New User? Sign Up | Sign In

Insider Sale Filings - Archives for 2019-12-12

Home -> 2019 -> Insider sale filings for 2019-12-12

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-12-10
Sale
2019-12-12
3:55 pm
SERVICE CORP INTERNATIONAL SCI Nash Elisabeth G.
VP
47,600 $44.26 $2,106,743 167,918
(Indirect
Direct)
View
2019-10-11
Sale(A)
2019-12-12
3:55 pm
SUMMIT FINANCIAL GROUP INC SMMF TISSUE ROBERT S
CFO
2,009 $26.56 $53,359 69,767
(Direct)
View
2019-12-10
Sale
2019-12-12
3:53 pm
Nuveen Municipal Credit Income Fund NZF ZIMMERMAN GIFFORD R
Secretary
1,289 $16.29 $21,002 694
(Direct)
View
2019-12-10
Sale
2019-12-12
3:47 pm
SUMMIT FINANCIAL GROUP INC SMMF TISSUE ROBERT S
CFO
3,981 $26.47 $105,370 68,488
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-12
3:41 pm
SCHWAB CHARLES CORP SCHW Clark Bernard J.
VP
28,078 $51 $1,432,116 100,347
(Indirect
Direct)
View
2019-12-12
Sale
2019-12-12
3:35 pm
Addus HomeCare Corp ADUS Weaver Susan T
Director
500 $92.39 $46,195 5,036
(Direct)
View
2019-12-12
Sale
2019-12-12
3:30 pm
SKECHERS USA INC SKX PACCIONE PHILLIP
General Counsel & Secretary
899 $41.28 $37,111 55,000
(Direct)
View
2019-12-11
Sale
2019-12-12
2:58 pm
CIENA CORP CIEN NEVENS THOMAS MICHAEL
Director
2,000 $34.63 $69,260 26,675
(Direct)
View
2019-12-10
Sale
2019-12-12
2:56 pm
MAXIMUS Inc MMS MONTONI RICHARD A
Vice Chairman
34,645 $73.46 $2,544,984 325,785
(Indirect)
View
2019-12-10
Sale
2019-12-12
2:53 pm
KELLY SERVICES INC KELYA Corona George S
Director
1,536 $22.06 $33,886 125,107
(Direct)
View
2019-12-10
Sale
2019-12-12
2:51 pm
MERCURY SYSTEMS INC MRCY ASLETT MARK
CEO
12,500 $68.61 $857,662 328,563
(Direct)
View
2019-12-11
Sale
2019-12-12
2:40 pm
WestRock Co WRK Porter James B
President
25,753 $40.04 $1,031,153 165,847
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
2:37 pm
QAD INC QADA_QADB LOPKER PAMELA M
President
10% Owner
3,000 $48.67 $146,010 4,418,095
(Direct
Indirect)
View
2019-12-12
Sale
2019-12-12
2:25 pm
CENTRAL VALLEY COMMUNITY BANCORP CVCY Flautt Robert j
Director
2,000 $21.52 $43,040 27,796
(Direct)
View
2019-12-10
Sale
2019-12-12
2:00 pm
GUARANTY BANCSHARES INC GNTY BELL MARTIN C
VP
1,000 $32.58 $32,583 43,544
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
2:00 pm
GUARANTY BANCSHARES INC GNTY BELL MARTIN C
VP
1,000 $32.53 $32,531 43,544
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
1:59 pm
VICOR CORP VICR McNamara Michael
Director
2,389 $41.5 $99,144 1,113
(Direct)
View
2019-12-10
Sale
2019-12-12
1:34 pm
Luther Burbank Corp LBC Newcomb Anita G.
Director
4,500 $11.1 $49,950 44,503
(Direct)
View
2019-12-11
Sale
2019-12-12
1:25 pm
SUMMIT FINANCIAL GROUP INC SMMF BEAN OSCAR M
Chairman
1,450 $26.6 $38,570 83,392
(Indirect
Direct)
View
2019-12-02
Sale
2019-12-12
1:15 pm
BLONDER TONGUE LABORATORIES INC BDR Smith Jeffrey W
VP
8,284 $0.647 $5,360 7,580
(Direct)
View
2019-12-10
Sale
2019-12-12
1:15 pm
ZEBRA TECHNOLOGIES CORP ZBRA Williams Stephen Edgar
VP
775 $256.6 $198,904 5,005
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-12
1:14 pm
DORIAN LPG Ltd LPG Hadjipateras Alexander C.
VP
10,000 $14.61 $146,100 67,480
(Direct)
View
2019-12-11
Sale
2019-12-12
12:38 pm
MARRIOTT INTERNATIONAL INC MAR SORENSON ARNE M
CEO
47,824 $142.3 $6,803,442 734,598
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
12:37 pm
CAROLINA FINANCIAL CORP CARO MORROW DAVID L.
VP
5,200 $42 $218,400 102,092
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
12:30 pm
Capital Bancorp Inc CBNK Curtis Kathy M
Executive V.P. and Chief C.O.
20,064 $14.05 $281,899 82,136
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
12:28 pm
FMC CORP FMC Pfeiffer Nicholas
Corporate Controller
3,379 $98.93 $334,284 12,875
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
12:18 pm
LITTELFUSE INC LFUS ZOMMER NATHAN
Director
155 $185.5 $28,757 393,670
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
12:00 pm
Midland States Bancorp Inc. MSBI Tucker Douglas J.
VP
18,103 $28.53 $516,473 27,922
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-12
11:53 am
Legacy Housing Corp LEGH Hodgson Curtis Drew
Chairman
10% Owner
12,863 $15.61 $200,741 3,220,000
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
11:36 am
Midland States Bancorp Inc. MSBI McDaniel Jerry L.
Director
5,000 $28.36 $141,810 100,000
(Indirect)
View
2019-12-11
Sale
2019-12-12
11:33 am
RAYMOND JAMES FINANCIAL INC RJF Elwyn Tashtego S
CEO
3,134 $89.43 $280,276 28,346
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
11:30 am
PNC FINANCIAL SERVICES GROUP Inc PNC Rockey Joseph E
VP
10,000 $155 $1,550,000 28,750
(Direct)
View
2019-12-10
Sale
2019-12-12
11:28 am
Primoris Services Corp PRIM Pratt Brian
Director
2,316,960 $21.58 $49,999,997 2,439,952
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
10:51 am
NICOLET BANKSHARES INC NCBS ATWELL ROBERT BRUCE
CEO
Chairman
7,500 $73.26 $549,450 69,330
(Direct)
View
2019-12-11
Sale
2019-12-12
10:48 am
SOUTHERN FIRST BANCSHARES INC SFST HOOPER TECUMSEH JR
Director
284 $43.42 $12,331 43,967
(Direct)
View
2019-12-09
Sale
2019-12-12
10:36 am
SOUTHERN FIRST BANCSHARES INC SFST HOOPER TECUMSEH JR
Director
4,366 $43.26 $188,864 47,847
(Direct)
View
2019-12-10
Sale
2019-12-12
10:28 am
Ottawa Bancorp Inc OTTW Kranov Jon
Director
500 $13.75 $6,875 39,876
(Indirect
Direct)
View
2019-12-11
Sale
2019-12-12
10:16 am
COGNEX CORP CGNX Willett Robert
CEO
70,000 $51.82 $3,627,344 946,929
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-12
10:10 am
TIMBERLAND BANCORP INC TSBK Yerrington Daniel D
Director
5,066 $29.56 $149,751 118,630
(Direct)
View
2019-12-11
Sale
2019-12-12
10:08 am
CABOT MICROELECTRONICS CORP CCMP Dysard Jeffrey Michael
VP
10,291 $131.8 $1,356,309 8,859
(Direct)
View
2019-12-11
Sale
2019-12-12
09:57 am
WESTERN ASSET VARIABLE RATE STRATEGIC FUND Inc GFY CRONIN DANIEL P
Director
500 $16.51 $8,255 6,345
(Direct)
View
2019-12-11
Sale
2019-12-12
09:12 am
KADANT INC KAI MCKENNEY MICHAEL J
CFO
4,188 $100.7 $421,539 17,557
(Direct)
View
2019-12-11
Sale
2019-12-12
09:08 am
FRANKLIN ELECTRIC CO INC FELE Walsh Jay J
President
1,936 $56.69 $109,744 16,149
(Direct)
View
2019-12-10
Sale
2019-12-12
09:00 am
WRAP TECHNOLOGIES Inc WRTC NORRIS ELWOOD G
CTO
10% Owner
600,000 $4.06 $2,436,000 5,118,219
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-12
09:00 am
WRAP TECHNOLOGIES Inc WRTC BARNES JAMES A
CFO
400,000 $4.06 $1,624,000 1,886,741
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-12
08:51 am
SOUTHERN FIRST BANCSHARES INC SFST ELLEFSON ANNE S
Director
1,500 $43.28 $64,915 19,298
(Direct)
View
2019-12-05
Sale
2019-12-12
08:32 am
MARRIOTT INTERNATIONAL INC MAR Brown William P
President
3,732 $139.3 $519,718 8,794
(Direct)
View
2019-12-11
Sale
2019-12-12
06:50 am
China XD Plastics Co Ltd CXDC Zhang Dahe
CFO
93,660 $2.049 $191,909 0
(Direct)
View
2019-12-11
Sale
2019-12-12
06:48 am
China XD Plastics Co Ltd CXDC Ma Junjie
CTO
78,180 $2.049 $160,191 0
(Direct)
View
2019-12-11
Sale
2019-12-12
06:46 am
China XD Plastics Co Ltd CXDC Ma Qingwei
COO
91,660 $2.049 $187,811 0
(Direct)
View
2019-12-10
Sale
2019-12-11
9:57 pm
Forty Seven Inc. FTSV Takimoto Chris H
Chief Medical Officer
10,000 $35 $350,000 107,741
(Direct)
View
2019-12-09
Sale
2019-12-11
9:43 pm
Biohaven Pharmaceutical Holding Co Ltd. BHVN AGUIAR ERIC
Director
4,072 $55.11 $224,411 18,755
(Indirect)
View
2019-12-09
Sale
2019-12-11
9:36 pm
SMARTSHEET INC SMAR Hamilton Kara
Chief People & Culture Officer
10,000 $42.4 $424,032 35,573
(Direct)
View
2019-12-09
Sale
2019-12-11
9:34 pm
SMARTSHEET INC SMAR Arntz Michael
Chief Revenue Officer
20,000 $42.15 $843,074 710,000
(Direct)
View
2019-12-10
Sale
2019-12-11
9:32 pm
SMARTSHEET INC SMAR MADER MARK PATRICK
CEO
40,000 $43.8 $1,751,934 81,250
(Indirect)
View
2019-12-09
Sale
2019-12-11
8:53 pm
RingCentral Inc. RNG Shmunis Vladimir
Shmunis Sandra
ELCA Fund I LP
ELCA Fund II LP
ELCA Fund III LP
ELCA LLC
CEO
Chairman
10% Owner
75,000 $164.3 $12,319,894 5,823,107
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
8:49 pm
CrowdStrike Holdings Inc. CRWD CapitalG LP
CapitalG GP LLC
CapitalG 2015 LP
CapitalG 2015 GP LLC
Alphabet Inc.
10% Owner
147,139 $50.33 $7,404,782 11,997,167
(Indirect)
View
2019-12-09
Sale
2019-12-11
8:47 pm
CrowdStrike Holdings Inc. CRWD Warburg Pincus Private Equity X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X L.P.
Warburg Pincus X GP L.P.
WPP GP LLC
Warburg Pincus Partners L.P.
Warburg Pincus Partners GP LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Director
10% Owner
7,500,000 $47.16 $353,699,999 50,813,176
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
8:45 pm
CrowdStrike Holdings Inc. CRWD Landy Joseph P.
Director
10% Owner
7,500,000 $47.16 $353,699,999 52,438,776
(Indirect)
View
2019-12-09
Sale
2019-12-11
8:42 pm
RH RH Stanchak David
See Remarks
11,062 $238.1 $2,633,442 27,062
(Indirect)
View
2019-12-09
Sale
2019-12-11
8:41 pm
RH RH Price DeMonty
See Remarks
22,000 $238.6 $5,250,135 70,687
(Direct)
View
2019-12-09
Sale
2019-12-11
8:40 pm
RH RH Preston Jack M
CFO
13,306 $235.9 $3,139,239 26,000
(Direct)
View
2019-12-11
Sale
2019-12-11
8:39 pm
RH RH FRIEDMAN GARY G
CEO
Chairman
10% Owner
179,636 $231.9 $41,658,762 2,876,826
(Direct)
View
2019-12-09
Sale
2019-12-11
8:37 pm
RH RH FRIEDMAN GARY G
CEO
Chairman
10% Owner
320,364 $236.9 $75,904,502 2,920,488
(Direct)
View
2019-12-09
Sale
2019-12-11
8:35 pm
RH RH Chaya Eri
Director
17,000 $239.8 $4,076,090 71,337
(Direct)
View
2019-12-10
Sale
2019-12-11
8:34 pm
Tricida Inc. TCDA KLAERNER GERRIT
CEO
3,948 $43.28 $170,869 582,893
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
8:34 pm
RH RH Belling Keith
Director
4,500 $239.7 $1,078,530 10,003
(Direct)
View
2019-12-09
Sale
2019-12-11
8:33 pm
RH RH ALBERINI CARLOS
Director
25,000 $239.9 $5,997,330 45,446
(Direct)
View
2019-12-10
Sale
2019-12-11
8:33 pm
CENTURYLINK INC CTL SIEGEL LAURIE
Director
3,072 $14 $43,017 59,358
(Direct)
View
2019-12-09
Sale
2019-12-11
8:17 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Ruffing Thomas C
Managing Director
132 $36.81 $4,859 30,455
(Direct)
View
2019-12-09
Sale
2019-12-11
8:16 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Marone Anthony F. JR
CFO
379 $36.81 $13,951 36,263
(Direct)
View
2019-12-09
Sale
2019-12-11
8:15 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Armer Douglas N.
VP
801 $36.81 $29,485 86,878
(Direct)
View
2019-12-09
Sale
2019-12-11
8:12 pm
NEXSTAR MEDIA GROUP Inc NXST RYDER ELIZABETH
VP
9,500 $110 $1,045,331 4,192
(Direct)
View
2019-12-09
Sale
2019-12-11
8:03 pm
GLU MOBILE INC GLUU Brandeau Greg
Director
4,166 $6 $24,996 25,000
(Direct)
View
2019-12-09
Sale
2019-12-11
7:58 pm
Horizon Global Corp HZN Atlas Capital Resources II LP
Lapetus Capital II LLC
Atlas Capital GP II LP
Atlas Capital Resources GP II LLC
BURSKY ANDREW M
Fazio Timothy J
10% Owner
25,825 $3.517 $90,820 2,539,841
(Indirect)
View
2019-12-09
Sale
2019-12-11
7:56 pm
Stitch Fix Inc. SFIX HANSEN MARKA
Director
12,500 $25 $312,503 129,375
(Direct)
View
2019-12-09
Sale
2019-12-11
7:56 pm
Stitch Fix Inc. SFIX Darling Scott
Chief Legal Officer & Sec
9,000 $26.39 $237,500 105,000
(Direct)
View
2019-12-10
Sale
2019-12-11
7:40 pm
Moderna Inc. MRNA KANIA EDWIN M JR
10% Owner
100,000 $18.81 $1,880,840 498,847
(Direct)
View
2019-12-09
Sale
2019-12-11
7:38 pm
Moderna Inc. MRNA Flagship Ventures Fund IV General Partner LLC
Flagship Ventures Fund IV L.P.
Flagship Ventures Fund IV-Rx L.P.
AFEYAN NOUBAR
KANIA EDWIN M JR
Director
10% Owner
435,855 $18.81 $8,196,936 31,582,082
(Indirect)
View
2019-12-09
Sale
2019-12-11
7:36 pm
APOLLO INVESTMENT CORP AINV STEIN ELLIOT JR
Director
5,386 $17.18 $92,531 4,674
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
7:35 pm
Vivint Solar Inc. VSLR Christiansen Bryan
COO
23,387 $7.048 $164,841 164,370
(Direct)
View
2019-12-09
Sale
2019-12-11
7:28 pm
IRADIMED CORP IRMD JOHNSON BRENT
VP
16,300 $22.64 $368,960 222,768
(Direct)
View
2019-12-09
Sale
2019-12-11
7:24 pm
ANTARES PHARMA Inc ATRS GARRITY THOMAS J
Director
80,000 $4.581 $366,472 234,186
(Direct)
View
2019-12-09
Sale
2019-12-11
7:21 pm
CrowdStrike Holdings Inc. CRWD Kurtz George
CEO
10% Owner
124,748 $49.78 $6,209,956 13,496,994
(Indirect)
View
2019-12-09
Sale
2019-12-11
7:21 pm
ANTARES PHARMA Inc ATRS JACOB LEONARD S
Director
244,814 $4.629 $1,133,145 377,563
(Direct)
View
2019-12-09
Sale
2019-12-11
7:19 pm
CrowdStrike Holdings Inc. CRWD Watzinger Gerhard
Director
100,000 $49.17 $4,916,804 500,000
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
7:17 pm
CrowdStrike Holdings Inc. CRWD OLEARY DENIS
Director
350,000 $50.03 $17,510,500 867,500
(Direct)
View
2019-12-09
Sale
2019-12-11
7:15 pm
ANTARES PHARMA Inc ATRS APPLE ROBERT F
CEO
366,524 $4.646 $1,702,775 2,015,891
(Direct)
View
2019-12-09
Sale
2019-12-11
7:15 pm
CrowdStrike Holdings Inc. CRWD Sexton Joseph E.
Director
12,500 $49.18 $614,750 357,500
(Direct)
View
2019-12-09
Sale
2019-12-11
7:13 pm
CrowdStrike Holdings Inc. CRWD Podbere Burt W.
CFO
215,000 $49.79 $10,704,880 1,123,299
(Direct)
View
2019-12-09
Sale
2019-12-11
7:09 pm
TCR2 THERAPEUTICS Inc TCRR Jovan-Embiricos Morana
Globeways Holdings Ltd
Globeways Holdings II Ltd
F2 Capital I 2015 Ltd
F2 Captial I 2017 Ltd
F2 MG Ltd
F2 - TPO Investments LLC
10% Owner
204,562 $17.64 $3,609,170 1,334,504
(Indirect)
View
2017-11-12
Sale
2019-12-11
7:07 pm
Plantation Corp. Machado Christian
10% Owner
4,115,167 $0.1643 $676,150 10,694,335
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
7:00 pm
STARBUCKS CORP SBUX Walker Jill
svp chief accounting officer
2,000 $86.47 $172,934 39,976
(Direct)
View
2019-12-11
Sale
2019-12-11
7:00 pm
Edwards Lifesciences Corp EW BOBO DONALD E JR
CVP Strategy/Corp Development
5,369 $229.3 $1,230,897 41,232
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
6:48 pm
Xencor Inc XNCR STAFFORD JOHN S III
10% Owner
410,500 $40.44 $16,599,484 1,879,676
(Indirect)
View
2019-12-10
Sale
2019-12-11
6:48 pm
Quanterix Corp QTRX Madaus Martin D
Director
7,800 $25.16 $196,210 213,466
(Direct
Indirect)
View
2019-12-11
Sale
2019-12-11
6:47 pm
MINERALS TECHNOLOGIES INC MTX MONAGLE DJ III
VP
14,194 $54.82 $778,065 153,396
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
6:47 pm
MINERALS TECHNOLOGIES INC MTX Meek Thomas J
VP
14,369 $45.9 $659,477 130,072
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
6:47 pm
MINERALS TECHNOLOGIES INC MTX CIPOLLA MICHAEL
VP
7,380 $54.7 $403,690 50,328
(Indirect
Direct)
View
2019-11-22
Sale
2019-12-11
6:45 pm
INNODATA INC INOD LUZICH PARTNERS LLC
10% Owner
24,897 $1.278 $31,827 2,595,428
(Direct)
View
2019-12-10
Sale
2019-12-11
6:43 pm
Johnson Controls International plc JCI Williams Jeffrey M
VP
13,598 $42.17 $573,428 101,195
(Direct)
View
2019-12-11
Sale
2019-12-11
6:42 pm
Johnson Controls International plc JCI Rushing Rodney M
President
9,460 $42.5 $402,050 22,891
(Direct)
View
2019-12-09
Sale
2019-12-11
6:40 pm
NEWMONT GOLDCORP CORP NEM Kitlen John
CAO
750 $40.15 $30,113 39,673
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
6:35 pm
Zoom Video Communications Inc. ZM Pelosi Janine
Chief Marketing Officer
13,046 $63.24 $824,966 422,600
(Direct)
View
2019-12-09
Sale
2019-12-11
6:30 pm
ACADIA PHARMACEUTICALS INC ACAD YANG MICHAEL J.
EVP and CCO
14,521 $50.46 $732,792 385,479
(Direct)
View
2019-12-09
Sale
2019-12-11
6:29 pm
ACADIA PHARMACEUTICALS INC ACAD Ridloff Elena
CFO
36,000 $49.66 $1,787,853 64,000
(Direct)
View
2019-12-11
Sale
2019-12-11
6:21 pm
SEMTECH CORP SMTC Ammann Charles B.
VP
19,267 $47.2 $909,458 33,643
(Direct)
View
2019-12-09
Sale
2019-12-11
6:09 pm
Energy Recovery Inc. ERII Clemente Rodney
VP
230 $8.746 $2,012 42,904
(Direct)
View
2019-12-10
Sale
2019-12-11
6:07 pm
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
2,000 $34.61 $69,220 328,012
(Direct)
View
2019-12-09
Sale
2019-12-11
6:04 pm
Greenlane Holdings Inc. GNLN PURA VIDA INVESTMENTS LLC
Kamen Efrem
10% Owner
75,000 $2.86 $214,500 992,890
(Indirect)
View
2019-12-09
Sale
2019-12-11
6:04 pm
FISERV INC FISV YABUKI JEFFERY W
CEO
Chairman
45,000 $114.3 $5,143,050 869,809
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
6:01 pm
RealPage Inc. RP Chaney William P
VP
55,000 $54.91 $3,020,050 157,979
(Direct)
View
2019-12-10
Sale
2019-12-11
6:01 pm
EXP World Holdings Inc. EXPI Gesing Jason
CEO
COO
14,066 $11.39 $160,212 1,124,002
(Direct)
View
2019-12-11
Sale
2019-12-11
6:00 pm
People's Utah Bancorp PUB Fairclough Jr. Fred W.
Director
3,750 $29.23 $109,600 296,426
(Indirect)
View
2019-12-10
Sale
2019-12-11
5:56 pm
Q2 Holdings Inc. QTWO Harris Jennifer Noel
CFO
15,000 $79.41 $1,191,150 129,865
(Direct)
View
2019-12-09
Sale
2019-12-11
5:51 pm
Medley Capital Corp MCC Fortress Investment Group LLC
DB Med Investor I LLC
Drawbridge Special Opportunities Fund LP
Drawbridge Special Opportunities GP LLC
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
Fortress Principal Investment Holdings IV LLC
FIG LLC
Fortress Operating Entity I LP
FIG Corp.
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
10% Owner
25,273 $2.248 $56,808 7,496,032
(Indirect)
View
2019-12-09
Sale
2019-12-11
5:50 pm
Aimmune Therapeutics Inc. AIMT ADELMAN DANIEL C MD
Chief Medical Officer
20,000 $30.04 $600,716 170,000
(Direct)
View
2019-12-10
Sale
2019-12-11
5:48 pm
AVALARA Inc AVLR McFarlane Scott M
Director
12,000 $72.78 $873,303 763,286
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
5:45 pm
Redfin Corp RDFN KELMAN GLENN
CEO
90,000 $21.09 $1,897,878 1,984,973
(Direct)
View
2019-12-10
Sale
2019-12-11
5:41 pm
Mueller Water Products Inc. MWA THOMAS LYDIA W
Director
15,094 $11.97 $180,739 102,020
(Direct)
View
2019-12-09
Sale
2019-12-11
5:39 pm
SALESFORCE.COM Inc CRM Benioff Marc
CEO
Chairman
5,000 $157 $784,926 30,536,988
(Direct)
View
2019-12-11
Sale
2019-12-11
5:37 pm
AXCELIS TECHNOLOGIES INC ACLS FLETCHER R JOHN
Director
22,500 $22.96 $516,600 74,604
(Direct)
View
2019-12-09
Sale
2019-12-11
5:36 pm
INTUIT INC INTU COOK SCOTT D
Chairman
133,333 $255.3 $34,042,121 8,386,004
(Indirect)
View
2019-12-09
Sale
2019-12-11
5:36 pm
SALESFORCE.COM Inc CRM Harris Parker
CTO
620 $157 $97,321 1,003,987
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
5:31 pm
Woodward Inc. WWD GENDRON THOMAS A
CEO
25,500 $121.2 $3,090,515 234,890
(Indirect
Direct)
View
2019-12-06
Sale
2019-12-11
5:31 pm
MIDDLEBY CORP MIDD Palisi Chapin Sarah
Director
100 $113.2 $11,321 4,800
(Direct)
View
2019-12-09
Sale
2019-12-11
5:27 pm
Global Blood Therapeutics Inc. GBT Lehrer-Graiwer Joshua
Chief Medical Officer
937 $78.5 $73,555 2,813
(Direct)
View
2019-12-09
Sale
2019-12-11
5:26 pm
Karyopharm Therapeutics Inc. KPTI Mirza Mansoor Raza
Director
10,342 $17.02 $176,034 10,342
(Direct)
View
2019-12-09
Sale
2019-12-11
5:26 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Orsula V
President
8,000 $41.5 $332,003 842,312
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
5:26 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Calvin H
CEO
8,000 $41.5 $332,003 846,602
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
5:25 pm
IRON MOUNTAIN INC IRM Allerton Jennifer
Director
5,000 $32.96 $164,810 18,484
(Direct)
View
2019-12-09
Sale
2019-12-11
5:24 pm
Karyopharm Therapeutics Inc. KPTI Kauffman Michael
CEO
20,000 $16.51 $330,106 741,134
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
5:21 pm
Karyopharm Therapeutics Inc. KPTI Shacham Sharon
President & CSO
20,000 $16.51 $330,106 741,134
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
5:17 pm
TechTarget Inc TTGT Cotoia Michael
CEO
22,200 $25.01 $555,222 64,748
(Direct)
View
2019-12-09
Sale
2019-12-11
5:13 pm
ServiceNow Inc. NOW LUDDY FREDERIC B
Director
22,000 $270.6 $5,952,795 806,306
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
5:07 pm
Western Union CO WU Tsai Caroline
Chief Legal Officer/Secretary
4,857 $26.85 $130,410 55,360
(Direct)
View
2019-12-09
Sale
2019-12-11
5:07 pm
LENNOX INTERNATIONAL INC LII JOHNSTON TERRY L
VP
978 $257.7 $252,060 21,027
(Direct)
View
2019-12-09
Sale
2019-12-11
5:06 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $22.86 $57,150 178,447
(Direct)
View
2019-12-11
Sale
2019-12-11
5:05 pm
TIDEWATER INC TDW Rubio Samuel R
CAO
127 $16.26 $2,065 36,003
(Direct)
View
2019-12-09
Sale
2019-12-11
5:05 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $22.87 $34,305 70,000
(Indirect)
View
2019-12-09
Sale
2019-12-11
5:04 pm
KANSAS CITY SOUTHERN KSU Upchurch Michael W
CFO
1,000 $151.6 $151,650 20,213
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
5:02 pm
KANSAS CITY SOUTHERN KSU Cheatum Lora S
VP
5,500 $151.4 $832,535 21,425
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
5:01 pm
Urovant Sciences Ltd. UROV Katkin Keith
CEO
120,000 $12.78 $1,533,600 881,254
(Direct)
View
2019-12-10
Sale
2019-12-11
5:00 pm
QUALCOMM INC QCOM STERLING MICHELLE M
VP
17,557 $84.53 $1,484,128 19,166
(Indirect)
View
2019-12-09
Sale
2019-12-11
5:00 pm
ADVANCED DRAINAGE SYSTEMS Inc WMS LEEUWENBURG EWOUT
VP
20,000 $38.24 $764,868 64,210
(Direct)
View
2019-12-10
Sale
2019-12-11
4:59 pm
Rapid7 Inc. RPD Weiner Lee David
Chief Product Officer
7,500 $53.27 $399,511 147,885
(Direct)
View
2019-12-09
Sale
2019-12-11
4:59 pm
HEALTHCARE REALTY TRUST INC HR Hull Robert E
VP
1,606 $33.57 $53,913 107,659
(Direct)
View
2019-12-09
Sale
2019-12-11
4:59 pm
LENNOX INTERNATIONAL INC LII Zimmer Elliot S
COO
381 $257.7 $98,195 1,295
(Direct)
View
2019-12-10
Sale
2019-12-11
4:57 pm
EXXON MOBIL CORP XOM Hansen Neil A
VP
3,630 $70 $254,100 45,800
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:56 pm
VEEVA SYSTEMS INC VEEV Zuppas Eleni Nitsa
Chief Marketing Officer
3,000 $143.7 $431,130 16,390
(Direct)
View
2019-12-09
Sale
2019-12-11
4:56 pm
LENNOX INTERNATIONAL INC LII Bluedorn Todd M
CEO
Chairman
5,869 $257.7 $1,512,617 93,432
(Direct)
View
2019-12-09
Sale
2019-12-11
4:55 pm
CUMULUS MEDIA INC CMLS SP Signal Manager LLC
SP Signal LLC
MULE EDWARD A
10% Owner
52,500 $17.27 $906,775 2,067,000
(Direct)
View
2019-12-10
Sale
2019-12-11
4:55 pm
VEEVA SYSTEMS INC VEEV MATEO ALAN
VP
476 $143.7 $68,406 16,815
(Direct)
View
2019-12-10
Sale
2019-12-11
4:54 pm
EXXON MOBIL CORP XOM Milton Bryan W
VP
13,569 $69.44 $942,200 237,450
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:49 pm
KILROY REALTY CORP KRC Werber Merryl Elizabeth
CAO
250 $84.23 $21,057 6,314
(Direct)
View
2019-12-10
Sale
2019-12-11
4:49 pm
Compass Diversified Holdings CODI BURNS GORDON M
See Remark (a)
34,711 $24.58 $853,332 74,471
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
4:47 pm
BWX Technologies Inc. BWXT Black David S
CFO
1,000 $60.65 $60,650 73,161
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:46 pm
VERACYTE Inc VCYT Anderson Bonnie H
CEO
Chairman
20,000 $28.96 $579,248 122,738
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:44 pm
Eidos Therapeutics Inc. EIDX Siu Christine
CFO
10,000 $59.66 $596,570 152,191
(Direct)
View
2019-12-09
Sale
2019-12-11
4:43 pm
LENNOX INTERNATIONAL INC LII Bedard Gary S
COO
764 $260 $198,640 17,505
(Direct)
View
2019-12-09
Sale
2019-12-11
4:42 pm
CORCEPT THERAPEUTICS INC CORT Robb Gary Charles
CFO
30,000 $13.73 $412,029 45,000
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:41 pm
AMERICAN TOWER CORP AMT Puech Olivier
VP
99 $213.1 $21,096 19,158
(Direct)
View
2019-12-09
Sale
2019-12-11
4:39 pm
META FINANCIAL GROUP INC CASH Stork Kendall E
Director
1,000 $35.03 $35,034 12,363
(Indirect)
View
2019-12-09
Sale
2019-12-11
4:38 pm
Sailpoint Technologies Holdings Inc. SAIL McMartin James Cameron
COO
15,000 $24.03 $360,479 226,235
(Direct)
View
2019-12-09
Sale
2019-12-11
4:36 pm
META FINANCIAL GROUP INC CASH Tull William David
Director
25,604 $35.03 $896,868 344,320
(Indirect)
View
2019-12-10
Sale
2019-12-11
4:31 pm
WHITE MOUNTAINS INSURANCE GROUP LTD WTM SMITH LOWNDES ANDREW
Director
200 $1,106 $221,152 1,102
(Direct)
View
2019-12-09
Sale
2019-12-11
4:31 pm
RESMED INC RMD Farrell Michael J.
CEO
6,651 $149.6 $995,282 361,351
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:31 pm
Enphase Energy Inc. ENPH RANHOFF DAVID A
VP & Chief Commercial Officer
50,000 $24.05 $1,202,620 652,103
(Direct)
View
2019-12-10
Sale
2019-12-11
4:31 pm
IRADIMED CORP IRMD VUOTO ANTHONY
Director
4,347 $22.37 $97,242 16,340
(Direct)
View
2019-12-09
Sale
2019-12-11
4:30 pm
Deciphera Pharmaceuticals Inc. DCPH Morl Christopher John
Chief Business Officer
15,034 $55 $826,870 222,127
(Direct)
View
2019-12-10
Sale
2019-12-11
4:29 pm
Enphase Energy Inc. ENPH McNeil Jeff
COO
7,500 $24.02 $180,121 297,538
(Direct)
View
2019-12-09
Sale
2019-12-11
4:29 pm
LANDMARK BANCORP INC LARK ALEXANDER PATRICK L
Director
2,046 $23.68 $48,446 114,833
(Direct)
View
2019-12-09
Sale
2019-12-11
4:28 pm
AMBARELLA INC AMBA PAISLEY CHRISTOPHER B
Director
1,500 $53.38 $80,070 24,745
(Direct)
View
2019-12-10
Sale
2019-12-11
4:28 pm
IROBOT CORP IRBT Miller Andrew
Director
441 $46.2 $20,374 6,052
(Direct)
View
2019-12-09
Sale
2019-12-11
4:28 pm
Elastic N.V. ESTC Volpi Michelangelo
Director
366,673 $62.76 $23,013,945 64,206
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
4:26 pm
READING INTERNATIONAL INC RDI COTTER MARGARET
VP
2,500 $10.37 $25,925 801,362
(Direct
Indirect)
View
2019-12-09
Sale
2019-12-11
4:25 pm
DICK'S SPORTING GOODS Inc DKS BYRD VINCENT C
Director
19,500 $48.04 $936,718 45,757
(Direct)
View
2019-12-09
Sale
2019-12-11
4:24 pm
REGENXBIO Inc. RGNX Simpson Curran
CTO
15,552 $43.74 $680,248 30,101
(Direct)
View
2019-12-10
Sale
2019-12-11
4:22 pm
Dynatrace Inc. DT Pace Stephen J.
VP
115,736 $24.01 $2,778,532 788,627
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:22 pm
Dynatrace Inc. DT Burns Kevin C
CFO
136,620 $24.01 $3,279,905 651,874
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
4:21 pm
Dynatrace Inc. DT Van Siclen John
CEO
425,532 $24.01 $10,215,959 1,871,125
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:20 pm
Dynatrace Inc. DT LINES JAMES K.
Director
29,797 $24.01 $715,351 268,176
(Direct)
View
2019-12-10
Sale
2019-12-11
4:19 pm
Dynatrace Inc. DT ZUBER PAUL ANDREW
Director
11,290 $24.01 $271,045 101,612
(Direct)
View
2010-04-01
Sale
2019-12-11
4:19 pm
FORRESTER RESEARCH Inc FORR Chouinard Scott
CAO
500 $39.5 $19,750 7,557
(Direct)
View
2019-12-09
Sale
2019-12-11
4:15 pm
Hilton Grand Vacations Inc. HGV Hollkamp Barbara L.
See Remarks
2,000 $34.9 $69,800 49,547
(Direct)
View
2019-12-09
Sale
2019-12-11
4:14 pm
PATTERSON UTI ENERGY INC PTEN BUCKNER CHARLES OLIVER
Director
2,011 $9.859 $19,826 35,133
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:13 pm
RHYTHM PHARMACEUTICALS Inc RYTM Foley Todd
Director
64,034 $25.25 $1,616,800 2,452,698
(Indirect)
View
2019-12-09
Sale
2019-12-11
4:12 pm
ENVESTNET Inc ENV Mayer Joshua
COO
150 $72.04 $10,806 19,005
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:11 pm
Natera Inc. NTRA Chapman Steven Leonard
CEO
1,148 $36.13 $41,478 20,667
(Direct)
View
2019-12-09
Sale
2019-12-11
4:11 pm
Natera Inc. NTRA Rabinowitz Matthew
Chairman
1,409 $36.13 $50,908 1,289,724
(Direct)
View
2019-12-09
Sale
2019-12-11
4:11 pm
Natera Inc. NTRA Brophy Michael Burkes
CFO
1,199 $36.13 $43,321 27,188
(Direct)
View
2019-12-09
Sale
2019-12-11
4:10 pm
Natera Inc. NTRA Sheena Jonathan
CTO
1,027 $36.13 $37,106 243,813
(Direct)
View
2019-12-09
Sale
2019-12-11
4:10 pm
Deciphera Pharmaceuticals Inc. DCPH Flynn Daniel Lee
Chief Scientific Officer
152,927 $55 $8,410,985 136,649
(Indirect
Direct)
View
2019-12-09
Sale
2019-12-11
4:10 pm
ADVANCED MICRO DEVICES INC AMD Su Lisa T
CEO
128,143 $39.35 $5,042,427 2,780,410
(Direct)
View
2019-12-09
Sale
2019-12-11
4:09 pm
AMERISOURCEBERGEN CORP ABC COLLIS STEVEN H
CEO
Chairman
19,905 $86.97 $1,731,072 162,027
(Direct)
View
2019-12-09
Sale
2019-12-11
4:09 pm
Rapid7 Inc. RPD Holzman Benjamin
Director
4,000 $53.49 $213,973 17,377
(Direct)
View
2019-12-09
Sale
2019-12-11
4:07 pm
Rapid7 Inc. RPD Thomas Corey E.
CEO
35,000 $53.37 $1,868,083 442,462
(Direct
Indirect)
View
2019-12-10
Sale
2019-12-11
4:06 pm
Fidelity National Information Services Inc. FIS HUNT DAVID K
Director
5,094 $135.4 $689,728 14,717
(Indirect
Direct)
View
2019-12-10
Sale
2019-12-11
4:06 pm
Bancorp of New Jersey Inc. BKJ Young Lori A
VP
3,969 $18.8 $74,612 6,594
(Direct)
View
2019-12-10
Sale
2019-12-11
4:04 pm
UNITED STATES LIME & MINERALS INC USLM ODISHAW EDWARD A
Director
800 $89.64 $71,712 0
(Direct)
View
2019-12-09
Sale
2019-12-11
4:03 pm
Magenta Therapeutics Inc. MGTA DAVIS JOHN C. JR
Chief Medical Officer
21,669 $15 $325,035 254,099
(Direct)
View
2019-12-06
Sale
2019-12-11
4:01 pm
Invesco Senior Income Trust VVR Saba Capital Management L.P.
Weinstein Boaz
10% Owner
169,252 $4.129 $698,861 21,809,186
(Indirect)
View
2019-12-11
Sale
2019-12-11
4:00 pm
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman
10% Owner
3,000 $370.9 $1,112,736 100,847
(Direct)
View
(A) Indicate amendment filing.