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Insider Sale Filings - Archives for 2020-11-16

Home -> 2020 -> Insider sale filings for 2020-11-16

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-11-11
Sale
2020-11-13
4:00 pm
Cloudflare Inc. NET BASKETT FOREST
10% Owner
20,000 $65.46 $1,309,299 204,970
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:00 pm
AMERIPRISE FINANCIAL INC AMP MOORE COLIN
CIO
12,322 $181.86 $2,240,846 55,051
(Direct)
View
2020-09-09
Sale
2020-11-13
4:01 pm
RBC Bearings INC ROLL Faghri Amir
Director
7,200 $153.41 $1,104,571 5,628
(Direct)
View
2020-11-11
Sale
2020-11-13
4:02 pm
IRONWOOD PHARMACEUTICALS INC IRWD MacDonald Kelly
CAO
3,561 $11.75 $41,842 93,041
(Direct)
View
2020-11-11
Sale
2020-11-13
4:02 pm
Paylocity Holding Corp PCTY Beauchamp Steven R
CEO
27,157 $194.31 $5,276,805 1,738,645
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:02 pm
ESTABLISHMENT LABS HOLDINGS Inc ESTA Dada Santos Salvador
COO
600 $27.12 $16,274 149,060
(Direct)
View
2020-11-11
Sale
2020-11-13
4:04 pm
ESTABLISHMENT LABS HOLDINGS Inc ESTA Chacon Quiros Juan Jose
CEO
6,459 $26.58 $171,705 287,781
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:05 pm
BRIGHT HORIZONS FAMILY SOLUTIONS Inc BFAM Kramer Stephen Howard
CEO
3,500 $168.83 $590,905 81,525
(Direct)
View
2020-11-10
Sale
2020-11-13
4:05 pm
BRIGHT HORIZONS FAMILY SOLUTIONS Inc BFAM BOLAND ELIZABETH J
CFO
13,000 $167.88 $2,182,499 97,938
(Direct)
View
2020-11-11
Sale
2020-11-13
4:07 pm
MINERALS TECHNOLOGIES INC MTX MONAGLE DJ III
President
14,662 $60.04 $880,306 60,793
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
4:08 pm
CareDx Inc. CDNA HAGSTROM WILLIAM A
Director
10,000 $54.59 $545,888 18,575
(Direct)
View
2020-11-13
Sale
2020-11-13
4:08 pm
Upland Software Inc. UPLD COURTER STEPHEN E
Director
1,235 $42.21 $52,129 14,983
(Direct)
View
2020-11-12
Sale
2020-11-13
4:08 pm
TCR2 THERAPEUTICS Inc TCRR Hofmeister Robert
Chief Scientific Officer
20,000 $25.1 $502,000 38,850
(Direct)
View
2020-11-11
Sale
2020-11-13
4:09 pm
Mallinckrodt plc MNKKQ WATKINS IAN J
EVP and Chief HR Officer
34,581 $0.13 $4,496 18,282
(Direct)
View
2020-11-12
Sale
2020-11-13
4:09 pm
FISERV INC FISV Foskett Christopher M
VP
14,100 $105.86 $1,492,626 102,674
(Direct)
View
2020-11-10
Sale
2020-11-13
4:10 pm
MAMMOTH ENERGY SERVICES Inc TUSK Straehla Arty
CEO
5,000 $1.7759 $8,880 1,480,317
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:10 pm
APOLLO INVESTMENT CORP AINV Matas Barbara Ruth
Director
6,666 $9.58 $63,860 0
(Direct)
View
2020-11-10
Sale
2020-11-13
4:11 pm
Goosehead Insurance Inc. GSHD Jones Mark Evan
CEO
10% Owner
18,101 $112.74 $2,040,729 0
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:11 pm
MOODYS CORP MCO Kaye Mark
CFO
1,812 $273.43 $495,455 3,892
(Direct)
View
2020-11-10
Sale
2020-11-13
4:12 pm
Goosehead Insurance Inc. GSHD Jones Robyn Mary Elizabeth
Director
10% Owner
18,101 $112.74 $2,040,729 0
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
4:12 pm
Goosehead Insurance Inc. GSHD Mark & Robyn Jones Descendants Trust 2014
10% Owner
18,101 $112.74 $2,040,729 0
(Direct)
View
2020-11-11
Sale
2020-11-13
4:13 pm
Goosehead Insurance Inc. GSHD Reid James
Director
2,248 $115.05 $258,623 0
(Direct)
View
2020-11-11
Sale
2020-11-13
4:13 pm
VONAGE HOLDINGS CORP VG Citron Jeffrey A
Director
50,000 $12.07 $603,500 83,628
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:13 pm
Schrodinger Inc. SDGR Brauner Shane
See Remarks
14,319 $50.05 $716,637 33,867
(Direct)
View
2020-11-12
Sale
2020-11-13
4:13 pm
LINCOLN ELECTRIC HOLDINGS INC LECO MACDONALD WILLIAM E III
Director
5,000 $111.31 $556,550 13,255
(Direct)
View
2020-11-11
Sale
2020-11-13
4:14 pm
Hamilton Beach Brands Holding Co HBB TAPLIN THEODORE D
Member of a Group
1,500 $18.86 $28,297 0
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
4:14 pm
INTEGRA LIFESCIENCES HOLDINGS CORP IART Murphy Raymond G.
Director
2,839 $53.16 $150,921 43,196
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
4:15 pm
MARKETAXESS HOLDINGS INC MKTX DELISE ANTONIO L
CFO
2,500 $542.31 $1,355,768 31,439
(Direct)
View
2020-11-11
Sale
2020-11-13
4:15 pm
TRAVELERS COMPANIES Inc TRV OLIVO MARIA
VP
26,284 $136.09 $3,576,989 92,527
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:16 pm
Allegion plc ALLE Martens Robert C.
SVP Chief Innovation & Design
734 $118.34 $86,862 5,481
(Direct)
View
2020-11-11
Sale
2020-11-13
4:16 pm
AMERICAN PUBLIC EDUCATION INC APEI Fast Barbara
Director
250 $30.75 $7,688 20,378
(Direct)
View
2020-11-11
Sale
2020-11-13
4:16 pm
Hamilton Beach Brands Holding Co HBB TAPLIN BEATRICE B
Member of a Group
309,690 $13.77 $4,264,741 34,910
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:16 pm
Interactive Brokers Group Inc. IBKR Brody Paul Jonathan
CFO
4,978 $51.25 $255,102 238,724
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
4:17 pm
Hannon Armstrong Sustainable Infrastructure Capital Inc. HASI Eckel Jeffrey
CEO
150,000 $48.63 $7,293,750 715,394
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:17 pm
AMERICAN PUBLIC EDUCATION INC APEI Gay Robert E.
COO
1,200 $30.55 $36,654 9,349
(Direct)
View
2020-11-11
Sale
2020-11-13
4:17 pm
FIFTH THIRD BANCORP FITB Stein Richard L.
VP
100 $25.76 $2,576 0
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:17 pm
GENERAC HOLDINGS Inc GNRC Ragen York A.
CFO
9,500 $220.45 $2,094,284 105,195
(Direct)
View
2020-11-11
Sale
2020-11-13
4:18 pm
MACOM Technology Solutions Holdings Inc. MTSI CHUNG PETER Y
Director
420,368 $42.47 $17,853,029 888,718
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:20 pm
Schrodinger Inc. SDGR Abel Robert Lorne
VP
42,627 $49.88 $2,126,137 26,755
(Direct)
View
2020-11-10
Sale
2020-11-13
4:21 pm
MICROSTRATEGY Inc MSTR Shao Wei-Ming
SEVP & General Counsel
4,000 $187.96 $751,860 0
(Direct)
View
2020-11-11
Sale
2020-11-13
4:21 pm
ACI WORLDWIDE Inc ACIW Saks Craig S
Chief Strategy Officer
279,302 $0.64178 $179,251 113,343
(Direct)
View
2020-11-12
Sale
2020-11-13
4:22 pm
Qorvo Inc. QRVO SPRADLEY SUSAN LOUISE
Director
200 $148.6 $29,720 6,668
(Direct)
View
2020-11-10
Sale
2020-11-13
4:23 pm
GARTNER INC IT Safian Craig
CFO
3,383 $159.3 $538,912 43,332
(Direct)
View
2020-11-11
Sale
2020-11-13
4:24 pm
Interactive Brokers Group Inc. IBKR Frank Thomas AJ
CIO
35,589 $51.25 $1,823,779 2,046,414
(Direct)
View
2020-11-12
Sale
2020-11-13
4:25 pm
Black Diamond Therapeutics Inc. BDTX Hatzis-Schoch Brent
See Remarks
4,078 $33.99 $138,607 3,000
(Direct)
View
2020-11-11
Sale
2020-11-13
4:26 pm
Black Diamond Therapeutics Inc. BDTX Roberts Christopher D.
Chief Scientific Officer
5,000 $34.9 $174,500 0
(Direct)
View
2020-11-10
Sale
2020-11-13
4:27 pm
CONSTELLATION BRANDS Inc STZ SANDS RICHARD
Director
10% Owner
408,922 $200.32 $81,913,864 0
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-13
4:27 pm
CHANNELADVISOR CORP ECOM WINGO M SCOT
Director
55,000 $13.83 $760,650 293,226
(Direct)
View
2020-11-10
Sale
2020-11-13
4:28 pm
ADVANCED MICRO DEVICES INC AMD Su Lisa T
CEO
150,000 $78.9 $11,835,514 2,707,040
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-13
4:28 pm
Allegiant Travel CO ALGT DeAngelo Scott Wayne
VP
1,796 $150.91 $271,040 10,515
(Direct)
View
2020-11-11
Sale
2020-11-13
4:29 pm
StoneX Group Inc. SNEX PARTHEMORE ERIC
Director
307 $62 $19,034 20,270
(Direct)
View
2020-11-11
Sale
2020-11-13
4:32 pm
RingCentral Inc. RNG Williams R Neil
Director
4,776 $289.2 $1,381,205 13,078
(Direct)
View
2020-11-12
Sale
2020-11-13
4:33 pm
BLACKLINE Inc BL Huffman Marc
COO
33,655 $106.69 $3,590,647 155,615
(Direct)
View
2020-11-11
Sale
2020-11-13
4:33 pm
ADVANCED MICRO DEVICES INC AMD KUMAR DEVINDER
CFO
47,537 $79.69 $3,788,380 475,013
(Direct)
View
2020-11-11
Sale
2020-11-13
4:34 pm
Cronos Group Inc. CRON ADLER JASON MARC
Director
9,300 $7.3 $67,890 5,579,092
(Direct)
View
2020-11-11
Sale
2020-11-13
4:34 pm
STANLEY BLACK & DECKER Inc SWK Wyatt John H
VP
22,894 $180.01 $4,121,046 47,293
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:34 pm
AVIENT CORP AVNT Kunkle Lisa K.
VP
12,042 $34.51 $415,596 67,200
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:34 pm
JABIL INC JBL Katz Robert L
EVP GC CCO & Assist.Corp Sec
23,323 $36.92 $861,109 164,970
(Direct)
View
2020-11-12
Sale
2020-11-13
4:35 pm
MONMOUTH REAL ESTATE INVESTMENT CORP MNR LANDY SAMUEL A
Director
5,794 $14.57 $84,419 238,882
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:37 pm
CONMED CORP CNMD KENNEDY JOHN JED
VP
17,240 $94.82 $1,634,680 7,198
(Direct)
View
2020-11-11
Sale
2020-11-13
4:38 pm
MICROCHIP TECHNOLOGY INC MCHP DREHOBL STEPHEN V
VP
2,904 $126.18 $366,427 16,630
(Direct)
View
2020-11-11
Sale
2020-11-13
4:39 pm
NACCO INDUSTRIES INC NC TAPLIN BEATRICE B
Member of a group
309,690 $16.52 $5,114,933 34,910
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:40 pm
NEWMONT Corp NEM Gottesfeld Stephen P
EVP and Chief S&EA Officer
4,000 $64.31 $257,240 122,944
(Direct)
View
2020-11-11
Sale
2020-11-13
4:40 pm
NEWMONT Corp NEM Engel E Randall
VP
5,000 $64.31 $321,550 274,341
(Direct)
View
2020-11-09
Sale
2020-11-13
4:41 pm
PagerDuty Inc. PD Tejada Jennifer
CEO
52,000 $29.73 $1,546,109 316,668
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
4:43 pm
O REILLY AUTOMOTIVE INC ORLY MURPHY JOHN RAYMOND
Director
200 $452.34 $90,468 2,152
(Direct)
View
2020-11-12
Sale
2020-11-13
4:44 pm
CROWN CASTLE INTERNATIONAL CORP CCI Young James D
COO
6,000 $164.32 $985,920 186,679
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
4:45 pm
LAMAR ADVERTISING CO LAMR Johnson Jay LeCoryelle
CFO
3,011 $73.51 $221,344 11,821
(Direct)
View
2020-11-11
Sale
2020-11-13
4:46 pm
REPLIGEN CORP RGEN RYAN THOMAS F JR
Director
934 $187.73 $175,340 1,464
(Direct)
View
2020-11-11
Sale
2020-11-13
4:48 pm
ARROW ELECTRONICS INC ARW Melvin Vincent P
CIO
8,625 $85.88 $740,698 30,057
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:48 pm
Alexander & Baldwin Inc. ALEX CHUN NELSON N S
Executive Vice Pres. & CLO
31,291 $15.9 $497,527 140,890
(Direct)
View
2020-11-11
Sale
2020-11-13
4:50 pm
SIERRA BANCORP BSRR HOLLY JAMES C
Director
5,000 $21.86 $109,321 376,476
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:50 pm
ARROW ELECTRONICS INC ARW HILL RICHARD
Director
11,300 $86.1 $972,953 0
(Direct)
View
2020-11-10
Sale
2020-11-13
4:50 pm
Orisun Acquisition Corp. ORSN GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
153,482 $10.2 $1,565,516 700,000
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:52 pm
VERISIGN INC VRSN BIDZOS D JAMES
CEO
Chairman
6,000 $201.64 $1,209,839 858,485
(Direct)
View
2020-11-12
Sale
2020-11-13
4:53 pm
TRUIST FINANCIAL CORP TFC Boyer K. David Jr.
Director
957 $46.8 $44,791 8,000
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:53 pm
WEC ENERGY GROUP Inc WEC KLAPPA GALE E
Chairman
4,501 $105.59 $475,278 209,841
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:54 pm
Liberty TripAdvisor Holdings Inc. LTRPA Wendling Brian J
CFO
10,271 $2.5261 $25,946 1,687
(Direct)
View
2020-11-10
Sale
2020-11-13
4:54 pm
SC Health Corp SCPE GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
82 $10.14 $831 2,200,048
(Indirect)
View
2020-11-11
Sale
2020-11-13
4:54 pm
Hudson Pacific Properties Inc. HPP GLASER JONATHAN M
Director
7,500 $24.13 $180,975 21,457
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
4:54 pm
TERADYNE INC TER Smith Gregory Stephen
President
10,000 $99.95 $999,500 33,124
(Direct)
View
2020-11-12
Sale
2020-11-13
4:56 pm
Jazz Pharmaceuticals plc JAZZ ENRIGHT PATRICK G
Director
9,929 $146.72 $1,456,738 20,368
(Direct)
View
2020-11-11
Sale
2020-11-13
4:57 pm
TERADYNE INC TER VALLEE ROY
Director
83,706 $100.55 $8,416,639 3,073
(Direct)
View
2020-11-11
Sale
2020-11-13
4:57 pm
Tenzing Acquisition Corp. TZAC GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
5 $10.9 $54 649,994
(Indirect)
View
2020-11-11
Sale
2020-11-13
5:00 pm
Sunoco LP SUN Dodderer Arnold
GC & Asst. Sec.
3,000 $27 $81,000 55,420
(Direct)
View
2020-11-11
Sale
2020-11-13
5:00 pm
Eidos Therapeutics Inc. EIDX Turtle Cameron
Chief Business Officer
13,410 $74.51 $999,227 52,121
(Direct)
View
2020-11-11
Sale
2020-11-13
5:00 pm
East Stone Acquisition Corp ESSCU GLAZER CAPITAL LLC
GLAZER PAUL J
10% Owner
5,000 $9.9 $49,500 1,401,432
(Indirect)
View
2020-11-13
Sale
2020-11-13
5:01 pm
EVI INDUSTRIES Inc EVI Lucas Hal M
Director
1,500 $31.76 $47,644 3,650
(Direct)
View
2020-11-11
Sale
2020-11-13
5:01 pm
TERMINIX GLOBAL HOLDINGS INC TMX TOMKINS MARK E
Director
2,000 $48 $96,000 21,518
(Direct)
View
2020-11-10
Sale
2020-11-13
5:02 pm
COMMUNITY HEALTH SYSTEMS INC CYH Chen Tian Qiao
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
Shanda Global Investment Ltd
Shanda Group USA Ltd
Shanda Technology Overseas Capital Co.
Shanda Media LTD
10% Owner
5,000,000 $8.2925 $41,462,634 22,484,472
(Indirect)
View
2020-11-10
Sale
2020-11-13
5:04 pm
Intercontinental Exchange Inc. ICE Surdykowski Andrew J
General Counsel
2,070 $97.51 $201,852 37,442
(Direct)
View
2020-11-11
Sale
2020-11-13
5:04 pm
VERACYTE Inc VCYT Ho Mark
Principal Accounting Officer
13,875 $45 $624,375 19,086
(Direct)
View
2020-11-11
Sale
2020-11-13
5:05 pm
OptimizeRx Corp OPRX BAKER DOUGLAS P
CFO
15,000 $24.05 $360,750 75,705
(Direct)
View
2020-11-11
Sale
2020-11-13
5:05 pm
Sunoco LP SUN Anbouba Imad K.
Director
3,000 $26.94 $80,828 11,432
(Direct)
View
2020-11-12
Sale
2020-11-13
5:06 pm
SCANSOURCE Inc SCSC BAUR MICHAEL L
CEO
Chairman
4,441 $24.54 $108,993 57,089
(Direct)
View
2020-11-12
Sale
2020-11-13
5:06 pm
Altair Engineering Inc. ALTR Chouinard Brett R
Director
3,000 $49.73 $149,204 22,069
(Direct)
View
2020-11-12
Sale
2020-11-13
5:07 pm
VERACYTE Inc VCYT GORDON KEVIN K
Director
10,000 $47.11 $471,138 0
(Direct)
View
2020-11-11
Sale
2020-11-13
5:11 pm
ANGI Homeservices Inc. ANGI Smith Craig M.
COO
371,738 $10.42 $3,873,510 0
(Direct)
View
2020-11-11
Sale
2020-11-13
5:12 pm
Altair Engineering Inc. ALTR Morof Howard N
CFO
4,000 $49.05 $196,196 305,555
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
5:12 pm
TPI COMPOSITES INC TPIC Castle Thomas J
* See Remarks
58,204 $39.86 $2,320,142 0
(Direct)
View
2020-11-12
Sale
2020-11-13
5:13 pm
Denali Therapeutics Inc. DNLI Schenkein David P
Director
30,000 $70.05 $2,101,590 25,000
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
5:14 pm
Altair Engineering Inc. ALTR Siudara Andrea
CIO
1,438 $48.77 $70,131 19,062
(Direct)
View
2020-11-11
Sale
2020-11-13
5:14 pm
FREEPORT-MCMORAN INC FCX WHITMIRE C DONALD JR
VP
27,100 $19.41 $526,101 4,785
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
5:14 pm
Datadog Inc. DDOG Kopits Laszlo
General Counsel
11,100 $91.65 $1,017,314 162,845
(Direct)
View
2020-11-10
Sale
2020-11-13
5:16 pm
ON SEMICONDUCTOR CORP ON GUTMANN BERNARD
CFO
99,144 $27.06 $2,683,114 555,242
(Direct)
View
2020-11-11
Sale
2020-11-13
5:16 pm
BlackRock Inc. BLK Meade Christopher J.
General Counsel and CLO
699 $669.79 $468,183 7,635
(Direct)
View
2020-11-11
Sale
2020-11-13
5:16 pm
PLEXUS CORP PLXS Lim Yong Jin
Regional Pres - Plxs Asia Pac.
24,000 $74.69 $1,792,601 56,654
(Direct)
View
2020-11-10
Sale
2020-11-13
5:17 pm
PACIFIC BIOSCIENCES OF CALIFORNIA Inc PACB Hunkapiller Michael
Director
1,950,000 $14.79 $28,836,800 484,198
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
5:17 pm
ON SEMICONDUCTOR CORP ON Rolls Paul E
VP
27,818 $27.93 $776,887 210,880
(Direct)
View
2020-11-11
Sale
2020-11-13
5:21 pm
TreeHouse Foods Inc. THS Braun Clifford
COO
1,500 $38.19 $57,285 0
(Direct)
View
2020-11-12
Sale
2020-11-13
5:21 pm
MESA LABORATORIES INC MLAB GUILLEMIN EVAN
Director
950 $273.77 $260,081 35,878
(Direct)
View
2020-11-10
Sale
2020-11-13
5:22 pm
Easterly Government Properties Inc. DEA Crate Darrell W
Chairman
5,000 $21.45 $107,250 11,029
(Direct)
View
2020-11-11
Sale
2020-11-13
5:27 pm
NACCO INDUSTRIES INC NC TAPLIN THEODORE D
Member of a Group
1,500 $22.63 $33,938 0
(Indirect
Direct)
View
2020-11-03
Sale
2020-11-13
5:27 pm
WEED Inc BUDZ BREEN NICOLE M
Director
10% Owner
10,000 $0.295 $2,950 22,563,572
(Indirect)
View
2020-11-11
Sale
2020-11-13
5:29 pm
FIVE PRIME THERAPEUTICS Inc FPRX BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BVF I GP LLC
BIOTECHNOLOGY VALUE FUND II LP
BVF II GP LLC
Biotechnology Value Trading Fund OS LP
BVF Partners OS Ltd.
BVF GP HOLDINGS LLC
BVF INC
LAMPERT MARK N
See Explanaton of Responses
7,393,340 $20.19 $149,247,143 81,263
(Direct)
View
2020-11-11
Sale
2020-11-13
5:30 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
19,571 $199.22 $3,898,983 0
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-13
5:31 pm
Edwards Lifesciences Corp EW BOBO DONALD E JR
CVP Strategy/Corp Development
13,074 $80.56 $1,053,260 48,508
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
5:31 pm
HEAT BIOLOGICS Inc HTBX Smith Edward B III
Director
103,304 $1.03 $106,403 0
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
5:34 pm
GenMark Diagnostics Inc. GNMK Jensen Tyler
VP
500 $13.68 $6,840 210,964
(Direct)
View
2020-11-11
Sale
2020-11-13
5:35 pm
GenMark Diagnostics Inc. GNMK Stier Eric
VP
59,293 $12.77 $757,172 234,104
(Direct)
View
2020-11-11
Sale
2020-11-13
5:35 pm
Revolve Group Inc. RVLV Mente Michael
CEO
10% Owner
300,000 $21.1 $6,329,444 73,000
(Direct)
View
2020-11-11
Sale
2020-11-13
5:35 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
10,429 $205.11 $2,139,048 0
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
5:39 pm
Cara Therapeutics Inc. CARA Goncalves Joana
Chief Medical Officer
2,000 $15 $30,000 31,373
(Direct)
View
2020-11-10
Sale
2020-11-13
5:40 pm
Playa Hotels & Resorts N.V. PLYA Peterson Karl Mr.
Director
350,000 $4.4419 $1,554,672 3,604,033
(Indirect)
View
2020-11-12
Sale
2020-11-13
5:40 pm
GREEN DOT CORP GDOT Bridgforth-Hodges Glinda
Director
5,012 $55.14 $276,362 15,054
(Direct)
View
2020-11-11
Sale
2020-11-13
5:40 pm
COLUMBIA SPORTSWEAR CO COLM BANY SARAH
10% Owner
50,900 $80 $4,072,000 5,757,483
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
5:42 pm
John Bean Technologies CORP JBT RINGLER JAMES M
Director
3,416 $99.92 $341,327 48,023
(Direct)
View
2020-11-11
Sale
2020-11-13
5:48 pm
NORTHERN TRUST CORP NTRS St Clair Joyce
VP
29,154 $90.05 $2,625,318 17,841
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
5:51 pm
Intra-Cellular Therapies Inc. ITCI Hineline Lawrence J.
CFO
28,034 $25.41 $712,344 0
(Direct)
View
2020-11-12
Sale
2020-11-13
5:59 pm
ORION ENERGY SYSTEMS Inc OESX Potts Michael J
Director
68,066 $8.0427 $547,435 614,356
(Direct)
View
2020-11-12
Sale
2020-11-13
6:00 pm
Altimmune Inc. ALT Harris Matthew Scott
Director
4,015 $10.02 $40,230 4,069
(Direct)
View
2020-11-11
Sale
2020-11-13
6:00 pm
WORLD FUEL SERVICES CORP INT STEBBINS PAUL H
Director
25,000 $28.04 $701,000 192,701
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
6:00 pm
Altimmune Inc. ALT Pisano Wayne
Director
10,352 $9.9 $102,485 8,498
(Direct)
View
2020-11-12
Sale
2020-11-13
6:00 pm
Altimmune Inc. ALT Schafer Klaus
Director
10,150 $9.91 $100,586 6,900
(Direct)
View
2020-11-11
Sale
2020-11-13
6:00 pm
Extra Space Storage Inc. EXR Springer William N
VP
812 $117.3 $95,248 2,722
(Indirect
Direct)
View
2020-11-10
Sale
2020-11-13
6:01 pm
ROKU INC ROKU Henricks Alan S.
Director
18,000 $230.82 $4,154,719 5,287
(Direct)
View
2020-11-11
Sale
2020-11-13
6:01 pm
Energy Recovery Inc. ERII BUEHLER ALEXANDER J
Director
50,000 $10.28 $514,085 10,000
(Direct)
View
2020-11-11
Sale
2020-11-13
6:02 pm
LITTELFUSE INC LFUS HEINZMANN DAVID W
CEO
5,000 $220.78 $1,103,901 1,349
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
6:12 pm
ELECTRONIC ARTS Inc EA Hoag Jay C
Director
14,602 $118.76 $1,734,106 0
(Indirect
Direct)
View
2020-11-12
Sale(A)
2020-11-13
6:12 pm
Chicken Soup for the Soul Entertainment Inc. CSSE Greenhaven Road Investment Management L.P.
MVM Funds LLC
Greenhaven Road Capital Fund 1 L.P.
Greenhaven Road Capital Fund 2 L.P.
Miller Scott Stewart
10% Owner
22,748 $15.63 $355,551 352,721
(Indirect)
View
2020-11-11
Sale
2020-11-13
6:16 pm
Atreca Inc. BCEL Serafini Tito
Chief Strategy Officer
1,153 $15.1 $17,407 399,067
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
6:27 pm
Party City Holdco Inc. PRTY HARRISON JAMES M
Director
225,000 $3.08 $693,000 370,458
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
6:28 pm
ROCKWELL AUTOMATION INC ROK Moret Blake D.
CEO
20,700 $238.98 $4,946,939 46,413
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
6:30 pm
STARBUCKS CORP SBUX TERUEL JAVIER G
Director
46,778 $95.69 $4,476,421 116,923
(Direct)
View
2020-11-12
Sale
2020-11-13
6:35 pm
ROCKWELL AUTOMATION INC ROK Goris Patrick P.
CFO
26,332 $238.18 $6,271,872 9,743
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
6:38 pm
Hostess Brands Inc. TWNK Hostess CDM Co-Invest LLC
See Remarks
50,000 $13.74 $687,240 0
(Direct)
View
2020-11-11
Sale
2020-11-13
6:51 pm
Cloudflare Inc. NET SANDELL SCOTT D
Director
10% Owner
85,680 $64.1 $5,491,975 787,983
(Indirect)
View
2020-11-11
Sale
2020-11-13
6:51 pm
SKYWORKS SOLUTIONS Inc SWKS GRIFFIN LIAM
CEO
15,321 $143.04 $2,191,479 70,163
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-13
6:54 pm
TransDigm Group INC TDG Howley W Nicholas
Chairman
7,474 $559.76 $4,183,636 0
(Indirect)
View
2020-11-13
Sale
2020-11-13
6:56 pm
HEALTHCARE TRUST OF AMERICA Inc HTA Houghton Amanda
VP
32,507 $27.8 $903,695 91,244
(Direct)
View
2020-11-10
Sale
2020-11-13
6:58 pm
SKYWORKS SOLUTIONS Inc SWKS TERRY ROBERT JOHN
VP
1,761 $143.68 $253,017 11,350
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-13
7:00 pm
DOCUSIGN Inc DOCU Alhadeff Loren
Chief Revenue Officer
5,000 $211.98 $1,059,917 70,973
(Direct)
View
2020-11-11
Sale
2020-11-13
7:02 pm
General Motors Co GM Barra Mary T
CEO
Chairman
500,000 $40.69 $20,344,999 1,308,329
(Direct)
View
2020-11-11
Sale
2020-11-13
7:07 pm
Dell Technologies Inc. DELL CLARKE JEFFREY W
COO
70,556 $65.11 $4,594,124 384,445
(Direct)
View
2020-11-11
Sale
2020-11-13
7:09 pm
Dell Technologies Inc. DELL Sweet Thomas W
CFO
5,700 $65.14 $371,296 75,169
(Direct)
View
2020-11-12
Sale
2020-11-13
7:14 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $86.79 $347,160 19,857
(Direct)
View
2020-11-11
Sale
2020-11-13
7:25 pm
ENSIGN GROUP INC ENSG Port Barry
CEO
33,133 $68 $2,253,044 92,760
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
7:26 pm
ENSIGN GROUP INC ENSG Burton Spencer
COO
5,899 $68 $401,132 24,590
(Direct)
View
2020-11-12
Sale
2020-11-13
7:27 pm
Horizon Therapeutics Public Ltd Co HZNP McHugh Miles W
VP
12,124 $75.48 $915,120 21,597
(Direct)
View
2020-11-11
Sale
2020-11-13
7:29 pm
ADVANCED DRAINAGE SYSTEMS Inc WMS JONES ROSS M
Director
139,620 $64.96 $9,069,385 12,422,889
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-13
7:36 pm
COMMUNITY WEST BANCSHARES CWBC ILLGEN JOHN D
Director
5,943 $8.2502 $49,031 29,057
(Direct)
View
2020-11-11
Sale
2020-11-13
7:42 pm
ADVANCED DRAINAGE SYSTEMS Inc WMS Berkshire Partners Holdings LLC
BPSP L.P.
Berkshire Partners LLC
Stockbridge Partners LLC
Berkshire Fund IX L.P.
Berkshire Fund IX-A L.P.
Stockbridge Fund L.P.
Stockbridge Absolute Return Fund L.P.
Berkshire Investors III LLC
Berkshire Investors IV LLC
10% Owner
139,620 $64.96 $9,069,385 12,422,889
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
7:46 pm
Black Diamond Therapeutics Inc. BDTX Bolzon Bradley J PhD
Director
10% Owner
15,598 $34.15 $532,642 4,941,784
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
7:47 pm
Black Diamond Therapeutics Inc. BDTX Versant Venture Capital VI L.P.
Versant Voyageurs I Parallel L.P.
Versant Voyageurs I L.P.
Versant Vantage I L.P.
10% Owner
15,598 $34.15 $532,642 4,941,784
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
8:00 pm
GW PHARMACEUTICALS PLC GWPH Knappertz Volker
Chief Medical Officer
6,000 $10 $60,000 35,940
(Direct)
View
2020-11-11
Sale
2020-11-13
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
595 $10.05 $5,980 100,405
(Direct)
View
2020-11-11
Sale
2020-11-13
8:02 pm
Ares Management Corp ARES KAPLAN DAVID B
Chairman
400 $45.25 $18,100 454,710
(Indirect)
View
2020-11-11
Sale
2020-11-13
8:07 pm
FS Bancorp Inc. FSBW FULLER ROBERT B
Chief Credit Officer
572 $49.33 $28,217 14,108
(Direct)
View
2020-11-12
Sale
2020-11-13
8:07 pm
CALIFORNIA WATER SERVICE GROUP CWT Kuta Robert J
VP
237 $51.24 $12,168 10,686
(Direct)
View
2020-11-10
Sale
2020-11-13
8:18 pm
EXELIXIS Inc EXEL WYSZOMIERSKI JACK L
Director
34,000 $20.61 $700,740 197,809
(Direct)
View
2020-11-11
Sale
2020-11-13
8:22 pm
Silk Road Medical Inc SILK Rogers Erica J.
CEO
11,000 $63.44 $697,820 111,608
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
8:38 pm
1Life Healthcare Inc ONEM Lockhart Kimber D
CTO
105,000 $35.04 $3,679,358 37,349
(Direct)
View
2020-11-11
Sale
2020-11-13
8:46 pm
BEYOND MEAT Inc BYND Shah Sanjay C
COO
8,710 $125.68 $1,094,630 49,251
(Direct)
View
2020-11-11
Sale
2020-11-13
8:53 pm
IDEAYA Biosciences Inc. IDYA 5AM Ventures IV L.P.
5AM Co-Investors IV L.P.
5AM Partners IV LLC
5AM Opportunities I L.P.
5AM Opportunities I (GP) LLC
DIEKMAN JOHN D
Schwab Andrew J.
ROCKLAGE SCOTT M
10% Owner
800,000 $13.66 $10,928,000 384,496
(Indirect)
View
2020-11-10
Sale
2020-11-13
9:00 pm
TFF Pharmaceuticals Inc. TFFP Mattes Glenn R.
CEO
108,830 $14.99 $1,631,906 10,000
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-13
9:00 pm
Adaptive Biotechnologies Corp ADPT VIKING GLOBAL PERFORMANCE LLC
Viking Global Equities II LP
Viking Global Equities Master Ltd.
Viking Long Fund GP LLC
Viking Long Fund Master Ltd.
HALVORSEN OLE ANDREAS
Ott David C.
Shabet Rose Sharon
10% Owner
2,500,000 $49.51 $123,787,498 30,993,708
(Indirect)
View
2020-11-10
Sale
2020-11-13
9:00 pm
TFF Pharmaceuticals Inc. TFFP COLEMAN KIRK ALLEN
CFO
15,000 $15.12 $226,755 1,000
(Direct)
View
2020-11-10
Sale
2020-11-13
9:00 pm
TFF Pharmaceuticals Inc. TFFP ROCAMBOLI STEPHEN
Director
37,000 $15.4 $569,838 0
(Direct)
View
2020-11-11
Sale
2020-11-13
9:01 pm
TFF Pharmaceuticals Inc. TFFP THURMAN RANDY H
Director
39,504 $16.07 $634,755 0
(Direct)
View
2020-11-11
Sale
2020-11-13
9:01 pm
TFF Pharmaceuticals Inc. TFFP Fairbairn Malcolm
Director
75,000 $15.94 $1,195,233 0
(Indirect)
View
2020-11-11
Sale
2020-11-13
9:01 pm
Adaptive Biotechnologies Corp ADPT VIKING GLOBAL INVESTORS LP
Viking Global Opportunities Illiquid Investments Sub-Master LP
Viking Global Opportunities Portfolio GP LLC
Viking Global Opportunities GP LLC
HALVORSEN OLE ANDREAS
Ott David C.
Shabet Rose Sharon
10% Owner
2,500,000 $49.51 $123,787,498 30,993,708
(Indirect)
View
2020-11-05
Sale
2020-11-13
9:03 pm
RESMED INC RMD Leong Justin
President
7,740 $211.36 $1,635,926 25,386
(Direct)
View
2020-11-10
Sale
2020-11-13
9:03 pm
Penumbra Inc PEN Bose Arani
Chief Innovator
7,998 $255.43 $2,042,957 550,662
(Direct)
View
2020-11-11
Sale
2020-11-13
9:06 pm
Penumbra Inc PEN Elsesser Adam
CEO
8,000 $265.16 $2,121,260 965,582
(Indirect)
View
2020-11-12
Sale
2020-11-13
9:06 pm
ISSUER DIRECT CORP ISDR BALBIRNIE BRIAN R
CEO
10% Owner
7,500 $23.5 $176,250 612,329
(Direct)
View
2020-11-11
Sale
2020-11-13
9:24 pm
Retrophin Inc. RTRX Clague Laura
CFO
7,500 $23.61 $177,071 26,973
(Direct)
View
2020-11-11
Sale
2020-11-13
9:25 pm
1Life Healthcare Inc ONEM Rubin Amir Dan
CEO
Chairman
235,000 $34.4 $8,082,905 249,377
(Direct)
View
2020-11-11
Sale
2020-11-13
9:25 pm
Retrophin Inc. RTRX ROTE WILLIAM E.
VP
2,500 $23.62 $59,056 26,586
(Direct)
View
2020-11-11
Sale
2020-11-13
9:26 pm
Retrophin Inc. RTRX REED ELIZABETH E
VP
2,500 $23.62 $59,046 27,931
(Direct)
View
2020-11-13
Sale
2020-11-16
07:56 am
Howard Bancorp Inc HBMD Poynot Steven
CIO
384 $11.62 $4,464 735
(Direct)
View
2020-11-12
Sale
2020-11-16
09:07 am
PLUG POWER INC PLUG Schmid Keith
COO
83,333 $22.84 $1,903,326 356,220
(Direct)
View
2020-11-12
Sale
2020-11-16
09:18 am
EASTMAN CHEMICAL CO EMN CRAWFORD STEPHEN GLENN
VP
12,962 $90.73 $1,176,042 21,601
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-16
09:25 am
DTE ENERGY CO DTE Muschong Lisa A.
VP Corp Sec & Chief of Staff
714 $130.51 $93,186 2,000
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-16
09:29 am
BALCHEM CORP BCPC MASON SCOTT C
VP
3,000 $103 $309,000 9,675
(Direct)
View
2020-11-13
Sale
2020-11-16
09:30 am
PROCTER & GAMBLE Co PG Taylor David S
CEO
Chairman
30,000 $144.26 $4,327,857 271,954
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-16
09:41 am
SYNNEX CORP SNX MURAI KEVIN M
Director
4,600 $148.34 $682,354 7,739
(Indirect
Direct)
View
2020-11-11
Sale
2020-11-16
10:50 am
TAITRON COMPONENTS INC TAIT MILLER CRAIG
Director
2,500 $2.65 $6,625 0
(Direct)
View
2020-11-13
Sale
2020-11-16
11:06 am
SYNNEX CORP SNX MURAI KEVIN M
Director
4,600 $148.96 $685,204 7,739
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-16
11:20 am
SOUTHERN FIRST BANCSHARES INC SFST SEAVER R ARTHUR JR
CEO
11,462 $30.18 $345,899 76,891
(Direct)
View
2020-11-12
Sale
2020-11-16
11:29 am
WD 40 CO WDFC HOLDSWORTH GEOFFREY
Managing Director AsiaPacific
1,507 $254.32 $383,260 7,674
(Direct)
View
2020-11-13
Sale
2020-11-16
11:48 am
MESA LABORATORIES INC MLAB GUILLEMIN EVAN
Director
2,050 $274.3 $562,315 35,878
(Direct)
View
2020-11-13
Sale
2020-11-16
12:07 pm
NOVATION COMPANIES Inc NOVC IGDALOFF BARRY
Director
2,109,579 $0.02 $42,192 3,829,707
(Direct)
View
2020-11-13
Sale
2020-11-16
12:14 pm
NBT BANCORP INC NBTB WEBB JACK H
Director
6,000 $30.02 $180,110 51,936
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-16
12:19 pm
PETMED EXPRESS INC PETS KORN RONALD J
Director
2,000 $32 $64,000 89,333
(Direct)
View
2020-11-13
Sale
2020-11-16
12:57 pm
WINMARK CORP WINA Goff Leah A
VP
900 $172.39 $155,153 9,175
(Direct)
View
2020-11-16
Sale
2020-11-16
1:38 pm
SCHWAB CHARLES CORP SCHW SCHWAB CHARLES R
Chairman
60,921 $47.1 $2,869,525 74,568,104
(Indirect)
View
2020-11-13
Sale
2020-11-16
2:00 pm
COMPUTER PROGRAMS & SYSTEMS INC CPSI Britain James B
VP
9,330 $29.75 $277,568 12,997
(Direct)
View
2020-11-13
Sale
2020-11-16
2:00 pm
TopBuild Corp BLD Raia Steven P
President
1,255 $167.53 $210,245 588
(Direct)
View
2020-11-10
Sale(A)
2020-11-16
2:09 pm
WESTERN ALLIANCE BANCORPORATION WAL Boothe Timothy W
COO
2,493 $52.82 $131,680 54,694
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-16
2:25 pm
LEVI STRAUSS & CO LEVI Haas Bradley J.
10% Owner
9,736 $16.59 $161,507 0
(Direct)
View
2020-11-12
Sale
2020-11-16
2:27 pm
COHU INC COHU Muller Luis A
CEO
8,000 $25.9 $207,200 565,155
(Direct)
View
2020-11-12
Sale
2020-11-16
2:38 pm
Morningstar Inc. MORN Mansueto Joseph D
Chairman
10% Owner
7,443 $206.4 $1,536,213 19,580,268
(Indirect
Direct)
View
2020-11-06
Sale
2020-11-16
2:56 pm
YUM BRANDS INC YUM Gibbs David W
CEO
2,482 $103.71 $257,408 71,288
(Direct)
View
2020-11-13
Sale
2020-11-16
2:57 pm
Southwest Gas Holdings Inc. SWX KENNY KENNETH J
VP
400 $70.65 $28,260 16,021
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-16
2:59 pm
ServisFirst Bancshares Inc. SFBS TROUCHE THOMAS G.
CEO
4,121 $37.54 $154,702 8,231
(Direct)
View
2020-11-12
Sale
2020-11-16
3:00 pm
TYLER TECHNOLOGIES INC TYL MARR JOHN S JR
Chairman
12,000 $418.26 $5,019,134 148,761
(Indirect
Direct)
View
2020-11-13
Sale
2020-11-16
3:04 pm
NEXSTAR MEDIA GROUP Inc NXST BUSCH TIMOTHY C
See Remarks
5,000 $99.07 $495,363 87,727
(Direct)
View
2020-11-13
Sale
2020-11-16
3:06 pm
CONMED CORP CNMD Peters Stanley W III
VP
9,446 $94.31 $890,889 63
(Direct)
View
2020-11-16
Sale
2020-11-16
3:07 pm
AMPHENOL CORP APH Gavelle Jean-Luc
VP
27,400 $125.53 $3,439,508 0
(Direct)
View
2020-11-13
Sale
2020-11-16
3:18 pm
ASSOCIATED BANC-CORP ASB Ahern Patrick Edward
VP
7,000 $15.4 $107,775 17,896
(Indirect
Direct)
View
2020-11-16
Sale
2020-11-16
3:18 pm
ORION ENERGY SYSTEMS Inc OESX Potts Michael J
Director
6,934 $8.1 $56,165 607,422
(Direct)
View
2020-11-12
Sale
2020-11-16
3:20 pm
GRAN TIERRA ENERGY Inc GTE GMT CAPITAL CORP
BAY RESOURCE PARTNERS LP
BAY II RESOURCE PARTNERS LP
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND L.P.
CLAUGUS THOMAS E
GMT Exploration Co LLC
10% Owner
737,075 $0.21157 $155,946 73,283,456
(Direct)
View
2020-11-16
Sale
2020-11-16
3:53 pm
PAYCHEX INC PAYX FLASCHEN DAVID J S
Director
12,156 $92.41 $1,123,336 1,082
(Indirect
Direct)
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2020-11-16
Sale
2020-11-16
3:53 pm
Kearny Financial Corp. KRNY Joyce Patrick M
EVP/CLO
3,000 $10.3 $30,900 35,608
(Indirect
Direct)
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(A) Indicate amendment filing.