458
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
6:48 pm
Shake Shack Inc. SHAK Koff Zach
COO
700 $84.86 $59,402 18,145
(Direct)
View
2020-12-10
Sale
2020-12-14
6:49 pm
Anaplan Inc. PLAN MORTON DAVID H JR
CFO
34,579 $67.17 $2,322,516 69,501
(Direct)
View
2020-12-10
Sale
2020-12-14
6:53 pm
Anaplan Inc. PLAN Dhingra Gagan
CAO
722 $67.17 $48,495 5,724
(Direct)
View
2020-12-10
Sale
2020-12-14
6:53 pm
CISCO SYSTEMS Inc CSCO CHANDLER MARK D
VP
268 $44.81 $12,010 182,474
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
6:54 pm
MURPHY OIL CORP MUR COLLINS T JAY
Director
20,000 $12.99 $259,800 7,158
(Direct)
View
2020-12-10
Sale
2020-12-14
7:02 pm
Lemonade Inc. LMND Wininger Shai
Director
10% Owner
111,335 $103.01 $11,468,510 3,807,918
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
7:02 pm
SPLUNK INC SPLK Morgan Scott
SVP CLO Global Affairs & Sec
1,211 $155.4 $188,189 68,615
(Direct)
View
2020-12-10
Sale
2020-12-14
7:11 pm
J2 GLOBAL Inc JCOM RESSLER RICHARD S
Director
200,000 $97.67 $19,533,132 969,645
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
7:11 pm
CRISPR Therapeutics AG CRSP Bolzon Bradley J PhD
Director
33,000 $143.35 $4,730,448 314,186
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
7:12 pm
SolarWinds Corp SWI AlpInvest Partners B.V.
AlpInvest GA B.V.
AlpInvest GA Co C.V.
AlpInvest Partners 2014 I B.V.
AlpInvest Partners Co-Investments 2014 I C.V.
Alpinvest Partners 2014 II B.V.
AlpInvest Partners Co-Investments 2014 II C.V.
AlpInvest Mich B.V.
AM 2014 CO C.V.
See Remarks.
289,068 $21.97 $6,350,824 4,959,468
(Indirect)
View
2020-12-14
Sale
2020-12-14
7:17 pm
UMB FINANCIAL CORP UMBF Johnson Shannon Andresen
CAO
453 $67.98 $30,794 9,339
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
7:19 pm
EverQuote Inc. EVER Wagner John Brandon
CFO
8,723 $34.36 $299,743 213,695
(Direct)
View
2020-12-10
Sale
2020-12-14
7:20 pm
Replimune Group Inc. REPL Rhodes Jason P
Director
103,686 $43.35 $4,494,442 23,481
(Indirect)
View
2020-12-07
Sale
2020-12-14
7:20 pm
CRH Medical Corp CRHM Kreger James
President
5,012 $3.63 $18,194 76,088
(Direct)
View
2020-12-10
Sale
2020-12-14
7:26 pm
UMB FINANCIAL CORP UMBF KEMPER J MARINER
CEO
Chairman
500 $67.32 $33,661 12,558
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
7:38 pm
Facebook Inc FB Zuckerberg Mark
CEO
10% Owner
56,250 $275.89 $15,518,681 70,309
(Indirect)
View
2020-12-10
Sale
2020-12-14
7:47 pm
CONSUMER PORTFOLIO SERVICES Inc CPSS Washer Greg
Director
30,094 $4.0334 $121,381 178,976
(Direct)
View
2020-12-14
Sale
2020-12-14
7:50 pm
CareDx Inc. CDNA Bickerstaff George
Director
10,000 $71.76 $717,644 80,487
(Direct)
View
2020-12-10
Sale
2020-12-14
7:51 pm
FAIR ISAAC CORP FICO Leonard Michael S
CAO
519 $507.42 $263,351 8,019
(Direct)
View
2020-12-14
Sale
2020-12-14
7:57 pm
CareDx Inc. CDNA Goldberg Michael
Director
30,000 $70.19 $2,105,722 57,404
(Direct)
View
2020-12-10
Sale
2020-12-14
7:58 pm
Bill.com Holdings Inc. BILL Rettig John R.
CFO
100,000 $134.66 $13,465,503 60,000
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
7:59 pm
Facebook Inc FB Zuckerberg Mark
CEO
10% Owner
47,560 $273.67 $13,015,560 65,199
(Indirect)
View
2020-12-11
Sale
2020-12-14
8:00 pm
Sarepta Therapeutics Inc. SRPT Bratica Joseph
Principal Financial Officer
1,115 $165 $183,975 8,140
(Direct)
View
2020-12-10
Sale
2020-12-14
8:05 pm
Tesla Inc. TSLA Guillen Jerome M
President
10,000 $613.48 $6,134,794 49,959
(Direct)
View
2020-12-11
Sale
2020-12-14
8:10 pm
Tradeweb Markets Inc. TW Friedman Douglas
General Counsel and Secretary
20,000 $64.9 $1,297,923 67,875
(Direct)
View
2020-12-11
Sale
2020-12-14
8:11 pm
Tradeweb Markets Inc. TW Olesky Lee
CEO
191,496 $64.51 $12,354,350 557,692
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
8:14 pm
Zendesk Inc. ZEN Gennaro Norman
President
1,000 $137.4 $137,400 24,007
(Direct)
View
2020-12-10
Sale
2020-12-14
8:16 pm
Cloudflare Inc. NET Zatlyn Michelle
COO
146,100 $82.51 $12,054,369 0
(Indirect)
View
2020-12-11
Sale
2020-12-14
8:16 pm
Zendesk Inc. ZEN Johnson InaMarie
Chief People & Diversity Off.
1,561 $137.4 $214,481 17,588
(Direct)
View
2020-12-11
Sale
2020-12-14
8:18 pm
Cable One Inc. CABO Weymouth Katharine
Director
27 $2110.5 $56,984 378
(Direct)
View
2020-12-11
Sale
2020-12-14
8:25 pm
RadNet Inc. RDNT HAMES NORMAN R
President
15,000 $18.81 $282,150 422,067
(Direct)
View
2020-12-11
Sale
2020-12-14
8:26 pm
PayPal Holdings Inc. PYPL SCHULMAN DANIEL H
CEO
25,000 $212.65 $5,316,148 148,402
(Direct)
View
2020-12-10
Sale
2020-12-14
8:33 pm
WW INTERNATIONAL Inc WW WINFREY OPRAH
Director
10% Owner
589,710 $29.64 $17,478,724 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
8:44 pm
SEACOR HOLDINGS INC CKH FABRIKANT CHARLES
CEO
Chairman
81,334 $41.99 $3,415,231 454,830
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
8:56 pm
Evoke Pharma Inc EVOK D'Onofrio Matthew J
Exec VP Chief Bus. Officer
46,000 $2.9149 $134,086 283,997
(Direct)
View
2020-12-11
Sale
2020-12-14
8:58 pm
Evoke Pharma Inc EVOK Gonyer David A
CEO
72,000 $2.9133 $209,758 339,782
(Direct)
View
2020-12-10
Sale
2020-12-14
9:29 pm
BlueLinx Holdings Inc. BXC Nokomis Capital L.L.C.
Hendrickson Brett
10% Owner
340,000 $26.6 $9,044,000 941,804
(Indirect)
View
2020-12-10
Sale
2020-12-14
9:29 pm
PRA GROUP INC PRAA Sjolund Martin
President
1,573 $45 $70,785 31,338
(Direct)
View
2020-12-10
Sale
2020-12-14
9:30 pm
SolarWinds Corp SWI HarbourVest 2015 Global Fund L.P.
HarbourVest Global Annual Private Equity Fund L.P.
HarbourVest Partners IX-Buyout Fund L.P.
HarbourVest Partners X AIF Buyout L.P.
HarbourVest Partners X Buyout Fund L.P.
Meranti Fund L.P.
NPS Co-Investment (A) Fund L.P.
SMRS-TOPE LLC
HARBOURVEST PARTNERS LLC
See Remarks
433,601 $21.97 $9,526,214 3,471,628
(Direct)
View
2020-12-07
Sale
2020-12-14
9:30 pm
GW PHARMACEUTICALS PLC GWPH GUY GEOFFREY W DR
Chairman
720,000 $10.92 $7,859,658 4,781,521
(Direct)
View
2020-12-11
Sale
2020-12-14
9:34 pm
Penumbra Inc PEN Elsesser Adam
CEO
8,000 $190.7 $1,525,574 957,582
(Indirect)
View
2020-12-09
Sale
2020-12-14
9:39 pm
BRIDGE BANCORP Inc BDGE Lindenbaum Nathan
10% Owner
3,055 $24.22 $73,992 0
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
9:54 pm
ROGERS CORP ROG DAIGLE ROBERT C
VP
3,291 $151.33 $498,016 18,392
(Direct)
View
2020-12-10
Sale
2020-12-14
9:55 pm
Arista Networks Inc. ANET BECHTOLSHEIM ANDREAS
Chief Development Officer
10% Owner
246,928 $277.21 $68,449,677 12,451,753
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
9:56 pm
Arista Networks Inc. ANET Duda Kenneth
CTO
119,091 $25.73 $3,063,854 164,982
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
06:00 am
Edwards Lifesciences Corp EW MUSSALLEM MICHAEL A
CEO
Chairman
68,550 $84.49 $5,791,502 241,220
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
07:43 am
TUCOWS INC TCX Woroch David John
VP
4,000 $76.34 $305,348 61,372
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
09:59 am
ARTESIAN RESOURCES CORP ARTNA BIEDERMAN KENNETH R
Director
984 $39.56 $38,923 20,875
(Direct)
View
2020-12-14
Sale
2020-12-15
11:23 am
ZEBRA TECHNOLOGIES CORP ZBRA Cho Michael
VP
500 $383.22 $191,610 2,352
(Direct)
View
2020-12-14
Sale
2020-12-15
11:27 am
DONEGAL GROUP INC DGICA VIOZZI VINCENT ANTHONY
CIO
3,500 $14.15 $49,525 4,568
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
11:43 am
NLIGHT Inc LASR Bareket Ran
CFO
12,500 $33.68 $421,000 138,149
(Direct)
View
2020-12-11
Sale
2020-12-15
11:57 am
LEVI STRAUSS & CO LEVI Haas Bradley J.
10% Owner
29,095 $20.51 $596,811 0
(Direct)
View
2020-12-11
Sale
2020-12-15
11:59 am
LEVI STRAUSS & CO LEVI Haas Jennifer C.
10% Owner
29,095 $20.51 $596,811 0
(Direct)
View
2020-12-14
Sale
2020-12-15
12:00 pm
CHASE CORP CCF CHASE PETER R
Chairman
261 $115.03 $30,023 290,652
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
12:01 pm
Neenah Inc NP Brownlee Larry Newton
VP
338 $55.06 $18,610 17,552
(Direct)
View
2020-12-11
Sale
2020-12-15
12:01 pm
LEVI STRAUSS & CO LEVI Haas Daniel S.
10% Owner
72,736 $20.51 $1,491,997 0
(Direct)
View
2020-12-11
Sale
2020-12-15
12:07 pm
FB Financial Corp FBK Exum James L.
Director
2,352 $34 $79,968 4,073
(Direct)
View
2020-12-11
Sale
2020-12-15
12:07 pm
TE Connectivity Ltd. TEL CURTIN TERRENCE R
CEO
13,001 $118.21 $1,536,867 94,969
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
12:11 pm
ROGERS CORP ROG DAIGLE ROBERT C
VP
2,100 $153.63 $322,627 16,212
(Direct)
View
2020-12-10
Sale
2020-12-15
12:12 pm
CATHAY GENERAL BANCORP CATY WONG IRWIN
CAO
6,200 $30 $186,000 36,619
(Indirect
Direct)
View
2020-12-02
Sale
2020-12-15
12:58 pm
ServisFirst Bancshares Inc. SFBS Pouncey Clarence C. III
COO
4,000 $40.08 $160,325 15,133
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
1:16 pm
Northwest Bancshares Inc. NWBI McTavish Julia W
VP
9,000 $12.41 $111,690 80,994
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
1:32 pm
Morningstar Inc. MORN Mansueto Joseph D
Chairman
10% Owner
30,815 $206.79 $6,372,354 19,323,708
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-15
1:41 pm
Digimarc CORP DMRC DAVIS BRUCE L
CEO
Chairman
32,917 $50.99 $1,678,438 50,000
(Direct)
View
2020-12-14
Sale
2020-12-15
1:46 pm
LATTICE SEMICONDUCTOR CORP LSCC BOURGOIN JOHN
Director
722 $43.14 $31,147 160,064
(Direct)
View
2020-12-11
Sale
2020-12-15
1:48 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
50,000 $260.24 $13,011,863 0
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
2:13 pm
INTRICON CORP IIN Geraci Michael
VP
7,500 $16.83 $126,254 43,385
(Direct)
View
2020-12-14
Sale
2020-12-15
2:30 pm
RITCHIE BROS AUCTIONEERS INC RBA Zimmerman Christopher
Director
395 $70.44 $27,824 180
(Direct)
View
2020-12-14
Sale
2020-12-15
2:31 pm
RITCHIE BROS AUCTIONEERS INC RBA JETER JAMES J
President
4,300 $70.5 $303,150 15,990
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-15
2:35 pm
FIRST BANCORP FBNC DeFerie Suzanne S
Director
7,200 $33.83 $243,612 0
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
2:39 pm
ESPEY MFG & ELECTRONICS CORP ESP Sparano Katrina Leonore
Asst. Treasurer
345 $20.73 $7,152 0
(Direct)
View
2020-12-12
Sale
2020-12-15
2:48 pm
IVERIC bio Inc. ISEE GUYER DAVID R
Chairman
9,270 $7.16 $66,373 70,113
(Direct)
View
2020-12-12
Sale
2020-12-15
2:49 pm
IVERIC bio Inc. ISEE Westby Keith
COO
4,527 $7.16 $32,413 65,841
(Direct)
View
2020-12-15
Sale
2020-12-15
3:06 pm
JOHNSON OUTDOORS INC JOUT FAHEY JOHN M JR
Director
1,914 $98.9 $189,295 19,995
(Direct)
View
2020-12-14
Sale
2020-12-15
3:11 pm
Surgery Partners Inc. SGRY DeLuca Teresa
Director
1,000 $27.15 $27,150 27,811
(Direct)
View
2020-12-11
Sale
2020-12-15
3:19 pm
E.W. SCRIPPS Co SSP Scripps William H.
10% Owner
110,000 $14.03 $1,542,970 84,904
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-15
3:21 pm
BEL FUSE INC BELFB Brosious Craig
VP
1,500 $15 $22,500 6,210
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-15
3:44 pm
JOHNSON OUTDOORS INC JOUT Sheahan Richard Casey
Director
1,279 $98.92 $126,519 3,394
(Direct)
View
2020-12-14
Sale
2020-12-15
3:54 pm
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
2,000 $48.1 $96,200 314,293
(Direct)
View
2020-12-11
Sale
2020-12-15
3:55 pm
STARBUCKS CORP SBUX Lis Angela
evp chief partner officer
4,500 $103.22 $464,491 28,562
(Direct)
View
(A) Indicate amendment filing.