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Insider Sale Filings - Archives for 2018-10-09

Home -> 2018 -> Insider sale filings for 2018-10-09

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-10-05
Sale
2018-10-09
3:56 pm
PRINCIPAL FINANCIAL GROUP INC PFG Friedrich Amy Christine
President
1,700 $61 $103,700 26,594
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
2:21 pm
ENDOCYTE INC ECYT Armour Alison A.
Chief Medical Officer
9,111 $15.56 $141,748 101,040
(Direct)
View
2018-10-05
Sale
2018-10-09
2:20 pm
ENDOCYTE INC ECYT Leamon Christopher P
VP
9,028 $15.56 $140,437 121,353
(Direct)
View
2018-10-05
Sale
2018-10-09
2:20 pm
ENDOCYTE INC ECYT Taylor Beth
CAO
7,022 $15.56 $109,287 56,341
(Direct)
View
2018-10-05
Sale
2018-10-09
2:18 pm
ENDOCYTE INC ECYT Sherman Michael A.
CEO
28,146 $15.55 $437,752 347,918
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
2:16 pm
ENDOCYTE INC ECYT Andriole Michael T.
CFO
17,918 $15.56 $278,848 132,717
(Direct)
View
2018-10-05
Sale
2018-10-09
2:16 pm
ENDOCYTE INC ECYT Chelius Erik C.
VP
4,514 $15.56 $70,243 49,895
(Direct)
View
2018-10-05
Sale
2018-10-09
2:14 pm
ENDOCYTE INC ECYT Parker Katherine
VP
6,771 $15.55 $105,316 70,349
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
2:14 pm
ENDOCYTE INC ECYT Low Philip S
Chief Science Officer
5,928 $15.56 $92,238 325,745
(Indirect
Direct)
View
2018-10-08
Sale
2018-10-09
2:13 pm
ESSEX PROPERTY TRUST INC ESS Kleiman Angela L.
CFO
83 $249 $20,667 8,482
(Direct)
View
2018-10-08
Sale
2018-10-09
1:25 pm
BSB Bancorp Inc. BLMT GAHAN JOHN W III
Director
600 $31.76 $19,053 34,882
(Direct)
View
2018-10-08
Sale
2018-10-09
1:14 pm
LILLY ELI & CO LLY LILLY ENDOWMENT INC
10% Owner
14,632 $115.9 $1,696,039 119,191,168
(Direct)
View
2018-10-05
Sale
2018-10-09
12:42 pm
AeroVironment Inc AVAV Flittie Kirk J.
VP
124 $101.6 $12,603 36,737
(Indirect
Direct)
View
2018-10-08
Sale
2018-10-09
12:39 pm
STEIN MART INC SMRT LEGLER MITCHELL W
Director
3,000 $2.292 $6,877 272,708
(Direct)
View
2018-10-05
Sale
2018-10-09
12:34 pm
Morningstar Inc. MORN Mansueto Joseph D
Chairman, 10% Owner
5,799 $118 $684,284 23,007,868
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
12:29 pm
PLANTRONICS INC PLT SARKAR SHANTANU
TOP DEVELOPMENT ENGINEERING EX
31 $57.06 $1,769 24,766
(Direct)
View
2018-10-05
Sale
2018-10-09
12:17 pm
BROADRIDGE FINANCIAL SOLUTIONS Inc BR DALY RICHARD J
CEO
67,974 $126.6 $8,606,508 233,673
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
11:46 am
General Finance CORP GFN Mourouzis Theodore M.
President
8,596 $16 $137,536 469,868
(Direct)
View
2018-10-04
Sale
2018-10-09
11:17 am
DARDEN RESTAURANTS INC DRI GEORGE DAVID C
COO
55,671 $108.2 $6,025,673 95,236
(Direct)
View
2018-10-08
Sale
2018-10-09
11:16 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
100 $9.8 $980 418,655
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
11:12 am
MIDDLESEX WATER CO MSEX OCONNOR A BRUCE
CFO
3,321 $45.82 $152,168 18,133
(Direct)
View
2018-10-05
Sale
2018-10-09
11:04 am
Royale Energy Inc. ROYL McCaskey Michael
Former Director
10,000 $0.335 $3,350 4,093,276
(Direct
Indirect)
View
2018-10-08
Sale
2018-10-09
11:02 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
7 $9.8 $69 422,889
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-09
10:56 am
LILIS ENERGY Inc LLEX VERTEX FUND
10% Owner
117,696 $4.72 $555,515 6,043,301
(Direct)
View
2018-10-08
Sale
2018-10-09
10:51 am
KROGER CO KR SARGENT RONALD
Director
115 $29.18 $3,356 89,775
(Direct)
View
2018-10-04
Sale
2018-10-09
10:47 am
Cannabis Sativa Inc. CBDS TOBIAS DAVID
President, 10% Owner
3,566 $5.149 $18,360 3,948,066
(Direct)
View
2018-10-05
Sale
2018-10-09
10:45 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
100 $9.8 $980 422,896
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-09
08:10 am
HORMEL FOODS CORP HRL Myers Kevin L
VP
2,734 $39.9 $109,087 12,556
(Indirect
Direct)
View
2018-10-08
Sale
2018-10-09
08:05 am
Karyopharm Therapeutics Inc. KPTI Kauffman Michael
CEO
12,500 $15.75 $196,832 726,010
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-09
08:00 am
LIQUIDITY SERVICES INC LQDT Rallo James M
President
9,322 $5.281 $49,228 15,039
(Indirect
Direct)
View
2018-10-08
Sale
2018-10-09
08:00 am
Karyopharm Therapeutics Inc. KPTI Shacham Sharon
President & CSO
12,500 $15.75 $196,832 726,010
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-09
07:59 am
LIQUIDITY SERVICES INC LQDT Gravley Roger
CIO
6,587 $5.281 $34,785 5,939
(Direct
Indirect)
View
2018-09-27
Sale
2018-10-09
06:33 am
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
12,817 $10.46 $134,049 22,366,596
(Indirect)
View
2018-10-04
Sale
2018-10-09
06:27 am
Liberty Oilfield Services Inc. LBRT DAY ROBERT
OAKMONT CORP
LAUREL ROAD LLC
LAUREL ROAD II LLC
Member of 10% owner group
3,000,000 $21 $63,000,000 8,090,896
(Indirect)
View
2018-10-05
Sale
2018-10-09
06:01 am
Edwards Lifesciences Corp EW WANG HUIMIN
CVP, Japan & Intercontinental
3,800 $152.8 $580,598 81,665
(Direct)
View
2018-10-04
Sale
2018-10-09
06:01 am
JABIL INC JBL Parimbelli Alessandro
CEO
20,500 $26.4 $541,222 339,811
(Direct)
View
2018-10-04
Sale
2018-10-05
9:13 pm
MyoKardia Inc MYOK GIANAKAKOS ANASTASIOS
CEO
3,000 $58.19 $174,578 500,000
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
8:20 pm
Alexander & Baldwin Inc. ALEX KURIYAMA STANLEY M
Director
6,300 $21.65 $136,395 362,339
(Direct)
View
2018-10-05
Sale
2018-10-05
8:09 pm
Upwork Inc. UPWK Brown Hayden
VP
54,246 $13.95 $756,732 291,656
(Direct)
View
2018-10-04
Sale
2018-10-05
8:04 pm
APPFOLIO INC APPF Walker Jonathan
CTO
30,000 $73.03 $2,191,036 1,524,025
(Direct)
View
2018-10-03
Sale
2018-10-05
8:03 pm
VOCERA COMMUNICATIONS Inc VCRA O'KEEFE SHARON
Director
4,000 $33.86 $135,432 49,727
(Direct)
View
2018-10-05
Sale
2018-10-05
8:03 pm
TWITTER Inc TWTR Montano Michael
VP
1,250 $28.34 $35,425 507,865
(Direct)
View
2018-10-03
Sale
2018-10-05
8:02 pm
TWITTER Inc TWTR Derella Matthew
VP
7,007 $28.79 $201,762 494,206
(Direct)
View
2018-10-03
Sale
2018-10-05
8:02 pm
FORESCOUT TECHNOLOGIES INC FSCT Salem Enrique T
Director
3,000 $36.31 $108,930 253,873
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
7:45 pm
Atara Biotherapeutics Inc. ATRA Ciechanover Isaac E.
CEO
7,800 $40.22 $313,753 733,285
(Direct
Indirect)
View
2018-10-03
Sale
2018-10-05
7:32 pm
CORVEL CORP CRVL CLEMONS V GORDON
Chairman
2,587 $57.76 $149,418 1,901,399
(Direct)
View
2018-10-04
Sale
2018-10-05
7:31 pm
Zscaler Inc. ZS Sinha Amit
CEO, COO
4,807 $37.73 $181,389 1,159,961
(Indirect)
View
2018-10-05
Sale
2018-10-05
7:23 pm
CYTOKINETICS INC CYTK Blum Robert I
CEO
4,000 $8.795 $35,178 160,022
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
7:14 pm
Stitch Fix Inc. SFIX Yee Paul
CFO
5,000 $29.48 $147,400 352,000
(Direct)
View
2018-10-03
Sale
2018-10-05
7:07 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
99,092 $53.84 $5,334,629 52,937,456
(Indirect
Direct)
View
2018-10-05
Sale
2018-10-05
7:01 pm
INTERCEPT PHARMACEUTICALS Inc ICPT Shapiro David
Chief Medical Officer
759 $110.7 $83,983 39,152
(Direct)
View
2018-10-05
Sale
2018-10-05
6:56 pm
SKYWORKS SOLUTIONS Inc SWKS ALDRICH DAVID J
Director
5,500 $90.48 $497,640 147,752
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
6:33 pm
APPLE INC AAPL WILLIAMS JEFFREY E
COO
61,998 $232.3 $14,403,787 124,695
(Direct)
View
2018-10-04
Sale
2018-10-05
6:32 pm
APPLE INC AAPL Maestri Luca
CFO
100,245 $228.6 $22,912,178 91,665
(Direct)
View
2018-10-03
Sale
2018-10-05
6:31 pm
APPLE INC AAPL AHRENDTS ANGELA J
VP
64,194 $230.9 $14,821,664 105,538
(Direct)
View
2018-10-03
Sale
2018-10-05
6:09 pm
CIENA CORP CIEN SMITH GARY B
CEO
9,600 $30.04 $288,385 551,958
(Direct)
View
2018-10-03
Sale
2018-10-05
6:04 pm
TWILIO INC TWLO Hu George
COO
2,800 $81.03 $226,891 757,600
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
6:02 pm
G1 Therapeutics Inc. GTHX RUDNICK SETH
Director
10,000 $49.72 $497,210 58,282
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
6:02 pm
G1 Therapeutics Inc. GTHX MURDOCK TERRY L
VP
3,519 $49.18 $173,064 89,443
(Direct)
View
2018-10-03
Sale
2018-10-05
6:01 pm
BIOMARIN PHARMACEUTICAL INC BMRN Ajer Jeffrey Robert
EVP, Chief Commercial Officer
1,000 $98.98 $98,985 49,135
(Direct)
View
2018-10-03
Sale
2018-10-05
5:59 pm
Quest Resource Holding Corp QRHC SALTZ MITCHELL A
Director, 10% Owner
28,500 $2.714 $77,335 3,674,863
(Indirect)
View
2018-10-03
Sale
2018-10-05
5:58 pm
PAIN THERAPEUTICS INC PTIE ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
10% Owner
512,660 $1.31 $671,738 1,651,340
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
5:55 pm
VARIAN MEDICAL SYSTEMS INC VAR MOMSEN MAGNUS
CAO
100 $110.2 $11,021 1,157
(Direct)
View
2018-10-04
Sale
2018-10-05
5:52 pm
Strategic Education Inc. STRA GILLIGAN J KEVIN
Director
5,000 $131.7 $658,276 101,494
(Direct)
View
2018-10-03
Sale
2018-10-05
5:42 pm
BIOMARIN PHARMACEUTICAL INC BMRN BIENAIME JEAN JACQUES
CEO
1,500 $99.36 $149,040 287,790
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
5:37 pm
Q2 Holdings Inc. QTWO Seale R. H.
Director
25,281 $57.31 $1,448,854 2,432,454
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
5:35 pm
VERTEX PHARMACEUTICALS INC VRTX Parini Michael
VP
4,250 $191.6 $814,215 43,859
(Direct)
View
2018-10-03
Sale
2018-10-05
5:28 pm
VERTEX PHARMACEUTICALS INC VRTX Bhatia Sangeeta N.
Director
6,818 $192.1 $1,309,942 14,547
(Direct)
View
2018-10-03
Sale
2018-10-05
5:21 pm
Square Inc. SQ Dorsey Jack
CEO, Chairman, 10% Owner
103,035 $97.67 $10,063,407 54,612,168
(Indirect)
View
2018-10-03
Sale
2018-10-05
5:20 pm
Yext Inc. YEXT CAKEBREAD STEVEN
CFO
20,000 $22.15 $443,002 350,000
(Direct)
View
2018-10-03
Sale
2018-10-05
5:20 pm
Yext Inc. YEXT Distelburger Brian
President
20,000 $22.7 $454,016 4,483,973
(Direct)
View
2018-10-03
Sale
2018-10-05
5:15 pm
PROGRESS SOFTWARE CORP PRGS Taslakov Dimitre
CTO
2,000 $35 $70,000 43,431
(Direct)
View
2018-10-03
Sale
2018-10-05
5:13 pm
Akoustis Technologies Inc. AKTS RUDY SUZANNE B
Director
8,000 $7.45 $59,600 61,981
(Direct)
View
2018-10-03
Sale
2018-10-05
5:10 pm
NORTHROP GRUMMAN CORP NOC CHESTON SHEILA C.
VP
10,440 $320 $3,340,800 43,696
(Direct)
View
2018-10-03
Sale
2018-10-05
5:09 pm
National Vision Holdings Inc. EYE FAHS L READE
CEO
10,000 $43.76 $437,600 553,037
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
5:09 pm
PROOFPOINT INC PFPT Steele Gary
CEO
50,000 $98.64 $4,932,230 154,960
(Direct)
View
2018-10-03
Sale
2018-10-05
5:09 pm
MVC CAPITAL Inc MVC GOLDSTEIN PHILLIP
Director
10,005 $9.509 $95,138 516,403
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
4:54 pm
3D SYSTEMS CORP DDD Johnson Andrew Martin
EVP, Chief Legal Officer & Sec
4,200 $17.95 $75,390 213,025
(Direct)
View
2018-10-04
Sale
2018-10-05
4:46 pm
VIAVI SOLUTIONS Inc VIAV SCRIVANICH LUKE M
VP
22,554 $12.57 $283,411 49,000
(Direct)
View
2018-10-03
Sale
2018-10-05
4:46 pm
Loxo Oncology Inc. LOXO Van Naarden Jacob
Chief Business Officer
10,000 $165.1 $1,651,261 52,769
(Direct)
View
2018-10-03
Sale
2018-10-05
4:44 pm
Loxo Oncology Inc. LOXO Burstein Jennifer
VP
2,500 $164.9 $412,300 23,750
(Direct)
View
2018-10-04
Sale
2018-10-05
4:43 pm
VIAVI SOLUTIONS Inc VIAV McNab Paul
EVP, Chief Mktg & Stgy Officer
57,668 $12.56 $724,489 0
(Direct)
View
2018-10-04
Sale
2018-10-05
4:42 pm
PEPSICO INC PEP Narasimhan Laxman
CEO
5,500 $106.8 $587,364 130,135
(Direct)
View
2018-10-03
Sale
2018-10-05
4:42 pm
Loxo Oncology Inc. LOXO Bilenker Joshua H.
CEO
20,000 $164.9 $3,298,842 145,407
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
4:40 pm
VIAVI SOLUTIONS Inc VIAV RONDINONE RALPH
VP
21,577 $12.57 $271,119 24,695
(Direct)
View
2018-10-04
Sale
2018-10-05
4:38 pm
ENVESTNET Inc ENV CROWELL GAYLE A
Director
133 $60.94 $8,105 4,118
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
4:34 pm
Sabre Corp SABR ODOM JUDY C
Director
10,000 $24.78 $247,805 41,039
(Direct)
View
2018-10-03
Sale
2018-10-05
4:34 pm
Planet Fitness Inc. PLNT Rondeau Christopher
CEO
80,000 $50.81 $4,064,852 4,555,147
(Indirect)
View
2018-10-04
Sale
2018-10-05
4:33 pm
VIAVI SOLUTIONS Inc VIAV Siebert Kevin Christopher
VP
14,259 $12.56 $179,137 24,114
(Direct)
View
2018-10-03
Sale
2018-10-05
4:31 pm
CarGurus Inc. CARG Spinnaker Capital LLC
10% Owner
100,000 $51.39 $5,139,000 8,941,646
(Indirect)
View
2018-10-03
Sale
2018-10-05
4:30 pm
INCYTE CORP INCY Trower Paul
Principal Accounting Officer
10,000 $70 $700,000 24,172
(Direct)
View
2018-10-03
Sale
2018-10-05
4:29 pm
CarGurus Inc. CARG Argonaut 22 LLC
10% Owner
100,000 $51.39 $5,139,000 8,941,646
(Direct)
View
2018-10-03
Sale
2018-10-05
4:29 pm
INCYTE CORP INCY SWAIN PAULA J
VP
10,000 $70 $700,000 51,782
(Direct)
View
2018-10-03
Sale
2018-10-05
4:29 pm
CarGurus Inc. CARG Parafestas Anastasios
Director, 10% Owner
120,000 $51.39 $6,166,800 8,941,646
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
4:27 pm
VIAVI SOLUTIONS Inc VIAV Staley Gary W
VP
4,927 $12.55 $61,849 10,111
(Direct)
View
2018-10-03
Sale
2018-10-05
4:25 pm
Vera Bradley Inc. VRA Ray Michael C.
Member of a 10% owner group
33,236 $14.63 $486,300 2,810,469
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
4:24 pm
Ameresco Inc. AMRC Maltezos Louis P
VP
5,000 $13.81 $69,050 35,000
(Direct)
View
2018-10-03
Sale
2018-10-05
4:23 pm
CarGurus Inc. CARG Steinert Langley
CEO, Chairman, 10% Owner
117,406 $51.41 $6,035,843 7,187,405
(Direct
Indirect)
View
2018-10-03
Sale
2018-10-05
4:23 pm
INCYTE CORP INCY Flannelly Barry P
VP
1,000 $70 $70,000 12,427
(Direct)
View
2018-10-03
Sale
2018-10-05
4:23 pm
Burlington Stores Inc. BURL Katz Marc
CFO
7,500 $155.3 $1,164,379 111,590
(Direct)
View
2018-10-03
Sale
2018-10-05
4:22 pm
Cornerstone OnDemand Inc CSOD Miller Adam L
CEO
21,000 $54.92 $1,153,321 3,348,634
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
4:22 pm
ALICO INC ALCO 734 Agriculture LLC
Director, 10% Owner
524,795 $34 $17,843,030 3,180,662
(Indirect)
View
2018-10-03
Sale
2018-10-05
4:20 pm
Vera Bradley Inc. VRA Ray Michael C.
Member of a 10% owner group
33,236 $14.63 $486,300 2,810,469
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
4:20 pm
Vera Bradley Inc. VRA Ray Anne Marie
Member of a 10% owner group
28,378 $14.63 $415,203 2,810,469
(Indirect)
View
2018-10-03
Sale
2018-10-05
4:19 pm
ALICO INC ALCO 734 Investors LLC
Director, 10% Owner
524,795 $34 $17,843,030 3,180,662
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
4:02 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
100 $9.83 $983 418,755
(Indirect
Direct)
View