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Insider Sale Filings - Archives for 2017-12-12

Home -> 2017 -> Insider sale filings for 2017-12-12

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-12-08
Sale
2017-12-12
3:56 pm
KAR Auction Services Inc. KAR Price Lisa A.
VP
10,000 $51.18 $511,772 16,010
(Direct
Indirect)
View
2017-12-08
Sale
2017-12-12
3:47 pm
TYLER TECHNOLOGIES INC TYL MOORE H LYNN JR
President
6,000 $184.5 $1,107,180 61,278
(Direct)
View
2017-06-15
Sale
2017-12-12
3:40 pm
SOUTHERN MISSOURI BANCORP Inc SMBC Robison Dennis C
Director
220 $39.5 $8,690 18,160
(Direct
Indirect)
View
2017-12-12
Sale
2017-12-12
3:33 pm
FIRST INTERSTATE BANCSYSTEM INC FIBK Leckie Ross E.
Director
2,000 $39.61 $79,219 21,028
(Direct)
View
2017-12-11
Sale
2017-12-12
3:32 pm
PREFERRED APARTMENT COMMUNITIES INC APTS CRONIN MICHAEL JOSEPH
See Remarks
2,500 $21.25 $53,125 16,460
(Direct
Indirect)
View
2017-12-12
Sale
2017-12-12
3:13 pm
PEAPACK GLADSTONE FINANCIAL CORP PGC LAMB JAMES R
Director
250 $34.85 $8,713 21,706
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
3:11 pm
WestRock Co WRK LUKE JOHN A JR
Director
10,343 $64.35 $665,546 521,277
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
3:08 pm
RAYMOND JAMES FINANCIAL INC RJF TROCIN JEFFREY E
Co-Pres-GlobEq&Inv Banking-RJA
16,184 $88.89 $1,438,625 153,599
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-12
2:59 pm
International Stem Cell CORP ISCO.OB Don Wright
Director
11,261 $1.5 $16,892 13,416
(Direct)
View
2017-12-12
Sale
2017-12-12
2:58 pm
KINGSWAY FINANCIAL SERVICES INC KFS STILWELL JOSEPH
Director, 10% Owner
60,000 $5.044 $302,652 3,898,323
(Direct)
View
2017-12-01
Sale
2017-12-12
2:36 pm
OPIANT PHARMACEUTICALS Inc OPNT WOLF GEOFFREY
10% Owner
2,570 $30.4 $78,128 315,000
(Direct)
View
2017-12-08
Sale
2017-12-12
2:34 pm
Integer Holdings Corp ITGR SANFORD BILL R
Director
20,605 $46 $947,830 82,427
(Direct)
View
2017-12-08
Sale
2017-12-12
2:06 pm
Loxo Oncology Inc. LOXO Bonita David P
Director
250,000 $82.5 $20,625,000 941,000
(Indirect)
View
2017-12-08
Sale
2017-12-12
2:02 pm
Loxo Oncology Inc. LOXO ORBIMED ADVISORS LLC
OrbiMed Capital GP V LLC
ISALY SAMUEL D
Director
250,000 $82.5 $20,625,000 941,000
(Indirect)
View
2017-12-08
Sale
2017-12-12
1:19 pm
ENERGY FUELS INC UUUU Eshleman Benjamin III
Director
10,000 $1.872 $18,718 2,885,204
(Indirect)
View
2017-12-12
Sale
2017-12-12
1:13 pm
BRADY CORP BRC Felmer Thomas J
President
2,649 $39.52 $104,688 57,668
(Direct)
View
2017-12-08
Sale
2017-12-12
1:09 pm
TYLER TECHNOLOGIES INC TYL LEINWEBER LARRY D
Director
13,171 $183.6 $2,417,747 1,040,015
(Indirect)
View
2017-12-11
Sale
2017-12-12
1:06 pm
BWX Technologies Inc. BWXT Black David S
CFO
1,000 $61.88 $61,880 62,979
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
12:34 pm
FIDELITY D & D BANCORP INC FDBC DEFRANCESCO SALVATORE R JR
CFO
3,000 $43.75 $131,250 22,073
(Direct
Indirect)
View
2017-12-11
Sale
2017-12-12
12:16 pm
MYRIAD GENETICS INC MYGN DREISMANN HEINRICH
Director
6,000 $33.5 $201,000 33,743
(Direct)
View
2017-12-08
Sale
2017-12-12
11:53 am
ENTERPRISE BANCORP INC EBTC DUNCAN GEORGE L
Chairman
2,900 $34.5 $100,041 396,969
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
11:53 am
ARCH CAPITAL GROUP Ltd ACGL Lyons Mark Donald
CFO
5,500 $92.04 $506,241 184,216
(Direct)
View
2017-12-08
Sale
2017-12-12
11:50 am
RENASANT CORP RNST Williams William Mark
SEVP
7,000 $41.32 $289,256 21,652
(Direct)
View
2017-12-08
Sale
2017-12-12
11:48 am
MARRIOTT INTERNATIONAL INC MAR Harrison Deborah Marriott
Director
35,401 $128.9 $4,561,419 24,227,118
(Direct
Indirect)
View
2017-12-08
Sale
2017-12-12
11:27 am
PNC FINANCIAL SERVICES GROUP Inc PNC Parsley E William III
VP
46,307 $143.4 $6,641,725 132,544
(Direct)
View
2017-12-11
Sale
2017-12-12
11:24 am
SI Financial Group Inc. SIFI BROUILLARD RHEO A
CEO
3,600 $14.74 $53,066 51,654
(Indirect
Direct)
View
2017-12-12
Sale
2017-12-12
11:23 am
WILEY JOHN & SONS Inc JWA Marzano Vincent
VP
4,100 $63.5 $260,350 5,838
(Direct)
View
2017-12-08
Sale
2017-12-12
10:56 am
ROCKWELL AUTOMATION INC ROK Goris Patrick P.
CFO
145 $192.4 $27,893 16,500
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-12
09:45 am
PRICE T ROWE GROUP INC TROW Alderson Christopher D
VP
6,808 $102.8 $700,052 262,000
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
09:43 am
Digimarc CORP DMRC DAVIS BRUCE L
CEO, Chairman
9,444 $35.78 $337,906 87,014
(Direct
Indirect)
View
2017-12-08
Sale
2017-12-12
09:42 am
VICOR CORP VICR GRIFFIN LIAM
Director
1,579 $23.01 $36,327 26,626
(Direct)
View
2017-12-11
Sale
2017-12-12
09:28 am
UNIVERSAL FOREST PRODUCTS INC UFPI GREENE CHARLES SCOTT
VP
3,000 $38.05 $114,165 18,444
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-12
09:25 am
Northwest Bancshares Inc. NWBI Ritzert Gerald J
VP
9,592 $16.57 $158,913 56,849
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-12
07:31 am
DIAMOND HILL INVESTMENT GROUP INC DHIL LAIRD JAMES F JR
Director
1,260 $207.7 $261,702 34,302
(Direct)
View
2017-12-07
Sale
2017-12-12
06:06 am
Installed Building Products Inc. IBP NIXON J MICHAEL
Director
50,000 $73.57 $3,678,346 1,509,315
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:56 pm
At Home Group Inc. HOME Starr Investment Holdings LLC
Director, 10% Owner
2,640,299 $23.46 $61,938,244 20,586,314
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:56 pm
At Home Group Inc. HOME Starr Investment Fund II LLC
Director, 10% Owner
1,092,628 $23.46 $25,631,741 8,519,176
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:55 pm
At Home Group Inc. HOME SPH GRD Holdings LLC
Director, 10% Owner
1,547,671 $23.46 $36,306,503 12,067,138
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:55 pm
At Home Group Inc. HOME Clark Geoffrey G.
Director, 10% Owner
2,640,299 $23.46 $61,938,244 20,586,314
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:17 pm
At Home Group Inc. HOME AEA Management (Cayman) Ltd
AEA Management LLC
AEA Investors Partners 2006 L.P.
AEA Investors 2006 PF LLC
AEA INVESTORS 2006 FUND L.P.
AEA Investors 2006 Fund II L.P.
AEA INVESTORS 2006 PARTICIPANT FUND LP
AEA INVESTORS 2006 QP PARTICIPANT FUND LP
GRD Holding AEA LLC
Garcia John L
10% Owner
3,109,701 $24.5 $76,187,674 24,246,232
(Indirect)
View
2017-12-11
Sale
2017-12-11
9:15 pm
At Home Group Inc. HOME AEA INVESTORS LP
GRD Holding GP LLC
GRD Holding-A LLC
GRD Holding-A LP
GRD Holding LP
10% Owner
3,109,701 $24.5 $76,187,674 24,246,232
(Indirect)
View
2017-12-08
Sale
2017-12-11
9:12 pm
Facebook Inc FB Zuckerberg Mark
CEO, 10% Owner
117,829 $180.3 $21,249,838 10,355,450
(Indirect)
View
2017-12-07
Sale
2017-12-11
9:10 pm
Facebook Inc FB Zuckerberg Mark
CEO, 10% Owner
119,098 $178.4 $21,249,707 10,356,046
(Indirect)
View
2017-12-07
Sale
2017-12-11
9:09 pm
Facebook Inc FB Cox Christopher K
Chief Product Officer
16,000 $176.8 $2,829,581 200,000
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
9:01 pm
Limbach Holdings Inc. LMB SWETS LARRY G JR
1347 Investors LLC
Director, 10% Owner
500,000 $12.85 $6,425,550 2,343,515
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
8:56 pm
ELLIE MAE INC ELLI Corr Jonathan
CEO
2,212 $88.95 $196,768 115,415
(Indirect
Direct)
View
2017-12-06
Sale
2017-12-11
8:56 pm
Marijuana Co of America Inc. MCOA Larsen Charles John
Director, 10% Owner
836,226 $0.027 $22,578 392,261,280
(Direct)
View
2017-12-07
Sale
2017-12-11
8:30 pm
PERRIGO Co plc PRGO Wesolowski John
VP
450 $83.09 $37,390 200
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
8:27 pm
BOTTOMLINE TECHNOLOGIES INC EPAY DELUCA NORMAN J
MD, Digital Banking
9,708 $33.58 $326,007 89,925
(Direct)
View
2017-12-07
Sale
2017-12-11
8:22 pm
BOTTOMLINE TECHNOLOGIES INC EPAY EBERLE ROBERT A
CEO
12,601 $33.51 $422,200 366,499
(Direct)
View
2017-12-07
Sale
2017-12-11
8:13 pm
ZOGENIX Inc ZGNX HAWLEY ROGER
Director
131,370 $36.73 $4,824,759 135,316
(Direct)
View
2017-12-07
Sale
2017-12-11
7:45 pm
INSIGNIA SYSTEMS INC ISIG BIGLARI SARDAR
BIGLARI CAPITAL CORP.
LION FUND II L.P.
10% Owner
72,572 $1.337 $97,013 2,281,385
(Direct
Indirect)
View
2017-12-08
Sale
2017-12-11
7:41 pm
TETRA TECH INC TTEK BATRACK DAN L
CEO, Chairman
62,417 $48.47 $3,025,512 318,994
(Direct)
View
2017-12-07
Sale
2017-12-11
7:33 pm
At Home Group Inc. HOME Ahlman Alissa M
Chief Merchandising Officer
7,050 $27.55 $194,216 241,522
(Direct)
View
2017-12-07
Sale
2017-12-11
7:33 pm
CAI International Inc. CAI PAGE TIMOTHY B
CFO
10,184 $33.06 $336,683 0
(Direct)
View
2017-12-07
Sale
2017-12-11
7:31 pm
At Home Group Inc. HOME Bird Lewis L III
CEO, Chairman
26,588 $27.5 $731,170 2,140,062
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
7:30 pm
At Home Group Inc. HOME Corsa Peter SG
COO
5,750 $29 $166,750 541,917
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-11
7:22 pm
RadNet Inc. RDNT HAMES NORMAN R
VP
7,500 $9.676 $72,567 397,587
(Direct)
View
2017-12-07
Sale
2017-12-11
7:14 pm
Civitas Solutions Inc. CIVI DE RENZO LINDA
* See Remarks
5,000 $18.81 $94,050 154,854
(Direct)
View
2017-12-08
Sale
2017-12-11
6:47 pm
CAMDEN PROPERTY TRUST CPT ODEN D KEITH
President
55,682 $92.27 $5,137,516 364,771
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
6:44 pm
DAVITA Inc DVA Rodriguez Javier
CEO
22,532 $67.48 $1,520,466 210,317
(Direct)
View
2017-12-08
Sale
2017-12-11
6:43 pm
Lumentum Holdings Inc. LITE HERSCHER PENNY
Director
822 $50.61 $41,601 34,793
(Direct)
View
2017-12-08
Sale
2017-12-11
6:43 pm
CAMDEN PROPERTY TRUST CPT CAMPO RICHARD J
CEO, Chairman
52,247 $92.27 $4,820,595 344,201
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
6:43 pm
DAVITA Inc DVA HILGER JAMES K
CAO
5,608 $69.46 $389,506 47,649
(Direct)
View
2017-12-07
Sale
2017-12-11
6:35 pm
ENCORE WIRE CORP WIRE BILBAN FRANK J
CFO
2,300 $48.56 $111,690 45,550
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
6:31 pm
Nutanix Inc. NTNX Scarpelli Michael
Director
150,000 $35.68 $5,352,137 219,700
(Direct)
View
2017-12-07
Sale
2017-12-11
6:31 pm
APPLE INC AAPL Riccio Daniel J.
VP
15,641 $169.7 $2,654,135 17,341
(Direct)
View
2017-12-08
Sale
2017-12-11
6:30 pm
pdvWireless Inc. PDVW Rohmann Richard E.
VP
900 $31.91 $28,719 17,184
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-11
6:30 pm
AutoWeb Inc. AUTO BOREN KIMBERLY
CFO
10,000 $9.22 $92,196 51,260
(Direct)
View
2017-12-11
Sale
2017-12-11
6:30 pm
VERTEX PHARMACEUTICALS INC VRTX LEIDEN JEFFREY M
CEO
125,000 $141.4 $17,668,896 237,407
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-11
6:25 pm
SALESFORCE COM INC CRM Hawkins Mark J
CFO
39,780 $103.7 $4,125,978 119,339
(Direct)
View
2017-12-07
Sale
2017-12-11
6:24 pm
ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK Vadapalli Anand
CEO
10,000 $2.097 $20,974 1,365,263
(Direct)
View
2017-12-07
Sale
2017-12-11
6:20 pm
PROOFPOINT INC PFPT Knight David
VP
3,000 $85.47 $256,405 16,277
(Direct)
View
2017-12-07
Sale
2017-12-11
6:18 pm
Workday Inc. WDAY DUFFIELD DAVID A
Director, 10% Owner
482,001 $103.8 $50,015,651 60,781,788
(Direct)
View
2017-12-07
Sale
2017-12-11
6:13 pm
AMAZON COM INC AMZN WILKE JEFFREY A
CEO
2,800 $1,160 $3,248,954 62,362
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
6:07 pm
Six Flags Entertainment Corp SIX REID-ANDERSON JAMES
CEO, Chairman
41,386 $66.3 $2,743,792 3,461,778
(Direct)
View
2017-12-06
Sale
2017-12-11
6:06 pm
SUNPOWER CORP SPWR LESJAK CATHERINE A
Director
23,632 $7.502 $177,294 55,924
(Direct)
View
2017-12-07
Sale
2017-12-11
6:02 pm
GoDaddy Inc. GDDY KIMBALL RICK
Director
7,102,622 $47.12 $334,640,047 4,648,346
(Indirect)
View
2017-12-07
Sale
2017-12-11
6:02 pm
Emerald Expositions Events Inc. EEX Loechner David
CEO
74,777 $20.81 $1,555,917 310,765
(Direct)
View
2017-12-07
Sale
2017-12-11
6:00 pm
JETBLUE AIRWAYS CORP JBLU St George Martin J
VP
2,500 $21.59 $53,975 24,076
(Direct)
View
2017-12-11
Sale
2017-12-11
5:53 pm
AMETEK INC AME ZAPICO DAVID A
CEO
25,965 $71.77 $1,863,578 200,548
(Direct)
View
2017-12-07
Sale
2017-12-11
5:48 pm
CONSUMER PORTFOLIO SERVICES INC CPSS WOOD DANIEL S
Director
10,000 $4.32 $43,200 167,565
(Direct)
View
2017-12-07
Sale
2017-12-11
5:44 pm
Freshpet Inc. FRPT KASSAR RICHARD A
CFO
10,000 $18.93 $189,278 209,994
(Direct)
View
2017-12-07
Sale
2017-12-11
5:42 pm
Seritage Growth Properties SRG BERKOWITZ BRUCE R
10% Owner
106,900 $40.36 $4,314,128 3,422,298
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-11
5:39 pm
NEW RELIC Inc NEWR Sachleben Mark
CFO
10,000 $59.07 $590,700 418,859
(Indirect)
View
2017-12-08
Sale
2017-12-11
5:36 pm
RELIANCE STEEL & ALUMINUM CO RS Smith William A II
VP
1,123 $82.69 $92,861 15,320
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
5:34 pm
HOME DEPOT INC HD Carey Matt
CIO
41,396 $183 $7,576,710 271,317
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
5:32 pm
Pure Storage Inc. PSTG Dyckerhoff Stefan A
10% Owner
25,407 $17.05 $433,174 268,328
(Indirect)
View
2017-12-07
Sale
2017-12-11
5:30 pm
Sucampo Pharmaceuticals Inc. SCMP Kiener Peter A
Chief Science Officer
50,000 $16.5 $825,000 242,567
(Direct)
View
2017-12-07
Sale
2017-12-11
5:30 pm
HOME DEPOT INC HD Roseborough Teresa Wynn
VP
10,916 $180.1 $1,965,426 98,331
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
5:28 pm
INSTRUCTURE INC INST Collins Steven A
Director
5,000 $33.85 $169,275 48,023
(Direct)
View
2017-12-07
Sale
2017-12-11
5:23 pm
PEGASYSTEMS INC PEGA KOUNINIS EFSTATHIOS A
CAO
728 $49.73 $36,203 4,243
(Direct)
View
2017-12-07
Sale
2017-12-11
5:23 pm
Nutanix Inc. NTNX Pandey Dheeraj
CEO, Chairman
71,400 $35.33 $2,522,334 288,612
(Direct)
View
2017-12-08
Sale
2017-12-11
5:21 pm
BASIC ENERGY SERVICES INC BAS Krenek Alan
CFO
300 $22.43 $6,728 16,975
(Direct)
View
2017-12-07
Sale
2017-12-11
5:19 pm
OneMain Holdings Inc. OMF Fortress Investment Group LLC
FIG LLC
Fortress Operating Entity I LP
FIG Corp.
FCFI Acquisition LLC
Springleaf Financial Holdings LLC
Director, 10% Owner
1,000,000 $26 $26,000,000 62,437,500
(Indirect)
View
2017-12-08
Sale
2017-12-11
5:19 pm
ARCBEST CORP ARCB Stipp Janice E
Director
3,700 $38.09 $140,933 20,200
(Direct)
View
2017-12-07
Sale
2017-12-11
5:18 pm
OneMain Holdings Inc. OMF EDENS WESLEY R
Director, 10% Owner
1,000,000 $26 $26,000,000 62,437,500
(Indirect)
View
2017-12-08
Sale
2017-12-11
5:18 pm
RITCHIE BROS AUCTIONEERS INC RBA Werner Karl William
COO
5,400 $28.68 $154,872 27,896
(Indirect
Direct)
View
2017-12-05
Sale
2017-12-11
5:17 pm
COMMUNITY BANK SYSTEM Inc CBU DICERBO NICHOLAS A
Director
2,000 $56 $112,000 184,622
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
5:17 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Middleton Sean
Pres - Cognizant Accelerator
1,278 $71.36 $91,198 3,366
(Direct)
View
2017-12-07
Sale
2017-12-11
5:15 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH McLoughlin Karen
CFO
14,369 $71.38 $1,025,714 42,718
(Direct)
View
2017-12-07
Sale
2017-12-11
5:14 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Kandiah Gajakarnan Vibushanan
President
4,635 $71.36 $330,754 10,724
(Direct)
View
2017-12-07
Sale
2017-12-11
5:12 pm
Resolute Energy Corp REN DUFFY JAMES E
Director
3,000 $27.92 $83,759 12,292
(Direct)
View
2017-12-07
Sale
2017-12-11
5:12 pm
American Cannabis Company Inc. AMMJ Hollister Corey James Ariel
10% Owner
25,192 $0.8533 $21,497 12,007,658
(Direct)
View
2017-12-08
Sale
2017-12-11
5:08 pm
Tabula Rasa HealthCare Inc. TRHC Luehrs Bruce
Director
269,000 $25.85 $6,953,650 548,842
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
5:08 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Calvin H
CEO, 10% Owner
123,000 $25.97 $3,194,510 910,362
(Direct
Indirect)
View
2017-12-08
Sale
2017-12-11
5:06 pm
REGENCY CENTERS CORP REG LEAVITT J CHRISTIAN
CAO
2,000 $67.61 $135,220 14,314
(Direct)
View
2017-12-07
Sale
2017-12-11
5:05 pm
MINDBODY Inc. MB Lytikainen Kimberly Gail
Chief Legal Officer &Secretary
36,868 $30.11 $1,110,265 55,894
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
5:04 pm
Texas Roadhouse Inc. TXRH Taylor Wayne Kent
CEO, Chairman
300,000 $50.93 $15,279,000 3,908,231
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
5:04 pm
Tabula Rasa HealthCare Inc. TRHC Knowlton Orsula V
President, 10% Owner
123,000 $25.97 $3,194,510 906,072
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
5:04 pm
Essent Group Ltd. ESNT Turnbull Andrew
Director
5,000 $46 $230,000 19,596
(Direct)
View
2017-12-08
Sale
2017-12-11
5:04 pm
Tabula Rasa HealthCare Inc. TRHC TUNSTALL GORDON
Director
15,000 $25.85 $387,750 8,161
(Direct)
View
2017-12-11
Sale
2017-12-11
4:59 pm
Green Plains Partners LP GPP MAPES MICHELLE
VP
2,692 $19.1 $51,417 33,148
(Direct)
View
2017-12-11
Sale
2017-12-11
4:56 pm
PEAPACK GLADSTONE FINANCIAL CORP PGC LAMB JAMES R
Director
310 $34.25 $10,618 21,766
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
4:55 pm
THAI FUND Inc TTF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
20,327 $10.99 $223,394 1,223,915
(Indirect)
View
2017-12-08
Sale
2017-12-11
4:54 pm
MORGAN STANLEY INDIA INVESTMENT FUND Inc IIF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
15,000 $35.86 $537,900 1,634,930
(Indirect)
View
2017-12-07
Sale
2017-12-11
4:48 pm
Travelport Worldwide LTD TVPT Minetola Matthew
See Remarks
12,000 $12.86 $154,272 33,402
(Direct)
View
2017-12-07
Sale
2017-12-11
4:48 pm
AVIS BUDGET GROUP Inc CAR NELSON RONALD L
Chairman
100,000 $40.9 $4,090,000 360,714
(Direct)
View
2017-12-07
Sale
2017-12-11
4:48 pm
CVR PARTNERS LP UAN GSO Palmetto Opportunistic Associates LLC
GSO Cactus Credit Opportunities Fund LP
Steamboat Nitro Blocker LLC
GSO Coastline Credit Partners LP
GSO ADGM II Nitro Blocker LLC
GSO Palmetto Opportunistic Investment Partners LP
GSO Credit-A Partners LP
GSO Special Situations Fund LP
GSO SSOMF Nitro Blocker LLC
GSO Credit-A Associates LLC
10% Owner
1,900,000 $3 $5,700,190 3,629,960
(Indirect)
View
2017-12-08
Sale
2017-12-11
4:48 pm
NEUROCRINE BIOSCIENCES INC NBIX Lippoldt Darin
Chief Legal Officer
2,955 $75 $221,625 37,005
(Direct)
View
2017-12-08
Sale
2017-12-11
4:47 pm
AVIS BUDGET GROUP Inc CAR Deaver W Scott
EVP & CMO
47,500 $40.8 $1,938,000 133,174
(Direct)
View
2017-12-07
Sale
2017-12-11
4:47 pm
CVR PARTNERS LP UAN Blackstone Holdings I L.P.
GSO Advisor Holdings L.L.C.
GSO Holdings I LLC
Blackstone Holdings II L.P.
Blackstone Holdings I/II GP Inc
Blackstone Group L.P.
Blackstone Group Management L.L.C.
SCHWARZMAN STEPHEN A
10% Owner
1,900,000 $3 $5,700,190 3,629,960
(Indirect)
View
2017-12-08
Sale
2017-12-11
4:46 pm
AVIS BUDGET GROUP Inc CAR Calabria David T
CAO
1,250 $41.71 $52,137 4,412
(Direct)
View
2017-12-08
Sale
2017-12-11
4:45 pm
MDC HOLDINGS INC MDC Siegel David
Director
2,500 $31.83 $79,575 6,200
(Direct)
View
2017-12-07
Sale
2017-12-11
4:45 pm
CVR PARTNERS LP UAN GSO CAPITAL PARTNERS LP
Smith J Albert III
Steamboat Credit Opportunities Intermediate Fund LP
GSO Aiguille des Grands Montets Fund II LP
GSO Special Situations Overseas Master Fund Ltd.
Goodman Bennett J
10% Owner
1,900,000 $3 $5,700,190 3,629,960
(Indirect)
View
2017-12-07
Sale
2017-12-11
4:42 pm
Quest Resource Holding Corp QRHC SALTZ MITCHELL A
Stockbridge Enterprises L.P.
Director, 10% Owner
41,423 $1.937 $80,239 3,705,863
(Indirect)
View
2017-12-08
Sale
2017-12-11
4:40 pm
MARKEL CORP MKL Waleski Anne G
CFO
838 $1,102 $923,875 4,150
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
4:40 pm
MARKEL CORP MKL MARKEL STEVEN A
Director
200 $1,101 $220,116 108,530
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
4:38 pm
DowDuPont Inc. DWDP LIVERIS ANDREW N
Chairman
29,723 $71.5 $2,125,304 682,824
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
4:36 pm
BLACKLINE Inc BL Spanicciati Mario
Chief Marketing Officer
434,783 $34.07 $14,813,057 2,707,163
(Indirect)
View
2017-12-08
Sale
2017-12-11
4:35 pm
AUTOZONE INC AZO Finestone Mark A.
VP
13,500 $711.4 $9,603,440 15,291
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
4:35 pm
AUTOZONE INC AZO GILES WILLIAM T
CFO
24,200 $710.8 $17,201,088 32,866
(Direct)
View
2017-12-07
Sale
2017-12-11
4:34 pm
UNITED TECHNOLOGIES CORP UTX Bailey Robert J.
VP
833 $122.7 $102,176 4,143
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
4:34 pm
AIR LEASE CORP AL Levy Grant A
VP
10,000 $43.88 $438,836 163,824
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
4:32 pm
Fifth Street Asset Management Inc. FSAM HARRISON THOMAS L
Director
6,000 $4.05 $24,300 0
(Direct)
View
2017-11-30
Sale(A)
2017-12-11
4:31 pm
Fifth Street Asset Management Inc. FSAM HARRISON THOMAS L
Director
20,000 $4.069 $81,378 26,000
(Direct)
View
2017-12-06
Sale(A)
2017-12-11
4:30 pm
Bancorp Inc. TBBK Chrystal John C
Director
62,285 $9.646 $600,770 333,100
(Direct)
View
2017-12-07
Sale
2017-12-11
4:30 pm
ENTEGRIS INC ENTG BRADLEY MICHAEL A
Director
5,000 $30 $150,000 65,557
(Direct)
View
2017-12-07
Sale
2017-12-11
4:22 pm
REGENXBIO Inc. RGNX Simpson Curran
VP
21,890 $30.04 $657,576 210,500
(Direct)
View
2017-12-07
Sale
2017-12-11
4:20 pm
Wayfair Inc. W Mulliken John Champlin
CTO
700 $74.08 $51,856 131,365
(Direct
Indirect)
View
2017-11-30
Sale
2017-12-11
4:19 pm
NetApp Inc. NTAP REICH JOEL D
VP
15,000 $56.99 $854,910 15,441
(Direct)
View
2017-12-08
Sale
2017-12-11
4:13 pm
GALLAGHER ARTHUR J & CO AJG Hudson Scott R
VP
7,600 $65.29 $496,204 25,027
(Direct)
View
2017-12-07
Sale
2017-12-11
4:13 pm
Keysight Technologies Inc. KEYS Nersesian Ronald S.
CEO
75,314 $43.06 $3,243,307 356,816
(Direct)
View
2017-12-11
Sale
2017-12-11
4:12 pm
MERITOR INC MTOR Heffron Timothy J.
CIO
18,696 $23.46 $438,670 31,741
(Indirect
Direct)
View
2017-12-08
Sale
2017-12-11
4:10 pm
Territorial Bancorp Inc. TBNK Hirata Vernon
COO
6,700 $30.54 $204,626 74,300
(Indirect
Direct)
View
2017-12-11
Sale
2017-12-11
4:08 pm
Dave & Buster's Entertainment Inc. PLAY PLUNKETT J MICHAEL
VP
2,000 $55.02 $110,040 36,744
(Direct)
View
2017-12-07
Sale
2017-12-11
4:05 pm
ADVANCED MICRO DEVICES INC AMD ANDERSON JAMES ROBERT
VP
75,000 $10.06 $754,500 398,773
(Direct)
View
2017-12-08
Sale
2017-12-11
4:03 pm
MEREDITH CORP MDP Ceryanec Joseph H
CFO
3,200 $71.54 $228,920 7,694
(Direct
Indirect)
View
2017-12-07
Sale
2017-12-11
4:03 pm
APPLIED OPTOELECTRONICS Inc AAOI BLACK RICHARD B
Director
1,000 $40.43 $40,430 35,478
(Indirect
Direct)
View
2017-12-07
Sale
2017-12-11
4:03 pm
Foundation Medicine Inc. FMI Kafka Steven J.
COO
88,361 $61.66 $5,448,339 141,883
(Direct)
View
2017-12-07
Sale
2017-12-11
4:03 pm
SolarEdge Technologies Inc SEDG Adest Meir
VP
400 $35.92 $14,367 19,733
(Direct)
View
2017-12-08
Sale
2017-12-11
4:02 pm
OXFORD INDUSTRIES INC OXM LOVE DENNIS M
Director
1,500 $72.09 $108,130 17,002
(Direct)
View
(A) Indicate amendment filing.