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Insider Sale Filings - Archives for 2018-10-05

Home -> 2018 -> Insider sale filings for 2018-10-05

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-10-04
Sale
2018-10-05
3:54 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
100 $9.83 $983 422,996
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
3:28 pm
Morningstar Inc. MORN Mansueto Joseph D
Chairman, 10% Owner
13,480 $122.2 $1,647,499 23,021,184
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
3:23 pm
ALICO INC ALCO Brokaw George R
Director
524,795 $34 $17,843,030 3,180,662
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
3:17 pm
CITRIX SYSTEMS INC CTXS VAN ROTTERDAM JEROEN
VP
7,766 $109.8 $852,551 59,685
(Direct)
View
2018-08-30
Sale
2018-10-05
3:03 pm
NUTRAFUELS INC NTFU Ward Edgar
CEO, 10% Owner
127,800 $0.2181 $27,870 23,648,574
(Direct)
View
2018-10-03
Sale
2018-10-05
3:02 pm
ALICO INC ALCO TRAFELET REMY W
CEO, 10% Owner
524,795 $34 $17,843,030 3,180,662
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
2:47 pm
LILLY ELI & CO LLY LILLY ENDOWMENT INC
10% Owner
116,038 $112.7 $13,073,950 119,292,304
(Direct)
View
2018-09-20
Sale(A)
2018-10-05
2:40 pm
NORDSTROM INC JWN NORDSTROM BLAKE W
President
127,251 $61.51 $7,827,652 2,519,436
(Indirect
Direct)
View
2016-04-01
Sale
2018-10-05
2:39 pm
Exceed World Inc. EXDW Force International Holdings Ltd
10% Owner
17,277,300 $0.003705 $64,010 19,860,000
(Indirect)
View
2018-10-04
Sale
2018-10-05
2:08 pm
LILLY ELI & CO LLY Zulueta Alfonso G
VP
7,000 $114.6 $802,480 45,224
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
1:58 pm
Care.com Inc CRCM Musi Diane
General Counsel and Secretary
30,000 $22.11 $663,237 66,940
(Direct)
View
2016-04-01
Sale
2018-10-05
1:50 pm
Exceed World Inc. EXDW Force Internationale Ltd
10% Owner
2,383,300 $0.01623 $38,690 27,594,000
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-05
1:43 pm
ACETO CORP ACET Rogers Steven
SVP, CHIEF LEGAL OFFICER
645 $2.313 $1,492 35,145
(Direct)
View
2018-10-04
Sale
2018-10-05
1:42 pm
AMERCO UHAL De Respino Laurence J
General Counsel
75 $369.9 $27,744 722
(Indirect)
View
2018-10-04
Sale
2018-10-05
1:41 pm
ACETO CORP ACET EILENDER ALBERT L
Chairman
2,000 $2.3 $4,600 299,313
(Direct)
View
2018-10-05
Sale
2018-10-05
1:40 pm
ACETO CORP ACET DEBENEDITTIS FRANK
VP
895 $2.28 $2,041 92,492
(Direct)
View
2018-10-04
Sale
2018-10-05
1:39 pm
ACETO CORP ACET Alaimo Charles John
VP
731 $2.37 $1,732 22,318
(Direct)
View
2018-10-03
Sale
2018-10-05
1:31 pm
INPHI Corp IPHI Ogawa Richard
General Counsel
163 $36.19 $5,899 53,582
(Direct)
View
2018-10-03
Sale
2018-10-05
1:28 pm
INPHI Corp IPHI Torten Ron
VP
189 $36.19 $6,840 64,011
(Direct)
View
2018-10-04
Sale
2018-10-05
12:59 pm
RESOURCES CONNECTION INC RECN Cherbak Anthony
Director
20,000 $18.59 $371,796 33,500
(Indirect
Direct)
View
2016-04-01
Sale
2018-10-05
12:58 pm
Exceed World Inc. EXDW Yoshida Tomoo
Koga Keiichi
Director, 10% Owner
243,300 $0.1 $24,330 28,994,000
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-05
12:29 pm
Oaktree Strategic Income Corp OCSI TANNENBAUM LEONARD M
10% Owner
15,100 $8.627 $130,266 5,080,543
(Direct
Indirect)
View
2018-10-04
Sale
2018-10-05
11:36 am
CYTOKINETICS INC CYTK Malik Fady Ibraham
VP
1,500 $9.14 $13,710 90,067
(Direct)
View
2018-09-20
Sale
2018-10-05
10:30 am
CHAMPIONS ONCOLOGY Inc CSBR Mendelson Daniel Newman
Director
8,333 $13.02 $108,496 62,500
(Direct)
View
2018-10-03
Sale
2018-10-05
10:19 am
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
2,000 $29.96 $59,911 358,725
(Direct)
View
2018-10-04
Sale
2018-10-05
10:03 am
KROGER CO KR FIKE CARIN L
VP
646 $29.23 $18,879 26,603
(Direct
Indirect)
View
2018-10-05
Sale
2018-10-05
09:13 am
DAVEY TREE EXPERT CO Vaughn Mark J
VP
1,398 $19.7 $27,541 18,066
(Indirect
Direct)
View
2016-04-01
Sale
2018-10-04
9:41 pm
Exceed World Inc. EXDW e-Learning Laboratory Co. Ltd.
10% Owner
17,277,300 $0.003705 $64,010 19,860,000
(Direct)
View
2018-10-02
Sale
2018-10-04
9:10 pm
Paratek Pharmaceuticals Inc. PRTK Haskel William M.
VP
5,860 $9.82 $57,545 104,774
(Direct)
View
2018-10-02
Sale
2018-10-04
9:06 pm
Paratek Pharmaceuticals Inc. PRTK BIGHAM MICHAEL
CEO, Chairman
16,313 $9.82 $160,194 273,480
(Direct)
View
2018-10-02
Sale
2018-10-04
9:03 pm
Paratek Pharmaceuticals Inc. PRTK Woodrow Adam
VP & Chief Commercial Officer
8,750 $9.82 $85,925 140,417
(Direct)
View
2018-10-02
Sale
2018-10-04
9:03 pm
Penumbra Inc PEN Wilder Thomas
Director
151 $147 $22,191 3,173
(Indirect)
View
2018-10-02
Sale
2018-10-04
8:59 pm
Paratek Pharmaceuticals Inc. PRTK Pagan Douglas W.
CFO
7,579 $9.82 $74,426 127,083
(Direct)
View
2018-10-02
Sale
2018-10-04
8:41 pm
Paratek Pharmaceuticals Inc. PRTK Loh Evan
COO
8,861 $9.82 $87,015 290,286
(Direct)
View
2018-10-02
Sale
2018-10-04
8:37 pm
Wayfair Inc. W Macri Edmond
Chief Product/Marketing
600 $139.6 $83,781 253,407
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
8:21 pm
ROKU INC ROKU Rosenberg Scott A.
VP
25,000 $75.19 $1,879,750 52,520
(Direct)
View
2018-10-04
Sale
2018-10-04
8:09 pm
SALESFORCE COM INC CRM BLOCK KEITH
CEO
2,160 $158.8 $342,986 45,336
(Direct)
View
2018-10-03
Sale
2018-10-04
8:06 pm
RingCentral Inc RNG Shah Praful
Chief Strategy Officer
4,974 $86.78 $431,645 300,043
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-04
8:05 pm
SALESFORCE COM INC CRM Benioff Marc
CEO, Chairman
5,000 $155.8 $778,959 32,288,976
(Direct)
View
2018-10-02
Sale
2018-10-04
7:52 pm
CARVANA CO. CVNA GARCIA ERNEST C. II
VERDE INVESTMENTS Inc
10% Owner
13,249 $57.39 $760,391 52,937,456
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
7:42 pm
ZUORA INC ZUO SPURLOCK STEVEN M
BALKANSKI ALEXANDRE
DUNLEVIE BRUCE
GURLEY J WILLIAM
HARVEY KEVIN
KAGLE ROBERT
LASKY MITCHELL
10% Owner
37,819 $20.89 $790,067 7,693,293
(Indirect)
View
2018-10-03
Sale
2018-10-04
7:25 pm
Marijuana Co of America Inc. MCOA STEINBERG DONALD J
President, 10% Owner
420,000 $0.026 $10,920 511,326,240
(Direct)
View
2018-09-19
Sale
2018-10-04
7:25 pm
Marijuana Co of America Inc. MCOA Larsen Charles John
Director, 10% Owner
950,000 $0.027 $25,650 375,638,784
(Direct)
View
2018-10-02
Sale
2018-10-04
6:59 pm
ACORDA THERAPEUTICS INC ACOR SCOPIA CAPITAL MANAGEMENT LP
Scopia Management Inc.
SIROVICH MATTHEW
MINDICH JEREMY
10% Owner
126,464 $19.15 $2,421,732 6,933,402
(Indirect)
View
2018-10-03
Sale
2018-10-04
6:57 pm
NATURES SUNSHINE PRODUCTS INC NATR HUGHES KRISTINE F
Director
3,000 $8.67 $26,010 547,275
(Direct
Indirect)
View
2018-10-02
Sale
2018-10-04
6:56 pm
Hortonworks Inc. HDP Reasoner Scott
See Remarks
1,362 $22.01 $29,978 171,523
(Direct)
View
2018-10-03
Sale
2018-10-04
6:54 pm
Alphabet Inc. GOOG Pichai Sundar
CEO
325 $1,212 $393,900 126,046
(Direct
Indirect)
View
2018-10-03
Sale
2018-10-04
6:47 pm
Zayo Group Holdings Inc. ZAYO Steinfort Matt
CFO
2,430 $34.14 $82,950 17,250
(Direct)
View
2018-10-03
Sale
2018-10-04
6:45 pm
Zayo Group Holdings Inc. ZAYO Mays Sandra
CIO
1,586 $34.14 $54,152 35,800
(Direct)
View
2018-10-02
Sale
2018-10-04
6:44 pm
Trade Desk Inc. TTD Green Jeffrey Terry
CEO, 10% Owner
450,000 $135.6 $61,000,552 4,870,938
(Direct)
View
2018-10-03
Sale
2018-10-04
6:43 pm
Zayo Group Holdings Inc. ZAYO Waters John F Jr.
CTO
2,348 $34.14 $80,162 80,616
(Direct)
View
2018-10-02
Sale
2018-10-04
6:36 pm
CODEXIS INC CDXS SANGSTER GORDON
CFO
80,000 $16.94 $1,354,992 174,453
(Direct)
View
2018-10-03
Sale
2018-10-04
6:31 pm
PROOFPOINT INC PFPT Knight David
VP
1,500 $102.9 $154,354 14,214
(Direct)
View
2018-10-02
Sale
2018-10-04
6:31 pm
FACTSET RESEARCH SYSTEMS INC FDS Robie Robert J.
VP
1,174 $224.8 $263,892 3,853
(Direct)
View
2018-10-02
Sale
2018-10-04
6:00 pm
ANTARES PHARMA Inc ATRS GONELLA JACQUES
Director
400,000 $3.79 $1,516,000 9,585,848
(Direct)
View
2018-10-02
Sale
2018-10-04
6:00 pm
FIBROGEN INC FGEN Neff Thomas B
CEO
39,636 $59.15 $2,344,298 2,727,574
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-04
5:50 pm
UMB FINANCIAL CORP UMBF Hagedorn Michael D
President
7,477 $72.68 $543,441 57,628
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-04
5:47 pm
YELP INC YELP Stoppelman Jeremy
CEO
13,000 $47.24 $614,178 2,258,310
(Indirect)
View
2018-10-03
Sale
2018-10-04
5:47 pm
Intercontinental Exchange Inc. ICE Vice Charles A
Vice Chairman
35,000 $75.06 $2,626,978 419,907
(Direct)
View
2018-10-02
Sale
2018-10-04
5:46 pm
YELP INC YELP Donaker Geoffrey L
Director
4,000 $48.22 $192,880 393,940
(Indirect)
View
2018-09-25
Sale(A)
2018-10-04
5:45 pm
YELP INC YELP Donaker Geoffrey L
Director
2,000 $49.53 $99,069 317,000
(Direct)
View
2018-10-03
Sale
2018-10-04
5:42 pm
UMB FINANCIAL CORP UMBF Hagedorn Michael D
President
10,048 $72.53 $728,738 67,776
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-04
5:33 pm
NEW RELIC Inc NEWR Sachleben Mark
CFO
7,500 $89.18 $668,850 278,163
(Indirect)
View
2018-10-02
Sale
2018-10-04
5:21 pm
Yext Inc. YEXT Lerman Howard
CEO
30,000 $22.72 $681,465 4,580,627
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
5:07 pm
ACCURAY INC ARAY LEVINE JOSHUA
CEO
17,242 $4.385 $75,603 1,387,162
(Direct)
View
2018-10-02
Sale
2018-10-04
5:05 pm
TRUPANION Inc TRUP Tooth Margaret
Chief Marketing Officer
150 $33.39 $5,008 8,700
(Direct)
View
2018-10-02
Sale
2018-10-04
5:03 pm
Acacia Communications Inc. ACIA Murphy Francis J
Corporate Controller
276 $40.81 $11,263 24,145
(Direct)
View
2018-10-03
Sale
2018-10-04
5:00 pm
AAR CORP AIR STORCH DAVID P
Director
18,800 $46.98 $883,227 619,222
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:59 pm
Natera Inc. NTRA Chapman Steven Leonard
COO
35,000 $23.76 $831,611 90,710
(Direct)
View
2018-10-02
Sale
2018-10-04
4:55 pm
Q2 Holdings Inc. QTWO Furrer William M
Chief Strategy Officer
10,062 $56.58 $569,308 79,686
(Direct)
View
2018-10-02
Sale
2018-10-04
4:54 pm
CalAmp Corp. CAMP Burdiek Michael J
CEO
6,000 $21.69 $130,140 513,455
(Direct)
View
2018-10-02
Sale
2018-10-04
4:53 pm
GREEN DOT CORP GDOT Streit Steven W
CEO
43,396 $87.02 $3,776,463 3,202,555
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:53 pm
OPIANT PHARMACEUTICALS Inc OPNT Skolnick Phil
Chief Scientific Officer
4,778 $18.32 $87,546 190,000
(Direct)
View
2018-10-02
Sale
2018-10-04
4:51 pm
Vivint Solar Inc. VSLR Allred L. Chance
Chief Sales Officer
3,489 $5.5 $19,190 173,040
(Direct)
View
2018-10-02
Sale
2018-10-04
4:47 pm
OPIANT PHARMACEUTICALS Inc OPNT CRYSTAL ROGER
CEO, 10% Owner
18,450 $18.11 $334,141 450,000
(Direct)
View
2018-10-02
Sale
2018-10-04
4:42 pm
CUMMINS INC CMI Ward Pat
CFO
4,503 $148.9 $670,618 27,232
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-04
4:42 pm
CUMMINS INC CMI Cook Jill E
Chief Human Resources Officer
5,307 $150 $796,050 14,985
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:39 pm
HOLOGIC INC HOLX Stamoulis Christiana
Director
30,967 $40.7 $1,260,481 66,006
(Direct)
View
2018-10-02
Sale(M)
2018-10-04
4:35 pm
KAYNE ANDERSON MIDSTREAM/ENERGY FUND Inc KMF KAYNE RICHARD A
KAYNE ANDERSON CAPITAL ADVISORS LP
KA Fund Advisors LLC
See remaks
129,568 $3.007 $389,603 203,844
(Direct
Indirect)
View
2018-10-02
Sale
2018-10-04
4:33 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Telesmanic Robert
CAO
834 $77.15 $64,347 18,823
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:30 pm
OPTICAL CABLE CORP OCC WILKIN NEIL D JR
CEO, Chairman, 10% Owner
80,000 $5.25 $420,000 987,405
(Indirect
Direct)
View
2018-10-04
Sale
2018-10-04
4:28 pm
XBiotech Inc. XBIT MCKENZIE W THORPE
Director, 10% Owner
385,000 $3 $1,155,000 3,398,600
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:21 pm
bluebird bio Inc. BLUE Davidson David
Chief Medical Officer
5,000 $139.3 $696,588 31,951
(Direct)
View
2018-10-03
Sale
2018-10-04
4:18 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
1,080 $9.854 $10,642 418,855
(Indirect
Direct)
View
2018-10-03
Sale
2018-10-04
4:17 pm
RESMED INC RMD PENDARVIS DAVID
CAO
2,810 $113.9 $320,199 107,061
(Direct)
View
2018-10-02
Sale
2018-10-04
4:14 pm
UNITED NATURAL FOODS INC UNFI HEFFERNAN JAMES P
Director
3,820 $29.5 $112,694 6,960
(Direct)
View
2018-10-03
Sale
2018-10-04
4:12 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
1,080 $9.854 $10,642 423,096
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:08 pm
NVIDIA CORP NVDA Puri Ajay K
VP
90,831 $289.3 $26,281,551 184,001
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:07 pm
International Seaways Inc. INSW BlueMountain Capital Management LLC
BlueMountain GP Holdings LLC
BlueMountain Long/Short Credit GP LLC
BlueMountain Guadalupe Peak Fund L.P.
BLUEMOUNTAIN NAUTICAL LLC
10% Owner
163,155 $21.98 $3,585,339 3,169,353
(Indirect
Direct)
View
2018-10-02
Sale
2018-10-04
4:05 pm
International Seaways Inc. INSW BlueMountain Capital Management LLC
BlueMountain GP Holdings LLC
BlueMountain Long/Short Credit GP LLC
BlueMountain Guadalupe Peak Fund L.P.
BLUEMOUNTAIN NAUTICAL LLC
10% Owner
297,420 $21.92 $6,518,370 3,233,420
(Indirect
Direct)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.