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Insider Sale Filings - Archives for 2019-12-16

Home -> 2019 -> Insider sale filings for 2019-12-16

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-12-12
Sale
2019-12-13
4:00 pm
GUARANTY BANCSHARES INC GNTY BELL MARTIN C
VP
1,000 $32.93 $32,931 6,003
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:00 pm
Oaktree Strategic Income Corp OCSI TANNENBAUM LEONARD M
10% Owner
11,300 $8.3471 $94,322 1,969,710
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
4:01 pm
APPLIED OPTOELECTRONICS Inc AAOI Murry Stefan J.
CFO
6,000 $11.2 $67,174 57,307
(Direct)
View
2019-12-11
Sale
2019-12-13
4:02 pm
GMS Inc. GMS Ross Lynn
CAO
5,158 $28.04 $144,630 4,093
(Direct)
View
2019-12-11
Sale
2019-12-13
4:02 pm
Allison Transmission Holdings Inc ALSN Graziosi David S.
CEO
35,139 $48.42 $1,701,290 187,660
(Direct)
View
2019-12-12
Sale
2019-12-13
4:03 pm
SiteOne Landscape Supply Inc. SITE Brisendine L Briley Jr
VP
1,800 $87.83 $158,094 18,336
(Direct)
View
2019-12-11
Sale
2019-12-13
4:06 pm
MUTUALFIRST FINANCIAL INC MFSF HEETER DAVID WAYNE
CEO
20,859 $39.1 $815,638 49,430
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
4:06 pm
Evoqua Water Technologies Corp. AQUA Grieco Vincent
VP
54,712 $19.52 $1,067,988 44,739
(Direct)
View
2019-12-12
Sale
2019-12-13
4:06 pm
WisdomTree Investments Inc. WETF Bell Stuart
VP
10,000 $4.9005 $49,005 133,261
(Direct)
View
2019-12-12
Sale
2019-12-13
4:07 pm
Minerva Neurosciences Inc. NERV Russell Richard E.
President
3,113 $7.42 $23,098 33,770
(Direct)
View
2019-12-11
Sale
2019-12-13
4:07 pm
CIMAREX ENERGY CO XEC SULLIVAN MICHAEL J
Director
2,717 $47.44 $128,891 17,266
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
4:07 pm
AXCELIS TECHNOLOGIES INC ACLS FALLON LYNNETTE C
VP
10,000 $23.27 $232,700 74,071
(Direct)
View
2019-12-11
Sale
2019-12-13
4:07 pm
Evoqua Water Technologies Corp. AQUA Aulick Rodney
VP
42,000 $19.52 $819,659 83,587
(Direct)
View
2019-12-13
Sale
2019-12-13
4:07 pm
REGENERON PHARMACEUTICALS Inc REGN BROWN MICHAEL S
Director
4,000 $373.99 $1,495,968 323
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
4:07 pm
BIODELIVERY SCIENCES INTERNATIONAL INC BDSI Plesha Scott M.
See Remarks
50,000 $6.36 $318,000 207,336
(Direct)
View
2019-12-11
Sale
2019-12-13
4:07 pm
CORNING INC GLW CUMMINGS ROBERT F JR
Director
2,345 $28.39 $66,577 151,199
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:08 pm
PROOFPOINT INC PFPT Knight David
VP
2,500 $113.05 $282,634 4,828
(Direct)
View
2019-12-11
Sale
2019-12-13
4:08 pm
ENVESTNET Inc ENV D'Arrigo Peter
CFO
10,000 $72.05 $720,500 52,267
(Direct)
View
2019-12-12
Sale
2019-12-13
4:10 pm
CODEXIS Inc CDXS Dorgan Byron L
Director
25,000 $15.64 $390,972 170,540
(Direct)
View
2019-12-12
Sale
2019-12-13
4:11 pm
Owens Corning OC THAMAN MICHAEL H
Chairman
30,000 $65.65 $1,969,380 748,643
(Direct)
View
2019-12-11
Sale
2019-12-13
4:11 pm
KVH INDUSTRIES INC KVHI Baker Jennifer Louise
CAO
6,167 $11.41 $70,360 8,612
(Direct)
View
2019-12-11
Sale
2019-12-13
4:11 pm
PROOFPOINT INC PFPT Steele Gary
CEO
20,000 $112.71 $2,254,136 75,148
(Direct)
View
2019-12-12
Sale
2019-12-13
4:12 pm
ACADIA REALTY TRUST AKR LUSCOMBE WENDY W
Director
65 $26.02 $1,691 39,825
(Direct)
View
2019-12-12
Sale
2019-12-13
4:12 pm
KVH INDUSTRIES INC KVHI Woodhead Mark
VP
7,827 $11.5 $89,977 46,022
(Direct)
View
2019-12-11
Sale
2019-12-13
4:12 pm
AUTOZONE INC AZO Newbern Thomas B
VP
2,000 $1249.25 $2,498,500 3,187
(Direct)
View
2019-12-11
Sale
2019-12-13
4:12 pm
AUTOZONE INC AZO RHODES WILLIAM C III
CEO
Chairman
20,882 $1241.76 $25,930,330 40
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:14 pm
AUTOZONE INC AZO GILES WILLIAM T
CFO
12,000 $1233.19 $14,798,303 5,277
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:14 pm
AUTOZONE INC AZO HURTADO DOMINGO
VP
925 $1231.2 $1,138,861 0
(Direct)
View
2019-12-13
Sale
2019-12-13
4:15 pm
Midland States Bancorp Inc. MSBI McDaniel Jerry L.
Director
10,000 $28.37 $283,678 80,000
(Indirect)
View
2019-12-12
Sale
2019-12-13
4:16 pm
GENERAL DYNAMICS CORP GD Roualet Mark C.
VP
14,870 $181.15 $2,693,700 119,248
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:16 pm
CRYOLIFE INC CRY Holloway Jean F
VP
3,000 $26 $78,000 58,864
(Direct)
View
2019-12-10
Sale(A)
2019-12-13
4:20 pm
AXCELIS TECHNOLOGIES INC ACLS FALLON LYNNETTE C
VP
18,000 $22.8 $410,400 84,071
(Direct)
View
2019-12-11
Sale
2019-12-13
4:21 pm
Vanda Pharmaceuticals Inc. VNDA Polymeropoulos Mihael Hristos
CEO
142,409 $16.95 $2,413,729 1,244,046
(Direct)
View
2019-12-11
Sale
2019-12-13
4:24 pm
CIRRUS LOGIC Inc CRUS THOMAS SCOTT
VP
7,265 $75 $544,875 9,882
(Direct)
View
2019-12-12
Sale
2019-12-13
4:25 pm
Hyatt Hotels Corp H Floyd H. Charles
See Remarks
6,500 $82.18 $534,170 28,475
(Direct)
View
2019-12-11
Sale
2019-12-13
4:25 pm
RHYTHM PHARMACEUTICALS Inc RYTM Foley Todd
Director
17,362 $25.11 $435,992 2,393,497
(Indirect)
View
2019-12-12
Sale
2019-12-13
4:26 pm
Zendesk Inc. ZEN Titterton Jeffrey J
Chief Marketing Officer
4,461 $73.26 $326,800 11,625
(Direct)
View
2019-12-12
Sale
2019-12-13
4:30 pm
Coupa Software Inc COUP Winter Steven M
Chief Revenue Officer
11,336 $138.76 $1,572,994 4,156
(Direct)
View
2019-12-12
Sale
2019-12-13
4:30 pm
RALPH LAUREN CORP RL Lauren Family L.L.C.
Lauren David R.
10% Owner
71,436 $115.5 $8,251,080 0
(Direct)
View
2019-12-12
Sale
2019-12-13
4:31 pm
CME GROUP Inc CME DUFFY TERRENCE A
CEO
Chairman
39,309 $202.38 $7,955,356 46,684
(Direct)
View
2019-12-11
Sale
2019-12-13
4:33 pm
Liberty Media Corp LSXMA ROSENTHALER ALBERT E
Chief Corp. Dev. Officer
21,664 $46.72 $1,012,202 140,108
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
4:33 pm
TE Connectivity Ltd. TEL CURTIN TERRENCE R
CEO
34,853 $94.11 $3,279,967 94,969
(Direct)
View
2019-12-11
Sale
2019-12-13
4:33 pm
TE Connectivity Ltd. TEL Jenkins John S
VP
9,835 $94.11 $925,525 28,329
(Direct)
View
2019-12-13
Sale
2019-12-13
4:33 pm
STANDARD MOTOR PRODUCTS Inc SMP GETHIN JOHN P
Director
2,000 $51.85 $103,700 21,171
(Direct)
View
2019-12-11
Sale
2019-12-13
4:35 pm
Qurate Retail Inc. QRTEA ROSENTHALER ALBERT E
Chief Corp. Dev. Officer
58,992 $8.3187 $490,737 152,118
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
4:39 pm
CIENA CORP CIEN Claflin Bruce L.
Director
5,262 $40 $210,480 83,710
(Direct)
View
2019-12-13
Sale
2019-12-13
4:41 pm
ARCH COAL INC ARCH KOEPPEL HOLLY K
Director
1,200 $75.97 $91,167 1,000
(Direct)
View
2019-12-12
Sale
2019-12-13
4:45 pm
SHERWIN WILLIAMS CO SHW MORIKIS JOHN G
CEO
Chairman
14,734 $576.92 $8,500,397 96,386
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
4:46 pm
NEWMONT GOLDCORP CORP NEM Engel E Randall
VP
3,500 $40.35 $141,225 294,719
(Direct)
View
2019-12-11
Sale
2019-12-13
4:47 pm
NEWMONT GOLDCORP CORP NEM Gottesfeld Stephen P
EVP and Chief S&EA Officer
3,500 $40.35 $141,225 176,904
(Direct)
View
2019-12-13
Sale
2019-12-13
4:48 pm
Dave & Buster's Entertainment Inc. PLAY Gleason John P
SVP & CMO
11,000 $40.42 $444,613 21,325
(Direct)
View
2019-12-11
Sale
2019-12-13
4:48 pm
ON SEMICONDUCTOR CORP ON DELFASSY GILLES
Director
4,825 $22.44 $108,249 40,652
(Direct)
View
2019-11-12
Sale
2019-12-13
4:50 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $20.97 $31,453 167,000
(Indirect)
View
2019-12-11
Sale
2019-12-13
4:50 pm
VAIL RESORTS INC MTN Shapiro David T
VP
1,861 $240.7 $447,949 1,290
(Direct)
View
2019-12-11
Sale
2019-12-13
4:50 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $20.9 $52,238 173,447
(Direct)
View
2019-12-12
Sale
2019-12-13
4:55 pm
UTAH MEDICAL PRODUCTS INC UTMD CORNWELL KEVIN L
CEO
Chairman
2,668 $107.01 $285,506 197,857
(Indirect)
View
2019-12-11
Sale
2019-12-13
4:57 pm
Altair Engineering Inc. ALTR Dias Nelson
Chief Revenue Officer
2,754 $31.37 $86,393 26,711
(Direct)
View
2019-12-12
Sale
2019-12-13
5:00 pm
Deciphera Pharmaceuticals Inc. DCPH Morl Christopher John
Chief Business Officer
15,034 $60 $902,040 0
(Direct)
View
2019-12-12
Sale
2019-12-13
5:00 pm
Deciphera Pharmaceuticals Inc. DCPH Flynn Daniel Lee
Chief Scientific Officer
31,029 $60 $1,861,740 35,750
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
5:00 pm
MUTUALFIRST FINANCIAL INC MFSF Caldwell Christopher L.
VP
2,500 $39.01 $97,525 10,129
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:01 pm
MAXIM INTEGRATED PRODUCTS INC MXIM DOLUCA TUNC
CEO
5,000 $59 $295,000 1,296,704
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
5:01 pm
Origin Bancorp Inc. OBNK Davis Cary Stephen
Executive Risk Officer
3,278 $36.45 $119,483 1,344
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:01 pm
SEACOR Marine Holdings Inc. SMHI Miguel Bejos Alfredo
Director
4,113 $12.78 $52,585 92,747
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:02 pm
MAXIM INTEGRATED PRODUCTS INC MXIM Grady Robert Edward
Director
6,000 $57.69 $346,138 49,374
(Direct)
View
2019-12-11
Sale
2019-12-13
5:04 pm
LiveRamp Holdings Inc. RAMP Arra James F.
President and CCO
14,737 $49.43 $728,450 160,271
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:04 pm
ASURE SOFTWARE INC ASUR Red Oak Partners LLC
Sandberg David
Director
500,000 $8.2 $4,100,000 0
(Indirect)
View
2019-12-12
Sale
2019-12-13
5:06 pm
FIRST MID BANCSHARES Inc FMBH SPARKS RAY A
Director
17,000 $35.34 $600,834 265,858
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
5:07 pm
EPLUS INC PLUS Marion Elaine D
CFO
1,041 $85.02 $88,503 61,078
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-13
5:08 pm
Magenta Therapeutics Inc. MGTA GARDNER JASON
Director
4,392 $15.1 $66,319 344,820
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:10 pm
TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB HG Vora Capital Management LLC
10% Owner
2,800,000 $1.5 $4,200,000 5,700,000
(Indirect)
View
2019-12-13
Sale
2019-12-13
5:10 pm
WhiteHorse Finance Inc. WHF TAMER ANTHONY
10% Owner
337,500 $13.83 $4,667,625 5,363,172
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:11 pm
KFORCE INC KFRC DUNKEL DAVID L
CEO
1,300 $40.26 $52,338 859,089
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
5:12 pm
WhiteHorse Finance Inc. WHF MNAYMNEH SAMI
10% Owner
337,500 $13.83 $4,667,625 5,363,172
(Indirect)
View
2019-12-12
Sale
2019-12-13
5:13 pm
Dermira Inc. DERM Fust Matthew K
Director
3,000 $12 $36,000 8,051
(Direct)
View
2019-12-11
Sale
2019-12-13
5:15 pm
Compass Diversified Holdings CODI BURNS GORDON M
See Remark (a)
99,471 $24.45 $2,431,817 23,617
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
5:15 pm
HARMONIC INC HLIT Haltmayer Neven
VP
30,000 $8.2537 $247,612 173,008
(Direct)
View
2019-12-12
Sale
2019-12-13
5:18 pm
BankUnited Inc. BKU Singh Rajinder P
CEO
125,758 $36.35 $4,570,945 289,991
(Direct)
View
2019-12-11
Sale
2019-12-13
5:19 pm
Norwegian Cruise Line Holdings Ltd. NCLH Ashby Faye L.
CAO
1,786 $55.57 $99,248 37,812
(Direct)
View
2019-12-11
Sale
2019-12-13
5:21 pm
DOCUSIGN Inc DOCU OLRICH SCOTT V.
COO
2,000 $72.45 $144,900 495,770
(Direct)
View
2019-12-11
Sale
2019-12-13
5:24 pm
Tilray Inc. TLRY Kennedy Brendan
CEO
100,000 $18.3 $1,829,540 153,303
(Direct)
View
2019-12-11
Sale
2019-12-13
5:29 pm
MOBILEIRON Inc MOBL Parekh Sohail M.
VP
40,000 $4.5311 $181,244 455,835
(Direct)
View
2019-12-12
Sale
2019-12-13
5:30 pm
PEDEVCO CORP PED Clark Moore
VP
15,000 $1.475 $22,125 231,076
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
5:32 pm
PEDEVCO CORP PED Schick John Douglas
President
15,000 $1.436 $21,540 97,000
(Direct)
View
2019-12-11
Sale
2019-12-13
5:34 pm
ACADIA PHARMACEUTICALS INC ACAD KIM AUSTIN D.
VP
17,500 $45.06 $788,576 509
(Direct)
View
2019-12-12
Sale
2019-12-13
5:35 pm
ACADIA PHARMACEUTICALS INC ACAD YANG MICHAEL J.
EVP and CCO
105,479 $44.46 $4,689,263 2,499
(Direct)
View
2019-12-11
Sale
2019-12-13
5:37 pm
STANDARD DIVERSIFIED Inc SDI Helms Thomas F. Jr.
Director
7,738 $13.62 $105,399 120,264
(Direct)
View
2019-12-11
Sale
2019-12-13
5:38 pm
MOBILEIRON Inc MOBL Randolph Gregory
VP
19,991 $4.5307 $90,573 384,050
(Direct)
View
2019-12-11
Sale
2019-12-13
5:42 pm
QUINSTREET INC QNST Valenti Douglas
CEO
21,166 $15.6 $330,139 318,750
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
5:43 pm
HARMONIC INC HLIT Kalra Sanjay
CFO
28,061 $8.1517 $228,744 114,733
(Direct)
View
2019-12-11
Sale
2019-12-13
5:43 pm
REGENERON PHARMACEUTICALS Inc REGN VAGELOS P ROY
Chairman
51,842 $376.04 $19,494,488 304,485
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
5:44 pm
Ultra Clean Holdings Inc. UCTT WILLIAMS WILLIAM JOE
Please see Remarks
17,650 $22.73 $401,170 56,873
(Direct)
View
2019-12-11
Sale
2019-12-13
5:46 pm
Global Blood Therapeutics Inc. GBT Pizzo Philip A.
Director
30,000 $76.57 $2,297,228 0
(Direct)
View
2019-12-11
Sale
2019-12-13
5:47 pm
NMI Holdings Inc. NMIH Pollitzer Adam
CFO
63,776 $33.31 $2,124,091 166,284
(Direct)
View
2019-12-13
Sale
2019-12-13
5:48 pm
NanoString Technologies Inc NSTG Malloy Kirk
Director
1,000 $25.59 $25,594 0
(Direct)
View
2019-12-12
Sale
2019-12-13
5:52 pm
BOYD GAMING CORP BYD Thompson Stephen S.
VP
10,000 $29.89 $298,900 84,189
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
5:52 pm
LEVI STRAUSS & CO LEVI Bagattini Roy
VP
75,000 $19.02 $1,426,500 113,830
(Direct)
View
2019-12-11
Sale
2019-12-13
5:59 pm
TRINET GROUP Inc TNET Babinec Martin
Director
23,500 $54.71 $1,285,576 615,869
(Indirect)
View
2019-12-11
Sale
2019-12-13
6:03 pm
REGENERON PHARMACEUTICALS Inc REGN Fenimore Christopher R.
VP
1,682 $376.14 $632,665 12,197
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
6:03 pm
JABIL INC JBL JOHNSON BRUCE ALLAN
EVP Chief Human Resources
6,591 $40.01 $263,707 174,968
(Direct)
View
2019-12-12
Sale
2019-12-13
6:03 pm
AVALARA Inc AVLR INGRAM WILLIAM
See Remarks
25,000 $71.35 $1,783,657 979
(Direct)
View
2019-12-12
Sale
2019-12-13
6:04 pm
JABIL INC JBL Dastoor Michael
CFO
20,000 $40.43 $808,600 207,426
(Direct)
View
2019-12-12
Sale
2019-12-13
6:04 pm
JABIL INC JBL Loparco Michael J
CEO
3,023 $40 $120,920 272,391
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
6:04 pm
JABIL INC JBL Wilson Kenneth S
CEO
6,000 $40.01 $240,060 205,040
(Direct)
View
2019-12-11
Sale
2019-12-13
6:05 pm
AIR T INC AIRT Barkett Seth G
Director
800 $22 $17,600 3,700
(Direct)
View
2019-12-12
Sale
2019-12-13
6:05 pm
JABIL INC JBL SANSONE THOMAS A
Director
25,000 $40.25 $1,006,250 1,613,532
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
6:06 pm
JABIL INC JBL Cadavid Sergio
VP
4,992 $40 $199,680 56,109
(Direct)
View
2019-12-12
Sale
2019-12-13
6:06 pm
JABIL INC JBL Smith Daryn G.
VP
9,851 $40 $394,040 167,274
(Direct)
View
2019-12-12
Sale
2019-12-13
6:06 pm
Rexnord Corp RXN Whaley Patricia M
VP
10,000 $32.55 $325,500 61,716
(Direct)
View
2019-12-11
Sale
2019-12-13
6:09 pm
Extra Space Storage Inc. EXR OVERTURF JAMES
EVP/Chief Marketing Officer
880 $103.77 $91,316 62,129
(Direct)
View
2019-12-11
Sale
2019-12-13
6:10 pm
SONOCO PRODUCTS CO SON Cummings Harold G III
VP
532 $60.52 $32,197 2,300
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-13
6:10 pm
ACI WORLDWIDE Inc ACIW HOMBERGER CAROLYN B
EVP Chief Risk Officer
62,829 $0 $0 64,212
(Direct)
View
2019-12-12
Sale
2019-12-13
6:12 pm
Yext Inc. YEXT Dixon Tom Christopher
CTO
5,000 $14.15 $70,742 238,908
(Direct)
View
2019-12-12
Sale
2019-12-13
6:13 pm
KAISER ALUMINUM CORP KALU Bartholomew Carolyn
Director
1,000 $115 $115,000 13,530
(Direct)
View
2019-12-11
Sale
2019-12-13
6:18 pm
Uber Technologies Inc UBER Kalanick Travis Cordell
Director
5,819,530 $28.52 $165,998,590 21,011,388
(Direct)
View
2019-12-13
Sale
2019-12-13
6:18 pm
HELIX ENERGY SOLUTIONS GROUP INC HLX Sparks Scott Andrew
COO
11,740 $9.37 $110,004 253,342
(Direct)
View
2019-12-12
Sale
2019-12-13
6:22 pm
DIODES INC DIOD Holland Julie
VP
15,220 $49.95 $760,239 70,485
(Direct)
View
2019-12-12
Sale
2019-12-13
6:23 pm
DIODES INC DIOD LU KEH SHEW
CEO
35,000 $49.6 $1,736,060 543,359
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
6:23 pm
DIODES INC DIOD Tang Francis
VP
18,164 $47.68 $866,132 2,600
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
6:25 pm
DIODES INC DIOD White Richard Dallas
Corporate Secretary
72,500 $48.56 $3,520,716 79,806
(Direct)
View
2019-12-12
Sale
2019-12-13
6:35 pm
ARROWHEAD PHARMACEUTICALS Inc ARWR Anzalone Christopher Richard
CEO
183,333 $67.15 $12,310,119 1,888,570
(Direct)
View
2019-12-11
Sale
2019-12-13
6:38 pm
Groupon Inc. GRPN LEFKOFSKY ERIC P
Director
10% Owner
1,500,000 $2.78 $4,170,000 45,058,032
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
6:40 pm
PATRICK INDUSTRIES INC PATK Cleveland Todd M
CEO
Chairman
2,898 $52.78 $152,954 629,053
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
6:43 pm
LendingClub Corp LC Kay Valerie
Chief Capital Officer
1,900 $12.92 $24,548 60,437
(Direct)
View
2019-12-12
Sale
2019-12-13
7:05 pm
AGILENT TECHNOLOGIES Inc A Doak Mark
VP
8,016 $84.5 $677,386 142,017
(Direct)
View
2019-12-11
Sale
2019-12-13
7:06 pm
Walt Disney Co DIS WOODFORD BRENT
VP
2,000 $147.45 $294,900 32,479
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
7:06 pm
AGILENT TECHNOLOGIES Inc A Grau Dominique
VP
7,712 $84 $647,808 97,497
(Direct)
View
2019-11-18
Sale
2019-12-13
7:08 pm
AGILENT TECHNOLOGIES Inc A McMullen Michael R.
CEO
49,272 $81.45 $4,013,204 551,662
(Direct)
View
2019-12-12
Sale
2019-12-13
7:23 pm
Liberty Oilfield Services Inc. LBRT ELLIOTT R SEAN
VP
2,000 $10.53 $21,060 94,095
(Direct)
View
2019-12-11
Sale
2019-12-13
7:32 pm
SKYWORKS SOLUTIONS Inc SWKS ALDRICH DAVID J
Director
45,000 $109.98 $4,948,903 148,032
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
7:33 pm
SPLUNK INC SPLK Tully Timothy
CTO
8,947 $145.72 $1,303,757 94,997
(Direct)
View
2019-12-11
Sale
2019-12-13
7:34 pm
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV GABELLI MARIO J
Director
456 $5.9946 $2,734 519,655
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
7:35 pm
SPLUNK INC SPLK St. Ledger Susan
President
22,698 $146.33 $3,321,485 186,519
(Direct)
View
2019-12-11
Sale
2019-12-13
7:35 pm
SPLUNK INC SPLK Morgan Scott
SVP CLO and Secretary
3,331 $146.07 $486,561 50,410
(Direct)
View
2019-12-11
Sale
2019-12-13
7:37 pm
SPLUNK INC SPLK Merritt Douglas
CEO
26,923 $145.84 $3,926,461 228,264
(Direct)
View
2019-12-11
Sale
2019-12-13
7:38 pm
SPLUNK INC SPLK Emanuelson Timothy
CAO
4,317 $146.52 $632,523 29,985
(Direct)
View
2019-12-13
Sale
2019-12-13
7:41 pm
BOYD GAMING CORP BYD Hirsberg Josh
CFO
35,510 $29.76 $1,056,678 362,815
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
7:51 pm
SVMK Inc. SVMK Cantieri Rebecca
Chief People Officer
4,190 $18 $75,420 169,394
(Direct)
View
2019-12-12
Sale
2019-12-13
7:55 pm
SVMK Inc. SVMK Hale Thomas E
President
6,766 $18 $121,788 497,364
(Direct)
View
2019-12-11
Sale
2019-12-13
7:57 pm
Penumbra Inc PEN Elsesser Adam
CEO
Chairman
8,000 $156.64 $1,253,101 1,050,982
(Indirect)
View
2019-12-12
Sale
2019-12-13
7:57 pm
SVMK Inc. SVMK Patel Dharti
CAO
1,128 $18 $20,304 67,350
(Direct)
View
2019-12-11
Sale
2019-12-13
8:02 pm
SMARTSHEET INC SMAR McIlwain Matthew S
Director
7,204 $43.05 $310,155 196,995
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
8:04 pm
Principia Biopharma Inc. PRNB Hardiman Roy C.
Chief Business Officer
5,000 $49.41 $247,034 120,143
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
8:15 pm
PATRICK INDUSTRIES INC PATK GENDELL JEFFREY L
TONTINE CAPITAL PARTNERS L P
TONTINE CAPITAL MANAGEMENT LLC
TONTINE CAPITAL OVERSEAS MASTER FUND II L.P.
TONTINE ASSET ASSOCIATES L.L.C.
Tontine Associates LLC
Director
40,000 $52.78 $2,111,333 725,562
(Indirect)
View
2019-12-13
Sale
2019-12-13
8:18 pm
FORESCOUT TECHNOLOGIES INC FSCT Milliken Darren J.
VP
3,870 $34.57 $133,788 41,706
(Direct)
View
2019-12-13
Sale
2019-12-13
8:19 pm
FORESCOUT TECHNOLOGIES INC FSCT Harms Christopher
CFO
9,815 $34.58 $339,362 145,753
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
8:21 pm
VOCERA COMMUNICATIONS Inc VCRA JOHNSON PAUL T
VP
1,000 $21.45 $21,450 131,999
(Direct)
View
2019-12-11
Sale
2019-12-13
8:34 pm
Magnolia Oil & Gas Corp MGY MacDougall Michael G.
Director
65,395 $12.04 $787,639 1,993,282
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
8:35 pm
Stitch Fix Inc. SFIX Yee Paul
CFO
50,000 $27.44 $1,372,000 11,778
(Direct)
View
2019-12-11
Sale
2019-12-13
8:38 pm
CHEGG INC CHGG Schultz Nathan J.
President
107,590 $37.38 $4,021,714 253,168
(Direct)
View
2019-12-12
Sale
2019-12-13
8:41 pm
CHEGG INC CHGG TOMASELLO ROBIN
VP
9,406 $37.03 $348,266 87,074
(Direct)
View
2019-12-12
Sale
2019-12-13
9:00 pm
ADIAL PHARMACEUTICALS Inc ADIL Johnson Bankole A.
Chief Medical Officer
10% Owner
150,000 $1 $150,000 698,336
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
9:01 pm
STRATUS PROPERTIES INC STRS Oasis Management Co Ltd.
Oasis Investments II Master Fund Ltd.
Fischer Seth
10% Owner
2,200 $30.11 $66,236 1,123,065
(Indirect)
View
2019-12-11
Sale
2019-12-13
9:30 pm
VECTOR GROUP LTD VGR LEBOW BENNETT S
Director
1,000,000 $12.86 $12,855,327 2,253,690
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
9:30 pm
SCWorx Corp. WORX Price John C
CFO
5,000 $3.2295 $16,148 20,000
(Direct)
View
2019-12-13
Sale
2019-12-16
09:10 am
BECTON DICKINSON & CO BDX Spoerel Thomas J
CAO
506 $267.95 $135,583 1,035
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
09:15 am
BECTON DICKINSON & CO BDX FORLENZA VINCENT A
CEO
Chairman
11,626 $265.57 $3,087,517 209,050
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
09:17 am
BECTON DICKINSON & CO BDX Kaltenbach Patrick
VP
339 $263.23 $89,235 15,310
(Direct)
View
2019-12-13
Sale
2019-12-16
09:48 am
1 800 FLOWERS COM INC FLWS ELMORE LEONARD J
Director
3,000 $13.61 $40,830 48,192
(Direct)
View
2019-12-12
Sale
2019-12-16
10:02 am
SEI INVESTMENTS CO SEIC Meyer Stephen
VP
10,000 $65.54 $655,400 113,224
(Direct)
View
2019-12-12
Sale
2019-12-16
10:03 am
SYNNEX CORP SNX MURAI KEVIN M
Director
2,500 $128.9 $322,258 28,266
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
10:12 am
Chubb Ltd CB GREENBERG EVAN G
CEO
Chairman
157,835 $153.49 $24,226,095 997,226
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
10:13 am
SEI INVESTMENTS CO SEIC Barr Kevin
VP
30,000 $65.05 $1,951,500 44,134
(Direct)
View
2019-12-13
Sale
2019-12-16
10:20 am
LOEWS CORP L SCOTT RICHARD WALDO
CIO
6,303 $50.71 $319,625 18,482
(Direct)
View
2019-12-12
Sale
2019-12-16
10:23 am
VICOR CORP VICR Tuozzolo Claudio
VP
3,620 $41.63 $150,692 28,376
(Direct)
View
2019-12-12
Sale
2019-12-16
10:24 am
Trinseo S.A. TSE Chaclas Angelo N.
See Remarks
1,498 $38.07 $57,034 20,830
(Direct)
View
2019-12-12
Sale
2019-12-16
10:33 am
SEI INVESTMENTS CO SEIC KLAUDER PAUL
VP
21,250 $65.37 $1,389,050 19,841
(Direct)
View
2019-12-13
Sale
2019-12-16
10:36 am
SEI INVESTMENTS CO SEIC WEST ALFRED P JR
10% Owner
85,000 $65.59 $5,575,150 9,801,713
(Direct)
View
2019-12-13
Sale
2019-12-16
10:56 am
Skyline Champion Corp SKY LYALL JONATHAN WADE
VP
10,953 $33.18 $363,421 29,685
(Direct)
View
2019-12-12
Sale
2019-12-16
11:06 am
Trinseo S.A. TSE Pappas Christopher D
Director
16,000 $37.8 $604,728 210,089
(Direct)
View
2019-12-12
Sale
2019-12-16
11:21 am
FRANKLIN ELECTRIC CO INC FELE Aikman Steven William
VP
1,079 $57.17 $61,685 14,798
(Direct)
View
2019-12-13
Sale
2019-12-16
11:22 am
OIL STATES INTERNATIONAL INC OIS Steen Lias Jeff
VP
15,000 $16.62 $249,300 245,608
(Direct)
View
2019-12-16
Sale
2019-12-16
11:27 am
LAKELAND FINANCIAL CORP LKFN Ottinger Eric H
VP
2,000 $49.02 $98,040 25,000
(Indirect
Direct)
View
2019-12-12
Sale(A)
2019-12-16
11:58 am
Trinseo S.A. TSE Chaclas Angelo N.
See Remarks
1,498 $38.07 $57,034 20,830
(Direct)
View
2019-12-13
Sale
2019-12-16
12:00 pm
LITTELFUSE INC LFUS Rutz Michael P
VP
409 $187.54 $76,704 5,837
(Direct)
View
2019-12-12
Sale
2019-12-16
12:05 pm
SVB FINANCIAL GROUP SIVB BECKER GREGORY W
CEO
5,000 $245.61 $1,228,063 62,013
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
12:17 pm
Independent Bank Group Inc. IBTX Hickox Michelle S
CFO
1,900 $60 $114,000 24,517
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-16
12:18 pm
DEERE & CO DE May John C II
CEO
13,187 $173.83 $2,292,321 44,082
(Direct)
View
2019-12-13
Sale
2019-12-16
1:00 pm
Altair Engineering Inc. ALTR Dias Nelson
Chief Revenue Officer
56 $33.54 $1,878 26,655
(Direct)
View
2019-12-12
Sale
2019-12-16
1:17 pm
CHURCH & DWIGHT CO INC CHD Craigie James
Director
38,800 $69.71 $2,704,651 9,806
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
1:48 pm
AMERISERV FINANCIAL INC ASRV Huerth James T
CEO
16,000 $4.1667 $66,667 2,045
(Direct)
View
2019-12-13
Sale
2019-12-16
2:02 pm
Mastercard Inc MA Miebach Michael
Chief Product Officer
4,205 $295.1 $1,240,892 12,778
(Direct)
View
2019-12-13
Sale
2019-12-16
2:08 pm
NEOGEN CORP NEOG HERBERT JAMES L
Director
20,000 $68.07 $1,361,336 127,311
(Indirect)
View
2019-12-12
Sale
2019-12-16
2:11 pm
NLIGHT Inc LASR Bareket Ran
CFO
5,000 $20 $100,000 93,333
(Direct)
View
2019-12-12
Sale
2019-12-16
2:26 pm
WestRock Co WRK Porter James B
President
55,000 $41.22 $2,267,287 110,847
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
2:28 pm
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL STRICKLAND ALONZO A J J
Director
900 $30.11 $27,099 246,400
(Direct)
View
2019-12-12
Sale
2019-12-16
2:38 pm
COGNEX CORP CGNX Willett Robert
CEO
146,929 $53.8 $7,904,367 0
(Direct)
View
2019-12-12
Sale
2019-12-16
2:49 pm
UMH PROPERTIES Inc UMH Koster Craig
General Counsel
3,750 $16.2 $60,758 7,328
(Direct)
View
2019-12-12
Sale
2019-12-16
2:54 pm
TEREX CORP TEX COHEN ERIC I
VP
10,000 $30.01 $300,100 180,154
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-16
3:00 pm
CONMED CORP CNMD SHAGORY PETER K
VP
1,500 $111.02 $166,530 1,649
(Direct)
View
2019-12-12
Sale
2019-12-16
3:32 pm
BOSTON PROPERTIES INC BXP RITCHEY RAYMOND A
VP
4,000 $137.15 $548,608 4,889
(Direct)
View
2019-12-13
Sale
2019-12-16
3:34 pm
CME GROUP Inc CME CRONIN KATHLEEN M
Sr MD Gen Counsel & Corp Secr
3,371 $204.12 $688,089 41,826
(Direct)
View
2019-12-12
Sale
2019-12-16
3:48 pm
SOUTHSIDE BANCSHARES INC SBSI DAVIS SUNI M
CHIEF RISK OFFICER
1,873 $36.43 $68,233 4,136
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
3:51 pm
SUMMIT FINANCIAL GROUP INC SMMF TISSUE ROBERT S
CFO
2,039 $26.87 $54,788 63,747
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-16
3:57 pm
CUMULUS MEDIA INC CMIA Nimbus Atlas LLC
Brigade Capital Management GP LLC
BRIGADE CAPITAL MANAGEMENT LP
MORGAN DONALD E III
10% Owner
93,967 $17.5 $1,644,719 1,504,593
(Indirect
Direct)
View
(A) Indicate amendment filing.