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Insider Sale Filings - Archives for 2018-10-05

Home -> 2018 -> Insider sale filings for 2018-10-05

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2018-10-04 Sale	2018-10-05 3:54 pm	XAI Octagon Floating Rate & Alternative Income Term Trust	XFLT	Spence John Yogi CFO	100	$9.83	$983	422,996 (Indirect Direct)	View
2018-10-03 Sale	2018-10-05 3:28 pm	Morningstar Inc.	MORN	Mansueto Joseph D Chairman, 10% Owner	13,480	$122.2	$1,647,499	23,021,184 (Indirect Direct)	View
2018-10-03 Sale	2018-10-05 3:23 pm	ALICO INC	ALCO	Brokaw George R Director	524,795	$34	$17,843,030	3,180,662 (Direct Indirect)	View
2018-10-04 Sale	2018-10-05 3:17 pm	CITRIX SYSTEMS INC	CTXS	VAN ROTTERDAM JEROEN VP	7,766	$109.8	$852,551	59,685 (Direct)	View
2018-08-30 Sale	2018-10-05 3:03 pm	NUTRAFUELS INC	NTFU	Ward Edgar CEO, 10% Owner	127,800	$0.2181	$27,870	23,648,574 (Direct)	View
2018-10-03 Sale	2018-10-05 3:02 pm	ALICO INC	ALCO	TRAFELET REMY W CEO, 10% Owner	524,795	$34	$17,843,030	3,180,662 (Indirect Direct)	View
2018-10-04 Sale	2018-10-05 2:47 pm	LILLY ELI & CO	LLY	LILLY ENDOWMENT INC 10% Owner	116,038	$112.7	$13,073,950	119,292,304 (Direct)	View
2018-09-20 Sale(A)	2018-10-05 2:40 pm	NORDSTROM INC	JWN	NORDSTROM BLAKE W President	127,251	$61.51	$7,827,652	2,519,436 (Indirect Direct)	View
2016-04-01 Sale	2018-10-05 2:39 pm	Exceed World Inc.	EXDW	Force International Holdings Ltd 10% Owner	17,277,300	$0.003705	$64,010	19,860,000 (Indirect)	View
2018-10-04 Sale	2018-10-05 2:08 pm	LILLY ELI & CO	LLY	Zulueta Alfonso G VP	7,000	$114.6	$802,480	45,224 (Indirect Direct)	View
2018-10-03 Sale	2018-10-05 1:58 pm	Care.com Inc	CRCM	Musi Diane General Counsel and Secretary	30,000	$22.11	$663,237	66,940 (Direct)	View
2016-04-01 Sale	2018-10-05 1:50 pm	Exceed World Inc.	EXDW	Force Internationale Ltd 10% Owner	2,383,300	$0.01623	$38,690	27,594,000 (Indirect Direct)	View
2018-10-04 Sale	2018-10-05 1:43 pm	ACETO CORP	ACET	Rogers Steven SVP CHIEF LEGAL OFFICER	645	$2.313	$1,492	35,145 (Direct)	View
2018-10-04 Sale	2018-10-05 1:42 pm	AMERCO	UHAL	De Respino Laurence J General Counsel	75	$369.9	$27,744	722 (Indirect)	View
2018-10-04 Sale	2018-10-05 1:41 pm	ACETO CORP	ACET	EILENDER ALBERT L Chairman	2,000	$2.3	$4,600	299,313 (Direct)	View
2018-10-05 Sale	2018-10-05 1:40 pm	ACETO CORP	ACET	DEBENEDITTIS FRANK VP	895	$2.28	$2,041	92,492 (Direct)	View
2018-10-04 Sale	2018-10-05 1:39 pm	ACETO CORP	ACET	Alaimo Charles John VP	731	$2.37	$1,732	22,318 (Direct)	View
2018-10-03 Sale	2018-10-05 1:31 pm	INPHI Corp	IPHI	Ogawa Richard General Counsel	163	$36.19	$5,899	53,582 (Direct)	View
2018-10-03 Sale	2018-10-05 1:28 pm	INPHI Corp	IPHI	Torten Ron VP	189	$36.19	$6,840	64,011 (Direct)	View
2018-10-04 Sale	2018-10-05 12:59 pm	RESOURCES CONNECTION INC	RECN	Cherbak Anthony Director	20,000	$18.59	$371,796	33,500 (Indirect Direct)	View
2016-04-01 Sale	2018-10-05 12:58 pm	Exceed World Inc.	EXDW	Yoshida Tomoo Koga Keiichi Director, 10% Owner	243,300	$0.1	$24,330	28,994,000 (Indirect Direct)	View
2018-10-03 Sale	2018-10-05 12:29 pm	Oaktree Strategic Income Corp	OCSI	TANNENBAUM LEONARD M 10% Owner	15,100	$8.627	$130,266	5,080,543 (Direct Indirect)	View
2018-10-04 Sale	2018-10-05 11:36 am	CYTOKINETICS INC	CYTK	Malik Fady Ibraham VP	1,500	$9.14	$13,710	90,067 (Direct)	View
2018-09-20 Sale	2018-10-05 10:30 am	CHAMPIONS ONCOLOGY Inc	CSBR	Mendelson Daniel Newman Director	8,333	$13.02	$108,496	62,500 (Direct)	View
2018-10-03 Sale	2018-10-05 10:19 am	CIENA CORP	CIEN	MOYLAN JAMES E JR CFO	2,000	$29.96	$59,911	358,725 (Direct)	View
2018-10-04 Sale	2018-10-05 10:03 am	KROGER CO	KR	FIKE CARIN L VP	646	$29.23	$18,879	26,603 (Direct Indirect)	View
2018-10-05 Sale	2018-10-05 09:13 am	DAVEY TREE EXPERT CO		Vaughn Mark J VP	1,398	$19.7	$27,541	18,066 (Indirect Direct)	View
2016-04-01 Sale	2018-10-04 9:41 pm	Exceed World Inc.	EXDW	e-Learning Laboratory Co. Ltd. 10% Owner	17,277,300	$0.003705	$64,010	19,860,000 (Direct)	View
2018-10-02 Sale	2018-10-04 9:10 pm	Paratek Pharmaceuticals Inc.	PRTK	Haskel William M. VP	5,860	$9.82	$57,545	104,774 (Direct)	View
2018-10-02 Sale	2018-10-04 9:06 pm	Paratek Pharmaceuticals Inc.	PRTK	BIGHAM MICHAEL CEO, Chairman	16,313	$9.82	$160,194	273,480 (Direct)	View
2018-10-02 Sale	2018-10-04 9:03 pm	Paratek Pharmaceuticals Inc.	PRTK	Woodrow Adam VP & Chief Commercial Officer	8,750	$9.82	$85,925	140,417 (Direct)	View
2018-10-02 Sale	2018-10-04 9:03 pm	Penumbra Inc	PEN	Wilder Thomas Director	151	$147	$22,191	3,173 (Indirect)	View
2018-10-02 Sale	2018-10-04 8:59 pm	Paratek Pharmaceuticals Inc.	PRTK	Pagan Douglas W. CFO	7,579	$9.82	$74,426	127,083 (Direct)	View
2018-10-02 Sale	2018-10-04 8:41 pm	Paratek Pharmaceuticals Inc.	PRTK	Loh Evan COO	8,861	$9.82	$87,015	290,286 (Direct)	View
2018-10-02 Sale	2018-10-04 8:37 pm	Wayfair Inc.	W	Macri Edmond Chief Product/Marketing	600	$139.6	$83,781	253,407 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 8:21 pm	ROKU INC	ROKU	Rosenberg Scott A. VP	25,000	$75.19	$1,879,750	52,520 (Direct)	View
2018-10-04 Sale	2018-10-04 8:09 pm	SALESFORCE COM INC	CRM	BLOCK KEITH CEO	2,160	$158.8	$342,986	45,336 (Direct)	View
2018-10-03 Sale	2018-10-04 8:06 pm	RingCentral Inc	RNG	Shah Praful Chief Strategy Officer	4,974	$86.78	$431,645	300,043 (Indirect Direct)	View
2018-10-04 Sale	2018-10-04 8:05 pm	SALESFORCE COM INC	CRM	Benioff Marc CEO, Chairman	5,000	$155.8	$778,959	32,288,976 (Direct)	View
2018-10-02 Sale	2018-10-04 7:52 pm	CARVANA CO.	CVNA	GARCIA ERNEST C. II VERDE INVESTMENTS Inc 10% Owner	13,249	$57.39	$760,391	52,937,456 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 7:42 pm	ZUORA INC	ZUO	SPURLOCK STEVEN M BALKANSKI ALEXANDRE DUNLEVIE BRUCE GURLEY J WILLIAM HARVEY KEVIN KAGLE ROBERT LASKY MITCHELL 10% Owner	37,819	$20.89	$790,067	7,693,293 (Indirect)	View
2018-10-03 Sale	2018-10-04 7:25 pm	Marijuana Co of America Inc.	MCOA	STEINBERG DONALD J President, 10% Owner	420,000	$0.026	$10,920	511,326,240 (Direct)	View
2018-09-19 Sale	2018-10-04 7:25 pm	Marijuana Co of America Inc.	MCOA	Larsen Charles John Director, 10% Owner	950,000	$0.027	$25,650	375,638,784 (Direct)	View
2018-10-02 Sale	2018-10-04 6:59 pm	ACORDA THERAPEUTICS INC	ACOR	SCOPIA CAPITAL MANAGEMENT LP Scopia Management Inc. SIROVICH MATTHEW MINDICH JEREMY 10% Owner	126,464	$19.15	$2,421,732	6,933,402 (Indirect)	View
2018-10-03 Sale	2018-10-04 6:57 pm	NATURES SUNSHINE PRODUCTS INC	NATR	HUGHES KRISTINE F Director	3,000	$8.67	$26,010	547,275 (Direct Indirect)	View
2018-10-02 Sale	2018-10-04 6:56 pm	Hortonworks Inc.	HDP	Reasoner Scott See Remarks	1,362	$22.01	$29,978	171,523 (Direct)	View
2018-10-03 Sale	2018-10-04 6:54 pm	Alphabet Inc.	GOOG	Pichai Sundar CEO	325	$1,212	$393,900	126,046 (Direct Indirect)	View
2018-10-03 Sale	2018-10-04 6:47 pm	Zayo Group Holdings Inc.	ZAYO	Steinfort Matt CFO	2,430	$34.14	$82,950	17,250 (Direct)	View
2018-10-03 Sale	2018-10-04 6:45 pm	Zayo Group Holdings Inc.	ZAYO	Mays Sandra CIO	1,586	$34.14	$54,152	35,800 (Direct)	View
2018-10-02 Sale	2018-10-04 6:44 pm	Trade Desk Inc.	TTD	Green Jeffrey Terry CEO, 10% Owner	450,000	$135.6	$61,000,552	4,870,938 (Direct)	View
2018-10-03 Sale	2018-10-04 6:43 pm	Zayo Group Holdings Inc.	ZAYO	Waters John F Jr. CTO	2,348	$34.14	$80,162	80,616 (Direct)	View
2018-10-02 Sale	2018-10-04 6:36 pm	CODEXIS INC	CDXS	SANGSTER GORDON CFO	80,000	$16.94	$1,354,992	174,453 (Direct)	View
2018-10-03 Sale	2018-10-04 6:31 pm	PROOFPOINT INC	PFPT	Knight David VP	1,500	$102.9	$154,354	14,214 (Direct)	View
2018-10-02 Sale	2018-10-04 6:31 pm	FACTSET RESEARCH SYSTEMS INC	FDS	Robie Robert J. VP	1,174	$224.8	$263,892	3,853 (Direct)	View
2018-10-02 Sale	2018-10-04 6:00 pm	ANTARES PHARMA Inc	ATRS	GONELLA JACQUES Director	400,000	$3.79	$1,516,000	9,585,848 (Direct)	View
2018-10-02 Sale	2018-10-04 6:00 pm	FIBROGEN INC	FGEN	Neff Thomas B CEO	39,636	$59.15	$2,344,298	2,727,574 (Indirect Direct)	View
2018-10-03 Sale	2018-10-04 5:50 pm	UMB FINANCIAL CORP	UMBF	Hagedorn Michael D President	7,477	$72.68	$543,441	57,628 (Indirect Direct)	View
2018-10-03 Sale	2018-10-04 5:47 pm	YELP INC	YELP	Stoppelman Jeremy CEO	13,000	$47.24	$614,178	2,258,310 (Indirect)	View
2018-10-03 Sale	2018-10-04 5:47 pm	Intercontinental Exchange Inc.	ICE	Vice Charles A Vice Chairman	35,000	$75.06	$2,626,978	419,907 (Direct)	View
2018-10-02 Sale	2018-10-04 5:46 pm	YELP INC	YELP	Donaker Geoffrey L Director	4,000	$48.22	$192,880	393,940 (Indirect)	View
2018-09-25 Sale(A)	2018-10-04 5:45 pm	YELP INC	YELP	Donaker Geoffrey L Director	2,000	$49.53	$99,069	317,000 (Direct)	View
2018-10-03 Sale	2018-10-04 5:42 pm	UMB FINANCIAL CORP	UMBF	Hagedorn Michael D President	10,048	$72.53	$728,738	67,776 (Indirect Direct)	View
2018-10-04 Sale	2018-10-04 5:33 pm	NEW RELIC Inc	NEWR	Sachleben Mark CFO	7,500	$89.18	$668,850	278,163 (Indirect)	View
2018-10-02 Sale	2018-10-04 5:21 pm	Yext Inc.	YEXT	Lerman Howard CEO	30,000	$22.72	$681,465	4,580,627 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 5:07 pm	ACCURAY INC	ARAY	LEVINE JOSHUA CEO	17,242	$4.385	$75,603	1,387,162 (Direct)	View
2018-10-02 Sale	2018-10-04 5:05 pm	TRUPANION Inc	TRUP	Tooth Margaret Chief Marketing Officer	150	$33.39	$5,008	8,700 (Direct)	View
2018-10-02 Sale	2018-10-04 5:03 pm	Acacia Communications Inc.	ACIA	Murphy Francis J Corporate Controller	276	$40.81	$11,263	24,145 (Direct)	View
2018-10-03 Sale	2018-10-04 5:00 pm	AAR CORP	AIR	STORCH DAVID P Director	18,800	$46.98	$883,227	619,222 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:59 pm	Natera Inc.	NTRA	Chapman Steven Leonard COO	35,000	$23.76	$831,611	90,710 (Direct)	View
2018-10-02 Sale	2018-10-04 4:55 pm	Q2 Holdings Inc.	QTWO	Furrer William M Chief Strategy Officer	10,062	$56.58	$569,308	79,686 (Direct)	View
2018-10-02 Sale	2018-10-04 4:54 pm	CalAmp Corp.	CAMP	Burdiek Michael J CEO	6,000	$21.69	$130,140	513,455 (Direct)	View
2018-10-02 Sale	2018-10-04 4:53 pm	GREEN DOT CORP	GDOT	Streit Steven W CEO	43,396	$87.02	$3,776,463	3,202,555 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:53 pm	OPIANT PHARMACEUTICALS Inc	OPNT	Skolnick Phil Chief Scientific Officer	4,778	$18.32	$87,546	190,000 (Direct)	View
2018-10-02 Sale	2018-10-04 4:51 pm	Vivint Solar Inc.	VSLR	Allred L. Chance Chief Sales Officer	3,489	$5.5	$19,190	173,040 (Direct)	View
2018-10-02 Sale	2018-10-04 4:47 pm	OPIANT PHARMACEUTICALS Inc	OPNT	CRYSTAL ROGER CEO, 10% Owner	18,450	$18.11	$334,141	450,000 (Direct)	View
2018-10-02 Sale	2018-10-04 4:42 pm	CUMMINS INC	CMI	Ward Pat CFO	4,503	$148.9	$670,618	27,232 (Indirect Direct)	View
2018-10-03 Sale	2018-10-04 4:42 pm	CUMMINS INC	CMI	Cook Jill E Chief Human Resources Officer	5,307	$150	$796,050	14,985 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:39 pm	HOLOGIC INC	HOLX	Stamoulis Christiana Director	30,967	$40.7	$1,260,481	66,006 (Direct)	View
2018-10-02 Sale(M)	2018-10-04 4:35 pm	KAYNE ANDERSON MIDSTREAM/ENERGY FUND Inc	KMF	KAYNE RICHARD A KAYNE ANDERSON CAPITAL ADVISORS LP KA Fund Advisors LLC See remaks	129,568	$3.007	$389,603	203,844 (Direct Indirect)	View
2018-10-02 Sale	2018-10-04 4:33 pm	COGNIZANT TECHNOLOGY SOLUTIONS CORP	CTSH	Telesmanic Robert CAO	834	$77.15	$64,347	18,823 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:30 pm	OPTICAL CABLE CORP	OCC	WILKIN NEIL D JR CEO, Chairman, 10% Owner	80,000	$5.25	$420,000	987,405 (Indirect Direct)	View
2018-10-04 Sale	2018-10-04 4:28 pm	XBiotech Inc.	XBIT	MCKENZIE W THORPE Director, 10% Owner	385,000	$3	$1,155,000	3,398,600 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:21 pm	bluebird bio Inc.	BLUE	Davidson David Chief Medical Officer	5,000	$139.3	$696,588	31,951 (Direct)	View
2018-10-03 Sale	2018-10-04 4:18 pm	XAI Octagon Floating Rate & Alternative Income Term Trust	XFLT	Brombach Theodore J CEO	1,080	$9.854	$10,642	418,855 (Indirect Direct)	View
2018-10-03 Sale	2018-10-04 4:17 pm	RESMED INC	RMD	PENDARVIS DAVID CAO	2,810	$113.9	$320,199	107,061 (Direct)	View
2018-10-02 Sale	2018-10-04 4:14 pm	UNITED NATURAL FOODS INC	UNFI	HEFFERNAN JAMES P Director	3,820	$29.5	$112,694	6,960 (Direct)	View
2018-10-03 Sale	2018-10-04 4:12 pm	XAI Octagon Floating Rate & Alternative Income Term Trust	XFLT	Spence John Yogi CFO	1,080	$9.854	$10,642	423,096 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:08 pm	NVIDIA CORP	NVDA	Puri Ajay K VP	90,831	$289.3	$26,281,551	184,001 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:07 pm	International Seaways Inc.	INSW	BlueMountain Capital Management LLC BlueMountain GP Holdings LLC BlueMountain Long/Short Credit GP LLC BlueMountain Guadalupe Peak Fund L.P. BLUEMOUNTAIN NAUTICAL LLC 10% Owner	163,155	$21.98	$3,585,339	3,169,353 (Indirect Direct)	View
2018-10-02 Sale	2018-10-04 4:05 pm	International Seaways Inc.	INSW	BlueMountain Capital Management LLC BlueMountain GP Holdings LLC BlueMountain Long/Short Credit GP LLC BlueMountain Guadalupe Peak Fund L.P. BLUEMOUNTAIN NAUTICAL LLC 10% Owner	297,420	$21.92	$6,518,370	3,233,420 (Indirect Direct)	View