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Insider Sale Filings - Archives for 2020-03-12

Home -> 2020 -> Insider sale filings for 2020-03-12

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-03-09
Sale
2020-03-11
4:05 pm
REGENERON PHARMACEUTICALS Inc REGN YANCOPOULOS GEORGE
President and Chief Scientific
117,815 $470.47 $55,428,041 517,799
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
4:05 pm
COHEN & STEERS Inc CNS Glickson John Todd
VP
10,000 $54.01 $540,097 56,880
(Direct)
View
2020-03-09
Sale
2020-03-11
4:05 pm
OOMA INC OOMA DAVIS ALISON
Director
30,000 $13.39 $401,610 26,939
(Direct)
View
2020-03-09
Sale
2020-03-11
4:07 pm
HOLOGIC INC HOLX CRAWFORD SALLY
Director
11,146 $44.08 $491,317 158,797
(Direct)
View
2020-02-12
Sale
2020-03-11
4:11 pm
CONSTELLATION PHARMACEUTICALS INC CNST Valentine Karen
See Remarks
617 $32.03 $19,763 0
(Direct)
View
2020-03-10
Sale
2020-03-11
4:13 pm
Palo Alto Networks Inc PANW Compeau Jean
CAO
1,700 $167.81 $285,280 22,867
(Direct)
View
2020-03-09
Sale
2020-03-11
4:15 pm
ENVESTNET Inc ENV Mayer Joshua
COO
150 $65.67 $9,850 22,462
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:16 pm
Goosehead Insurance Inc. GSHD Mark & Robyn Jones Descendants Trust 2014
10% Owner
49,448 $51.43 $2,543,251 0
(Direct)
View
2020-03-09
Sale
2020-03-11
4:17 pm
BLACKLINE Inc BL Spanicciati Mario
Chief Strategy Officer
312,703 $61.64 $19,274,645 841,267
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:17 pm
Goosehead Insurance Inc. GSHD Jones Robyn Mary Elizabeth
Director
10% Owner
49,448 $51.43 $2,543,251 0
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
4:17 pm
NanoString Technologies Inc NSTG Bailey K Thomas
CFO
7,917 $31.47 $249,185 0
(Direct)
View
2020-03-09
Sale
2020-03-11
4:18 pm
NanoString Technologies Inc NSTG GRAY R BRADLEY
CEO
42,049 $31.62 $1,329,480 56,624
(Direct)
View
2020-03-09
Sale
2020-03-11
4:18 pm
Goosehead Insurance Inc. GSHD Jones Mark Evan
CEO
10% Owner
48,163 $51.35 $2,472,974 0
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
4:19 pm
Goosehead Insurance Inc. GSHD Mark & Robyn Jones Descendants Trust 2014
10% Owner
18,760 $47.5 $891,028 0
(Direct)
View
2020-03-10
Sale
2020-03-11
4:19 pm
Goosehead Insurance Inc. GSHD Jones Robyn Mary Elizabeth
Director
10% Owner
18,760 $47.5 $891,028 0
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
4:20 pm
Goosehead Insurance Inc. GSHD Jones Mark Evan
CEO
10% Owner
18,760 $47.5 $891,028 0
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:22 pm
Intercontinental Exchange Inc. ICE Wassersug Mark
COO
2,982 $88.88 $265,040 33,735
(Direct)
View
2020-03-10
Sale
2020-03-11
4:25 pm
HENRY SCHEIN INC HSIC LASKAWY PHILIP A
Director
4,533 $56.12 $254,382 31,255
(Direct)
View
2020-03-09
Sale
2020-03-11
4:26 pm
STIFEL FINANCIAL CORP SF Grady Robert Edward
Director
5,000 $43.39 $216,950 6,383
(Direct)
View
2020-03-09
Sale
2020-03-11
4:26 pm
Moderna Inc. MRNA Andres Juan
See remarks
104 $30 $3,120 0
(Direct)
View
2020-03-09
Sale
2020-03-11
4:27 pm
Blueprint Medicines Corp BPMC Rossi Christina
Chief Commercial Officer
135 $51.96 $7,015 20,365
(Direct)
View
2020-03-09
Sale
2020-03-11
4:28 pm
Blueprint Medicines Corp BPMC Murray Christopher K.
VP
402 $51.94 $20,880 13,848
(Direct)
View
2020-03-09
Sale
2020-03-11
4:28 pm
Blueprint Medicines Corp BPMC McCain Tracey L
EVP and Chief Legal Officer
617 $51.98 $32,072 21,683
(Direct)
View
2020-03-09
Sale
2020-03-11
4:29 pm
Blueprint Medicines Corp BPMC Landsittel Michael
CFO
400 $51.97 $20,788 17,350
(Direct)
View
2020-03-09
Sale
2020-03-11
4:29 pm
Blueprint Medicines Corp BPMC Haviland Kate
COO
671 $51.98 $34,879 42,838
(Direct)
View
2020-03-09
Sale
2020-03-11
4:30 pm
Adaptive Biotechnologies Corp ADPT Cohen Chad M
CFO
15,000 $24.58 $368,679 1,000
(Direct)
View
2020-03-09
Sale
2020-03-11
4:30 pm
Blueprint Medicines Corp BPMC Durso-Bumpus Debra
Chief People Officer
432 $51.94 $22,438 19,505
(Direct)
View
2020-03-09
Sale
2020-03-11
4:30 pm
ORBCOMM Inc. ORBC Stolte John J Jr
VP
2,386 $2.4762 $5,908 129,946
(Direct)
View
2020-03-09
Sale
2020-03-11
4:30 pm
Blueprint Medicines Corp BPMC Dorsch Marion
Chief Scientific Officer
536 $51.99 $27,867 16,464
(Direct)
View
2020-03-09
Sale
2020-03-11
4:31 pm
Antero Midstream Corp AM Yoo K. Phil
See Remarks
50,000 $3.596 $179,800 134,560
(Direct)
View
2020-03-09
Sale
2020-03-11
4:31 pm
NEWMONT Corp NEM Kitlen John
CAO
1,500 $50 $75,000 43,234
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:31 pm
Blueprint Medicines Corp BPMC Boral Anthony L.
Chief Medical Officer
536 $51.97 $27,856 18,964
(Direct)
View
2020-03-10
Sale
2020-03-11
4:31 pm
Moderna Inc. MRNA Bancel Stephane
CEO
16,468 $25.71 $423,392 9,224,912
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:31 pm
ORBCOMM Inc. ORBC Le Brun Christian
VP
2,727 $2.477 $6,755 121,317
(Direct)
View
2020-03-09
Sale
2020-03-11
4:31 pm
Blueprint Medicines Corp BPMC Albers Jeffrey W.
CEO
2,277 $51.97 $118,336 121,434
(Direct)
View
2020-03-09
Sale
2020-03-11
4:32 pm
Blueprint Medicines Corp BPMC Hurley Ariel
Principal Accounting Officer
253 $51.94 $13,141 9,984
(Direct)
View
2020-03-09
Sale
2020-03-11
4:32 pm
ORBCOMM Inc. ORBC Malone Craig
VP
2,455 $2.4772 $6,082 63,420
(Direct)
View
2020-03-10
Sale
2020-03-11
4:36 pm
Datadog Inc. DDOG Callahan Michael James
Director
18,000 $37.94 $682,943 13,179
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:44 pm
Keurig Dr Pepper Inc. KDP Maple Holdings B.V.
Acorn Holdings B.V.
10% Owner
33,165,828 $27 $895,477,356 908,745,088
(Direct)
View
2020-03-09
Sale
2020-03-11
4:45 pm
BIG LOTS INC BIG Padovano Nicholas E
VP
798 $16.77 $13,382 2,737
(Direct)
View
2020-03-10
Sale
2020-03-11
4:48 pm
Ameresco Inc. AMRC WISNESKI FRANCIS V JR
Director
5,000 $20.84 $104,200 90,676
(Direct)
View
2020-03-09
Sale
2020-03-11
4:52 pm
Hess Midstream LP HESM Stein Jonathan C.
CFO
2,625 $11.4 $29,925 18,176
(Direct)
View
2020-03-09
Sale
2020-03-11
4:53 pm
Discovery Inc. DISCA WARGO J DAVID
Director
185,000 $22.84 $4,224,771 302,624
(Direct)
View
2020-03-09
Sale
2020-03-11
4:53 pm
Hess Midstream LP HESM Gatling John A.
COO
2,066 $11.07 $22,871 44,719
(Direct)
View
2020-03-09
Sale
2020-03-11
4:56 pm
QUALYS Inc QLYS POSEY BRUCE K
VP
1,000 $75.57 $75,572 82,097
(Direct)
View
2020-03-09
Sale
2020-03-11
4:57 pm
Liberty Broadband Corp LBRDA WARGO J DAVID
Director
70,000 $114.76 $8,033,224 195,311
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
4:57 pm
QUALYS Inc QLYS Thakar Sumedh S
Chief Product Officer
4,744 $75.86 $359,859 204,901
(Direct)
View
2020-03-09
Sale
2020-03-11
5:00 pm
REGENERON PHARMACEUTICALS Inc REGN Sanofi
10% Owner
128,914 $489.65 $63,123,152 20,421,900
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:00 pm
Broadcom Inc. AVGO TAN HOCK E
CEO
75,000 $252.82 $18,961,703 170,042
(Direct)
View
2020-03-09
Sale
2020-03-11
5:02 pm
RITCHIE BROS AUCTIONEERS INC RBA Wohler Todd Donald
Chief Human Resources Officer
16,961 $40.49 $686,751 0
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
5:05 pm
VERACYTE Inc VCYT Anderson Bonnie H
CEO
Chairman
20,000 $25.18 $503,520 256,313
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:08 pm
K12 INC LRN Chavous Kevin
President
9,000 $20.18 $181,620 66,490
(Direct)
View
2020-03-09
Sale
2020-03-11
5:11 pm
KIMCO REALTY CORP KIM LOURENSO FRANK
Director
7,770 $15.84 $123,085 201,888
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:12 pm
Crinetics Pharmaceuticals Inc. CRNX Vivo Capital VIII LLC
Vivo Capital Fund VIII L.P.
Vivo Capital Surplus Fund VIII L.P.
Vivo Opportunity LLC
Vivo Opportunity Fund L.P.
10% Owner
528 $19.5 $10,296 168,165
(Indirect)
View
2020-03-10
Sale
2020-03-11
5:12 pm
J2 GLOBAL Inc JCOM ROSS STEPHEN
Director
2,974 $83.91 $249,548 15,334
(Direct)
View
2020-03-09
Sale
2020-03-11
5:14 pm
FAIR ISAAC CORP FICO LANSING WILLIAM J
CEO
24,298 $333.08 $8,093,091 161,554
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:15 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Calvin H
CEO
8,000 $48.59 $388,739 803,959
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:15 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Orsula V
President
8,000 $48.59 $388,739 799,669
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:17 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Armer Douglas N.
VP
599 $35.24 $21,109 85,568
(Direct)
View
2020-03-09
Sale
2020-03-11
5:19 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $24.48 $61,195 148,895
(Direct)
View
2020-03-09
Sale
2020-03-11
5:19 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Marone Anthony F. JR
CFO
395 $35.21 $13,908 35,436
(Direct)
View
2020-03-09
Sale
2020-03-11
5:20 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $24.35 $36,520 78,500
(Indirect)
View
2020-03-09
Sale
2020-03-11
5:20 pm
Slack Technologies Inc. WORK Yehoshua Tamar
Chief Product Officer
50,000 $24.31 $1,215,588 56,984
(Direct)
View
2020-03-09
Sale
2020-03-11
5:21 pm
Fiesta Restaurant Group Inc. FRGI Kinder Cheri
CAO
231 $7.0198 $1,622 21,651
(Direct)
View
2020-03-09
Sale
2020-03-11
5:21 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Ruffing Thomas C
Managing Director
137 $35.22 $4,825 30,166
(Direct)
View
2020-03-10
Sale
2020-03-11
5:23 pm
VIRCO MFG CORPORATION VIRC CAPPELLO ALEXANDER L
Director
15,674 $3.19 $50,000 27,256
(Indirect)
View
2020-03-09
Sale
2020-03-11
5:33 pm
Natera Inc. NTRA Chapman Steven Leonard
CEO
1,147 $33.36 $38,264 1,150
(Direct)
View
2020-02-25
Sale(A)
2020-03-11
5:34 pm
Personalis Inc. PSNL Chen Richard
Chief Scientific Officer
101,000 $8.77 $885,770 59,000
(Direct)
View
2020-03-09
Sale
2020-03-11
5:36 pm
CrowdStrike Holdings Inc. CRWD Sexton Joseph E.
Director
12,500 $46.77 $584,625 0
(Direct)
View
2020-03-09
Sale
2020-03-11
5:36 pm
Natera Inc. NTRA Sheena Jonathan
CTO
800 $33.36 $26,688 244,895
(Direct)
View
2020-03-09
Sale
2020-03-11
5:37 pm
Natera Inc. NTRA Brophy Michael Burkes
CFO
787 $33.36 $26,254 20,061
(Direct)
View
2020-03-09
Sale
2020-03-11
5:37 pm
MONOLITHIC POWER SYSTEMS INC MPWR Moyer James C
Director
19,000 $152.66 $2,900,591 342,308
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
5:37 pm
Personalis Inc. PSNL Chen Richard
Chief Scientific Officer
1,000 $7.84 $7,840 59,000
(Direct)
View
2020-03-09
Sale
2020-03-11
5:37 pm
CrowdStrike Holdings Inc. CRWD Kurtz George
CEO
10% Owner
64,722 $46.83 $3,030,931 0
(Indirect)
View
2020-03-09
Sale
2020-03-11
5:37 pm
Moderna Inc. MRNA LEE JENNIFER LING
CAO
361 $27.33 $9,866 4,419
(Direct)
View
2020-03-10
Sale
2020-03-11
5:49 pm
ELECTRONIC ARTS Inc EA Jorgensen Blake J
CFO
COO
5,200 $100.75 $523,906 69,550
(Direct)
View
2020-03-10
Sale
2020-03-11
5:51 pm
NORTHERN TRUST CORP NTRS BROWNE ROBERT P
CIO
4,500 $72.31 $325,395 34,320
(Direct)
View
2020-03-09
Sale
2020-03-11
6:01 pm
SPX FLOW Inc. FLOW Larios Jose
President
1,160 $32.23 $37,387 11,295
(Indirect
Direct)
View
2020-03-11
Sale
2020-03-11
6:06 pm
People's Utah Bancorp PUB Fairclough Jr. Fred W.
Director
3,750 $19.27 $72,262 245,926
(Indirect)
View
2020-03-10
Sale
2020-03-11
6:08 pm
Elastic N.V. ESTC Kluge Kevin
VP
5,000 $57.17 $285,841 531,188
(Direct)
View
2020-03-09
Sale
2020-03-11
6:12 pm
Zoom Video Communications Inc. ZM Hammonds Kimberly
Director
3,125 $110.78 $346,201 0
(Direct)
View
2020-03-09
Sale
2020-03-11
6:13 pm
Zoom Video Communications Inc. ZM Pelosi Janine
Chief Marketing Officer
31,850 $107.92 $3,437,254 163,262
(Direct)
View
2020-03-09
Sale
2020-03-11
6:27 pm
STARBUCKS CORP SBUX Walker Jill
svp chief accounting officer
2,000 $70.14 $140,280 36,878
(Direct)
View
2020-03-09
Sale
2020-03-11
6:39 pm
CoreSite Realty Corp COR Finnin Jeffrey S
CFO
1,048 $104.25 $109,252 76,355
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
6:40 pm
Altair Engineering Inc. ALTR Schramm Uwe
See Remarks
226 $28.83 $6,517 50,713
(Direct)
View
2020-03-09
Sale
2020-03-11
6:42 pm
CoreSite Realty Corp COR Font Juan
VP
249 $103.01 $25,649 21,399
(Direct)
View
2020-03-09
Sale
2020-03-11
6:44 pm
CoreSite Realty Corp COR Hatzenbuehler Anthony
VP
560 $103.6 $58,016 6,549
(Direct)
View
2020-03-09
Sale
2020-03-11
6:47 pm
CoreSite Realty Corp COR Jones Mark R
CAO
347 $103.6 $35,949 12,305
(Direct)
View
2020-03-10
Sale
2020-03-11
6:49 pm
CoreSite Realty Corp COR Kaiser Maile
VP
254 $105.29 $26,744 12,311
(Direct)
View
2020-03-09
Sale
2020-03-11
6:49 pm
Natera Inc. NTRA Rabinowitz Matthew
Chairman
1,107 $33.36 $36,930 1,106,684
(Direct)
View
2020-03-09
Sale
2020-03-11
6:51 pm
CoreSite Realty Corp COR McCandless Derek
VP
554 $103.6 $57,394 24,247
(Direct)
View
2020-03-09
Sale
2020-03-11
6:51 pm
SEATTLE GENETICS INC SGEN SIEGALL CLAY B
CEO
28,472 $110.09 $3,134,578 758,784
(Direct)
View
2020-03-09
Sale
2020-03-11
6:53 pm
CoreSite Realty Corp COR Smith Steven James
Chief Revenue Officer
815 $104.65 $85,289 36,387
(Direct)
View
2020-03-09
Sale
2020-03-11
6:57 pm
CoreSite Realty Corp COR Szurek Paul E.
CEO
2,609 $103.67 $270,475 160,442
(Direct)
View
2020-03-09
Sale
2020-03-11
6:58 pm
Altair Engineering Inc. ALTR Simon David L
CAO
97 $28.83 $2,796 23,789
(Direct)
View
2020-03-09
Sale
2020-03-11
6:58 pm
CoreSite Realty Corp COR Warren Brian
VP
560 $103.6 $58,016 20,062
(Direct)
View
2020-03-09
Sale
2020-03-11
7:00 pm
Altair Engineering Inc. ALTR Dias Nelson
Chief Revenue Officer
94 $28.83 $2,710 26,561
(Direct)
View
2020-03-09
Sale
2020-03-11
7:00 pm
Altair Engineering Inc. ALTR Scapa James Ralph
CEO
10% Owner
2,369 $28.83 $68,296 33,691
(Direct)
View
2020-03-09
Sale
2020-03-11
7:01 pm
Altair Engineering Inc. ALTR Srikanth Mahalingam
See Remarks
192 $28.83 $5,535 13,352
(Direct)
View
2020-03-09
Sale
2020-03-11
7:04 pm
Switch Inc. SWCH Borden Teresa A.
Chief Construction Officer
10% Owner
100,000 $13.57 $1,357,350 5,499,998
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:04 pm
Altair Engineering Inc. ALTR Messano Amy
CAO
599 $28.83 $17,270 8,901
(Direct)
View
2020-03-09
Sale
2020-03-11
7:07 pm
Karyopharm Therapeutics Inc. KPTI Kauffman Michael
CEO
20,000 $22.37 $447,381 756,489
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:10 pm
Karyopharm Therapeutics Inc. KPTI Shacham Sharon
President & CSO
20,000 $22.37 $447,381 555,122
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:20 pm
Cardlytics Inc. CDLX Grimes Scott D.
CEO
10% Owner
8,460 $43.19 $365,355 138,112
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:21 pm
Cardlytics Inc. CDLX Laube Lynne Marie
COO
5,109 $44.61 $227,900 338,741
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:22 pm
Cardlytics Inc. CDLX Evans David Thomas
CAO
5,846 $44.61 $260,814 6,592
(Direct)
View
2020-03-09
Sale
2020-03-11
7:23 pm
Cardlytics Inc. CDLX SOMERS KIRK
Chief Legal & Privacy Officer
2,788 $44.64 $124,470 75,918
(Direct)
View
2020-03-09
Sale
2020-03-11
7:24 pm
Cardlytics Inc. CDLX Christiansen Andrew
CFO
768 $45.79 $35,167 9,494
(Direct)
View
2020-03-10
Sale
2020-03-11
7:30 pm
Facebook Inc FB Newstead Jennifer
VP
97 $174.76 $16,952 2,249
(Direct)
View
2020-03-09
Sale
2020-03-11
7:42 pm
READING INTERNATIONAL INC RDI COTTER ELLEN M
CEO
Chairman
10% Owner
7,500 $6.1292 $45,969 1,830,149
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:43 pm
READING INTERNATIONAL INC RDI COTTER MARGARET
VP
10% Owner
7,500 $6.1292 $45,969 1,830,149
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-11
7:43 pm
First Foundation Inc. FFWM MICHEL JOHN
CFO
61,800 $12.46 $770,292 54,066
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:44 pm
PennyMac Financial Services Inc. PFSI KURLAND STANFORD L
Director
31,000 $35.89 $1,112,693 33,695
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:46 pm
READING INTERNATIONAL INC RDI James J. Cotter Living Trust
10% Owner
7,500 $6.1292 $45,969 1,830,149
(Direct)
View
2020-03-10
Sale
2020-03-11
7:49 pm
AVALARA Inc AVLR McFarlane Scott M
Director
15,000 $73.2 $1,098,000 748,957
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
7:54 pm
TARGET CORP TGT HARRISON ROBERT M
CAO
464 $107.67 $49,961 7,339
(Direct)
View
2020-03-10
Sale
2020-03-11
7:57 pm
Energy Recovery Inc. ERII Smith Emily
VP
829 $8.86 $7,345 45,223
(Direct)
View
2020-03-10
Sale
2020-03-11
8:06 pm
CORELOGIC Inc CLGX FOLINO PAUL F
Director
650 $46.57 $30,270 9,460
(Direct)
View
2020-03-09
Sale
2020-03-11
8:10 pm
Penumbra Inc PEN Elsesser Adam
CEO
8,000 $172.01 $1,376,096 1,029,582
(Indirect)
View
2020-03-09
Sale
2020-03-11
9:00 pm
AMEDISYS INC AMED Gerard Christopher
COO
750 $165.69 $124,271 35,920
(Indirect
Direct)
View
2020-03-03
Sale
2020-03-11
9:01 pm
BIOMARIN PHARMACEUTICAL INC BMRN BIENAIME JEAN JACQUES
CEO
10,000 $89.52 $895,200 296,443
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
9:01 pm
VECTOR GROUP LTD VGR LEBOW BENNETT S
Director
100,000 $10.7 $1,070,000 3,002,032
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
9:03 pm
Anaplan Inc. PLAN CALDERONI FRANK
CEO
Chairman
3,758 $36.66 $137,756 1,255,108
(Indirect
Direct)
View
2020-03-09
Sale
2020-03-11
9:04 pm
Anaplan Inc. PLAN MORTON DAVID H JR
CFO
30,806 $36.6 $1,127,473 50,452
(Direct)
View
2020-03-09
Sale
2020-03-11
9:11 pm
Rimini Street Inc. RMNI Lyskawa Nancy
VP
71,866 $4.0315 $289,725 1,000
(Direct)
View
2020-03-09
Sale
2020-03-11
9:31 pm
Senseonics Holdings Inc. SENS Goodnow Timothy T
CEO
80,000 $1.28 $102,400 425,012
(Direct)
View
2020-03-09
Sale
2020-03-11
9:31 pm
RingCentral Inc. RNG Shmunis Vladimir
Shmunis Sandra
ELCA Fund I LP
ELCA Fund II LP
ELCA Fund III LP
ELCA LLC
CEO
Chairman
41,000 $208.72 $8,557,398 0
(Indirect
Direct)
View
2020-03-11
Sale
2020-03-12
09:53 am
COGENT COMMUNICATIONS HOLDINGS Inc CCOI FERGUSON Lewis H
Director
300 $82.85 $24,854 7,060
(Direct)
View
2020-03-10
Sale
2020-03-12
10:05 am
KROGER CO KR Clark Robert W
VP
20,000 $32.25 $645,004 162,958
(Direct)
View
2020-03-10
Sale
2020-03-12
10:06 am
Allegro Merger Corp. ALGR MIZUHO SECURITIES USA LLC
10% Owner
21,346 $10.27 $219,223 1,511,029
(Direct)
View
2020-03-11
Sale
2020-03-12
10:39 am
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH Senkpiel Mark
Investment Personnel
3,000 $14.53 $43,590 2,620
(Direct)
View
2020-03-11
Sale
2020-03-12
10:40 am
SANDY SPRING BANCORP INC SASR McDowell Ronda M
EVP Chief Credit Officer
597 $26.53 $15,836 7,494
(Direct)
View
2020-03-10
Sale
2020-03-12
10:53 am
UNIVERSAL HEALTH SERVICES INC UHS Gibbs Lawrence S.
Director
3,900 $111.63 $435,365 1,299
(Direct)
View
2020-03-10
Sale
2020-03-12
10:57 am
Morningstar Inc. MORN Mansueto Joseph D
Chairman
10% Owner
12,168 $133.27 $1,621,623 20,730,996
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-12
12:24 pm
NORDSTROM INC JWN NORDSTROM PETER E
Pres. & Chief Brand Officer
18,030 $24.42 $440,202 2,504,491
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-12
12:25 pm
NORDSTROM INC JWN NORDSTROM ERIK B
CEO
16,486 $24.42 $402,506 2,619,648
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-12
12:55 pm
Alphatec Holdings Inc. ATEC Black Jeffrey G.
CFO
6,563 $5.075 $33,307 505,299
(Indirect
Direct)
View
2019-11-20
Sale
2020-03-12
1:47 pm
OHIO VALLEY BANC CORP OVBC WISEMAN THOMAS E
CEO
1 $37.46 $23 22,178
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-12
2:39 pm
SJW GROUP SJW Lynch James Patrick
CFO
800 $65.99 $52,788 24,410
(Direct)
View
2020-03-10
Sale
2020-03-12
2:40 pm
Xylem Inc. XYL Flinton David
VP
15,105 $74.14 $1,119,942 25,757
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-12
2:41 pm
Xylem Inc. XYL Sabol Colin R
VP
2,066 $75.05 $155,053 33,251
(Direct)
View
2020-03-10
Sale
2020-03-12
2:43 pm
Xylem Inc. XYL Tarapore Kairus
VP
6,262 $75.31 $471,606 19,670
(Direct)
View
2020-03-10
Sale
2020-03-12
3:05 pm
Helix TCS Inc. HLIX HELIX OPPORTUNITIES LLC
10% Owner
10,000 $0.1875 $1,875 22,192,228
(Direct)
View
2020-03-12
Sale
2020-03-12
3:05 pm
LEGG MASON Inc LM Nachtwey Peter
CFO
11,350 $48.32 $548,432 175,494
(Direct)
View
2020-03-10
Sale
2020-03-12
3:13 pm
CIENA CORP CIEN SMITH GARY B
CEO
8,500 $39.24 $333,579 469,326
(Direct)
View
2020-03-10
Sale
2020-03-12
3:17 pm
Helix TCS Inc. HLIX Ogur Scott Matthew
CFO
10% Owner
10,000 $0.1875 $1,875 22,192,228
(Indirect)
View
2020-03-10
Sale
2020-03-12
3:33 pm
Helix TCS Inc. HLIX VENEGAS ZACHARY L
CEO
10% Owner
10,000 $0.1875 $1,875 22,192,228
(Indirect)
View
2020-03-11
Sale
2020-03-12
3:35 pm
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU LINDQUIST DANIEL J
VP
2,000 $10.7 $21,402 0
(Indirect)
View
(A) Indicate amendment filing.