New User? Sign Up | Sign In

Insider Sale Filings - Archives for 2020-02-03

Home -> 2020 -> Insider sale filings for 2020-02-03

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-01-30
Sale
2020-02-03
3:51 pm
COCA COLA CO KO DINKINS JAMES L
VP
18,200 $57.98 $1,055,236 54,355
(Indirect
Direct)
View
2020-02-03
Sale
2020-02-03
3:49 pm
ARROW FINANCIAL CORP AROW O'Conor Raymond F
Director
300 $35.09 $10,527 44,349
(Direct)
View
2020-01-30
Sale
2020-02-03
3:41 pm
UMPQUA HOLDINGS CORP UMPQ FARNSWORTH RON L
CFO
10,500 $16.93 $177,765 198,248
(Indirect
Direct)
View
2020-01-30
Sale
2020-02-03
3:40 pm
COCA COLA CO KO MANN JENNIFER K
VP
16,424 $58.57 $961,964 32,049
(Indirect
Direct)
View
2020-01-30
Sale
2020-02-03
3:34 pm
CBA Florida Inc. CBAI CRYO CELL INTERNATIONAL INC
PORTNOY DAVID
Portnoy Mark L.
Gaines George
10% Owner
4,000,000 $0.008 $32,000 20,000,000
(Direct)
View
2020-02-03
Sale
2020-02-03
3:26 pm
BROOKLINE BANCORP INC BRKL PECK CHARLES H
Director
10,000 $15.42 $154,240 193,723
(Indirect
Direct)
View
2020-01-30
Sale
2020-02-03
3:25 pm
COCA COLA CO KO SMITH BRIAN JOHN
COO
32,808 $58 $1,902,864 114,302
(Indirect
Direct)
View
2020-02-03
Sale
2020-02-03
3:21 pm
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF Rehder William
VP
1,718 $18.45 $31,697 0
(Direct)
View
2020-01-31
Sale
2020-02-03
3:08 pm
TERADYNE INC TER Smith Gregory Stephen
President
7,955 $66.01 $525,110 47,040
(Direct)
View
2020-01-31
Sale
2020-02-03
2:57 pm
SOUTHERN FIRST BANCSHARES INC SFST CUBBAGE LEIGHTON M
Director
27 $39.89 $1,077 82,935
(Direct)
View
2020-01-31
Sale
2020-02-03
2:52 pm
3M CO MMM Roman Michael F
CEO
Chairman
8,906 $162 $1,442,772 39,246
(Direct)
View
2020-01-29
Sale(A)
2020-02-03
1:00 pm
TANDEM DIABETES CARE INC TNDM BLICKENSTAFF KIM D
Chairman
50,000 $75.92 $3,796,125 641,750
(Indirect)
View
2020-02-03
Sale
2020-02-03
12:20 pm
AMERICAN STATES WATER CO AWR SWITZER BRYAN K
VP
400 $88.73 $35,492 9,311
(Direct)
View
2020-01-30
Sale
2020-02-03
11:31 am
COMMERCE BANCSHARES INC CBSH BARTH KEVIN G
VP
7,107 $67.83 $482,072 55,587
(Indirect
Direct)
View
2020-01-30
Sale
2020-02-03
11:08 am
SYNNEX CORP SNX MURAI KEVIN M
Director
2,408 $138 $332,304 147,125
(Direct
Indirect)
View
2020-01-31
Sale
2020-02-03
10:48 am
NOVAGOLD RESOURCES INC NG Lang Gregory A.
CEO
53,887 $9.09 $489,833 19,590
(Direct
Indirect)
View
2020-01-31
Sale
2020-01-31
9:01 pm
Q2 Holdings Inc. QTWO Flake Matthew P
CEO
25,000 $86.81 $2,170,250 285,839
(Direct)
View
2020-01-29
Sale
2020-01-31
8:03 pm
EXELIXIS Inc EXEL MORRISSEY MICHAEL
CEO
25,000 $17.87 $446,750 85,985
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
8:00 pm
Crinetics Pharmaceuticals Inc. CRNX Vivo Capital VIII LLC
Vivo Capital Fund VIII L.P.
Vivo Capital Surplus Fund VIII L.P.
Vivo Opportunity LLC
Vivo Opportunity Fund L.P.
10% Owner
26,920 $22.07 $594,164 189,335
(Indirect)
View
2020-01-29
Sale
2020-01-31
7:46 pm
HCA Healthcare Inc. HCA Sowell Joseph A III
SVP Chief Development Officer
31,063 $145.3 $4,513,488 646
(Indirect
Direct)
View
2020-01-31
Sale
2020-01-31
7:45 pm
SMARTSHEET INC SMAR Ceran Jennifer
CFO
25,000 $48.34 $1,208,541 78,338
(Direct)
View
2020-01-29
Sale
2020-01-31
7:24 pm
BANK OF HAWAII CORP BOH Crofts Sharon M
VICE CHAIRMAN
11,666 $90.71 $1,058,223 49,005
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
6:56 pm
TEXAS INSTRUMENTS INC TXN TEMPLETON RICHARD K
CEO
Chairman
212,576 $124.2 $26,406,761 636,162
(Indirect
Direct)
View
2020-01-31
Sale
2020-01-31
6:52 pm
FORESCOUT TECHNOLOGIES INC FSCT Abreu Pedro
Chief Strategy Officer
8,040 $28.63 $230,215 108,248
(Direct)
View
2020-01-30
Sale
2020-01-31
6:50 pm
SCHWAB CHARLES CORP SCHW SCHWAB CHARLES R
Chairman
10% Owner
327,360 $47.19 $15,446,891 74,679,624
(Indirect
Direct)
View
2020-01-28
Sale(A)
2020-01-31
6:45 pm
QAD INC QADA_QADB LOPKER PAMELA M
President
10% Owner
1,000 $52.5 $52,500 4,275,945
(Direct
Indirect)
View
2020-01-31
Sale
2020-01-31
6:37 pm
SCHWAB CHARLES CORP SCHW Morgan Peter J. III
VP
16,738 $46.11 $771,774 13,556
(Indirect
Direct)
View
2020-01-30
Sale
2020-01-31
6:29 pm
Allegiance Bancshares Inc. ABTX Williams Roland L.
Director
2,000 $37.5 $75,005 106,468
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
6:28 pm
TANDEM DIABETES CARE INC TNDM Allen Dick
Director
10,371 $75.93 $787,451 0
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
6:27 pm
TANDEM DIABETES CARE INC TNDM HANSEN BRIAN B
EVP & CHIEF COMMERCIAL OFFICER
50,000 $75.8 $3,790,098 2,991
(Direct)
View
2020-01-31
Sale
2020-01-31
6:22 pm
Veritex Holdings Inc. VBTX Holland C Malcolm III
CEO
Chairman
2,500 $28.17 $70,429 104,111
(Direct)
View
2020-01-30
Sale
2020-01-31
6:14 pm
GRACO INC GGG Ahlers David M
VP
54,000 $54.28 $2,930,859 61,717
(Direct)
View
2020-01-30
Sale
2020-01-31
6:12 pm
Rexnord Corp RXN Stroup John S
Director
22,720 $33.51 $761,272 31,124
(Indirect
Direct)
View
2020-01-30
Sale
2020-01-31
6:09 pm
Rexnord Corp RXN Zaba Kevin J
President
130,000 $33.64 $4,373,083 29,189
(Indirect
Direct)
View
2020-01-30
Sale
2020-01-31
6:05 pm
Rexnord Corp RXN PETERSON MARK W
CFO
110,000 $33.65 $3,700,994 46,576
(Indirect
Direct)
View
2020-01-30
Sale
2020-01-31
5:58 pm
BlackRock Inc. BLK McCombe Mark
Senior Managing Director
1,336 $534 $713,489 28,267
(Direct)
View
2020-01-29
Sale
2020-01-31
5:57 pm
TEXAS INSTRUMENTS INC TXN TROCHU CYNTHIA HOFF
VP
21,231 $126.9 $2,693,257 62,841
(Direct)
View
2020-01-30
Sale
2020-01-31
5:56 pm
BlackRock Inc. BLK FINK LAURENCE
CEO
Chairman
46,730 $536.7 $25,081,917 869,347
(Direct)
View
2020-01-29
Sale
2020-01-31
5:54 pm
TEXAS INSTRUMENTS INC TXN Ilan Haviv
VP
31,222 $126.8 $3,959,918 98,384
(Direct)
View
2020-01-30
Sale
2020-01-31
5:54 pm
GRACO INC GGG O'Shea Peter J
President
45,000 $54.53 $2,453,756 25,233
(Direct)
View
2020-01-29
Sale
2020-01-31
5:51 pm
TEXAS INSTRUMENTS INC TXN BLINN MARK A
Director
7,300 $127.6 $931,115 11,901
(Indirect
Direct)
View
2020-01-30
Sale
2020-01-31
5:50 pm
GRACO INC GGG MITAU LEE R
Director
25,800 $54.24 $1,399,313 167,462
(Direct)
View
2020-01-29
Sale
2020-01-31
5:27 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $20.83 $31,245 119,000
(Indirect)
View
2020-01-29
Sale
2020-01-31
5:26 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $20.86 $52,150 216,155
(Direct)
View
2020-01-29
Sale
2020-01-31
5:23 pm
TANDEM DIABETES CARE INC TNDM Vosseller Leigh
CFO
10,000 $75.93 $759,253 3,265
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
5:22 pm
TANDEM DIABETES CARE INC TNDM BLICKENSTAFF KIM D
Chairman
50,000 $75.92 $3,796,125 641,750
(Indirect)
View
2020-01-29
Sale
2020-01-31
5:21 pm
TANDEM DIABETES CARE INC TNDM BERGER DAVID B
EVP Chief Legal & Compliance
12,000 $74.62 $895,470 3,311
(Indirect
Direct)
View
2020-01-31
Sale
2020-01-31
5:04 pm
PIMCO Energy & Tactical Credit Opportunities Fund NRGX Allianz Fund Investments Inc.
10% Owner
5,453 $16 $87,248 0
(Direct)
View
2020-01-31
Sale
2020-01-31
5:01 pm
META FINANCIAL GROUP INC CASH Goik Michael K
VP
12,300 $36.8 $452,640 166,194
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:54 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 4,597,562
(Direct
Indirect)
View
2020-01-30
Sale
2020-01-31
4:51 pm
Vivint Solar Inc. VSLR Russell Dana C
CFO
300 $9 $2,700 325,445
(Direct)
View
2020-01-30
Sale
2020-01-31
4:49 pm
Vivint Solar Inc. VSLR Plagemann Thomas G.
CCO EVP Capital Markets
200 $9 $1,800 121,195
(Direct)
View
2020-01-30
Sale
2020-01-31
4:27 pm
MOODYS CORP MCO GOGGINS JOHN J
VP
7,673 $259.9 $1,994,059 49,578
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:26 pm
LOCKHEED MARTIN CORP LMT Evans Michele A
VP
9,629 $432.2 $4,161,823 0
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:26 pm
TWO HARBORS INVESTMENT CORP. TWO Sandberg Rebecca B
General Counsel and Secretary
14,812 $15.16 $224,604 211,127
(Direct)
View
2020-01-29
Sale
2020-01-31
4:26 pm
LOCKHEED MARTIN CORP LMT HEWSON MARILLYN A
CEO
Chairman
22,000 $436.1 $9,594,670 38,863
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:25 pm
LOCKHEED MARTIN CORP LMT Greene Scott T
VP
2,000 $432.9 $865,751 7,260
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:25 pm
LOCKHEED MARTIN CORP LMT Lavan Maryanne
VP
6,500 $435.6 $2,831,373 0
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:25 pm
LOCKHEED MARTIN CORP LMT Ambrose Richard F
VP
6,905 $435.5 $3,007,282 0
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:25 pm
LOCKHEED MARTIN CORP LMT Colan Brian P
VP
1,108 $434.8 $481,725 0
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:24 pm
TWO HARBORS INVESTMENT CORP. TWO RISKEY MARY KATHRYN
CFO
7,795 $15.17 $118,220 112,289
(Direct)
View
2020-01-29
Sale
2020-01-31
4:23 pm
TWO HARBORS INVESTMENT CORP. TWO KOEPPEN MATTHEW
CIO
7,708 $15.18 $117,035 169,462
(Direct)
View
2020-01-29
Sale
2020-01-31
4:21 pm
TWO HARBORS INVESTMENT CORP. TWO GREENBERG WILLIAM ROSS
CIO
14,042 $15.19 $213,301 187,296
(Direct)
View
2020-01-29
Sale
2020-01-31
4:20 pm
TERADYNE INC TER Gray Charles Jeffrey
VP
19,589 $70.32 $1,377,498 44,156
(Direct)
View
2020-01-29
Sale
2020-01-31
4:17 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
10% Owner
518,827 $15.45 $8,015,844 0
(Indirect)
View
2020-01-29
Sale
2020-01-31
4:15 pm
Cardlytics Inc. CDLX Youngren Bryce
Director
18,327 $85.33 $1,563,830 0
(Direct
Indirect)
View
2020-01-29
Sale
2020-01-31
4:14 pm
FIFTH THIRD BANCORP FITB Forrest Frank R.
VP
3,224 $28.23 $91,014 50,650
(Direct)
View
2020-01-29
Sale
2020-01-31
4:09 pm
Granite Point Mortgage Trust Inc. GPMT URBASZEK MARCIN
CFO
4,337 $18.4 $79,788 59,052
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:08 pm
Granite Point Mortgage Trust Inc. GPMT TAYLOR JOHN A
CEO
22,824 $18.38 $419,483 278,862
(Direct)
View
2020-01-30
Sale
2020-01-31
4:07 pm
DOVER Corp DOV GRAHAM KRISTIANE C
Director
400 $120 $48,000 357,392
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:06 pm
Seagate Technology plc STX LUCZO STEPHEN J
Director
5,000 $60.55 $302,761 705,666
(Indirect)
View
2020-01-29
Sale
2020-01-31
4:05 pm
ALNYLAM PHARMACEUTICALS Inc ALNY KEATING LAURIE
EVP Chief Legal Officer
6,337 $119 $754,103 8,595
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:05 pm
Granite Point Mortgage Trust Inc. GPMT Sandberg Rebecca B
Secretary
966 $18.43 $17,800 33,330
(Direct)
View
2020-01-29
Sale
2020-01-31
4:05 pm
PROGRESS SOFTWARE CORP PRGS Jalbert Paul A
CFO
12,209 $46.35 $565,887 21,198
(Direct)
View
2020-01-29
Sale
2020-01-31
4:04 pm
Granite Point Mortgage Trust Inc. GPMT Karber Michael J.
General Counsel
2,056 $18.42 $37,866 21,709
(Direct)
View
2020-01-29
Sale
2020-01-31
4:02 pm
Granite Point Mortgage Trust Inc. GPMT ALPART STEPHEN
CIO
11,705 $18.41 $215,497 147,112
(Direct)
View
2020-01-29
Sale
2020-01-31
4:01 pm
HOOKIPA Pharma Inc. HOOK Matushansky Igor
Chief Medical Officer
5,500 $12.73 $69,992 53,398
(Direct)
View
(A) Indicate amendment filing.