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Insider Sale Filings - Archives for 2020-12-14

Home -> 2020 -> Insider sale filings for 2020-12-14

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-12-09
Sale
2020-12-11
4:00 pm
1Life Healthcare Inc ONEM Kennedy David P
Director
5,556 $38.02 $211,240 314,673
(Indirect)
View
2020-12-10
Sale
2020-12-11
4:00 pm
Teladoc Health Inc. TDOC Trencher Daniel
VP
3,000 $192.17 $576,510 8,413
(Direct)
View
2020-12-10
Sale
2020-12-11
4:01 pm
Aeon Global Health Corp. AGHC Ibex Investors LLC
Ibex Microcap Fund LLLP
Lazarus Macro Micro Partners LLLP
BORUS JUSTIN B
10% Owner
74,173 $0.066 $4,895 35,861
(Indirect)
View
2020-12-09
Sale
2020-12-11
4:02 pm
EGAIN Corp EGAN Darukhanavala Phiroz P
Director
25,500 $11.35 $289,425 0
(Direct)
View
2020-12-10
Sale
2020-12-11
4:05 pm
CRISPR Therapeutics AG CRSP Kulkarni Samarth
CEO
20,000 $142.29 $2,845,782 169,189
(Direct)
View
2020-12-09
Sale
2020-12-11
4:05 pm
CIENA CORP CIEN SMITH GARY B
CEO
3,300 $47.01 $155,134 318,890
(Direct)
View
2020-12-09
Sale
2020-12-11
4:08 pm
Western New England Bancorp Inc. WNEB Sajdak Guida R
CFO
583 $7 $4,081 12,115
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:08 pm
CBIZ Inc. CBZ GRISKO JEROME P
CEO
17,613 $25.26 $444,960 117,642
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:10 pm
GAMCO INVESTORS Inc GBL GABELLI MARIO J
CEO
Chairman
10% Owner
8,900 $15.24 $135,607 2,024,992
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:10 pm
Bandwidth Inc. BAND Roush Lukas M.
Director
75 $163.93 $12,295 2,966
(Direct)
View
2020-12-09
Sale
2020-12-11
4:13 pm
Moderna Inc. MRNA Bancel Stephane
CEO
22,832 $158.07 $3,608,950 7,634,880
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:13 pm
AMBARELLA INC AMBA Chen Yun-Lung
VP
6,027 $89.16 $537,373 36,375
(Direct)
View
2020-12-09
Sale
2020-12-11
4:14 pm
Progyny Inc. PGNY TPG Group Holdings (SBS) Advisors Inc.
BONDERMAN DAVID
COULTER JAMES G
10% Owner
158,211 $37.36 $5,911,527 14,983,589
(Indirect)
View
2020-12-09
Sale
2020-12-11
4:14 pm
Editas Medicine Inc. EDIT Albright Charles
EVP/Chief Scientific Officer
10,000 $45 $450,000 24,907
(Direct)
View
2020-11-27
Sale
2020-12-11
4:15 pm
Kraft Heinz Co KHC OLIVEIRA RAFAEL
President
16 $32.81 $529 390,207
(Direct)
View
2020-12-10
Sale
2020-12-11
4:16 pm
Palo Alto Networks Inc PANW Klarich Lee
EVP Chief Product Officer
3,500 $304.3 $1,065,049 312,047
(Direct)
View
2020-12-09
Sale
2020-12-11
4:18 pm
LCI INDUSTRIES LCII Schnur Jamie
President
847 $130.41 $110,457 19,810
(Direct)
View
2020-12-09
Sale
2020-12-11
4:18 pm
CLOROX CO CLX Barral Diego J
VP
9,916 $200.19 $1,985,050 7,005
(Direct)
View
2020-12-10
Sale
2020-12-11
4:20 pm
NantKwest Inc. NK Thomas John C
Director
42,592 $10.83 $461,122 207,477
(Indirect
Direct)
View
2020-12-07
Sale
2020-12-11
4:21 pm
MILESTONE SCIENTIFIC Inc MLSS D'Agostino Joseph
CFO
COO
30,000 $1.8567 $55,700 1,173,587
(Direct)
View
2020-12-09
Sale
2020-12-11
4:22 pm
Myovant Sciences Ltd. MYOV Lang Matthew
General Counsel & Corp. Secy.
20,000 $25.19 $503,832 145,865
(Direct)
View
2020-12-09
Sale
2020-12-11
4:25 pm
HERC HOLDINGS INC HRI Silber Lawrence Harris
CEO
70,176 $65.85 $4,621,279 139,750
(Direct)
View
2020-12-09
Sale
2020-12-11
4:26 pm
BERKSHIRE HILLS BANCORP INC BHLB MAHONEY CORNELIUS D
Director
7,275 $18.65 $135,683 12,565
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:28 pm
BERKSHIRE HILLS BANCORP INC BHLB TEMPLETON D JEFFREY
Director
8,000 $19.02 $152,161 17,656
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:28 pm
LEVI STRAUSS & CO LEVI Haas Bradley J.
10% Owner
54,049 $20.74 $1,121,005 0
(Direct)
View
2020-12-09
Sale
2020-12-11
4:30 pm
Lantheus Holdings Inc. LNTH DUFFY MICHAEL P
VP
15,000 $14 $210,000 103,402
(Direct)
View
2020-12-09
Sale
2020-12-11
4:30 pm
Coupa Software Inc COUP Campbell Leslie C.G.
Director
2,250 $306.57 $689,773 37,634
(Direct)
View
2020-12-09
Sale
2020-12-11
4:30 pm
Coupa Software Inc COUP SIBONI ROGER S
Director
2,858 $305.54 $873,236 10,017
(Direct)
View
2020-12-10
Sale
2020-12-11
4:30 pm
Triton International Ltd TRTN GERMAIN CLAUDE
Director
2,500 $48.05 $120,125 43,787
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
4:30 pm
CORETEC GROUP Inc CRTG KEEN VICTOR F
Chairman
10% Owner
5,503,413 $0.1 $550,341 4,027,065
(Indirect)
View
2020-12-09
Sale
2020-12-11
4:30 pm
CENTURY ALUMINUM CO CENX BLESS MICHAEL A
CEO
38,439 $11.76 $452,046 361,109
(Direct)
View
2020-12-11
Sale
2020-12-11
4:30 pm
CORETEC GROUP Inc CRTG CALTON SIMON
Chairman
10% Owner
15,358,362 $0.1 $1,535,836 11,238,321
(Indirect)
View
2020-12-09
Sale
2020-12-11
4:31 pm
TUTOR PERINI CORP TPC KLEIN MICHAEL R
Director
50,000 $13.38 $669,000 317,389
(Direct)
View
2020-12-09
Sale
2020-12-11
4:31 pm
LEVI STRAUSS & CO LEVI Haas Jennifer C.
10% Owner
54,049 $20.74 $1,121,005 0
(Direct)
View
2020-12-09
Sale
2020-12-11
4:33 pm
PELOTON INTERACTIVE Inc PTON Cortese Thomas
COO
40,000 $115.71 $4,628,547 413
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:34 pm
SOUTHERN CO SO Kuczynski Stephen E
CEO
2,500 $60.93 $152,325 64,496
(Direct)
View
2020-12-09
Sale
2020-12-11
4:35 pm
Interactive Brokers Group Inc. IBKR Peterffy Thomas
Chairman
32,100 $55.57 $1,783,849 9,601,011
(Direct)
View
2020-12-09
Sale
2020-12-11
4:35 pm
LEVI STRAUSS & CO LEVI Haas Daniel S.
10% Owner
135,122 $20.74 $2,802,469 0
(Direct)
View
2020-12-10
Sale
2020-12-11
4:35 pm
CENTURY ALUMINUM CO CENX Gary Jesse E
COO
9,750 $11.72 $114,270 48,024
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:35 pm
MEDNAX Inc MD MEDEL ROGER MD
Director
100,000 $23.02 $2,301,591 1,590,232
(Direct)
View
2020-12-09
Sale
2020-12-11
4:35 pm
STANLEY BLACK & DECKER Inc SWK Ansell Jeffrey D
VP
393 $178.62 $70,198 12,972
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:37 pm
NORTHERN OIL & GAS Inc NOG Akradi Bahram
Director
260,000 $9.3239 $2,424,214 1,681,989
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:37 pm
PELOTON INTERACTIVE Inc PTON CALLAGHAN JON
Director
10% Owner
15,000 $114.78 $1,721,723 918,954
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:38 pm
STANLEY BLACK & DECKER Inc SWK Raff Robert H Jr
President
943 $178.62 $168,439 4,633
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
4:38 pm
LIFE STORAGE Inc LSI Gregoire Andrew J
CFO
5,000 $114.31 $571,550 59,181
(Direct)
View
2020-12-09
Sale
2020-12-11
4:39 pm
AMERICAN PUBLIC EDUCATION INC APEI Fast Barbara
Director
250 $33.31 $8,328 20,128
(Direct)
View
2020-12-09
Sale
2020-12-11
4:39 pm
Coherus BioSciences Inc. CHRS Vexler Vladimir
Chief Scientific Officer
67,138 $18.19 $1,221,150 36,673
(Direct)
View
2020-12-09
Sale
2020-12-11
4:41 pm
PagerDuty Inc. PD Tejada Jennifer
CEO
52,000 $42.39 $2,204,058 316,668
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:41 pm
Horizon Therapeutics Public Ltd Co HZNP DesJardin Michael A.
VP
5,909 $69.64 $411,503 63,392
(Direct)
View
2020-12-09
Sale
2020-12-11
4:42 pm
Dynatrace Inc. DT THOMA BRAVO UGP LLC
THOMA BRAVO PARTNERS X L.P.
THOMA BRAVO PARTNERS XI L.P.
THOMA BRAVO FUND X L.P.
THOMA BRAVO FUND X-A L.P.
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I L.P.
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV L.P.
THOMA BRAVO FUND XI L.P.
THOMA BRAVO FUND XI-A L.P.
THOMA BRAVO EXECUTIVE FUND XI L.P.
10% Owner
10,780,000 $40.15 $432,817,016 84,298,272
(Indirect)
View
2020-12-09
Sale
2020-12-11
4:45 pm
MAGELLAN HEALTH INC MGLN Kamal Mostafa
CEO
2,793 $79.69 $222,574 2,824
(Direct)
View
2020-12-09
Sale
2020-12-11
4:46 pm
NEWMONT Corp NEM Engel E Randall
VP
5,000 $61.1 $305,500 269,397
(Direct)
View
2020-12-09
Sale
2020-12-11
4:47 pm
CENTURY ALUMINUM CO CENX Hoerner John E.
VP
10,000 $11.87 $118,700 163,272
(Direct)
View
2020-12-09
Sale
2020-12-11
4:47 pm
FRP HOLDINGS Inc FRPH MILTON JOHN D JR
VP
2,160 $45.04 $97,280 4,320
(Direct)
View
2020-12-10
Sale
2020-12-11
4:48 pm
i3 Verticals Inc. IIIV HARRISON JOHN C.
Director
280,000 $27.1 $7,588,000 0
(Indirect)
View
2020-12-10
Sale
2020-12-11
4:49 pm
i3 Verticals Inc. IIIV HARVEY ROBERT BURTON
Director
274,609 $27.1 $7,441,904 0
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:49 pm
NOODLES & Co NDLS Boennighausen David James
CEO
1,500 $8.7 $13,050 324,499
(Direct)
View
2020-12-10
Sale
2020-12-11
4:49 pm
i3 Verticals Inc. IIIV WILDS DAVID M
Director
400,000 $27.1 $10,840,000 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:50 pm
G1 Therapeutics Inc. GTHX Malik Rajesh
VP
9,000 $20.06 $180,550 29,200
(Direct)
View
2020-12-10
Sale
2020-12-11
4:51 pm
LEVI STRAUSS & CO LEVI Friedman David A
Director
8,334 $21 $175,014 379,085
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
4:53 pm
NMI Holdings Inc. NMIH SHUSTER BRADLEY M
Chairman
36,628 $24.4 $893,577 600,051
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
4:54 pm
NMI Holdings Inc. NMIH Leatherberry William J
VP
19,434 $24.28 $471,830 124,614
(Direct)
View
2020-12-09
Sale
2020-12-11
4:56 pm
Quanex Building Products CORP NX Wilson George Laverne
CEO
15,000 $22.01 $330,204 97,037
(Direct)
View
2020-12-09
Sale
2020-12-11
5:00 pm
LEVI STRAUSS & CO LEVI Haas Miriam L
10% Owner
300,000 $20.26 $6,077,856 0
(Direct)
View
2020-12-10
Sale
2020-12-11
5:00 pm
AZEK Co Inc. AZEK Gentile Bobby
VP
26,000 $35.01 $910,260 210,157
(Direct)
View
2020-12-09
Sale
2020-12-11
5:00 pm
AZEK Co Inc. AZEK Kitchen Dennis M
CHRO
40,000 $34.57 $1,382,800 235,901
(Direct)
View
2020-12-09
Sale
2020-12-11
5:00 pm
LKQ CORP LKQ HOLSTEN JOSEPH M
Director
70,000 $37.23 $2,605,939 201,337
(Direct)
View
2020-12-10
Sale
2020-12-11
5:00 pm
PEDEVCO CORP PED PINKSTON PAUL ANTHONY
CAO
5,000 $1.2502 $6,251 110,000
(Direct)
View
2020-11-02
Sale(A)
2020-12-11
5:00 pm
IDEXX LABORATORIES INC IDXX AYERS JONATHAN W
Director
20,432 $438.43 $8,958,041 716,915
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:00 pm
ExlService Holdings Inc. EXLS Kapoor Rohit
CEO
2,500 $84.96 $212,412 205,871
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
5:01 pm
TG THERAPEUTICS Inc TGTX Echelard Yann
Director
30,000 $40.05 $1,201,500 129,116
(Direct)
View
2020-12-09
Sale
2020-12-11
5:04 pm
Akoustis Technologies Inc. AKTS Shealy Jeffrey B.
CEO
100,000 $8.51 $851,000 1,185,239
(Direct)
View
2020-12-09
Sale
2020-12-11
5:04 pm
ELECTRONIC ARTS Inc EA Jorgensen Blake J
CFO
COO
5,975 $132.64 $792,539 52,793
(Direct)
View
2020-12-09
Sale
2020-12-11
5:04 pm
CLEARONE INC CLRO Narayanan Narasimhan
VP
9,928 $2.3423 $23,254 0
(Direct)
View
2020-12-09
Sale
2020-12-11
5:05 pm
TENNECO INC TEN ICAHN CARL C
ICAHN ENTERPRISES HOLDINGS L.P.
ICAHN ENTERPRISES G.P. Inc
BECKTON CORP
10% Owner
204,000 $10.88 $2,219,520 7,921,365
(Indirect)
View
2020-12-11
Sale
2020-12-11
5:06 pm
PubMatic Inc. PUBM Goel Amar K.
Chairman
Chairman Chief Growth Officer
10% Owner
500,000 $20 $10,000,000 0
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
5:06 pm
ChromaDex Corp. CDXC Jaksch Frank L Jr
Chairman
37,829 $5.19 $196,333 224,339
(Direct)
View
2020-12-09
Sale
2020-12-11
5:07 pm
DUCOMMUN INC DCO DUCOMMUN ROBERT C
Director
1,000 $55.03 $55,030 406,640
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:07 pm
StoneX Group Inc. SNEX OCONNOR SEAN MICHAEL
CEO
5,234 $65 $340,218 277,768
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
5:07 pm
PubMatic Inc. PUBM Goel Rajeev K.
CEO
10% Owner
450,000 $20 $9,000,000 0
(Indirect)
View
2020-11-06
Sale
2020-12-11
5:08 pm
ZIONS BANCORPORATION NATIONAL ASSOCIATION ZION ANDERSON A SCOTT
VP
10,862 $33.04 $358,864 28,202
(Direct)
View
2020-12-11
Sale
2020-12-11
5:10 pm
PubMatic Inc. PUBM Gupta Ashish
Director
10% Owner
975,241 $20 $19,504,820 0
(Indirect)
View
2020-12-09
Sale
2020-12-11
5:10 pm
VERISIGN INC VRSN Indelicarto Thomas C
VP
613 $210.85 $129,251 57,041
(Direct)
View
2020-12-11
Sale
2020-12-11
5:11 pm
PubMatic Inc. PUBM GUPTA NARENDRA
Director
10% Owner
1,000,000 $20 $20,000,000 0
(Indirect)
View
2020-12-10
Sale
2020-12-11
5:11 pm
IROBOT CORP IRBT Miller Andrew
Director
901 $76.26 $68,710 6,385
(Direct)
View
2020-12-11
Sale
2020-12-11
5:12 pm
PubMatic Inc. PUBM Kumar Mukul
President
85,000 $20 $1,700,000 0
(Direct)
View
2020-12-11
Sale
2020-12-11
5:13 pm
PubMatic Inc. PUBM Pantelick Steven
CFO
130,734 $20 $2,614,680 0
(Direct)
View
2020-12-11
Sale
2020-12-11
5:15 pm
PubMatic Inc. PUBM NEXUS INDIA CAPITAL I L P
Nexus India Management I LP
Nexus India Master Management I Ltd
10% Owner
1,000,000 $20 $20,000,000 0
(Direct)
View
2020-12-09
Sale
2020-12-11
5:24 pm
REALOGY HOLDINGS CORP. RLGY WASSER MARILYN J.
VP
20,924 $13.99 $292,727 172,273
(Direct)
View
2020-12-09
Sale
2020-12-11
5:25 pm
FISERV INC FISV Chiarello Guy
CAO
20,000 $115.25 $2,305,000 250,800
(Direct)
View
2020-12-10
Sale
2020-12-11
5:26 pm
Arthur J. Gallagher & Co. AJG Bay Walter D.
General Counsel
12,600 $119.23 $1,502,298 20,422
(Direct)
View
2020-12-09
Sale
2020-12-11
5:27 pm
WERNER ENTERPRISES INC WERN NORDLUND H MARTY
COO
19,113 $40 $764,520 46,603
(Direct)
View
2020-12-09
Sale
2020-12-11
5:29 pm
READING INTERNATIONAL INC RDI McEachern Douglas James
Director
10,000 $3.9915 $39,915 1,000
(Direct)
View
2020-12-09
Sale
2020-12-11
5:30 pm
Progyny Inc. PGNY Payson Norman
Director
10,500 $37.35 $392,163 540,000
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
5:30 pm
AssetMark Financial Holdings Inc. AMK Kim Michael
EVP Chief Client Officer
13,411 $24.13 $323,668 324,733
(Direct)
View
2020-12-09
Sale
2020-12-11
5:33 pm
AMN HEALTHCARE SERVICES INC AMN SALKA SUSAN R
CEO
5,988 $68.67 $411,179 48,296
(Direct)
View
2020-12-11
Sale
2020-12-11
5:33 pm
Edwards Lifesciences Corp EW BOBO DONALD E JR
CVP Strategy/Corp Development
13,074 $84.65 $1,106,699 48,508
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:35 pm
AVIAT NETWORKS Inc AVNW Steel Excel Inc.
SPH Group Holdings LLC
SPH Group LLC
Steel Partners Holdings GP Inc.
STEEL PARTNERS HOLDINGS L.P.
10% Owner
24,244 $39.06 $947,010 645,996
(Direct)
View
2020-12-10
Sale
2020-12-11
5:35 pm
HEALTHEQUITY Inc HQY Otten William Robert
VP
1,925 $65 $125,125 34,309
(Direct)
View
2020-12-09
Sale
2020-12-11
5:36 pm
CarParts.com Inc. PRTS Peker Lev
CEO
500,000 $14.33 $7,167,478 196,954
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
5:39 pm
HALLIBURTON CO HAL Carre Eric
VP
2,195 $19 $41,705 176,661
(Direct)
View
2020-08-17
Sale(A)
2020-12-11
5:41 pm
LGI Homes Inc. LGIH Sansbury Bryan Christopher
Director
10,000 $113.6 $1,136,042 109,319
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:41 pm
CarParts.com Inc. PRTS Nia Mehran
Director
596,404 $14.07 $8,391,984 1,666,937
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:42 pm
SITIME Corp SITM CHADWICK ARTHUR D
CFO
6,025 $101.59 $612,080 100,677
(Direct)
View
2020-05-18
Sale(A)
2020-12-11
5:43 pm
LGI Homes Inc. LGIH Sansbury Bryan Christopher
Director
21,851 $77.56 $1,694,807 119,319
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
5:44 pm
Enphase Energy Inc. ENPH Malchow Joseph Ian
Director
3,000 $143.9 $431,700 82,950
(Direct)
View
2020-12-09
Sale
2020-12-11
5:45 pm
CarParts.com Inc. PRTS Khazani Sol
Director
600,000 $13.87 $8,319,146 2,056,857
(Indirect)
View
2020-12-10
Sale
2020-12-11
5:45 pm
SITIME Corp SITM Chitkara Raman
Director
2,000 $105.07 $210,140 22,458
(Direct)
View
2019-11-15
Sale(A)
2020-12-11
5:45 pm
LGI Homes Inc. LGIH Sansbury Bryan Christopher
Director
9,200 $72 $662,400 139,970
(Indirect
Direct)
View
2019-09-09
Sale(A)
2020-12-11
5:47 pm
LGI Homes Inc. LGIH Sansbury Bryan Christopher
Director
8,949 $80.91 $724,086 149,170
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:48 pm
CarParts.com Inc. PRTS PHELPS BARRY
Director
40,000 $14.91 $596,400 174,739
(Direct)
View
2020-12-10
Sale
2020-12-11
5:51 pm
GenMark Diagnostics Inc. GNMK Jensen Tyler
VP
500 $12.79 $6,395 208,308
(Direct)
View
2020-12-10
Sale
2020-12-11
5:56 pm
CIMAREX ENERGY CO XEC ALBI JOSEPH R
COO
8,000 $39.54 $316,300 110,813
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
5:57 pm
NEOGENOMICS INC NEO BALLIET JENNIFER
VP and Chief Culture Officer
15,000 $49.99 $749,850 24,980
(Direct)
View
2020-12-09
Sale
2020-12-11
5:59 pm
CORVEL CORP CRVL CLEMONS V GORDON
Chairman
2,200 $95.03 $209,061 672,850
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:59 pm
Energy Recovery Inc. ERII Foda Sherif
Director
16,726 $11.9 $199,063 0
(Direct)
View
2020-12-09
Sale
2020-12-11
5:59 pm
CASTLE BIOSCIENCES INC CSTL Cook Joseph C. III
Director
78,265 $58.35 $4,566,409 792,969
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
5:59 pm
Zscaler Inc. ZS CANESSA REMO
CFO
45,148 $179.35 $8,097,221 353,404
(Direct)
View
2020-12-10
Sale
2020-12-11
6:01 pm
VERRA MOBILITY Corp VRRM COLLINS REBECCA
General Counsel
5,750 $13.5 $77,625 28,969
(Direct)
View
2020-12-10
Sale
2020-12-11
6:02 pm
Carlyle Group Inc. CG Rubenstein David M.
Director
10% Owner
750,000 $29.05 $21,787,499 42,249,644
(Direct)
View
2020-12-09
Sale
2020-12-11
6:04 pm
METHODE ELECTRONICS INC MEI Shetty Anil
VP
15,706 $37.94 $595,871 24,313
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:07 pm
PennyMac Financial Services Inc. PFSI KURLAND STANFORD L
Director
10% Owner
31,000 $59.05 $1,830,663 7,657,990
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:08 pm
ACCELERON PHARMA INC XLRN MCLAUGHLIN KEVIN F
CFO
7,472 $125.02 $934,176 11,216
(Direct)
View
2020-12-10
Sale
2020-12-11
6:14 pm
Caesars Entertainment Inc. CZR Quatmann Edmund L Jr
Chief Legal Officer
50,000 $71.34 $3,566,818 43,601
(Direct)
View
2020-12-10
Sale
2020-12-11
6:16 pm
ARROWHEAD PHARMACEUTICALS Inc ARWR Waddill William D.
Director
3,000 $71.26 $213,780 25,000
(Direct)
View
2020-12-09
Sale
2020-12-11
6:17 pm
MICROSOFT CORP MSFT Hogan Kathleen T
VP
30,000 $212.43 $6,372,801 189,064
(Direct)
View
2020-12-09
Sale
2020-12-11
6:26 pm
Walmart Inc. WMT WALTON JIM C
10% Owner
1,131,053 $147.57 $166,907,520 384,771,424
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:26 pm
Natera Inc. NTRA Brophy Michael Burkes
CFO
1,214 $92.59 $112,403 58,683
(Direct)
View
2020-12-09
Sale
2020-12-11
6:26 pm
Fulgent Genetics Inc. FLGT KIM PAUL
CFO
27,620 $51.81 $1,430,923 174,563
(Direct)
View
2020-12-09
Sale
2020-12-11
6:29 pm
Walmart Inc. WMT WALTON S ROBSON
Director
10% Owner
1,131,053 $147.57 $166,907,520 384,771,424
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:30 pm
TRINET GROUP Inc TNET Babinec Martin
Director
26,000 $77.67 $2,019,539 546,369
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:31 pm
Natera Inc. NTRA Rabinowitz Matthew
Chairman
996 $92.59 $92,218 574,396
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:31 pm
VONAGE HOLDINGS CORP VG Citron Jeffrey A
Director
25,000 $13.32 $333,000 54,230
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:32 pm
Walmart Inc. WMT WALTON ALICE L
10% Owner
1,131,053 $147.57 $166,907,520 384,771,424
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
6:35 pm
Elastic N.V. ESTC Banon Shay
CEO
Chairman
10% Owner
353,945 $141.24 $49,991,037 8,473,198
(Direct)
View
2020-12-11
Sale
2020-12-11
6:37 pm
REPUBLIC SERVICES Inc RSG SLAGER DONALD W
CEO
43,199 $94.85 $4,097,620 299,080
(Direct)
View
2020-12-09
Sale
2020-12-11
6:41 pm
Natera Inc. NTRA Sheena Jonathan
Director
1,038 $92.6 $96,116 291,288
(Direct)
View
2020-12-09
Sale
2020-12-11
6:41 pm
Chicken Soup for the Soul Entertainment Inc. CSSE Greenhaven Road Investment Management L.P.
MVM Funds LLC
Greenhaven Road Capital Fund 1 L.P.
Greenhaven Road Capital Fund 2 L.P.
Miller Scott Stewart
10% Owner
39,480 $18.09 $714,202 248,053
(Indirect)
View
2020-12-09
Sale
2020-12-11
6:43 pm
Natera Inc. NTRA Chapman Steven Leonard
CEO
1,163 $92.6 $107,691 28,504
(Direct)
View
2020-12-09
Sale
2020-12-11
6:44 pm
RALPH LAUREN CORP RL Smith Andrew Howard
EVP Chief Commercial Officer
12,327 $100 $1,232,700 87,194
(Direct)
View
2020-12-09
Sale
2020-12-11
6:48 pm
CYTOKINETICS INC CYTK BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BVF I GP LLC
BIOTECHNOLOGY VALUE FUND II LP
BVF II GP LLC
Biotechnology Value Trading Fund OS LP
BVF Partners OS Ltd.
BVF GP HOLDINGS LLC
BVF INC
LAMPERT MARK N
See Explanaton of Responses
430,954 $18 $7,757,172 463,244
(Direct)
View
2020-12-10
Sale
2020-12-11
6:54 pm
Ares Management Corp ARES Arougheti Michael J
CEO
122,577 $48.41 $5,934,186 630,235
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
6:58 pm
YELP INC YELP Stoppelman Jeremy
CEO
400,000 $30.55 $12,220,000 128,140
(Direct)
View
2020-12-09
Sale
2020-12-11
7:05 pm
Floor & Decor Holdings Inc. FND Christopherson David Victor
VP
7,043 $89.9 $633,166 46,357
(Direct)
View
2020-12-10
Sale
2020-12-11
7:08 pm
Sprout Social Inc. SPT Del Preto Joseph
CFO
4,000 $48.23 $192,937 126,354
(Direct)
View
2020-12-08
Sale
2020-12-11
7:10 pm
BlackRock Capital Investment Corp BKCC Usifer Maureen K
Director
21,831 $2.7969 $61,060 52,469
(Direct)
View
2020-12-10
Sale
2020-12-11
7:11 pm
W.W. GRAINGER Inc GWW HOWARD JOHN L
VP
18,903 $403.79 $7,632,749 39,567
(Direct)
View
2020-12-09
Sale
2020-12-11
7:11 pm
STAMPS.COM INC STMP MCBRIDE KENNETH THOMAS
CEO
Chairman
2,637 $205.45 $541,761 957
(Direct)
View
2020-12-10
Sale
2020-12-11
7:13 pm
Morphic Holding Inc. MORF Tipirneni Praveen P.
CEO
7,027 $35.42 $248,898 632,047
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
7:20 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
19,206 $255.96 $4,915,927 0
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
7:21 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
30,794 $263.54 $8,115,405 0
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
7:21 pm
SERVICESOURCE INTERNATIONAL Inc SREV Naughton Michael Damien
VP
21,415 $1.5486 $33,164 335,441
(Direct)
View
2020-12-10
Sale
2020-12-11
7:22 pm
FEDERAL AGRICULTURAL MORTGAGE CORP AGM ZIONS BANCORPORATION NATIONAL ASSOCIATION
10% Owner
20,000 $75.69 $1,513,804 370,000
(Direct)
View
2020-12-09
Sale
2020-12-11
7:29 pm
MCGRATH RENTCORP MGRC Skenesky John P
VP
4,928 $63.97 $315,261 7,582
(Direct)
View
2020-12-09
Sale
2020-12-11
7:30 pm
Zymeworks Inc. ZYME Klompas Neil A
CFO
25,000 $53.25 $1,331,133 9,122
(Indirect
Direct)
View
2020-02-14
Sale(A)
2020-12-11
7:37 pm
CURO Group Holdings Corp. CURO BAKER WILLIAM C
COO
500 $14.51 $7,255 357,306
(Direct)
View
2020-12-11
Sale
2020-12-11
7:37 pm
Altabancorp ALTA HETS LLC
10% Owner
1,000 $29.6 $29,595 44,060
(Indirect)
View
2020-12-11
Sale
2020-12-11
7:47 pm
PubMatic Inc. PUBM Helion Venture Partners LLC
10% Owner
975,241 $20 $19,504,820 0
(Direct)
View
2020-12-09
Sale
2020-12-11
8:00 pm
Ingersoll Rand Inc. IR Reynal Vicente
Director
28,680 $45.02 $1,291,088 200,018
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-11
8:05 pm
Identiv Inc. INVE Shapiro Nina B.
Director
15,000 $7.38 $110,700 137,747
(Direct)
View
2020-12-09
Sale
2020-12-11
8:10 pm
DENBURY INC DEN GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
10% Owner
240,000 $24.5 $5,880,000 5,824,675
(Indirect)
View
2020-12-10
Sale
2020-12-11
8:16 pm
PRICESMART INC PSMT PRICE ROBERT E
Director
10% Owner
19,258 $87.02 $1,675,814 1,397,773
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
8:17 pm
Lovesac Co LOVE HEYER ANDREW R
Mistral Equity Partners LP
Director
10% Owner
450,000 $39.47 $17,760,662 1,703,171
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
8:19 pm
PRICESMART INC PSMT Price Philanthropies Foundation
10% Owner
19,256 $87.02 $1,675,639 4,145,799
(Direct)
View
2020-12-09
Sale
2020-12-11
8:23 pm
CarParts.com Inc. PRTS Nia Mehran
Director
20,000 $15.05 $301,000 191,437
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-11
8:32 pm
Cara Therapeutics Inc. CARA CHALMERS DEREK T
CEO
7,500 $15.29 $114,675 933,921
(Direct)
View
2020-12-09
Sale
2020-12-11
8:56 pm
EXPONENT INC EXPO JOHNSTON PAUL R
Director
8,000 $86.38 $691,023 53,627
(Direct)
View
2020-12-09
Sale
2020-12-11
8:59 pm
IVERIC bio Inc. ISEE GUYER DAVID R
Chairman
9,602 $6.96 $66,830 62,183
(Direct)
View
2020-12-09
Sale
2020-12-11
9:00 pm
Replimune Group Inc. REPL Love Colin
COO
30,000 $43.75 $1,312,382 976,524
(Direct)
View
2020-12-10
Sale
2020-12-11
9:00 pm
Adaptive Biotechnologies Corp ADPT BOBULSKY SUSAN
COO
25,000 $55 $1,375,000 0
(Direct)
View
2020-12-11
Sale
2020-12-11
9:00 pm
Adaptive Biotechnologies Corp ADPT SANG CHARLES
VP
50,000 $56.13 $2,806,500 0
(Direct)
View
2020-12-09
Sale
2020-12-11
9:00 pm
First Foundation Inc. FFWM KELLER ULRICH E. JR
Chairman
25,000 $18.92 $473,057 1,320,474
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-11
9:00 pm
Replimune Group Inc. REPL Astley-Sparke Philip
CEO
50,000 $43.4 $2,169,874 1,305,297
(Direct)
View
2020-10-02
Sale
2020-12-11
9:03 pm
PENN NATIONAL GAMING INC PENN HANDLER DAVID A
Chairman
55,000 $75.05 $4,127,894 163,906
(Direct)
View
2020-12-09
Sale
2020-12-11
9:04 pm
IVERIC bio Inc. ISEE Westby Keith
COO
3,676 $6.96 $25,585 57,868
(Direct)
View
2020-10-27
Sale
2020-12-14
08:34 am
AgEagle Aerial Systems Inc. UAVS Begley Grant A
Director
8,250 $2.47 $20,378 0
(Direct)
View
2020-12-10
Sale
2020-12-14
08:56 am
PRICE T ROWE GROUP INC TROW Higginbotham Robert C.T.
VP
7,107 $149.07 $1,059,451 76,847
(Direct)
View
2020-12-10
Sale
2020-12-14
08:56 am
PRICE T ROWE GROUP INC TROW Alderson Christopher D
VP
2,043 $149.07 $304,553 332,256
(Direct)
View
2020-12-10
Sale
2020-12-14
09:10 am
PERDOCEO EDUCATION Corp PRDO NELSON TODD S
CEO
17,615 $12.46 $219,398 946,275
(Direct)
View
2020-12-04
Sale
2020-12-14
09:30 am
ALTAIR INTERNATIONAL CORP. ATAO EROP Capital LLC
Owner of 9.9% of Issuer
221,859 $0.28632 $63,522 50,259,304
(Direct)
View
2020-12-11
Sale
2020-12-14
09:37 am
CHASE CORP CCF CHASE PETER R
Chairman
1,000 $114.31 $114,310 290,913
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
09:59 am
LOUISIANA-PACIFIC CORP LPX Sherman Neil
VP
5,026 $38.87 $195,361 73,415
(Direct)
View
2020-12-10
Sale
2020-12-14
10:20 am
BRADY CORP BRC BRUNO ELIZABETH P
Director
20,000 $47.03 $940,552 716,296
(Indirect)
View
2020-12-10
Sale
2020-12-14
10:30 am
OLD SECOND BANCORP INC OSBC Ladowicz John
Director
350 $10.35 $3,623 22,796
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
10:36 am
CMC Materials Inc. CCMP Dysard Jeffrey Michael
VP
1,370 $146.67 $200,936 7,383
(Direct)
View
2020-12-10
Sale
2020-12-14
10:42 am
CC Neuberger Principal Holdings I PCPL Alyeska Investment Group L.P.
Alyeska Master Fund L.P.
Alyeska Master Fund 3 L.P.
ALYESKA FUND GP LLC
ALYESKA FUND 3 GP LLC
ALYESKA INVESTMENT GROUP LLC
ALYESKA INVESTMENTS LLC
PAREKH ANAND
10% Owner
203,760 $10.26 $2,090,578 4,547,349
(Indirect
Direct)
View
2020-11-19
Sale
2020-12-14
10:43 am
Legacy Housing Corp LEGH Hodgson Curtis Drew
Chairman
10% Owner
31,296 $15 $469,308 3,025,831
(Indirect
Direct)
View
2020-09-03
Sale
2020-12-14
10:56 am
DONEGAL GROUP INC DGICA FOLMAR WILLIAM ALBERT
VP
5,437 $14.78 $80,359 659
(Direct)
View
2020-12-10
Sale
2020-12-14
11:38 am
FLUSHING FINANCIAL CORP FFIC KORZEKWINSKI FRANCIS W
VP
3,000 $15.98 $47,940 66,632
(Indirect
Direct)
View
2020-09-18
Sale
2020-12-14
11:50 am
COSTCO WHOLESALE CORP COST Miller Russell D
VP
5,000 $377.24 $1,886,216 7,171
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
11:57 am
MESA LABORATORIES INC MLAB KELLY DAVID M
Director
250 $283.18 $70,795 2,350
(Direct)
View
2020-12-10
Sale
2020-12-14
12:14 pm
Inari Medical Inc. NARI MILDER DONALD B
Director
10% Owner
7,000 $68.09 $476,607 5,026,614
(Indirect
Direct)
View
2020-12-08
Sale
2020-12-14
12:19 pm
Oaktree Specialty Lending Corp OCSL TANNENBAUM LEONARD M
10% Owner
90,396 $5.6029 $506,481 16,254,471
(Indirect
Direct)
View
2020-12-11
Sale
2020-12-14
12:24 pm
SEI INVESTMENTS CO SEIC Meyer Stephen
VP
7,000 $56.33 $394,310 141,224
(Direct)
View
2020-12-10
Sale
2020-12-14
12:34 pm
SERVICE CORP INTERNATIONAL SCI Nash Elisabeth G.
VP
46,700 $49.13 $2,294,152 121,434
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
12:35 pm
Oaktree Specialty Lending Corp OCSL TANNENBAUM LEONARD M
10% Owner
2,900 $5.6 $16,240 16,251,571
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
12:43 pm
RESMED INC RMD Sandercock Brett
CFO
2,500 $211.06 $527,650 103,100
(Direct)
View
2020-12-10
Sale
2020-12-14
12:48 pm
VARIAN MEDICAL SYSTEMS INC VAR MOMSEN MAGNUS
CAO
4,473 $174.95 $782,551 76
(Direct)
View
2020-12-11
Sale
2020-12-14
1:11 pm
Neuberger Berman High Yield Strategies Fund Inc. NHS Saba Capital Management L.P.
Weinstein Boaz
10% Owner
100,000 $11.85 $1,185,000 4,774,870
(Indirect)
View
2020-12-14
Sale
2020-12-14
1:41 pm
COSTCO WHOLESALE CORP COST Callans Patrick J
VP
2,500 $374.64 $936,612 59,838
(Direct)
View
2020-12-11
Sale
2020-12-14
1:48 pm
NETGEAR Inc NTGR Bryan Murray
CFO
5,000 $36 $180,000 51,827
(Direct)
View
2020-12-11
Sale
2020-12-14
1:52 pm
CITIZENS FINANCIAL GROUP INC CFG Coughlin Brendan
Head of Consumer Banking
12,000 $35.35 $424,200 48,532
(Direct)
View
2020-12-10
Sale
2020-12-14
1:52 pm
CASTLE BIOSCIENCES INC CSTL BRADBURY DANIEL
Director
10,387 $59.67 $619,810 761,191
(Indirect)
View
2020-12-10
Sale
2020-12-14
1:54 pm
SJW GROUP SJW Lynch James Patrick
CFO
1,000 $67.93 $67,930 22,866
(Direct)
View
2020-12-10
Sale
2020-12-14
1:56 pm
Citi Trends Inc CTRN Short Christina
VP
2,600 $41.49 $107,874 9,544
(Direct)
View
2020-12-11
Sale
2020-12-14
1:57 pm
COGNEX CORP CGNX BANUCCI EUGENE G
Director
10,000 $75.95 $759,533 23,000
(Direct)
View
2020-12-11
Sale
2020-12-14
1:58 pm
CASTLE BIOSCIENCES INC CSTL Cook Joseph C. III
Director
24,659 $59.75 $1,473,402 778,310
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
2:04 pm
CASTLE BIOSCIENCES INC CSTL MAETZOLD DEREK J
CEO
30,000 $59.29 $1,778,640 1,306,002
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
2:16 pm
GRACO INC GGG JOHNSON DALE D
President
54,000 $68.5 $3,699,000 213,402
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-14
2:18 pm
Zumiez Inc ZUMZ Bailey Scott Andrew
Director
1,000 $38 $38,000 4,131
(Direct)
View
2020-12-10
Sale
2020-12-14
2:35 pm
Co-Diagnostics Inc. CODX Durenard Eugene
Director
10,000 $10.15 $101,500 0
(Direct)
View
2020-12-10
Sale
2020-12-14
2:35 pm
Designer Brands Inc. DBI Ferree Deborah L
Chairman
4,424 $7.255 $32,096 209,974
(Direct)
View
2020-12-10
Sale
2020-12-14
2:39 pm
ALPHA PRO TECH LTD APT Garcia David R
Director
10,000 $12.2 $122,000 0
(Direct)
View
2020-12-10
Sale
2020-12-14
2:45 pm
Citi Trends Inc CTRN Council Ivy D
SR VP of HR Chief Compl Offcr
4,500 $43 $193,500 74,764
(Direct)
View
2020-12-11
Sale
2020-12-14
2:57 pm
SUPERIOR ENERGY SERVICES INC SPNX FUNK JAMES M
Director
11,000 $0.062 $682 372
(Direct)
View
2020-12-11
Sale
2020-12-14
3:00 pm
SOLAREDGE TECHNOLOGIES Inc SEDG AVERY MORE
Director
2,841 $294.72 $837,300 118,250
(Direct)
View
2020-12-11
Sale
2020-12-14
3:00 pm
SUPERIOR ENERGY SERVICES INC SPNX Spexarth James W.
CAO
15,928 $0.0642 $1,023 0
(Direct)
View
2020-12-11
Sale
2020-12-14
3:40 pm
Citi Trends Inc CTRN Dunn James A
VP
500 $42.64 $21,320 52,168
(Direct)
View
2020-12-09
Sale
2020-12-14
3:42 pm
Trinseo S.A. TSE M&G INVESTMENT MANAGEMENT LTD
10% Owner
3,000 $44.82 $134,460 7,771,044
(Indirect)
View
2020-12-11
Sale
2020-12-14
3:57 pm
RITCHIE BROS AUCTIONEERS INC RBA ACKLEY MATTHEW
Chief Marketing Officer
2,000 $71.71 $143,420 0
(Indirect
Direct)
View
(A) Indicate amendment filing.