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Insider Sale Filings - Archives for 2019-11-14

Home -> 2019 -> Insider sale filings for 2019-11-14

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-11-12
Sale
2019-11-14
3:48 pm
CUMULUS MEDIA INC CMIA Nimbus Atlas LLC
BRIGADE CAPITAL MANAGEMENT LP
MORGAN DONALD E III
Brigade Capital Management GP LLC
10% Owner
2,653 $13.95 $37,009 2,230,371
(Direct
Indirect)
View
2019-11-13
Sale
2019-11-14
3:41 pm
MASCO CORP MAS Shah Jai
President
73,118 $46.51 $3,400,819 112,586
(Direct)
View
2019-11-12
Sale
2019-11-14
3:36 pm
MAGNACHIP SEMICONDUCTOR Corp MX Brigade Leveraged Capital Structures Fund Ltd.
BRIGADE CAPITAL MANAGEMENT LP
MORGAN DONALD E III
Brigade Capital Management GP LLC
10% Owner
25,000 $12.13 $303,250 2,426,880
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-14
2:53 pm
MARVELL TECHNOLOGY GROUP LTD MRVL Hu Jean X.
CFO
10,000 $27.5 $275,000 86,542
(Direct)
View
2019-11-12
Sale
2019-11-14
2:45 pm
GABELLI DIVIDEND & INCOME TRUST GDV.RT GABELLI MARIO J
Director
5,595 $0.7041 $3,939 580,000
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-14
2:39 pm
CORVEL CORP CRVL Yoss Jennifer
VP
104 $77.72 $8,083 227
(Direct)
View
2019-11-12
Sale
2019-11-14
2:38 pm
Bank of Marin Bancorp BMRC Colombo Russell A
CEO
1,000 $45.17 $45,168 37,569
(Direct
Indirect)
View
2019-11-13
Sale(A)
2019-11-14
2:24 pm
EverQuote Inc. EVER Abrams Zachary F
10% Owner
109,340 $29.58 $3,234,277 1,965,962
(Indirect)
View
2019-11-12
Sale
2019-11-14
2:20 pm
MONRO Inc MNRO SOLOMON PETER J
Director
396 $71.53 $28,326 372,960
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-14
2:14 pm
INPHI Corp IPHI Tamer Ford
CEO
37,000 $75.33 $2,787,250 383,702
(Direct)
View
2019-11-13
Sale
2019-11-14
2:00 pm
PEOPLES BANCORP INC PEBO SULERZYSKI CHARLES W
CEO
4,351 $32.7 $142,278 54,173
(Direct)
View
2019-11-12
Sale
2019-11-14
1:54 pm
UFP TECHNOLOGIES INC UFPT OBERDORF THOMAS
Director
7,246 $43.71 $316,709 58,608
(Direct)
View
2019-11-13
Sale
2019-11-14
1:52 pm
HERSHEY CO HSY WALLING KEVIN R
SVP Chief HR Officer
2,500 $145 $362,500 34,457
(Direct)
View
2019-11-12
Sale
2019-11-14
1:43 pm
Silvergate Capital Corp SI FRANK DENNIS S
Director
394,181 $11.16 $4,399,060 402,309
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-14
1:43 pm
Silvergate Capital Corp SI Friedman Martin S.
Director
320,693 $11.16 $3,578,934 906,268
(Indirect)
View
2019-11-12
Sale
2019-11-14
1:43 pm
Silvergate Capital Corp SI Reed Scott A.
Director
209,899 $11.16 $2,342,473 1,468,322
(Indirect)
View
2019-11-12
Sale
2019-11-14
1:42 pm
Silvergate Capital Corp SI Colucci Paul D.
Director
47,474 $11.16 $529,810 32,512
(Indirect
Direct)
View
2019-11-13
Sale
2019-11-14
1:34 pm
People's Utah Bancorp PUB Fairclough Jr. Fred W.
Director
3,750 $29.43 $110,379 304,176
(Indirect)
View
2019-11-08
Sale
2019-11-14
1:31 pm
EverQuote Inc. EVER Abrams Zachary F
10% Owner
310,318 $29.69 $9,213,223 2,276,280
(Indirect)
View
2019-11-13
Sale
2019-11-14
1:09 pm
Ottawa Bancorp Inc OTTW Kranov Jon
Director
1,000 $13.8 $13,803 41,375
(Indirect
Direct)
View
2019-11-07
Sale(A)
2019-11-14
1:03 pm
MUTUALFIRST FINANCIAL INC MFSF Cook Christopher D
CFO
20,462 $40.01 $818,637 48,249
(Direct)
View
2019-11-12
Sale
2019-11-14
12:41 pm
Gogo Inc. GOGO Bayer Michael P.
CAO
10,947 $6.454 $70,655 1,198
(Direct)
View
2019-11-13
Sale
2019-11-14
12:38 pm
HMG COURTLAND PROPERTIES INC HMG Weiner Maurice A
CEO, Chairman, 10% Owner
3,000 $13.7 $41,100 57,530
(Direct
Indirect)
View
2019-11-13
Sale
2019-11-14
12:25 pm
3M CO MMM Silberhorn Ty R
VP
1,634 $170.7 $278,950 1,967
(Direct)
View
2019-11-12
Sale
2019-11-14
11:13 am
Koppers Holdings Inc. KOP Lacy Steven R
CAO
5,615 $42.71 $239,817 39,600
(Direct)
View
2019-11-13
Sale
2019-11-14
11:12 am
WATERS CORP WAT Harrington Michael C
VP
23,632 $213.3 $5,040,785 15,761
(Direct)
View
2019-11-13
Sale
2019-11-14
11:06 am
WATERS CORP WAT King Ian
VP
20,625 $213.4 $4,401,169 23,925
(Direct)
View
2019-11-12
Sale
2019-11-14
11:04 am
AMPCO PITTSBURGH CORP AP PFORZHEIMER CARL H II
Director
2,300 $3.75 $8,626 47,700
(Indirect
Direct)
View
2019-11-13
Sale
2019-11-14
11:01 am
WATERS CORP WAT BEAUDOUIN MARK T
VP
825 $215 $177,375 4,852
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-14
10:38 am
XPO Logistics Inc. XPO SPRUCE HOUSE PARTNERSHIP LP
Spruce House Capital LLC
Sternberg Zachary
Stein Benjamin Forester
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
10% Owner
247,100 $85.25 $21,065,320 12,600,000
(Direct)
View
2019-11-12
Sale
2019-11-14
10:31 am
SYNNEX CORP SNX MURAI KEVIN M
Director
685 $116.5 $79,799 133,427
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-14
10:29 am
SYNNEX CORP SNX MURAI KEVIN M
Director
863 $116.1 $100,236 29,929
(Direct)
View
2019-11-12
Sale
2019-11-14
10:27 am
SYNNEX CORP SNX MURAI KEVIN M
Director
952 $117.4 $111,806 61,166
(Direct)
View
2019-11-12
Sale
2019-11-14
10:22 am
COMMUNITY TRUST BANCORP INC CTBI Hancock Charles Wayne II
VP
10,000 $44.66 $446,600 11,834
(Indirect
Direct)
View
2019-11-13
Sale
2019-11-14
10:15 am
QAD INC QADA_QADB LOPKER PAMELA M
President, 10% Owner
2,170 $48.2 $104,594 4,290,095
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-14
10:04 am
METTLER TOLEDO INTERNATIONAL INC MTD Keller Gerry
Head of Process Analytics
185 $704.8 $130,394 219
(Direct)
View
2019-11-12
Sale
2019-11-14
10:00 am
METTLER TOLEDO INTERNATIONAL INC MTD Vadala Shawn
CFO
1,111 $711.6 $790,638 6,065
(Direct)
View
2019-11-12
Sale
2019-11-14
09:51 am
METTLER TOLEDO INTERNATIONAL INC MTD Magloth Christian
Head of Human Resources
1,000 $712.8 $712,775 500
(Direct)
View
2019-11-12
Sale
2019-11-14
09:32 am
Eaton Corp plc ETN CRITELLI MICHAEL J
Director
10,000 $92 $920,000 55,566
(Direct)
View
2019-11-12
Sale
2019-11-14
09:32 am
Eaton Corp plc ETN ARNOLD CRAIG
Director
80,592 $91.83 $7,401,101 342,383
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-14
09:23 am
POPULAR INC BPOP MONZON GILBERTO
VP
4,000 $55.88 $223,520 37,716
(Direct)
View
2019-11-13
Sale
2019-11-13
9:58 pm
EXP World Holdings Inc. EXPI Goldman Alan M.
CAO
25,002 $10 $250,020 8,334
(Indirect)
View
2019-11-11
Sale
2019-11-13
9:41 pm
AVALARA Inc AVLR SADRIAN JUSTIN
Director
40,000 $69.51 $2,780,220 28,186
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
9:31 pm
KLA CORP KLAC Trafas Brian M.
VP
674 $175.1 $118,038 21,250
(Direct)
View
2019-11-11
Sale
2019-11-13
9:30 pm
KLA CORP KLAC Higgins Bren D.
CFO
3,795 $175.1 $664,618 39,814
(Direct)
View
2019-11-11
Sale
2019-11-13
9:30 pm
KLA CORP KLAC Lorig Brian
VP
818 $175.1 $143,256 16,193
(Direct)
View
2019-11-11
Sale
2019-11-13
9:30 pm
KLA CORP KLAC Kirloskar Virendra A
CAO
632 $175.1 $110,682 8,871
(Direct)
View
2019-11-11
Sale
2019-11-13
9:10 pm
LEVI STRAUSS & CO LEVI Eisenhardt Elizabeth H
10% Owner
34,359 $17.05 $585,879 1,634,829
(Direct)
View
2019-11-11
Sale
2019-11-13
9:03 pm
Penumbra Inc PEN Elsesser Adam
CEO, Chairman
8,000 $168.7 $1,349,577 1,066,747
(Indirect)
View
2019-11-11
Sale
2019-11-13
9:00 pm
Addus HomeCare Corp ADUS POFF BRIAN
CFO
8,000 $86.36 $690,880 26,241
(Direct)
View
2019-11-11
Sale
2019-11-13
8:58 pm
Addus HomeCare Corp ADUS BICKHAM W BRADLEY
See Remarks
7,500 $86.83 $651,225 30,811
(Direct)
View
2019-11-12
Sale
2019-11-13
8:52 pm
PS BUSINESS PARKS INC PSB Petersen John W
COO
800 $175.3 $140,249 27,260
(Direct)
View
2019-11-08
Sale(A)
2019-11-13
8:31 pm
CONSTELLATION PHARMACEUTICALS INC CNST REGENTS OF THE UNIVERSITY OF CALIFORNIA
10% Owner
187,116 $30.5 $5,706,635 2,197,406
(Direct)
View
2019-11-11
Sale
2019-11-13
8:25 pm
Uber Technologies Inc UBER Kalanick Travis Cordell
Director
6,086,777 $26.94 $163,986,418 75,132,096
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
8:24 pm
DENTSPLY SIRONA Inc. XRAY ALFANO MICHAEL C
Director
10,665 $56.27 $600,110 22,288
(Direct)
View
2019-11-12
Sale
2019-11-13
8:14 pm
ARENA PHARMACEUTICALS INC ARNA WOODS RANDALL E
Director
3,046 $46.73 $142,340 17,276
(Direct)
View
2019-11-12
Sale
2019-11-13
8:06 pm
VOCERA COMMUNICATIONS Inc VCRA JOHNSON PAUL T
VP
1,000 $21.41 $21,410 132,999
(Direct)
View
2019-11-12
Sale
2019-11-13
8:05 pm
AMARIN CORP PLC/UK AMRN Ekman Lars
Director
38,600 $19.35 $746,759 38,600
(Direct)
View
2019-11-11
Sale
2019-11-13
8:01 pm
AMARIN CORP PLC/UK AMRN THERO JOHN F
CEO
475,546 $17.12 $8,143,452 2,658,480
(Direct)
View
2019-11-11
Sale
2019-11-13
7:51 pm
ServiceNow Inc. NOW Schneider David
President
2,446 $247.3 $604,920 52,600
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
7:47 pm
RESMED INC RMD Farrell Michael J.
CEO
6,651 $143.9 $957,337 320,067
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
7:44 pm
ServiceNow Inc. NOW LUDDY FREDERIC B
Director
22,000 $248.7 $5,470,851 839,288
(Indirect)
View
2019-11-12
Sale
2019-11-13
7:41 pm
YETI Holdings Inc. YETI Seiders Ryan R
RRS Ice 2 LP
RRS ICE Management LLC
10% Owner
1,462,751 $29 $42,419,779 5,103,673
(Indirect)
View
2019-11-12
Sale
2019-11-13
7:40 pm
YETI Holdings Inc. YETI Seiders Roy J
RJS Ice 2 LP
RJS Ice L.P.
RJS ICE Management LLC
Director, 10% Owner
820,295 $29 $23,788,555 6,544,465
(Indirect)
View
2019-11-08
Sale
2019-11-13
7:39 pm
YETI Holdings Inc. YETI Reintjes Matthew J
CEO
102,053 $29 $2,959,537 684,477
(Direct)
View
2019-11-08
Sale
2019-11-13
7:35 pm
YETI Holdings Inc. YETI Barksdale Bryan C.
VP
18,884 $29 $547,636 80,408
(Direct)
View
2019-11-12
Sale
2019-11-13
7:35 pm
YETI Holdings Inc. YETI Cortec Management V LLC
Cortec Group Fund V L.P.
Cortec Co-Investment Fund V LLC
Cortec Group Fund V (Parallel) L.P.
Cortec Management V (Co-Invest) LLC
10% Owner
8,495,046 $29 $246,356,334 27,339,732
(Indirect)
View
2019-11-11
Sale
2019-11-13
7:34 pm
Silk Road Medical Inc SILK Rogers Erica J.
CEO
20,044 $35 $701,540 184,066
(Indirect
Direct)
View
2019-11-13
Sale
2019-11-13
7:23 pm
Switch Inc. SWCH THOMAS PETER M
10% Owner
50,000 $15.98 $799,200 9,100,000
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
7:23 pm
NEVRO CORP NVRO McCormick Shawn
Director
800 $104.3 $83,480 7,416
(Direct)
View
2019-11-11
Sale
2019-11-13
7:22 pm
LendingClub Corp LC Kay Valerie
Chief Capital Officer
1,900 $14.54 $27,626 53,565
(Direct)
View
2019-11-11
Sale
2019-11-13
7:21 pm
NEVRO CORP NVRO DEMANE MICHAEL F
Director
50,000 $103.7 $5,185,163 471,245
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
7:20 pm
NEVRO CORP NVRO Galligan Andrew H
CFO
18,522 $103.7 $1,920,731 72,012
(Direct)
View
2019-11-11
Sale
2019-11-13
7:18 pm
Activision Blizzard Inc. ATVI Johnson Collister
COO
3,800 $52.43 $199,239 280,983
(Direct)
View
2019-11-11
Sale
2019-11-13
7:16 pm
ENDOLOGIX INC ELGX WALLER GREGORY D
Director
582 $3 $1,746 29,340
(Direct)
View
2019-11-12
Sale
2019-11-13
7:05 pm
PACIFIC PREMIER BANCORP INC PPBI RICE TOM
CIO
3,829 $33.8 $129,409 40,446
(Indirect
Direct)
View
2019-11-08
Sale
2019-11-13
7:02 pm
Liberty Broadband Corp LBRDA MAFFEI GREGORY B
CEO
90,762 $117.5 $10,661,648 270,020
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
7:01 pm
SMARTSHEET INC SMAR MADER MARK PATRICK
CEO
40,000 $37.87 $1,514,879 941,636
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
7:00 pm
HARROW HEALTH Inc HROW Kammer Robert J
Director
6,500 $4.75 $30,875 797,327
(Direct)
View
2019-11-11
Sale
2019-11-13
6:54 pm
ShockWave Medical Inc. SWAV Zacharias Isaac
Chief Commercial Officer
4,000 $35.66 $142,644 139,540
(Direct)
View
2019-11-11
Sale
2019-11-13
6:52 pm
SYNAPTICS Inc SYNA Wong Hing Chung
VP
36,000 $57.68 $2,076,590 44,905
(Direct)
View
2019-11-11
Sale
2019-11-13
6:49 pm
SYNAPTICS Inc SYNA NOLAN KERMIT
See Remarks
11,000 $57.46 $632,010 71,276
(Direct)
View
2019-11-12
Sale
2019-11-13
6:49 pm
Fortinet Inc. FTNT Whittle John
VP
12,280 $100 $1,228,000 54,703
(Direct)
View
2019-11-11
Sale
2019-11-13
6:48 pm
WORLD FUEL SERVICES CORP INT Manley John L
Director
5,000 $43.09 $215,450 35,028
(Direct)
View
2019-11-08
Sale
2019-11-13
6:47 pm
LEVI STRAUSS & CO LEVI Ellison Seth M.
VP
7,141 $17.13 $122,325 85,301
(Direct)
View
2019-11-12
Sale
2019-11-13
6:46 pm
RETAIL OPPORTUNITY INVESTMENTS CORP ROIC SCHOEBEL RICHARD K.
COO
6,000 $18.08 $108,470 280,174
(Indirect)
View
2019-11-11
Sale
2019-11-13
6:45 pm
SYNAPTICS Inc SYNA McFarland John
VP
7,267 $57.84 $420,298 28,440
(Direct)
View
2019-11-11
Sale
2019-11-13
6:44 pm
PACIFIC PREMIER BANCORP INC PPBI WILCOX EDWARD EARL
COO
13,969 $33.85 $472,823 147,139
(Direct
Indirect)
View
2019-11-08
Sale
2019-11-13
6:24 pm
Square Inc. SQ Reses Jacqueline D
Capital Lead
90,455 $62.28 $5,633,890 1,445,000
(Direct)
View
2019-11-12
Sale
2019-11-13
6:20 pm
ANSYS INC ANSS ZACK MATTHEW C.
VP
1,427 $230.4 $328,781 16,253
(Direct)
View
2019-11-12
Sale
2019-11-13
6:13 pm
GoPro Inc. GPRO Saltman Eve T.
VP
14,669 $4.46 $65,424 120,388
(Direct)
View
2019-11-12
Sale
2019-11-13
6:12 pm
GoPro Inc. GPRO MCGEE BRIAN
CFO
2,453 $4.46 $10,940 153,870
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
6:12 pm
Zoom Video Communications Inc. ZM Pelosi Janine
Chief Marketing Officer
13,046 $68.91 $899,017 436,300
(Direct)
View
2019-11-11
Sale
2019-11-13
6:11 pm
GoPro Inc. GPRO Ahmad-Taylor Tyrone
Director
7,127 $4.47 $31,858 21,383
(Direct)
View
2019-11-08
Sale
2019-11-13
6:11 pm
MRC GLOBAL Inc MRC Ketchum Lewis Craig
Director
100,000 $15.12 $1,512,084 883,208
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
6:09 pm
FAIR ISAAC CORP FICO Wehmann James M
VP
6,000 $332.6 $1,995,790 107,083
(Direct)
View
2019-11-11
Sale
2019-11-13
6:06 pm
TENNANT CO TNC Zay Richard H.
VP
7,301 $77.46 $565,503 30,485
(Direct)
View
2019-11-04
Sale
2019-11-13
6:06 pm
Heritage Insurance Holdings Inc. HRTG Lucas Bruce
CEO, Chairman
75,000 $14.37 $1,077,750 801,859
(Indirect
Direct)
View
2019-11-08
Sale
2019-11-13
6:05 pm
PennyMac Financial Services Inc. PFSI KURLAND STANFORD L
Chairman
45,000 $30.9 $1,390,437 8,314,990
(Indirect)
View
2019-11-11
Sale
2019-11-13
5:59 pm
Seagate Technology plc STX MURPHY JAMES J
VP
23,971 $58.49 $1,401,978 116,310
(Direct)
View
2019-11-12
Sale
2019-11-13
5:54 pm
MIDDLEBY CORP MIDD Palisi Chapin Sarah
Director
100 $118.5 $11,848 4,900
(Direct)
View
2019-11-11
Sale
2019-11-13
5:51 pm
NUVASIVE INC NUVA McClintock Paul
President
3,314 $72.04 $238,741 400
(Direct)
View
2019-11-05
Sale
2019-11-13
5:51 pm
LendingTree Inc. TREE HORAN PETER
Director
800 $371.8 $297,412 18,923
(Direct)
View
2019-11-11
Sale
2019-11-13
5:50 pm
DIGITAL REALTY TRUST Inc DLR KENNEDY KEVIN
Director
400 $116.6 $46,624 9,004
(Direct)
View
2019-11-11
Sale
2019-11-13
5:45 pm
Gabelli Healthcare & WellnessRx Trust GRX CONN JAMES P
Director
21,573 $10.71 $231,056 44,147
(Direct)
View
2019-11-11
Sale
2019-11-13
5:44 pm
KADANT INC KAI PAINTER JONATHAN W
Chairman
24,315 $98.2 $2,387,698 100,817
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
5:43 pm
SPLUNK INC SPLK Emanuelson Timothy
CAO
549 $124.9 $68,592 34,302
(Direct)
View
2019-11-08
Sale
2019-11-13
5:41 pm
SPLUNK INC SPLK St. Ledger Susan
President
8,096 $125 $1,012,000 210,537
(Direct)
View
2019-11-11
Sale
2019-11-13
5:40 pm
Arista Networks Inc. ANET Duda Kenneth
CTO
10,874 $191.7 $2,084,633 325,989
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
5:35 pm
O REILLY AUTOMOTIVE INC ORLY SHAW JEFF M
COO
7,500 $440.1 $3,301,084 31,805
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
5:33 pm
Hannon Armstrong Sustainable Infrastructure Capital Inc. HASI Rose Nathaniel
CIO
12,000 $29.42 $353,040 254,816
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
5:31 pm
HOLOGIC INC HOLX MACMILLAN STEPHEN P
CEO, Chairman
194,396 $45.91 $8,924,652 1,781,811
(Direct)
View
2019-11-13
Sale
2019-11-13
5:31 pm
Hannon Armstrong Sustainable Infrastructure Capital Inc. HASI McMahon Daniel K.
VP
5,000 $28.74 $143,700 223,233
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
5:31 pm
SELECT MEDICAL HOLDINGS CORP SEM ORTENZIO ROBERT A
Chairman
85,035 $20 $1,700,700 6,533,088
(Indirect
Direct)
View
2019-11-13
Sale
2019-11-13
5:30 pm
Goosehead Insurance Inc. GSHD Jones Mark Evan
CEO, 10% Owner
10,000 $44 $440,032 725,801
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
5:30 pm
CBIZ Inc. CBZ SPURIO CHRIS
President
34,055 $26.64 $907,216 182,400
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
5:26 pm
ELECTRONIC ARTS Inc EA Jorgensen Blake J
CFO, COO
5,200 $96.06 $499,492 88,975
(Direct)
View
2019-11-08
Sale
2019-11-13
5:25 pm
Medley Capital Corp MCC Fortress Investment Group LLC
DB Med Investor I LLC
Drawbridge Special Opportunities Fund LP
Drawbridge Special Opportunities GP LLC
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
Fortress Principal Investment Holdings IV LLC
FIG LLC
Fortress Operating Entity I LP
FIG Corp.
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
10% Owner
600 $2.035 $1,221 7,756,338
(Indirect)
View
2019-11-11
Sale
2019-11-13
5:24 pm
HAEMONETICS CORP HAE Bolorforosh Said
CTO
339 $118.3 $40,094 1,977
(Direct)
View
2019-11-11
Sale
2019-11-13
5:24 pm
Trade Desk Inc. TTD FALBERG KATHRYN E
Director
29,786 $207 $6,165,585 20,000
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
5:21 pm
HAEMONETICS CORP HAE GELBMAN RONALD G
Director
16,926 $118.3 $2,001,669 65,310
(Direct)
View
2019-05-14
Sale
2019-11-13
5:17 pm
Trade Desk Inc. TTD WELLS DAVID B
Director
10,000 $216 $2,160,000 19,408
(Direct)
View
2019-11-11
Sale
2019-11-13
5:17 pm
HAEMONETICS CORP HAE MEELIA RICHARD J
Director
6,573 $118.2 $776,600 36,640
(Direct)
View
2019-11-12
Sale
2019-11-13
5:16 pm
Antero Midstream Corp AM KAGAN PETER
Director
22,965,436 $6.52 $149,734,642 49,722
(Direct
Indirect)
View
2019-11-08
Sale
2019-11-13
5:14 pm
Blackstone Group Inc BX JAMES HAMILTON E
Director
946,300 $51.87 $49,087,123 586,258
(Indirect)
View
2019-11-12
Sale
2019-11-13
5:14 pm
MOMENTA PHARMACEUTICALS INC MNTA WHEELER CRAIG A
CEO
1,772 $16.49 $29,220 408,197
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
5:13 pm
Antero Midstream Corp AM Warburg Pincus Private Equity X O&G L.P.
Warburg Pincus X L.P.
Warburg Pincus X GP L.P.
WPP GP LLC
Warburg Pincus Partners L.P.
Warburg Pincus Partners GP LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
Director, 10% Owner
45,930,873 $6.52 $299,469,291 0
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
5:13 pm
MOMENTA PHARMACEUTICALS INC MNTA FIER IAN
Chief Mfg and Program Officer
529 $16.18 $8,559 4,878
(Direct)
View
2019-11-12
Sale
2019-11-13
5:12 pm
MOMENTA PHARMACEUTICALS INC MNTA KWON YOUNG
SVP Chief Business Officer
529 $16.18 $8,559 108,703
(Direct)
View
2019-11-12
Sale
2019-11-13
5:11 pm
MOMENTA PHARMACEUTICALS INC MNTA Manning Anthony M.
Chief Scientific Officer
169 $16.18 $2,734 6,062
(Direct)
View
2019-11-12
Sale
2019-11-13
5:10 pm
MOMENTA PHARMACEUTICALS INC MNTA BELTRAMELLO JO ANN
CIO
529 $16.18 $8,559 74,820
(Direct)
View
2019-11-11
Sale
2019-11-13
5:08 pm
SEACOR Marine Holdings Inc. SMHI Miguel Bejos Alfredo
Director
13,770 $13 $178,960 778,431
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
5:06 pm
Antero Midstream Corp AM Yorktown Energy Partners VIII L.P.
Director
1,820,463 $6.52 $11,869,419 3,445,636
(Direct)
View
2019-11-11
Sale
2019-11-13
5:05 pm
Energy Recovery Inc. ERII Clemente Rodney
VP
230 $9.385 $2,159 43,234
(Direct)
View
2019-11-11
Sale
2019-11-13
5:05 pm
DOMINOS PIZZA INC DPZ GOLDMAN JAMES A
Director
2,486 $280 $696,025 5,209
(Direct)
View
2019-11-11
Sale
2019-11-13
5:04 pm
TRACTOR SUPPLY CO TSCO FRAZELL CHAD MICHAEL
VP
13,441 $95.57 $1,284,579 20,982
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
5:03 pm
Antero Midstream Corp AM Keenan W Howard JR
Director
3,000,000 $6.52 $19,560,000 3,445,636
(Direct
Indirect)
View
2019-11-10
Sale
2019-11-13
5:02 pm
TRIMBLE Inc TRMB MATTHEWS DARRYL R
VP
2,095 $40.36 $84,548 27,673
(Direct)
View
2019-11-12
Sale
2019-11-13
5:02 pm
Antero Midstream Corp AM Yorktown Energy Partners VII L.P.
Director
1,179,537 $6.52 $7,690,581 2,232,927
(Direct)
View
2019-11-11
Sale
2019-11-13
5:02 pm
Slack Technologies Inc. WORK Butterfield Stewart
CEO
2,500 $20.09 $50,225 225,947
(Direct)
View
2019-11-11
Sale
2019-11-13
5:01 pm
Slack Technologies Inc. WORK Henderson Cal
CTO
1,500 $20.09 $30,135 98,500
(Indirect)
View
2019-11-11
Sale
2019-11-13
5:01 pm
Boot Barn Holdings Inc. BOOT Conroy James Grant
CEO
33,216 $40 $1,328,640 44,294
(Direct)
View
2019-11-12
Sale
2019-11-13
5:00 pm
Antero Midstream Corp AM Yorktown VII Associates LLC
Director
1,179,537 $6.52 $7,690,581 2,232,927
(Indirect)
View
2019-11-11
Sale
2019-11-13
5:00 pm
Norwegian Cruise Line Holdings Ltd. NCLH Stuart Andrew
CEO, COO
245,364 $51.88 $12,729,379 571,373
(Direct)
View
2019-11-12
Sale
2019-11-13
5:00 pm
Antero Midstream Corp AM Yorktown VIII Associates LLC
Director
1,820,463 $6.52 $11,869,419 3,445,636
(Indirect)
View
2019-11-11
Sale
2019-11-13
5:00 pm
GW PHARMACEUTICALS PLC GWPH GUY GEOFFREY W DR
Chairman
420,000 $9.33 $3,918,600 7,721,521
(Direct)
View
2019-11-11
Sale
2019-11-13
5:00 pm
WEC ENERGY GROUP Inc WEC BOWLES BARBARA L
Director
1,000 $87.37 $87,370 18,495
(Direct)
View
2019-11-08
Sale
2019-11-13
4:59 pm
Deciphera Pharmaceuticals Inc. DCPH Flynn Daniel Lee
Chief Scientific Officer
152,927 $48.01 $7,342,486 310,009
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:57 pm
BlackRock Inc. BLK Shedlin Gary
CFO
3,995 $486.9 $1,945,017 17,773
(Direct)
View
2019-11-11
Sale
2019-11-13
4:53 pm
Guardant Health Inc. GH Wiley Michael J
Chief Legal Officer
6,779 $72.67 $492,627 179,516
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
4:52 pm
LENNOX INTERNATIONAL INC LII MAJOR JOHN E
Director
1,000 $250 $250,000 15,138
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
4:48 pm
REVA Medical Inc. RVA DOVEY BRIAN H
Director
3,722,188 $8.328e-07 $3 0
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
4:48 pm
ZIMMER BIOMET HOLDINGS Inc ZBH Bruneau Aure
President
15,171 $141.2 $2,142,866 8,340
(Direct)
View
2019-11-11
Sale
2019-11-13
4:48 pm
Anaplan Inc. PLAN CALDERONI FRANK
CEO, Chairman
30,000 $48.71 $1,461,201 1,034,556
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
4:45 pm
PeerStream Inc. PEER Lerner Clifford
10% Owner
900 $1.37 $1,233 715,439
(Direct)
View
2019-11-11
Sale
2019-11-13
4:45 pm
HUNTINGTON INGALLS INDUSTRIES Inc HII Wyatt D R
VP
550 $250.9 $137,986 20,926
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
4:42 pm
NanoString Technologies Inc NSTG Bailey K Thomas
CFO
5,937 $23 $136,554 53,438
(Direct)
View
2019-11-12
Sale
2019-11-13
4:41 pm
APPIAN CORP APPN Lynch Mark Steven
CFO
11,000 $42.05 $462,550 110,000
(Direct)
View
2019-11-08
Sale
2019-11-13
4:41 pm
NEUROCRINE BIOSCIENCES INC NBIX LYONS GARY A
Director
5,000 $110 $550,000 225,697
(Direct)
View
2019-11-12
Sale
2019-11-13
4:40 pm
Community Healthcare Trust Inc CHCT Barnes W. Page
COO
5,263 $46 $242,109 190,463
(Direct)
View
2019-11-12
Sale
2019-11-13
4:39 pm
MGIC INVESTMENT CORP MTG SINKS PATRICK
Vice Chairman
111,262 $14.13 $1,572,269 1,629,197
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
4:39 pm
APPIAN CORP APPN Kramer Robert Charles
Director
5,355 $41.96 $224,696 0
(Direct)
View
2016-11-11
Sale
2019-11-13
4:38 pm
HUNTINGTON INGALLS INDUSTRIES Inc HII Schuck Nicolas G
CAO
400 $250 $100,000 2,240
(Direct
Indirect)
View
2019-11-08
Sale
2019-11-13
4:36 pm
NEUROCRINE BIOSCIENCES INC NBIX Lippoldt Darin
Chief Legal Officer
10,000 $110 $1,100,057 26,728
(Direct)
View
2019-11-12
Sale
2019-11-13
4:36 pm
MARKEL CORP MKL MARKEL STEVEN A
Director
502 $1,153 $578,586 90,383
(Indirect
Direct)
View
2019-11-08
Sale
2019-11-13
4:35 pm
MBIA INC MBI VAUGHAN RICHARD C
Director
20,000 $10.25 $205,014 122,664
(Direct)
View
2019-11-08
Sale
2019-11-13
4:33 pm
COLLEGIUM PHARMACEUTICAL INC COLL Hirsch David
Director
25,000 $19.33 $483,250 17,117
(Direct)
View
2019-11-12
Sale
2019-11-13
4:33 pm
ManpowerGroup Inc. MAN PAYNE ULICE JR
Director
475 $93.17 $44,256 7,561
(Direct)
View
2019-11-11
Sale
2019-11-13
4:33 pm
NovoCure Ltd NVCR LEUNG GABRIEL
Director
5,000 $79.57 $397,850 74,504
(Direct)
View
2019-11-11
Sale
2019-11-13
4:32 pm
JETBLUE AIRWAYS CORP JBLU Hayes Robin
CEO
2,500 $19.62 $49,050 465,725
(Direct)
View
2019-11-08
Sale
2019-11-13
4:32 pm
COLLEGIUM PHARMACEUTICAL INC COLL Fleming Alison B
CTO
25,000 $19.44 $486,000 98,556
(Direct)
View
2019-11-11
Sale
2019-11-13
4:32 pm
KEYCORP KEY Brady Amy G.
CIO
15,756 $19.27 $303,618 95,432
(Direct)
View
2019-11-11
Sale
2019-11-13
4:32 pm
CIRRUS LOGIC Inc CRUS CARTER JOHN C
Director
12,521 $70.39 $881,312 14,134
(Direct)
View
2019-11-11
Sale
2019-11-13
4:31 pm
NovoCure Ltd NVCR DOYLE WILLIAM F
Chairman
43,000 $80.59 $3,465,392 822,683
(Direct)
View
2019-11-11
Sale
2019-11-13
4:31 pm
Vistra Energy Corp. VST DOBRY ELIZABETH CHRISTINE
VP
592 $26.15 $15,481 12,858
(Direct)
View
2019-11-12
Sale
2019-11-13
4:30 pm
CRISPR Therapeutics AG CRSP CAGNONI PABLO J
Director
7,500 $55 $412,500 71,333
(Direct)
View
2019-11-11
Sale
2019-11-13
4:30 pm
Vistra Energy Corp. VST BURKE JAMES A
COO
12,102 $26.15 $316,467 168,884
(Direct)
View
2019-11-11
Sale
2019-11-13
4:30 pm
NovoCure Ltd NVCR GROENHUYSEN WILHELMUS CM
CFO
48,600 $80.16 $3,895,925 107,179
(Direct)
View
2019-11-11
Sale
2019-11-13
4:30 pm
ManpowerGroup Inc. MAN DOMINGUEZ CARI M
Director
6,000 $93.68 $562,080 16,823
(Direct)
View
2019-11-12
Sale
2019-11-13
4:30 pm
DELTA AIR LINES Inc DAL Bastian Edward H
CEO
30,236 $57.55 $1,740,082 323,955
(Direct)
View
2019-11-11
Sale
2019-11-13
4:28 pm
Vistra Energy Corp. VST MORGAN CURTIS A
CEO
15,126 $26.15 $395,545 339,903
(Direct)
View
2019-11-11
Sale
2019-11-13
4:28 pm
EMERSON ELECTRIC CO EMR DELLAQUILA FRANK J
CFO
42,817 $73.76 $3,158,247 278,803
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:28 pm
TACTILE SYSTEMS TECHNOLOGY INC TCMD Rishe Bryan
VP
4,813 $51.53 $247,996 50,675
(Direct)
View
2019-11-11
Sale
2019-11-13
4:27 pm
Vistra Energy Corp. VST Kirby Carrie Lee
CAO
3,049 $26.15 $79,731 59,172
(Direct)
View
2019-11-12
Sale
2019-11-13
4:26 pm
PEGASYSTEMS INC PEGA STILLWELL KENNETH
CFO
4,666 $73.66 $343,698 76,531
(Direct)
View
2019-11-11
Sale
2019-11-13
4:26 pm
Vistra Energy Corp. VST Moore Stephanie Zapata
VP
2,251 $26.15 $58,864 54,036
(Direct)
View
2019-11-11
Sale
2019-11-13
4:25 pm
Vistra Energy Corp. VST MUSCATO STEPHEN J
SVP & Chief Commercial Officer
2,935 $26.15 $76,750 73,163
(Direct)
View
2019-11-08
Sale
2019-11-13
4:22 pm
PNC FINANCIAL SERVICES GROUP Inc PNC Larrimer Karen L.
VP
2,000 $152.3 $304,579 21,172
(Direct)
View
2019-11-11
Sale
2019-11-13
4:21 pm
Vistra Energy Corp. VST HUDSON SCOTT A
VP
2,861 $26.15 $74,815 63,448
(Direct)
View
2019-11-08
Sale
2019-11-13
4:20 pm
PNC FINANCIAL SERVICES GROUP Inc PNC Jordan Gregory B.
CAO
9,500 $152.5 $1,448,777 48,725
(Direct)
View
2019-11-11
Sale
2019-11-13
4:20 pm
Trade Desk Inc. TTD Green Jeffrey Terry
CEO, 10% Owner
15,000 $215.8 $3,236,750 3,790,239
(Direct)
View
2019-11-11
Sale
2019-11-13
4:20 pm
PENTAIR plc PNR JONES DAVID A
Director
6,116 $43.11 $263,644 19,310
(Direct
Indirect)
View
2019-07-26
Sale(A)
2019-11-13
4:19 pm
Cardlytics Inc. CDLX Youngren Bryce
Director
8,999 $28.76 $258,775 2,004,489
(Direct
Indirect)
View
2019-11-08
Sale
2019-11-13
4:19 pm
PNC FINANCIAL SERVICES GROUP Inc PNC DEMCHAK WILLIAM S
CEO
129,400 $152.1 $19,681,156 370,790
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
4:18 pm
EYEGATE PHARMACEUTICALS INC EYEG GOLDBERG MORTON
Director
2,001 $4.29 $8,584 1,961
(Direct)
View
2019-11-12
Sale
2019-11-13
4:18 pm
TIMKEN CO TKR Kyle Richard G
CEO
14,600 $53.85 $786,210 187,190
(Direct)
View
2019-11-12
Sale
2019-11-13
4:18 pm
PEGASYSTEMS INC PEGA KRA DOUGLAS I
VP
6,502 $74.05 $481,473 50,145
(Direct)
View
2019-11-11
Sale
2019-11-13
4:18 pm
EPLUS INC PLUS MARRON MARK P
CEO
1,045 $90.25 $94,310 87,478
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:17 pm
TRINITY INDUSTRIES INC TRN Madison Brian D
President
3,425 $21.57 $73,877 54,920
(Direct)
View
2019-11-11
Sale
2019-11-13
4:17 pm
NEWMONT GOLDCORP CORP NEM Kitlen John
CAO
750 $36.51 $27,382 40,423
(Indirect
Direct)
View
2019-11-08
Sale
2019-11-13
4:17 pm
COMERICA INC CMA Guilfoile Peter William
VP
6,959 $71.45 $497,208 17,411
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
4:17 pm
Fidelity National Information Services Inc. FIS Montana Gregory G
CEVP - Chief Risk Officer
33,423 $131.8 $4,403,744 17,331
(Direct)
View
2019-11-12
Sale
2019-11-13
4:16 pm
QTS Realty Trust Inc. QTS TRAHANAS PHILIP P
Director
60,000 $50.83 $3,049,524 15,633
(Direct)
View
2019-11-08
Sale
2019-11-13
4:16 pm
COMERICA INC CMA OBERMEYER PAUL R
VP
6,920 $71.88 $497,419 13,991
(Direct
Indirect)
View
2019-11-11
Sale
2019-11-13
4:15 pm
GARTNER INC IT DYKSTRA KAREN E
Director
1,500 $160.1 $240,195 19,198
(Direct)
View
2019-11-11
Sale
2019-11-13
4:15 pm
Owens Corning OC Harter Ava
VP
5,000 $63.25 $316,250 38,425
(Direct)
View
2019-11-11
Sale
2019-11-13
4:15 pm
EMMIS COMMUNICATIONS CORP EMMS SMULYAN JEFFREY H
CEO, Chairman, 10% Owner
18,600 $4.613 $85,796 21,828
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:15 pm
Cornerstone OnDemand Inc CSOD Salen Kristina
Director
9,740 $57.68 $561,823 21,090
(Direct)
View
2019-11-11
Sale
2019-11-13
4:15 pm
PEGASYSTEMS INC PEGA KOUNINIS EFSTATHIOS A
CAO
150 $72.05 $10,808 331
(Direct)
View
2019-11-11
Sale
2019-11-13
4:14 pm
MFA FINANCIAL Inc MFA Wulfsohn Bryan
CIO
118,200 $7.712 $911,542 139,849
(Direct)
View
2019-11-11
Sale
2019-11-13
4:13 pm
QTS Realty Trust Inc. QTS SCHAFER WILLIAM H
VP
7,500 $51.06 $382,931 56,265
(Direct)
View
2019-11-12
Sale
2019-11-13
4:12 pm
VIRTUSA CORP VRTU O'Brien William K
Director
9,397 $43.01 $404,165 28,268
(Direct)
View
2019-11-12
Sale
2019-11-13
4:11 pm
REGENERON PHARMACEUTICALS Inc REGN BROWN MICHAEL S
Director
4,500 $349 $1,570,500 11,349
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:10 pm
Rapid7 Inc. RPD BRUNER JUDY
Director
2,500 $50.97 $127,425 30,942
(Direct)
View
2019-11-12
Sale
2019-11-13
4:10 pm
VIRTUSA CORP VRTU Holler Thomas R
EVP and CSO
10,525 $42.99 $452,459 82,743
(Direct)
View
2019-11-11
Sale
2019-11-13
4:10 pm
SILVERBOW RESOURCES Inc SBOW ROWLAND MARCUS C
Director
1,786 $12.6 $22,509 66,699
(Direct)
View
2019-11-12
Sale
2019-11-13
4:09 pm
HANCOCK WHITNEY CORP HWC Knight Cecil W. Jr
Chief Banking Officer
2,028 $41.94 $85,041 26,176
(Direct)
View
2019-11-08
Sale
2019-11-13
4:08 pm
VERTEX PHARMACEUTICALS INC VRTX Kewalramani Reshma
EVP and CMO
509 $199 $101,291 13,607
(Direct)
View
2019-11-12
Sale
2019-11-13
4:08 pm
VIRTUSA CORP VRTU Canekeratne Kris A
CEO, Chairman
7,500 $42.86 $321,437 706,748
(Direct
Indirect)
View
2019-11-12
Sale
2019-11-13
4:07 pm
Hill-Rom Holdings Inc. HRC Rasin Deborah
SVP Chief Legal Officer
4,739 $104 $492,714 31,001
(Direct)
View
2019-11-08
Sale
2019-11-13
4:07 pm
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
7,070 $96.57 $682,750 54,865
(Direct)
View
2019-11-12
Sale
2019-11-13
4:07 pm
Paylocity Holding Corp PCTY Williams Toby J.
CFO
3,750 $107 $401,250 114,580
(Direct)
View
2019-11-08
Sale
2019-11-13
4:06 pm
Vectrus Inc. VEC Peloso Francis
VP
10,000 $52.65 $526,530 30,591
(Direct)
View
2019-11-08
Sale
2019-11-13
4:04 pm
SYNALLOY CORP SYNL J. Kyle Pennington
President
15,745 $0 $0 78,088
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:04 pm
EchoStar CORP SATS DUGAN MICHAEL T
CEO
53,856 $41.58 $2,239,160 78,293
(Indirect
Direct)
View
2019-11-12
Sale
2019-11-13
4:03 pm
SIRIUS XM HOLDINGS Inc SIRI FREAR DAVID J
CFO
222,507 $6.937 $1,543,531 10,250,000
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:02 pm
SANMINA CORP SANM SOLA JURE
Chairman
118,591 $32.54 $3,859,254 851,113
(Indirect
Direct)
View
2019-11-11
Sale
2019-11-13
4:01 pm
SANMINA CORP SANM Goldsberry John
Director
11,850 $32.22 $381,833 27,045
(Direct)
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2019-11-11
Sale
2019-11-13
4:00 pm
SANMINA CORP SANM Lane Rita S.
Director
12,952 $31.78 $411,615 17,179
(Direct)
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2019-11-11
Sale
2019-11-13
4:00 pm
Ollie's Bargain Outlet Holdings Inc. OLLI McLain Kevin
VP
5,750 $65.39 $375,992 5,750
(Direct)
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(A) Indicate amendment filing.