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Insider Sale Filings - Archives for 2019-12-13

Home -> 2019 -> Insider sale filings for 2019-12-13

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-12-12
Sale
2019-12-13
3:49 pm
HNI CORP HNI CALADO MIGUEL M
Director
2,000 $41 $82,000 48,327
(Direct)
View
2019-12-11
Sale
2019-12-13
3:44 pm
Ameris Bancorp ABCB EDWARDS JON S
EVP/CCO
8,500 $43.02 $365,670 53,259
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
3:27 pm
PARKER DRILLING CO PKD BRIGADE CAPITAL MANAGEMENT LP
MORGAN DONALD E III
Brigade Capital Management GP LLC
10% Owner
37,330 $18.74 $699,457 3,171,519
(Indirect)
View
2019-12-13
Sale
2019-12-13
3:26 pm
PERCEPTRON INC PRCP Pecoraro Laura
VP
3,418 $4.93 $16,851 2,734
(Direct)
View
2019-12-12
Sale
2019-12-13
3:23 pm
Ameris Bancorp ABCB Veal Jimmy D
Director
301 $44.19 $13,301 80,496
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
3:22 pm
MUTUALFIRST FINANCIAL INC MFSF Caldwell Christopher L.
VP
2,500 $39.2 $98,000 15,129
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
2:47 pm
TRICO BANCSHARES TCBK WALKER W VIRGINIA
Director
2,000 $39.62 $79,245 9,597
(Direct)
View
2019-12-11
Sale
2019-12-13
2:41 pm
Invesco Senior Income Trust VVR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
392,709 $4.13 $1,621,888 21,391,036
(Indirect)
View
2019-12-11
Sale
2019-12-13
2:34 pm
Invesco High Income Trust II VLT Saba Capital Management L.P.
Weinstein Boaz
10% Owner
6,154 $14.02 $86,279 1,150,254
(Indirect)
View
2019-12-13
Sale
2019-12-13
2:18 pm
MADRIGAL PHARMACEUTICALS Inc MDGL BAY CITY CAPITAL LLC
Bay City Capital Management IV LLC
Bay City Capital Fund IV L.P.
BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP
10% Owner
1,200,000 $105.5 $126,564,001 4,089,702
(Indirect)
View
2019-03-21
Sale
2019-12-13
2:17 pm
LEVI STRAUSS & CO LEVI Haas Daniel S.
10% Owner
1,000,000 $17 $17,000,000 15,477,623
(Direct)
View
2019-03-21
Sale
2019-12-13
2:11 pm
LEVI STRAUSS & CO LEVI Haas Bradley J.
10% Owner
884,960 $17 $15,044,320 11,890,243
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-13
2:09 pm
PRIMEENERGY RESOURCES CORP PNRG HURT CLINT
Director
568 $153.4 $87,142 183,857
(Direct)
View
2019-12-13
Sale
2019-12-13
2:08 pm
MADRIGAL PHARMACEUTICALS Inc MDGL CRAVES FRED B
Director
10% Owner
1,200,000 $105.5 $126,564,001 4,089,702
(Indirect)
View
2019-12-11
Sale
2019-12-13
2:01 pm
WESTERN ASSET HIGH INCOME FUND II Inc HIX Saba Capital Management L.P.
Weinstein Boaz
10% Owner
150,178 $6.608 $992,329 10,624,503
(Indirect)
View
2019-03-21
Sale
2019-12-13
1:56 pm
LEVI STRAUSS & CO LEVI Haas Jennifer C.
10% Owner
859,374 $17.01 $14,621,203 11,864,043
(Direct
Indirect)
View
2019-09-27
Sale
2019-12-13
1:54 pm
UNITED COMMUNITY FINANCIAL CORP UCFC Nohra Jude J.
General Counsel & Secretary
6,996 $11.25 $78,683 28,630
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
1:48 pm
SYNNEX CORP SNX MURAI KEVIN M
Director
2,500 $126.8 $317,084 133,427
(Indirect
Direct)
View
2019-12-04
Sale(A)
2019-12-13
1:44 pm
Greenlane Holdings Inc. GNLN PURA VIDA INVESTMENTS LLC
Kamen Efrem
10% Owner
75,000 $3.01 $225,750 1,067,890
(Indirect)
View
2018-06-11
Sale(A)
2019-12-13
1:41 pm
MADRIGAL PHARMACEUTICALS Inc MDGL CRAVES FRED B
Director
10% Owner
5,908 $287.5 $1,698,314 113,472
(Indirect)
View
2019-12-11
Sale
2019-12-13
1:37 pm
Capital Bancorp Inc CBNK Curtis Kathy M
Executive V.P. and Chief C.O.
6,738 $14.03 $94,534 125,640
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-13
1:32 pm
Zumiez Inc ZUMZ Hyde Matthew L
Director
13,820 $33.92 $468,774 29,822
(Direct)
View
2019-12-11
Sale
2019-12-13
1:29 pm
FIRST INTERSTATE BANCSYSTEM INC FIBK Leckie Ross E.
Director
4,902 $42 $205,884 8,028
(Direct)
View
2019-12-13
Sale
2019-12-13
1:23 pm
ORTHOPEDIATRICS CORP KIDS Bailey David R
VP
15,000 $34.31 $514,650 85,093
(Direct)
View
2019-12-13
Sale
2019-12-13
1:22 pm
ORTHOPEDIATRICS CORP KIDS Throdahl Mark C
CEO
10,000 $34.31 $343,100 144,897
(Direct)
View
2019-12-13
Sale
2019-12-13
1:22 pm
ORTHOPEDIATRICS CORP KIDS Odle Gregory A
VP
15,000 $34.31 $514,650 76,194
(Direct)
View
2019-12-13
Sale
2019-12-13
1:21 pm
ORTHOPEDIATRICS CORP KIDS Hite Fred
CFO
10,000 $34.31 $343,100 48,947
(Direct)
View
2019-12-12
Sale
2019-12-13
1:20 pm
MARRIOTT INTERNATIONAL INC MAR Kyriakidis Argiris
President
2,400 $144.8 $347,568 29,630
(Direct)
View
2019-12-11
Sale
2019-12-13
1:10 pm
Berry Petroleum Corp BRY Benefit Street Partners LLC
Gahan Thomas
Director
10% Owner
900,000 $8.604 $7,743,537 3,193,538
(Indirect)
View
2019-12-13
Sale
2019-12-13
12:46 pm
IBERIABANK CORP IBKC KOTTLER ROBERT M
VP
19,438 $74.16 $1,441,454 31,973
(Direct)
View
2019-12-12
Sale
2019-12-13
12:32 pm
COGENT COMMUNICATIONS HOLDINGS Inc CCOI FERGUSON Lewis H
Director
570 $61.53 $35,069 5,610
(Direct)
View
2019-12-11
Sale
2019-12-13
12:22 pm
CENTRAL PACIFIC FINANCIAL CORP CPF Dean John C
Director
6,600 $29.16 $192,440 18,268
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
11:53 am
1 800 FLOWERS COM INC FLWS DeMark Eugene F
Director
5,363 $13.02 $69,826 26,372
(Direct)
View
2019-12-11
Sale
2019-12-13
11:44 am
Delek Logistics Partners LP DKL D'Andrea Francis C.
Director
809 $32.06 $25,937 10,575
(Direct)
View
2019-12-11
Sale
2019-12-13
11:31 am
Morningstar Inc. MORN Mansueto Joseph D
Chairman
10% Owner
13,161 $151.6 $1,994,742 21,072,316
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-13
11:21 am
First Foundation Inc. FFWM KELLER ULRICH E. JR
Chairman
25,000 $16.76 $418,900 1,348,170
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-13
11:15 am
TIMBERLAND BANCORP INC TSBK Yerrington Daniel D
Director
4,000 $28.86 $115,440 114,630
(Direct)
View
2019-12-12
Sale
2019-12-13
10:46 am
UNIVERSAL HEALTH SERVICES INC UHS Miller Marc D
President
8,013 $144.5 $1,157,994 186,209
(Indirect
Direct)
View
2019-12-13
Sale
2019-12-13
10:31 am
AMERICOLD REALTY TRUST COLD Harron James Andrew
CIO
1,400 $33.61 $47,054 2,135
(Direct)
View
2019-12-12
Sale
2019-12-13
09:21 am
Emergent BioSolutions Inc. EBS Bailey Sue
Director
8,375 $53.46 $447,727 46,333
(Direct)
View
2019-12-12
Sale
2019-12-13
09:00 am
Midland States Bancorp Inc. MSBI McDaniel Jerry L.
Director
10,000 $28.58 $285,800 90,000
(Indirect)
View
2019-12-11
Sale
2019-12-12
9:51 pm
LEVI STRAUSS & CO LEVI Eisenhardt Elizabeth H
10% Owner
59,432 $18.26 $1,085,444 4,450,965
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
9:38 pm
Smart Sand Inc. SND SPEAKER ANDREW R
Director
50,000 $2.528 $126,400 1,147,267
(Direct)
View
2019-12-10
Sale
2019-12-12
9:35 pm
TETRAPHASE PHARMACEUTICALS INC TTPH Freund John Gordon
Director
15,031 $2.19 $32,918 0
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
9:31 pm
CISCO SYSTEMS Inc CSCO CHANDLER MARK D
VP
134 $44.52 $5,966 203,872
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
9:17 pm
BIOLIFE SOLUTIONS INC BLFS Mathers James
Chief Revenue Officer
7,500 $15.24 $114,325 30,113
(Direct)
View
2019-12-12
Sale
2019-12-12
9:02 pm
Edwards Lifesciences Corp EW MUSSALLEM MICHAEL A
CEO
Chairman
22,850 $229.6 $5,246,390 841,194
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
9:01 pm
AMEDISYS INC AMED NETTERVILLE JAKE L
Director
1,000 $167.6 $167,560 71,700
(Direct)
View
2019-12-10
Sale
2019-12-12
8:48 pm
DYADIC INTERNATIONAL INC DYAI TCHELET RONEN
VP
10,000 $5.822 $58,217 10,000
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
8:37 pm
AMYRIS Inc AMRS Yang Patrick Y
Director
10,671 $3.1 $33,080 43,527
(Direct)
View
2019-12-11
Sale
2019-12-12
8:37 pm
AGILENT TECHNOLOGIES Inc A Grau Dominique
VP
15,000 $82.85 $1,242,690 97,498
(Direct)
View
2019-12-10
Sale
2019-12-12
8:36 pm
AGILENT TECHNOLOGIES Inc A Tang Michael
VP
3,364 $82.9 $278,876 80,532
(Direct)
View
2019-12-10
Sale
2019-12-12
8:28 pm
Uber Technologies Inc UBER Camp Garrett
Director
510,000 $28.25 $14,406,514 72,182,776
(Indirect)
View
2019-12-10
Sale
2019-12-12
8:27 pm
BIOLIFE SOLUTIONS INC BLFS Rice Michael
CEO
20,247 $15.24 $308,532 178,261
(Direct)
View
2019-12-11
Sale
2019-12-12
8:23 pm
Net Element Inc. NETE Wolberg Steven
Chief Legal Officer
4,677 $3.379 $15,805 51,664
(Direct)
View
2019-12-11
Sale
2019-12-12
8:23 pm
Net Element Inc. NETE ASH HOWARD
Director
5,000 $3.375 $16,874 7,790
(Direct)
View
2019-12-10
Sale
2019-12-12
8:22 pm
KRATOS DEFENSE & SECURITY SOLUTIONS Inc KTOS Carter David M
President
21,413 $17.49 $374,481 93,986
(Direct)
View
2019-12-10
Sale
2019-12-12
8:07 pm
MCGRATH RENTCORP MGRC Skenesky John P
VP
1,570 $74.93 $117,637 9,525
(Direct)
View
2019-12-10
Sale
2019-12-12
8:04 pm
QUANTUM CORP QMCO Singer Eric
VIEX Opportunities Fund LP Series One
VIEX Opportunities Fund LP - Series Two
VIEX Special Opportunities Fund III LP
VIEX GP LLC
VIEX Special Opportunities GP III LLC
VIEX Capital Advisors LLC
10% Owner
360,000 $5.775 $2,079,000 2,336,364
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
7:54 pm
Turning Point Therapeutics Inc. TPTX Cui Jingrong Jean
Chief Scientific Officer
34,500 $53.88 $1,858,709 1,058,019
(Indirect)
View
2019-12-10
Sale
2019-12-12
7:54 pm
Great Lakes Dredge & Dock CORP GLDD Simonelli David E
President
26,974 $11.7 $315,508 344,685
(Direct)
View
2019-12-12
Sale
2019-12-12
7:51 pm
PACIFIC PREMIER BANCORP INC PPBI RICE TOM
CIO
6,100 $33.29 $203,053 40,446
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
7:46 pm
EXP World Holdings Inc. EXPI Gesing Jason
CEO
COO
5,934 $11.44 $67,885 1,118,068
(Direct)
View
2019-12-11
Sale
2019-12-12
7:40 pm
SALESFORCE.COM Inc CRM Benioff Marc
CEO
Chairman
10,000 $156.9 $1,568,508 30,366,988
(Direct)
View
2019-12-11
Sale
2019-12-12
7:39 pm
Great Lakes Dredge & Dock CORP GLDD LaVoy Kathleen Mackie
SVP & Chief Legal Officer
11,050 $11.81 $130,555 113,820
(Direct)
View
2019-12-10
Sale
2019-12-12
7:31 pm
Tricida Inc. TCDA COUFAL SANDRA I
Director
10% Owner
2,333 $43.2 $100,794 2,773,350
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
7:28 pm
NEOGENOMICS INC NEO McKenzie Kathryn B
CAO
8,000 $26.37 $210,960 40,000
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
7:27 pm
Tricida Inc. TCDA KLAERNER GERRIT
CEO
7,572 $43.5 $329,346 577,690
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
7:22 pm
NORTHERN TRUST CORP NTRS BROWNE ROBERT P
CIO
14,046 $109.3 $1,534,947 46,909
(Direct)
View
2019-12-12
Sale
2019-12-12
7:22 pm
CVD EQUIPMENT CORP CVV ARAGON STEVEN
COO
1,500 $3.35 $5,025 5,592
(Direct)
View
2019-12-12
Sale
2019-12-12
7:21 pm
ROCKWELL AUTOMATION INC ROK Goris Patrick P.
CFO
69 $202.9 $13,997 10,193
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-12
7:14 pm
ROCKWELL AUTOMATION INC ROK Etzel Steven W.
VP
70 $202.9 $14,200 9,203
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
7:10 pm
TWITTER Inc TWTR SEGAL NED D.
CFO
8,000 $30.25 $242,000 617,647
(Direct)
View
2019-12-10
Sale
2019-12-12
7:08 pm
Facebook Inc FB Newstead Jennifer
VP
260 $201.6 $52,408 2,346
(Direct)
View
2019-12-10
Sale
2019-12-12
6:58 pm
Hewlett Packard Enterprise Co HPE Ricci Jeff T
VP
30,150 $15.8 $476,251 37,879
(Direct)
View
2019-12-10
Sale
2019-12-12
6:57 pm
Hewlett Packard Enterprise Co HPE Melkote Keerti
President
66,130 $15.97 $1,056,070 102,588
(Direct)
View
2019-12-10
Sale
2019-12-12
6:56 pm
Cornerstone OnDemand Inc CSOD Miller Adam L
CEO
48,563 $58.44 $2,838,007 1,822,315
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
6:56 pm
Hewlett Packard Enterprise Co HPE Karros Kirt P
VP
28,130 $16 $450,080 41,035
(Direct)
View
2019-12-10
Sale
2019-12-12
6:56 pm
Hewlett Packard Enterprise Co HPE Davis Philip
CSO Pres Hybrid IT
63,976 $15.9 $1,017,447 126,263
(Direct)
View
2019-12-10
Sale
2019-12-12
6:56 pm
GoDaddy Inc. GDDY Kelly Nima
Chief Legal Officer
661 $66.78 $44,142 125,565
(Direct)
View
2019-12-12
Sale
2019-12-12
6:53 pm
ELECTRONIC ARTS Inc EA Bruzzo Chris
Chief Marketing Officer
2,100 $105 $220,500 30,722
(Direct)
View
2019-12-10
Sale
2019-12-12
6:51 pm
ALLIED MOTION TECHNOLOGIES INC AMOT WARZALA RICHARD S
CEO
10% Owner
10,000 $44.5 $445,000 1,030,334
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
6:46 pm
Regional Management Corp. RM BASSWOOD CAPITAL MANAGEMENT L.L.C.
LINDENBAUM MATTHEW A
LINDENBAUM BENNETT D
BASSWOOD PARTNERS L.L.C.
BASSWOOD ENHANCED LONG SHORT FUND LP
BASSWOOD ENHANCED LONG SHORT GP LLC
BASSWOOD FINANCIAL FUND L.P.
BASSWOOD FINANCIAL FUND Inc
BASSWOOD FINANCIAL LONG ONLY FUND L.P.
Director
10% Owner
91,160 $31.03 $2,828,672 802,604
(Indirect)
View
2019-12-11
Sale
2019-12-12
6:45 pm
Silk Road Medical Inc SILK Rogers Erica J.
CEO
20,044 $35 $701,540 182,419
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
6:42 pm
BRIDGE BANCORP Inc BDGE BASSWOOD CAPITAL MANAGEMENT L.L.C.
LINDENBAUM MATTHEW A
LINDENBAUM BENNETT D
BASSWOOD ENHANCED LONG SHORT FUND LP
BASSWOOD ENHANCED LONG SHORT GP LLC
Director
10% Owner
169,758 $32.82 $5,571,676 746,999
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
6:40 pm
Medallia Inc. MDLA Ottosson Mikael J
CTO
100,000 $27.98 $2,798,401 650,000
(Direct)
View
2019-12-10
Sale
2019-12-12
6:36 pm
TETRA TECH INC TTEK Volpi Kirsten M
Director
425 $85.99 $36,544 14,783
(Direct)
View
2019-12-12
Sale
2019-12-12
6:36 pm
TETRA TECH INC TTEK GRANT HUGH M
Director
8,000 $87.49 $699,920 32,331
(Direct)
View
2019-12-10
Sale
2019-12-12
6:35 pm
TETRA TECH INC TTEK CARTER BRIAN N
VP
3,099 $86 $266,505 6,851
(Direct)
View
2019-12-12
Sale
2019-12-12
6:30 pm
SIERRA BANCORP BSRR TAYLOR KENNETH
CFO
5,000 $28.39 $141,942 38,000
(Direct)
View
2019-12-12
Sale
2019-12-12
6:29 pm
NantKwest Inc. NK Thomas John C
Director
10,000 $1.992 $19,918 360,069
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
6:29 pm
SEMTECH CORP SMTC MAHESWARAN MOHAN
CEO
20,000 $47.88 $957,642 161,714
(Direct)
View
2019-12-10
Sale
2019-12-12
6:29 pm
Arista Networks Inc. ANET Duda Kenneth
CTO
10,876 $192.6 $2,094,433 315,289
(Direct
Indirect)
View
2019-12-12
Sale
2019-12-12
6:28 pm
SEMTECH CORP SMTC WILSON JOHN MICHAEL
VP
5,000 $48.31 $241,569 82,074
(Direct)
View
2019-12-10
Sale
2019-12-12
6:24 pm
FAIR ISAAC CORP FICO Scadina Mark R
VP
5,000 $354.5 $1,772,300 85,081
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
6:23 pm
FAIR ISAAC CORP FICO Wehmann James M
VP
6,000 $350.2 $2,101,385 122,694
(Direct)
View
2019-12-10
Sale(A)
2019-12-12
6:19 pm
FIRST INTERSTATE BANCSYSTEM INC FIBK Leckie Ross E.
Director
98 $42 $4,116 12,930
(Direct)
View
2019-12-12
Sale
2019-12-12
6:14 pm
SIERRA BANCORP BSRR McPhaill Kevin J
CEO
5,000 $28.5 $142,500 22,199
(Direct)
View
2019-12-10
Sale
2019-12-12
6:13 pm
PINTEREST Inc PINS Morgenfeld Todd R
CFO
131,666 $17.99 $2,368,230 96,915
(Direct)
View
2019-12-09
Sale
2019-12-12
6:08 pm
FIBROGEN INC FGEN Kurkijarvi Kalevi
Director
6,000 $47.5 $285,000 34,400
(Direct)
View
2019-12-11
Sale
2019-12-12
6:06 pm
Five9 Inc. FIVN Trollope Rowan M
CEO
12,600 $64.95 $818,382 351,841
(Direct)
View
2019-12-10
Sale
2019-12-12
6:03 pm
LEAF GROUP Ltd LEAF OAK INVESTMENT PARTNERS XII L P
Oak Investment Partners XI L P
less than 10% owner
19,504 $4.039 $78,774 4,414,557
(Indirect)
View
2019-12-10
Sale
2019-12-12
6:00 pm
PRICE T ROWE GROUP INC TROW Alderson Christopher D
VP
3,502 $122.5 $429,119 400,505
(Direct)
View
2019-12-10
Sale
2019-12-12
5:59 pm
resTORbio Inc. TORC PureTech Health LLC
10% Owner
782,366 $1.254 $980,881 8,932,795
(Direct)
View
2019-12-10
Sale
2019-12-12
5:57 pm
ShockWave Medical Inc. SWAV Zacharias Isaac
Chief Commercial Officer
4,000 $40.24 $160,980 135,540
(Direct)
View
2019-12-10
Sale
2019-12-12
5:55 pm
PRICE T ROWE GROUP INC TROW Higginbotham Robert C.T.
VP
6,392 $122.5 $783,246 76,728
(Direct)
View
2019-12-12
Sale
2019-12-12
5:47 pm
FORRESTER RESEARCH Inc FORR Teichgraeber Gretchen
Director
1,075 $41.5 $44,613 16,626
(Direct)
View
2019-12-10
Sale
2019-12-12
5:45 pm
Eventbrite Inc. EB Harnett Samantha
COO
2,675 $19.52 $52,216 31,584
(Direct)
View
2019-12-12
Sale
2019-12-12
5:39 pm
QAD INC QADA_QADB LOPKER PAMELA M
President
10% Owner
1,610 $49.31 $79,389 4,331,335
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
5:38 pm
Rexnord Corp RXN Zaba Kevin J
President
2,777 $31.61 $87,781 29,189
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
5:35 pm
HARMONIC INC HLIT Haltmayer Neven
VP
130,000 $8.177 $1,062,988 233,008
(Direct)
View
2019-12-12
Sale
2019-12-12
5:34 pm
Goosehead Insurance Inc. GSHD Jones Mark Evan
CEO
10% Owner
400 $40 $16,000 725,801
(Direct
Indirect)
View
2019-12-12
Sale
2019-12-12
5:33 pm
Goosehead Insurance Inc. GSHD Jones Robyn Mary Elizabeth
Director
10% Owner
400 $40 $16,000 747,890
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
5:31 pm
BEACON ROOFING SUPPLY INC BECN RANDLE STUART A
Director
5,802 $30.06 $174,408 35,519
(Direct)
View
2019-12-12
Sale
2019-12-12
5:30 pm
Goosehead Insurance Inc. GSHD Mark & Robyn Jones Descendants Trust 2014
10% Owner
400 $40 $16,000 283,658
(Direct)
View
2019-12-11
Sale
2019-12-12
5:23 pm
Tricida Inc. TCDA Bonita David P
Director
10% Owner
1,500,000 $40 $60,000,000 9,614,280
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
5:20 pm
Tricida Inc. TCDA ORBIMED ADVISORS LLC
OrbiMed Capital GP V LLC
Director
10% Owner
1,500,000 $40 $60,000,000 9,614,280
(Indirect)
View
2019-12-10
Sale
2019-12-12
5:18 pm
TACTILE SYSTEMS TECHNOLOGY INC TCMD Rishe Bryan
VP
4,813 $64.23 $309,127 50,675
(Direct)
View
2019-12-10
Sale
2019-12-12
5:15 pm
Yext Inc. YEXT Distelburger Brian
President
10,000 $14.02 $140,222 3,807,822
(Direct)
View
2019-12-10
Sale
2019-12-12
5:14 pm
NXP Semiconductors N.V. NXPI Owen Stephen
VP
13,507 $121.2 $1,637,463 10,177
(Direct)
View
2019-12-10
Sale
2019-12-12
5:13 pm
ILLUMINA Inc ILMN OSTADAN OMEAD
VP
1,200 $326 $391,212 7,844
(Direct)
View
2019-12-10
Sale
2019-12-12
5:12 pm
AXA Equitable Holdings Inc. EQH AXA
10% Owner
3,000,000 $24.21 $72,629,997 44,162,500
(Direct)
View
2019-12-10
Sale
2019-12-12
5:11 pm
Cornerstone OnDemand Inc CSOD Salen Kristina
Director
9,740 $59.86 $583,074 18,450
(Direct)
View
2019-12-10
Sale
2019-12-12
5:10 pm
RealPage Inc. RP WINN STEPHEN T
CEO
Chairman
10% Owner
150,000 $54.15 $8,122,559 8,381,756
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
5:08 pm
EQUITY LIFESTYLE PROPERTIES INC ELS Waite Patrick
COO
18,000 $71.27 $1,282,804 199,374
(Direct)
View
2019-12-10
Sale
2019-12-12
5:06 pm
Okta Inc. OKTA Race Charles
See Remarks
50,000 $119.5 $5,974,678 750,000
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
5:05 pm
HCA Healthcare Inc. HCA Englebright Jane D.
SVP and Chief Nursing Officer
2,049 $143.5 $294,032 10,480
(Direct)
View
2019-12-11
Sale
2019-12-12
5:05 pm
QCR HOLDINGS INC QCRH Nichols Dana L
EVP Chief Lending Officer
569 $42.1 $23,955 15,000
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
5:05 pm
V F CORP VFC OTIS CLARENCE JR
Director
16,930 $91.14 $1,543,000 33,151
(Direct)
View
2019-12-10
Sale
2019-12-12
5:02 pm
FLOTEK INDUSTRIES INC FTK CHISHOLM JOHN
CEO
25,000 $1.78 $44,500 1,167,478
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
5:01 pm
V F CORP VFC Rendle Steven E
CEO
Chairman
241,883 $91.15 $22,048,763 387,613
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
5:01 pm
Ameresco Inc. AMRC Corrsin David J
VP
495 $16.5 $8,168 971,762
(Direct)
View
2019-12-12
Sale
2019-12-12
5:01 pm
BANNER CORP BANR Layman John R
Director
500 $55.91 $27,955 21,421
(Direct)
View
2019-12-10
Sale
2019-12-12
5:00 pm
SJW GROUP SJW Lynch James Patrick
CFO
1,000 $71.16 $71,161 25,511
(Direct)
View
2019-11-29
Sale
2019-12-12
5:00 pm
NetApp Inc. NTAP ALLEN SCOTT R.
CAO
3 $60.53 $182 2,784
(Direct)
View
2019-12-10
Sale
2019-12-12
4:59 pm
ZUORA INC ZUO Traube Robert J.
Chief Revenue Officer
45,924 $14.75 $677,204 105,103
(Direct)
View
2019-12-12
Sale
2019-12-12
4:58 pm
CURTISS WRIGHT CORP CW Adams David Charles
CEO
Chairman
4,320 $143 $617,768 51,217
(Direct)
View
2019-12-11
Sale
2019-12-12
4:56 pm
LINCOLN ELECTRIC HOLDINGS INC LECO Flohn Thomas A
VP
6,410 $94 $602,540 30,232
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:55 pm
GENERAL DYNAMICS CORP GD Roualet Mark C.
VP
50,195 $181.8 $9,124,277 169,443
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
4:54 pm
GUESS INC GES Bolla Gianluca
Director
10,000 $19.56 $195,600 75,552
(Direct)
View
2019-12-10
Sale
2019-12-12
4:52 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $22.52 $56,300 175,947
(Direct)
View
2019-12-10
Sale
2019-12-12
4:51 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $22.59 $33,885 68,500
(Indirect)
View
2019-12-11
Sale
2019-12-12
4:49 pm
LAM RESEARCH CORP LRCX LORD PATRICK J
VP
1,620 $268.8 $435,375 8,740
(Direct)
View
2019-12-10
Sale
2019-12-12
4:47 pm
JETBLUE AIRWAYS CORP JBLU Hayes Robin
CEO
2,500 $18.91 $47,275 463,225
(Direct)
View
2019-12-10
Sale
2019-12-12
4:46 pm
TTEC Holdings Inc. TTEC TUCHMAN KENNETH D
CEO
Chairman
10% Owner
3,000,000 $36.5 $109,500,000 14,766,806
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:46 pm
HARMONIC INC HLIT Ben-Natan Nimrod
VP
237,500 $8.183 $1,943,414 407,952
(Direct)
View
2019-12-11
Sale
2019-12-12
4:35 pm
TRUIST FINANCIAL CORP TFC QUBEIN NIDO R
Director
2,457 $54.23 $133,242 42,402
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:35 pm
BIO-TECHNE Corp TECH Kummeth Charles R.
CEO
703 $222 $156,073 136,459
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-12
4:35 pm
MUTUALFIRST FINANCIAL INC MFSF Ferguson Sharon L
VP
5,500 $39.25 $215,875 4,812
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:34 pm
Alector Inc. ALEC Oney Sabah
Chief Business Officer
500 $20.01 $10,005 594,418
(Direct)
View
2019-12-10
Sale
2019-12-12
4:34 pm
Anaplan Inc. PLAN MORTON DAVID H JR
CFO
33,430 $51 $1,704,937 653,125
(Direct)
View
2019-12-10
Sale
2019-12-12
4:32 pm
KVH INDUSTRIES INC KVHI Woodhead Mark
VP
5,486 $11.45 $62,815 51,508
(Direct)
View
2019-12-10
Sale
2019-12-12
4:31 pm
Anaplan Inc. PLAN CALDERONI FRANK
CEO
Chairman
34,313 $51.57 $1,769,516 1,095,853
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
4:31 pm
LINCOLN ELECTRIC HOLDINGS INC LECO Kuhrt Michele R
VP
1,569 $92.95 $145,883 13,974
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
4:28 pm
TFS Financial CORP TFSL Huml Paul J
CFO
3,436 $19.68 $67,620 55,274
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:28 pm
Liberty Media Corp LSXMA MAFFEI GREGORY B
CEO
201,550 $47.32 $9,537,136 3,038,361
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
4:27 pm
GENESCO INC GCO Ewoldsen Daniel E
VP
3,016 $51 $153,816 14,073
(Direct)
View
2019-12-10
Sale
2019-12-12
4:26 pm
Ollie's Bargain Outlet Holdings Inc. OLLI SWYGERT JOHN W
CEO
25,000 $70 $1,750,000 54,915
(Direct)
View
2019-12-11
Sale
2019-12-12
4:26 pm
ITT Inc. ITT ASHFORD ORLANDO D
Director
2,399 $72.36 $173,587 20,215
(Direct)
View
2019-12-10
Sale
2019-12-12
4:23 pm
AXA Equitable Holdings Inc. EQH Eckert William James IV
CAO
2,006 $24.41 $48,966 12,201
(Direct)
View
2019-12-10
Sale
2019-12-12
4:22 pm
FIFTH THIRD BANCORP FITB Forrest Frank R.
EVP & Chief Risk Officer
7,500 $30.53 $228,990 55,474
(Direct)
View
2019-12-10
Sale
2019-12-12
4:22 pm
FLOWSERVE CORP FLS Minnix Lanesha
SVP Chief Legal Officer
820 $47.97 $39,339 1,231
(Direct)
View
2019-12-10
Sale
2019-12-12
4:21 pm
INSPERITY Inc NSP MINCKS JAY E
VP
2,000 $79 $158,000 61,672
(Direct)
View
2019-12-10
Sale
2019-12-12
4:20 pm
ULTRA PETROLEUM CORP UPL FIR TREE CAPITAL MANAGEMENT LP
10% Owner
9,600,000 $0.15 $1,440,000 26,598,612
(Indirect)
View
2019-12-10
Sale
2019-12-12
4:18 pm
BOSTON PROPERTIES INC BXP RITCHEY RAYMOND A
VP
27,216 $138 $3,756,268 173,869
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
4:18 pm
LEVI STRAUSS & CO LEVI Ellison Seth M.
VP
8,020 $17.97 $144,119 322,220
(Direct)
View
2019-12-10
Sale
2019-12-12
4:16 pm
MUTUALFIRST FINANCIAL INC MFSF HEETER DAVID WAYNE
CEO
1,141 $39.4 $44,955 70,289
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
4:16 pm
WORKIVA INC WK Katz Eugene S
Director
3,571 $42.2 $150,696 101,385
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
4:16 pm
MAXLINEAR INC MXL SEENDRIPU KISHORE
CEO
Chairman
10% Owner
30,000 $20.11 $603,204 805,622
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
4:14 pm
STIFEL FINANCIAL CORP SF Grady Robert Edward
Director
4,000 $61.35 $245,400 7,307
(Direct)
View
2019-12-11
Sale
2019-12-12
4:13 pm
CarGurus Inc. CARG Zales Samuel
COO
18,000 $36.8 $662,400 353,564
(Direct)
View
2019-12-11
Sale
2019-12-12
4:12 pm
CarGurus Inc. CARG Welch Sarah Amory
Chief Marketing Officer
2,500 $36.8 $92,000 161,299
(Direct)
View
2019-12-10
Sale
2019-12-12
4:12 pm
CBIZ Inc. CBZ Kouzelos Michael P
President
35,000 $27.01 $945,350 319,184
(Direct
Indirect)
View
2019-12-12
Sale
2019-12-12
4:11 pm
AXCELIS TECHNOLOGIES INC ACLS FLETCHER R JOHN
Director
20,000 $23.52 $470,400 72,104
(Direct)
View
2019-12-10
Sale
2019-12-12
4:11 pm
UNIVERSAL ELECTRONICS INC UEIC Chong David Cheung Hyen
VP
1,127 $57.38 $64,667 8,528
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
4:10 pm
CarGurus Inc. CARG Steinert Langley
CEO
Chairman
10% Owner
77,956 $37.05 $2,888,428 2,406,608
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
4:10 pm
CODEXIS Inc CDXS BARUCH THOMAS R
Director
35,000 $15.6 $546,128 90,540
(Direct)
View
2019-12-12
Sale
2019-12-12
4:04 pm
Bank of Marin Bancorp BMRC Colombo Russell A
CEO
500 $45.2 $22,601 35,569
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
4:03 pm
Nuance Communications Inc. NUAN Cassity Wendy
EVP & Chief Legal Officer
12,653 $17.83 $225,646 111,337
(Direct)
View
2019-12-12
Sale
2019-12-12
4:01 pm
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman
10% Owner
500 $374.8 $187,395 98,347
(Direct)
View
2019-12-11
Sale
2019-12-12
4:00 pm
Ingersoll-Rand plc IR Camuti Paul A
VP
10,710 $132.2 $1,415,719 70,804
(Direct)
View
(A) Indicate amendment filing.