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Insider Sale Filings - Archives for 2019-12-06

Home -> 2019 -> Insider sale filings for 2019-12-06

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-12-05
Sale
2019-12-06
3:54 pm
WSFS FINANCIAL CORP WSFS GREENPLATE PAUL S
VP
6,072 $43.52 $264,229 11,360
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
3:36 pm
BOSTON PROPERTIES INC BXP RITCHEY RAYMOND A
VP
96,802 $138.4 $13,393,673 55,807
(Direct)
View
2019-12-04
Sale
2019-12-06
3:35 pm
PARKER DRILLING CO PKD BRIGADE CAPITAL MANAGEMENT LP
MORGAN DONALD E III
Brigade Capital Management GP LLC
10% Owner
9,925 $18.78 $186,392 3,175,289
(Indirect)
View
2019-12-05
Sale
2019-12-06
3:34 pm
AFLAC INC AFL Williams Richard JR
VP
1,900 $52.62 $99,984 10,919
(Direct)
View
2019-12-06
Sale
2019-12-06
3:29 pm
COGENT COMMUNICATIONS HOLDINGS Inc CCOI ONEILL TIMOTHY G
VP
2,000 $61.97 $123,940 31,752
(Direct)
View
2019-12-05
Sale
2019-12-06
3:26 pm
NEXTERA ENERGY INC NEE ROBO JAMES L
CEO
Chairman
10,000 $233.1 $2,331,200 249,325
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
3:24 pm
EXXON MOBIL CORP XOM Schleckser Robert N
VP
7,989 $68.61 $548,152 212,700
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
3:10 pm
EXXON MOBIL CORP XOM Rosenthal David S
VP
9,615 $68.18 $655,551 306,950
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
2:45 pm
FTI CONSULTING INC FCN Holthaus Gerard E
Director
5,000 $110.3 $551,350 66,643
(Direct)
View
2019-12-06
Sale
2019-12-06
1:56 pm
CROWN HOLDINGS INC CCK GOH HOCK HUAT
President
3,125 $76.22 $238,189 39,298
(Direct)
View
2019-12-05
Sale
2019-12-06
1:25 pm
VICOR CORP VICR Morrison Kemble D
VP
500 $41.75 $20,875 500
(Direct)
View
2019-12-04
Sale
2019-12-06
1:23 pm
NORTHRIM BANCORP INC NRIM DRABEK ANTHONY
Director
830 $36.54 $30,328 2,265
(Direct)
View
2019-12-04
Sale
2019-12-06
12:55 pm
Nuveen Real Asset Income & Growth Fund JRI ZIMMERMAN GIFFORD R
Secretary
1,804 $18.1 $32,644 0
(Direct)
View
2019-12-04
Sale
2019-12-06
12:37 pm
Greenlane Holdings Inc. GNLN PURA VIDA INVESTMENTS LLC
Kamen Efrem
10% Owner
150,000 $3.08 $462,000 1,217,890
(Indirect)
View
2019-12-05
Sale
2019-12-06
12:36 pm
UNIVERSAL ELECTRONICS INC UEIC Chong David Cheung Hyen
VP
1,000 $56 $56,000 9,655
(Direct
Indirect)
View
2019-12-06
Sale
2019-12-06
12:29 pm
COGENT COMMUNICATIONS HOLDINGS Inc CCOI KILMER HENRY W
VP
2,400 $62.44 $149,853 31,200
(Direct)
View
2019-12-06
Sale(A)
2019-12-06
12:26 pm
HERITAGE FINANCIAL CORP HFWA Spurling David A
Chief Credit Officer
8,661 $27.43 $237,553 20,299
(Direct)
View
2019-12-05
Sale
2019-12-06
11:59 am
MSA Safety Inc MSA MCCLAINE DOUGLAS K
VP
8,500 $124.9 $1,062,049 8,593
(Direct)
View
2019-12-04
Sale
2019-12-06
11:53 am
VERU Inc VERU STEINER MITCHELL SHUSTER
CEO
10% Owner
25,000 $2.214 $55,340 7,451,357
(Indirect
Direct)
View
2019-12-05
Sale
2019-12-06
11:21 am
NOVAGOLD RESOURCES INC NG Ottewell David A.
CFO
78,611 $7.19 $565,213 831,563
(Direct)
View
2019-12-04
Sale
2019-12-06
11:18 am
TYLER TECHNOLOGIES INC TYL MARR JOHN S JR
Chairman
25,000 $286.9 $7,173,067 283,011
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
10:56 am
CIMAREX ENERGY CO XEC Barron Francis Brian
VP
2,500 $46.93 $117,315 81,023
(Direct)
View
2019-12-04
Sale
2019-12-06
10:42 am
Lipocine Inc. LPCN BROWN MORGAN R
CFO
17,250 $0.4102 $7,076 81,062
(Direct)
View
2019-12-04
Sale
2019-12-06
10:42 am
Lipocine Inc. LPCN Patel Mahesh V.
CEO
43,500 $0.41 $17,835 952,112
(Direct)
View
2019-12-05
Sale
2019-12-06
09:52 am
QAD INC QADA_QADB LOPKER PAMELA M
President
10% Owner
2,000 $48.64 $97,280 4,272,095
(Direct
Indirect)
View
2019-12-04
Sale
2019-12-06
09:32 am
METTLER TOLEDO INTERNATIONAL INC MTD Kirk Simon
Head of Product Inspection
2,523 $733 $1,849,421 3,951
(Direct)
View
2019-12-05
Sale
2019-12-06
08:52 am
MSA Safety Inc MSA BRUGGEWORTH ROBERT A
Director
895 $124.3 $111,288 22,887
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
08:45 am
COGENT COMMUNICATIONS HOLDINGS Inc CCOI Bath Blake
Director
4,000 $62.32 $249,277 18,125
(Direct)
View
2019-12-04
Sale
2019-12-06
08:21 am
PIONEER NATURAL RESOURCES CO PXD Stewart Stephanie D
CIO
600 $130.2 $78,132 13,964
(Indirect
Direct)
View
2019-12-05
Sale
2019-12-06
08:21 am
PIONEER NATURAL RESOURCES CO PXD Montemayor Margaret
CAO
1,200 $131.2 $157,404 7,894
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-06
08:16 am
SeaWorld Entertainment Inc. SEAS Taylor George Anthony
See Remarks
6,817 $29.21 $199,125 195,772
(Direct)
View
2019-12-04
Sale
2019-12-06
08:14 am
PIONEER NATURAL RESOURCES CO PXD BERG MARK STEPHEN
VP
2,000 $129.6 $259,194 60,073
(Indirect
Direct)
View
2019-12-02
Sale
2019-12-06
06:02 am
SOLAREDGE TECHNOLOGIES Inc SEDG AVERY MORE
Director
6,828 $83.63 $571,035 512,919
(Direct)
View
2019-12-03
Sale
2019-12-05
9:35 pm
QUIDEL CORP QDEL Kroll Werner
VP
22,951 $68.02 $1,561,078 23,389
(Direct)
View
2019-12-04
Sale
2019-12-05
9:31 pm
Nutanix Inc. NTNX Sangster David
COO
15,172 $35.5 $538,588 17,531
(Direct)
View
2019-12-03
Sale
2019-12-05
9:15 pm
OMEROS CORP OMER Cable Thomas J.
Director
10,000 $14.41 $144,148 45,067
(Direct)
View
2019-12-03
Sale
2019-12-05
9:09 pm
NEW RELIC Inc NEWR Cirne Lewis
CEO
10% Owner
8,500 $66.87 $568,428 6,383,011
(Indirect)
View
2019-12-03
Sale
2019-12-05
9:08 pm
Orion Group Holdings Inc ORN SHANFELTER AUSTIN J
COO
32,787 $0 $0 126,249
(Direct)
View
2019-12-03
Sale
2019-12-05
9:00 pm
VARONIS SYSTEMS INC VRNS Bass David
CTO
5,500 $76.25 $419,358 154,000
(Direct)
View
2019-11-22
Sale
2019-12-05
8:52 pm
Mueller Water Products Inc. MWA Nancarrow Michael S
CAO
3,973 $10.86 $43,130 35,626
(Direct)
View
2019-12-03
Sale
2019-12-05
8:51 pm
Vistra Energy Corp. VST BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Holdings Canada Inc.
Brookfield Private Funds Holdings Inc.
Brookfield Canada Adviser LP
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
Titan Co-Investment-AC L.P.
Titan Co-Investment-CN L.P.
Titan Co-Investment-HI L.P.
10% Owner
20,801,472 $25.65 $533,557,749 48,066,772
(Indirect)
View
2019-12-03
Sale
2019-12-05
8:49 pm
Vistra Energy Corp. VST BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Private Equity Inc.
Brookfield US Inc.
Brookfield Private Equity Direct Investments Holdings LP
Brookfield Private Equity Holdings LLC
Brookfield Titan Holdings LP
Titan Co-Investment GP LLC
Brookfield Private Equity Group Holdings LP
Brookfield Capital Partners Ltd.
10% Owner
20,801,472 $25.65 $533,557,749 48,066,772
(Indirect)
View
2019-12-03
Sale
2019-12-05
8:39 pm
STANDARD DIVERSIFIED Inc SDI Helms Thomas F. Jr.
Director
305 $14.8 $4,515 141,237
(Direct)
View
2019-12-03
Sale
2019-12-05
8:22 pm
CareDx Inc. CDNA HAGSTROM WILLIAM A
Director
12,500 $20.06 $250,761 15,385
(Direct)
View
2019-12-05
Sale
2019-12-05
8:22 pm
Alteryx Inc. AYX Jones Robert Scott
Pres. & Chief Revenue Officer
1,599 $110.8 $177,249 43,749
(Direct)
View
2019-12-04
Sale
2019-12-05
8:15 pm
SALESFORCE.COM Inc CRM Benioff Marc
CEO
Chairman
10,000 $157.1 $1,570,949 30,467,800
(Direct)
View
2019-12-03
Sale
2019-12-05
8:11 pm
EXELIXIS Inc EXEL Schwab Gisela
Pres Prod Dev & Med Aff & CMO
50,000 $16.22 $811,000 363,557
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
8:10 pm
DYADIC INTERNATIONAL INC DYAI Buckland Barry
Director
15,000 $6.18 $92,700 15,000
(Direct)
View
2019-12-03
Sale(A)
2019-12-05
7:54 pm
Bloom Energy Corp BE FURR RANDY W
CFO
100,044 $5.721 $572,332 340,915
(Direct)
View
2019-12-04
Sale
2019-12-05
7:45 pm
RBB Bancorp RBB Lin Ko-Yen
Director
20,000 $20.01 $400,147 94,015
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
7:36 pm
CIENA CORP CIEN SMITH GARY B
CEO
3,750 $36.66 $137,475 421,596
(Direct)
View
2019-12-04
Sale
2019-12-05
7:31 pm
Eidos Therapeutics Inc. EIDX Fox Jonathan C
See Remarks
10,000 $58.9 $589,048 450,527
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
7:14 pm
Magnolia Oil & Gas Corp MGY MacDougall Michael G.
Director
150,000 $11.19 $1,678,390 2,308,677
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
7:06 pm
Five9 Inc. FIVN Burkland Daniel P.
President
19,505 $66.83 $1,303,563 161,133
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
7:04 pm
Bloom Energy Corp BE FURR RANDY W
CFO
100,044 $5.721 $572,332 340,915
(Direct)
View
2019-12-04
Sale
2019-12-05
7:03 pm
BIO-RAD LABORATORIES Inc BIO ERNST TIMOTHY S
VP
1,906 $370.1 $705,436 2,362
(Direct)
View
2019-12-04
Sale
2019-12-05
6:58 pm
UNIVERSAL ELECTRONICS INC UEIC Chong David Cheung Hyen
VP
3,325 $55.67 $185,100 10,655
(Direct
Indirect)
View
2019-12-05
Sale
2019-12-05
6:57 pm
BALL Corp BLL HAYES JOHN A
CEO
Chairman
9,382 $66.16 $620,695 438,496
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
6:50 pm
LEVI STRAUSS & CO LEVI Eisenhardt Elizabeth H
10% Owner
58,153 $17.12 $995,768 1,507,918
(Direct)
View
2019-12-03
Sale
2019-12-05
6:44 pm
AMERICAN STATES WATER CO AWR GEDNEY WILLIAM C
VP
1,932 $84.65 $163,552 25,060
(Direct)
View
2019-12-03
Sale
2019-12-05
6:41 pm
BLACKLINE Inc BL ICONIQ Strategic Partners L.P.
ICONIQ Strategic Partners-B L.P.
ICONIQ Strategic Partners GP L.P.
ICONIQ Strategic Partners TT GP Ltd.
Makan Divesh
10% Owner
23,320 $0 $0 1,068,472
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
6:36 pm
BLACKLINE Inc BL Griffith William J.G.
Director
10% Owner
23,320 $0 $0 1,068,472
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
6:35 pm
CIMAREX ENERGY CO XEC BELL STEPHEN P
VP
9,067 $46.58 $422,303 70,507
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
6:33 pm
GoDaddy Inc. GDDY Carroll James M.
Chief PFM & GLOB Officer
342 $65.71 $22,474 73,684
(Direct)
View
2019-12-03
Sale
2019-12-05
6:33 pm
GoDaddy Inc. GDDY Low Ah Kee Andrew
COO
1,022 $65.71 $67,160 100,701
(Direct)
View
2019-12-03
Sale
2019-12-05
6:33 pm
GoDaddy Inc. GDDY Winborne Raymond E Jr
CFO
449 $65.71 $29,506 87,436
(Direct)
View
2019-12-04
Sale
2019-12-05
6:27 pm
JACK IN THE BOX INC JACK FOX VANESSA C
VP
341 $78.23 $26,678 2,515
(Direct)
View
2019-12-03
Sale
2019-12-05
6:27 pm
Energy Recovery Inc. ERII Hanstveit Arve
Director
39,787 $8.613 $342,666 1,135,587
(Direct)
View
2019-12-03
Sale
2019-12-05
6:23 pm
TRINET GROUP Inc TNET Chamberlain Paul Edward
Director
700 $53.56 $37,492 26,743
(Direct)
View
2019-11-07
Sale
2019-12-05
6:18 pm
Venus Concept Inc. VERO Sullivan Keith J
Director
5,916 $3.256 $19,264 57,333
(Direct)
View
2019-12-04
Sale
2019-12-05
6:14 pm
JACK IN THE BOX INC JACK KENNEDY JENNIFER R
VP
186 $78.12 $14,530 870
(Direct)
View
2019-12-03
Sale
2019-12-05
6:08 pm
Wave Life Sciences Ltd. WVE Vargeese Chandra
VP
6,000 $35 $210,000 143,542
(Direct)
View
2019-12-03
Sale
2019-12-05
6:07 pm
Uber Technologies Inc UBER Kalanick Travis Cordell
Director
4,265,223 $28.94 $123,438,143 31,565,912
(Direct)
View
2019-12-03
Sale
2019-12-05
6:06 pm
HORMEL FOODS CORP HRL DAY THOMAS R
VP
30,000 $45.42 $1,362,693 67,482
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
6:05 pm
BODY & MIND Inc BAMM TINDALE DARREN
Secretary
40,000 $0.65 $26,000 100,000
(Indirect)
View
2019-12-04
Sale
2019-12-05
6:04 pm
Mimecast Ltd MIME Bauer Peter
CEO
15,000 $43.6 $653,954 2,142,500
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
6:02 pm
META FINANCIAL GROUP INC CASH Tull William David
Director
40,000 $35.13 $1,405,004 353,480
(Indirect)
View
2019-12-03
Sale
2019-12-05
6:01 pm
LIFETIME BRANDS INC LCUT Jeary Michael J
Director
14,835 $6.133 $90,977 74,520
(Direct)
View
2019-12-03
Sale
2019-12-05
5:57 pm
LEMAITRE VASCULAR INC LMAT Pellegrino Joseph P JR
CFO
121,159 $36 $4,361,880 122,227
(Direct)
View
2019-12-03
Sale
2019-12-05
5:49 pm
Eidos Therapeutics Inc. EIDX Siu Christine
CFO
20,000 $58.93 $1,178,551 172,191
(Direct)
View
2019-12-05
Sale
2019-12-05
5:40 pm
Integer Holdings Corp ITGR SODERBERG PETER H
Director
1,766 $77 $135,982 63,706
(Direct)
View
2019-12-03
Sale
2019-12-05
5:32 pm
QUANTUM CORP QMCO FICHTHORN JOHN
Director
969,900 $5.25 $5,091,975 0
(Indirect)
View
2019-12-04
Sale
2019-12-05
5:31 pm
IONIS PHARMACEUTICALS INC IONS HOUGEN ELIZABETH L
CFO
4,566 $65 $296,790 24,117
(Direct)
View
2019-12-05
Sale
2019-12-05
5:31 pm
MASCO CORP MAS Sznewajs John G
CFO
20,000 $45.9 $918,034 212,930
(Direct)
View
2019-12-04
Sale
2019-12-05
5:26 pm
IONIS PHARMACEUTICALS INC IONS Geary Richard S
VP
10,000 $65 $650,000 31,583
(Direct)
View
2019-12-04
Sale
2019-12-05
5:26 pm
Palo Alto Networks Inc PANW ZUK NIR
CTO
12,000 $227.1 $2,724,719 882,452
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
5:25 pm
PAPA JOHNS INTERNATIONAL INC PZZA SCHNATTER JOHN H
10% Owner
194,154 $60.5 $11,746,095 2,998,419
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
5:25 pm
ARTHUR J. GALLAGHER & CO. AJG Cavaness Joel D
VP
29,500 $92.46 $2,727,570 129,360
(Direct)
View
2019-11-08
Sale
2019-12-05
5:22 pm
REATA PHARMACEUTICALS INC RETA ROSE WILLIAM
Montrose Investments I L.P.
Montrose Investments GP LLC
Gale Charles E.
Charles E. Gale Fidelity Rollover IRA
Rose Evelyn P.
Evelyn P. Rose Fidelity Rollover IRA
Evelyn Potter Rose Survivor's Trust
Director
10% Owner
9,591 $210.9 $2,022,811 879,281
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
5:22 pm
TETRA TECH INC TTEK HADEN PATRICK C
Director
8,030 $86.35 $693,402 16,810
(Direct)
View
2019-12-04
Sale
2019-12-05
5:21 pm
HORACE MANN EDUCATORS CORP HMN Robinson Allan
VP
10,652 $43.31 $461,353 17,541
(Direct)
View
2019-12-04
Sale
2019-12-05
5:20 pm
Elastic N.V. ESTC Katz Aaron
Chief Revenue Officer
25,000 $78.6 $1,965,108 351,325
(Direct)
View
2019-12-03
Sale
2019-12-05
5:19 pm
LANTRONIX INC LTRX FOLINO PAUL F
Director
19,926 $3.308 $65,925 85,894
(Direct)
View
2019-12-03
Sale
2019-12-05
5:16 pm
Denali Therapeutics Inc. DNLI Schuth Alexander O.
COO
7,500 $18 $135,017 583,366
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
5:15 pm
STANLEY BLACK & DECKER Inc SWK Ansell Jeffrey D
VP
702 $153.6 $107,799 29,823
(Direct)
View
2019-12-03
Sale
2019-12-05
5:14 pm
QUANTUM CORP QMCO BR Dialectic Capital Management LLC
Dialectic Antithesis Partners LP
10% Owner
969,900 $5.25 $5,091,975 0
(Indirect)
View
2019-12-03
Sale
2019-12-05
5:14 pm
Guardant Health Inc. GH CLARK IAN T
Director
2,690 $72.78 $195,778 34,969
(Direct)
View
2019-12-05
Sale
2019-12-05
5:12 pm
Western New England Bancorp Inc. WNEB Miles Allen J III
EVP & Chief Lending Officer
2,911 $9.75 $28,382 28,026
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
5:11 pm
GROUP 1 AUTOMOTIVE INC GPI Pereira Lincoln
Director
30,000 $101.9 $3,055,975 205,809
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
5:09 pm
Sprouts Farmers Market Inc. SFM Frumkin Theodore Edward II
Chief Development Officer
50,000 $20.13 $1,006,350 86,844
(Direct)
View
2019-12-04
Sale
2019-12-05
5:08 pm
Post Holdings Inc. POST HARPER BRADLY A
CAO
650 $107.6 $69,938 7,506
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
5:06 pm
Diamond S Shipping Inc. DSSI First Reserve GP XII Ltd
First Reserve GP XII LP
FIRST RESERVE FUND XII LP
FR XII A PARALLEL VEHICLE LP
10% Owner
603,241 $13.75 $8,294,564 3,549,860
(Indirect)
View
2019-12-03
Sale
2019-12-05
5:04 pm
HORMEL FOODS CORP HRL Leitch Glenn R
VP
16,000 $45.35 $725,552 92,663
(Indirect
Direct)
View
2019-11-05
Sale(A)
2019-12-05
5:04 pm
ACTUANT CORP EPAC Dillon Ricky T
CFO
2,432 $25.89 $62,963 41,841
(Direct)
View
2019-12-04
Sale
2019-12-05
5:00 pm
MEDICAL PROPERTIES TRUST INC MPW Stewart Michael G
Director
4,800 $21.08 $101,184 219,815
(Direct)
View
2019-12-04
Sale
2019-12-05
4:54 pm
COGENT COMMUNICATIONS HOLDINGS Inc CCOI Bath Blake
Director
4,000 $62.32 $249,277 18,125
(Direct)
View
2019-12-05
Sale
2019-12-05
4:52 pm
J2 GLOBAL Inc JCOM ROSSEN JEREMY
VP
422 $97.28 $41,052 31,556
(Direct)
View
2019-12-03
Sale
2019-12-05
4:52 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $22.39 $55,970 188,947
(Direct)
View
2019-12-03
Sale
2019-12-05
4:51 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $22.34 $33,510 76,000
(Indirect)
View
2019-12-03
Sale
2019-12-05
4:50 pm
PTC THERAPEUTICS Inc PTCT Peltz Stuart Walter
CEO
22,463 $50 $1,123,150 26,332
(Indirect)
View
2019-12-04
Sale
2019-12-05
4:50 pm
Fortune Brands Home & Security Inc. FBHS KLEIN CHRISTOPHER J
CEO
50,000 $63.41 $3,170,560 408,587
(Direct)
View
2019-12-03
Sale
2019-12-05
4:47 pm
DIGI INTERNATIONAL INC DGII Roberts Tracy L.
VP
10,000 $17.56 $175,593 52,802
(Direct)
View
2019-12-03
Sale
2019-12-05
4:47 pm
VIAVI SOLUTIONS Inc VIAV Staley Gary W
VP
1,448 $14.43 $20,895 36,394
(Direct)
View
2019-12-03
Sale
2019-12-05
4:47 pm
VIAVI SOLUTIONS Inc VIAV Siebert Kevin Christopher
VP
2,200 $14.43 $31,746 34,714
(Direct)
View
2019-12-03
Sale
2019-12-05
4:46 pm
VIAVI SOLUTIONS Inc VIAV SCRIVANICH LUKE M
VP
2,406 $14.43 $34,719 46,295
(Direct)
View
2019-12-03
Sale
2019-12-05
4:42 pm
VIAVI SOLUTIONS Inc VIAV RONDINONE RALPH
VP
2,651 $14.43 $38,254 27,398
(Direct)
View
2019-12-03
Sale
2019-12-05
4:37 pm
ARDELYX Inc ARDX GRAMMER ELIZABETH A
VP
5,000 $8 $40,000 123,219
(Indirect
Direct)
View
2019-11-29
Sale
2019-12-05
4:35 pm
MARINEMAX INC HZO Watters Joseph Allen
Director
10,000 $16.31 $163,100 84,589
(Direct)
View
2019-12-05
Sale
2019-12-05
4:35 pm
INDEPENDENT BANK CORP INDB Venables Thomas R
Director
7,795 $83.67 $652,170 16,028
(Direct)
View
2019-12-04
Sale
2019-12-05
4:35 pm
SOUTHERN CO SO Connally Stan W
VP
59,000 $62.58 $3,692,220 56,450
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
4:32 pm
CONMED CORP CNMD KENNEDY JOHN JED
VP
11,354 $115 $1,306,051 21,600
(Direct)
View
2019-12-03
Sale
2019-12-05
4:32 pm
TRUPANION Inc TRUP RAWLINGS DARRYL
CEO
4,000 $32.61 $130,447 1,443,239
(Direct)
View
2019-12-03
Sale
2019-12-05
4:29 pm
Denali Therapeutics Inc. DNLI Watts Ryan J.
CEO
21,268 $18 $382,874 2,448,059
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
4:26 pm
EQUITY RESIDENTIAL EQR ZELL SAMUEL
Chairman
81,300 $84.07 $6,834,891 2,730,294
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
4:26 pm
EXP World Holdings Inc. EXPI Goldman Alan M.
CAO
8,334 $11.02 $91,841 0
(Indirect)
View
2019-12-04
Sale
2019-12-05
4:25 pm
EXP World Holdings Inc. EXPI Gesing Jason
CEO
COO
13,445 $11.05 $148,567 1,153,639
(Direct)
View
2019-12-04
Sale
2019-12-05
4:25 pm
EXP World Holdings Inc. EXPI Sanford Glenn Darrel
CEO
Chairman
10% Owner
13,319 $11.05 $147,175 20,919,326
(Direct)
View
2019-12-03
Sale
2019-12-05
4:25 pm
Alector Inc. ALEC Yu Calvin
VP
1,315 $18.31 $24,078 175,294
(Direct)
View
2019-12-04
Sale
2019-12-05
4:24 pm
GRAHAM CORP GHM Condame Jennifer R
CAO
1,609 $21.41 $34,449 25,791
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
4:23 pm
ASSURED GUARANTY LTD AGO Bieling Laura
CAO
2,800 $49.15 $137,620 15,299
(Direct)
View
2019-12-03
Sale
2019-12-05
4:22 pm
SUN COMMUNITIES INC SUI SHIFFMAN GARY A
CEO
Chairman
115,000 $162.1 $18,644,711 1,394,361
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
4:22 pm
AMERICAN TOWER CORP AMT REED JOANN A
Director
890 $211.2 $187,977 50,161
(Direct)
View
2019-12-03
Sale
2019-12-05
4:22 pm
DEXCOM INC DXCM FOLETTA MARK G
Director
1,000 $227.6 $227,593 17,144
(Direct
Indirect)
View
2019-12-04
Sale
2019-12-05
4:21 pm
RELIANCE STEEL & ALUMINUM CO RS HOFFMAN JAMES DONALD
CEO
3,000 $118.1 $354,300 59,965
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
4:21 pm
BOSTON SCIENTIFIC CORP BSX Nanavaty Maulik
VP
9,623 $42.89 $412,712 264,817
(Direct)
View
2019-12-04
Sale
2019-12-05
4:20 pm
APPIAN CORP APPN Boccassam Prashanth
Director
3,000 $41 $123,000 99,913
(Direct)
View
2019-12-03
Sale
2019-12-05
4:20 pm
Deciphera Pharmaceuticals Inc. DCPH Morl Christopher John
Chief Business Officer
15,034 $50 $751,763 225,514
(Direct)
View
2019-12-03
Sale
2019-12-05
4:18 pm
CBIZ Inc. CBZ GRISKO JEROME P
CEO
65,000 $26.78 $1,740,620 704,326
(Direct
Indirect)
View
2019-12-03
Sale
2019-12-05
4:18 pm
BRANDYWINE REALTY TRUST BDN WIRTH TOM
CFO
5,700 $15.36 $87,534 171,530
(Direct)
View
2019-12-03
Sale
2019-12-05
4:16 pm
Antero Midstream Corp AM Yoo K. Phil
See Remarks
20,000 $4.447 $88,948 281,955
(Direct)
View
2019-12-04
Sale
2019-12-05
4:15 pm
MFA FINANCIAL Inc MFA JOSEPHS ROBIN
Director
24,805 $7.65 $189,758 83,186
(Direct)
View
2019-12-03
Sale
2019-12-05
4:11 pm
Garrett Motion Inc. GTX Mabru Thierry
VP
42,297 $11.59 $490,222 172,836
(Direct)
View
2019-12-03
Sale
2019-12-05
4:11 pm
Trade Desk Inc. TTD Ross Paul
CFO
9,804 $234.5 $2,298,590 31,136
(Direct)
View
2019-12-04
Sale
2019-12-05
4:11 pm
HOLOGIC INC HOLX COHN BENJAMIN JORDAN
Principal Accounting Officer
4,379 $52.12 $228,225 22,541
(Direct)
View
2019-12-04
Sale
2019-12-05
4:10 pm
ACCURAY INC ARAY LEVINE JOSHUA
CEO
17,587 $2.741 $48,208 1,331,966
(Direct)
View
2019-12-03
Sale
2019-12-05
4:10 pm
Garrett Motion Inc. GTX Spenninck Fabrice
SVP & Chief Human Res. Officer
6,012 $11.92 $71,663 114,014
(Direct)
View
2019-12-04
Sale
2019-12-05
4:10 pm
ACCURAY INC ARAY Chew Jesse
VP
601 $2.741 $1,647 89,176
(Direct)
View
2019-11-27
Sale
2019-12-05
4:10 pm
ACCURAY INC ARAY Kirkpatrick Andrew J
COO
1,918 $2.741 $5,257 325,358
(Direct)
View
2019-12-05
Sale
2019-12-05
4:08 pm
AXCELIS TECHNOLOGIES INC ACLS PUMA MARY G
CEO
18,169 $22.43 $407,531 368,042
(Indirect
Direct)
View
2019-12-03
Sale
2019-12-05
4:07 pm
INTEGRA LIFESCIENCES HOLDINGS CORP IART Schwartz Eric
VP
4,007 $61.62 $246,920 35,048
(Direct)
View
2019-12-03
Sale
2019-12-05
4:06 pm
Clovis Oncology Inc. CLVS Rolfe Lindsey
See Remarks
674 $14.6 $9,841 24,872
(Direct)
View
2019-12-04
Sale
2019-12-05
4:06 pm
Diamond S Shipping Inc. DSSI WLR Recovery Fund V DSS AIV L.P.
WLR Select Co-Investment L.P.
WLR/GS Master Co-Investment L.P.
WLR Recovery Associates V DSS AIV L.P.
WLR Recovery Associates V DSS AIV GP Ltd.
WLR Select Associates DSS L.P.
WLR Select Associates DSS GP Ltd.
WLR Master Co-Investment GP LLC
10% Owner
99,130 $13.48 $1,335,777 8,940,130
(Indirect)
View
2019-12-03
Sale
2019-12-05
4:06 pm
Clovis Oncology Inc. CLVS MUEHL DANIEL W
See Remarks
466 $14.59 $6,799 10,188
(Direct)
View
2019-12-03
Sale
2019-12-05
4:05 pm
Clovis Oncology Inc. CLVS Gross Paul Edward
See Remarks
466 $14.59 $6,799 6,754
(Direct)
View
2019-12-03
Sale
2019-12-05
4:05 pm
Clovis Oncology Inc. CLVS IVERS-READ GILLIAN C
See Remarks
592 $14.59 $8,640 194,539
(Direct)
View
2019-12-04
Sale
2019-12-05
4:05 pm
PERKINELMER INC PKI Okun Andrew
Please See Remarks
11,984 $90.87 $1,088,986 18,280
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
4:03 pm
AMERISOURCEBERGEN CORP ABC Clark Gina
VP
10,917 $88.7 $968,338 29,439
(Direct)
View
2019-12-04
Sale
2019-12-05
4:03 pm
HAYNES INTERNATIONAL INC HAYN Losch Marlin C III
VP
3,700 $36.57 $135,309 19,930
(Direct)
View
2019-12-04
Sale
2019-12-05
4:02 pm
Limoneira CO LMNR PALAMOUNTAIN MARK
CFO
750 $20.1 $15,075 42,259
(Direct)
View
2019-12-03
Sale
2019-12-05
4:01 pm
Limoneira CO LMNR Edwards Harold S
CEO
2,000 $20.1 $40,206 124,929
(Direct)
View
2019-12-04
Sale
2019-12-05
4:01 pm
FERRO CORP FOE Thomas Peter T
CEO
Chairman
15,000 $14.34 $215,040 692,956
(Indirect
Direct)
View
2019-12-04
Sale
2019-12-05
4:00 pm
Diamond S Shipping Inc. DSSI WLR Recovery Fund IV DSS AIV L.P.
WLR IV PARALLEL ESC LP
WLR V Parallel ESC L.P.
WLR Recovery Associates IV DSS AIV GP Ltd.
WLR Recovery Associates IV DSS AIV L.P.
INVESCO WLR IV Associates LLC
Invesco WLR V Associates LLC
WL ROSS & CO LLC
Invesco Private Capital Inc.
10% Owner
99,130 $13.48 $1,335,777 8,940,130
(Indirect)
View
2019-12-03
Sale
2019-12-05
4:00 pm
GABELLI UTILITY TRUST GUT GABELLI MARIO J
Director
8,000 $7.696 $61,570 692,022
(Direct
Indirect)
View
(A) Indicate amendment filing.