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Insider Sale Filings - Archives for 2017-11-30

Home -> 2017 -> Insider sale filings for 2017-11-30

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-27
Sale
2017-11-29
4:01 pm
James River Group Holdings Ltd. JRVR MARTIN BRYAN
Director
10% Owner
450,000 $38.1 $17,144,999 3,297,238
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:02 pm
A10 Networks Inc. ATEN CHEN LEE
CEO
10% Owner
25,000 $8.108 $202,700 10,111,538
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:02 pm
ENVESTNET Inc ENV D'Arrigo Peter
CFO
3,105 $50.01 $155,281 28,165
(Direct)
View
2017-11-27
Sale
2017-11-29
4:02 pm
ENVESTNET Inc ENV Bergman Judson
CEO
10,000 $49.77 $497,700 732,569
(Direct)
View
2017-11-27
Sale
2017-11-29
4:04 pm
Palo Alto Networks Inc PANW BONVANIE RENE
EVP Chief Marketing Officer
16,596 $151.83 $2,519,826 86,584
(Direct)
View
2017-11-28
Sale
2017-11-29
4:04 pm
LAM RESEARCH CORP LRCX Varadarajan Seshasayee
VP
50 $214.01 $10,700 82,853
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
4:05 pm
Palo Alto Networks Inc PANW MCLAUGHLIN MARK D
CEO
35,000 $149.85 $5,244,575 55,000
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:05 pm
James River Group Holdings Ltd. JRVR Zwillinger David
Director
10% Owner
450,000 $38.1 $17,144,999 3,297,238
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
4:05 pm
ExOne Co XONE IRVIN JOHN
Director
1,967 $12.03 $23,663 75,000
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:05 pm
ARBOR REALTY TRUST INC ABR Green William C
Director
10,625 $8.77 $93,181 82,565
(Direct)
View
2017-11-27
Sale(M)
2017-11-29
4:06 pm
IAC/INTERACTIVECORP IAC ROSENBLATT DAVID S
Director
6,000 $0.04434 $266 49,058
(Direct)
View
2017-11-27
Sale
2017-11-29
4:06 pm
PARK OHIO HOLDINGS CORP PKOH ROMNEY RONNA
Director
3,000 $46.41 $139,231 21,755
(Direct)
View
2017-11-27
Sale
2017-11-29
4:07 pm
FINJAN HOLDINGS Inc FNJN BCPI Corp
BCPI I L P
BCPI Partners I L.P.
Eisenberg Michael A
Naveh Arad
10% Owner
40,000 $2.2989 $91,955 3,683,353
(Indirect)
View
2017-11-27
Sale
2017-11-29
4:09 pm
James River Group Holdings Ltd. JRVR D. E. Shaw Oculus Portfolios L.L.C.
D. E. Shaw CF-SP Franklin L.L.C.
D. E. Shaw CH-SP Franklin L.L.C.
D. E. SHAW & CO L.L.C.
D. E. SHAW & CO L.P.
SHAW DAVID E
Director
10% Owner
450,000 $38.1 $17,144,999 3,297,238
(Direct)
View
2017-11-29
Sale
2017-11-29
4:11 pm
RENASANT CORP RNST HART R RICK
Director
9,000 $42.78 $385,020 80,184
(Direct)
View
2017-11-29
Sale
2017-11-29
4:11 pm
RENASANT CORP RNST JOHNSON STUART
SEVP
1,805 $43.79 $79,041 51,665
(Direct)
View
2017-11-27
Sale
2017-11-29
4:11 pm
Nutanix Inc. NTNX Vadakkedath Sudheesh Nair
President
50,000 $34.07 $1,703,500 178,330
(Direct)
View
2017-11-27
Sale
2017-11-29
4:13 pm
Bancorp Inc. TBBK McEntee James J III
Director
89,934 $9.5747 $861,093 130,150
(Direct)
View
2017-11-28
Sale
2017-11-29
4:13 pm
TANGER FACTORY OUTLET CENTERS INC SKT GELDNER CARRIE A
SVP Chief Marketing Officer
2,250 $24.5 $55,125 51,261
(Direct)
View
2017-11-28
Sale
2017-11-29
4:15 pm
TWIN DISC INC TWIN Knutson Jeffrey Scott
CFO
1,750 $28.21 $49,370 52,207
(Direct)
View
2017-11-27
Sale
2017-11-29
4:16 pm
Global Brokerage Inc. GLBR Sakhai David
COO
20,000 $0.495 $9,900 383,793
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:17 pm
APTARGROUP INC ATR Wunderlich Ralf K.
Director
26,000 $87.03 $2,262,810 7,465
(Direct)
View
2017-11-27
Sale
2017-11-29
4:17 pm
Customers Bancorp Inc. CUBI Wahlman Robert E.
CFO
50,000 $26.66 $1,332,859 29,430
(Direct)
View
2017-11-27
Sale
2017-11-29
4:18 pm
RING ENERGY Inc REI Wilson Daniel D
VP
50,000 $13.77 $688,720 65,000
(Direct)
View
2017-11-27
Sale
2017-11-29
4:19 pm
PC CONNECTION INC CNXN MCGRATH TIMOTHY J
CEO
5,805 $26.85 $155,875 216,907
(Direct)
View
2017-11-27
Sale
2017-11-29
4:20 pm
COPART INC CPRT Blunt Matt
Director
116,667 $41.96 $4,895,387 0
(Direct)
View
2017-11-28
Sale
2017-11-29
4:20 pm
NOVAGOLD RESOURCES INC NG Nauman Clynton R.
Director
17,030 $3.91 $66,587 155,851
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
4:22 pm
NOVAGOLD RESOURCES INC NG Walsh Anthony P.
Director
15,897 $3.9 $61,998 24,200
(Direct)
View
2017-11-27
Sale
2017-11-29
4:23 pm
COPART INC CPRT COHAN STEVEN D
Director
160,000 $41.74 $6,678,266 24
(Direct)
View
2017-11-28
Sale
2017-11-29
4:25 pm
Guaranty Bancorp GBNK WYCOFF W KIRK
Director
300,000 $27.25 $8,176,140 205,009
(Indirect)
View
2017-11-28
Sale
2017-11-29
4:26 pm
CLOROX CO CLX Costello Michael R.
VP
10,574 $136.01 $1,438,150 24,293
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-29
4:29 pm
CASELLA WASTE SYSTEMS INC CWST Heald Christopher
CAO
1,500 $20.25 $30,375 71,451
(Direct)
View
2017-11-27
Sale
2017-11-29
4:30 pm
REGENXBIO Inc. RGNX Simpson Curran
VP
2,000 $29.31 $58,620 39,500
(Direct)
View
2017-11-28
Sale
2017-11-29
4:31 pm
SONO TEK CORP SOTK Engle Robb William
VP
4,000 $1.45 $5,800 5,896
(Direct)
View
2017-11-27
Sale
2017-11-29
4:32 pm
Rand Logistics Inc. RLOG LEVY LAURENCE S
Director
477,723 $0.28 $133,762 0
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:33 pm
EVERBRIDGE Inc EVBG ELLERTSON JAIME WALLACE
CEO
Chairman
97,500 $26.43 $2,576,983 909,872
(Direct)
View
2017-11-27
Sale
2017-11-29
4:34 pm
MARKEL CORP MKL MARKEL STEVEN A
Director
200 $1078.7 $215,741 108,650
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:41 pm
HALLIBURTON CO HAL Pope Lawrence J
VP
9,100 $41.35 $376,285 171,546
(Direct)
View
2017-11-27
Sale
2017-11-29
4:42 pm
CRAY INC CRAY Piraino Michael Charles
VP
30,000 $22.61 $678,405 42,384
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
4:43 pm
KMG CHEMICALS INC KMG HATCHER DAVID L
10% Owner
9,000 $54.78 $493,020 1,415,097
(Direct)
View
2017-11-27
Sale
2017-11-29
4:52 pm
BERRY GLOBAL GROUP INC BERY Miles Mark W
CFO
10,000 $58.54 $585,449 52,916
(Direct)
View
2017-11-27
Sale
2017-11-29
4:52 pm
Cannabis Sativa Inc. CBDS GOLDSBERRY DEBBY
Director
1,500 $3.8 $5,700 11,500
(Direct)
View
2017-11-27
Sale
2017-11-29
4:52 pm
DIAMOND HILL INVESTMENT GROUP INC DHIL DILLON RODERICK H JR
Director
13,481 $215.83 $2,909,666 81,859
(Indirect
Direct)
View
2017-11-24
Sale
2017-11-29
4:54 pm
Cannabis Sativa Inc. CBDS Gravel Mike
CEO
22,700 $3.8958 $88,435 157,474
(Direct)
View
2017-11-21
Sale
2017-11-29
4:55 pm
Microbot Medical Inc. MBOT Bornstein Yoseph
Director
10% Owner
45,000 $1.2104 $54,468 4,835,409
(Indirect)
View
2017-11-07
Sale(A)
2017-11-29
4:56 pm
Vistra Energy Corp VST HOLDEN J WILLIAM III
CFO
5,828 $19.27 $112,329 100,518
(Direct)
View
2017-11-27
Sale
2017-11-29
4:57 pm
Mueller Water Products Inc. MWA HYLAND GREGORY E
Chairman
142,243 $12.37 $1,759,164 929,481
(Direct)
View
2017-11-28
Sale
2017-11-29
4:57 pm
Microbot Medical Inc. MBOT Bornstein Yoseph
Director
10% Owner
45,000 $1.0733 $48,299 4,790,409
(Indirect)
View
2017-11-27
Sale
2017-11-29
5:00 pm
Atlas Financial Holdings Inc. AFH Walker Walter Frederick
Director
63,800 $20.04 $1,278,513 388,193
(Indirect)
View
2017-11-28
Sale
2017-11-29
5:00 pm
DOLLAR TREE INC DLTR Old William A. JR
Chief Legal Officer
5,346 $100 $534,600 7,203
(Direct)
View
2017-11-27
Sale
2017-11-29
5:01 pm
MOLINA HEALTHCARE INC MOH MOLINA JOHN C
Director
19,938 $75.27 $1,500,697 454,908
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:03 pm
CBRE GROUP Inc CBG MALEK FREDERIC V
Director
50,000 $42.65 $2,132,600 168,891
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:04 pm
STAMPS.COM INC STMP MCBRIDE KENNETH THOMAS
CEO
Chairman
142,133 $180.02 $25,586,232 1,866
(Direct)
View
2017-11-29
Sale
2017-11-29
5:04 pm
SELECTIVE INSURANCE GROUP INC SIGI Morrissey Michael J.
Director
1,875 $61.47 $115,257 13,322
(Direct)
View
2017-11-28
Sale
2017-11-29
5:04 pm
SELECTIVE INSURANCE GROUP INC SIGI BURVILLE JOHN
Director
6,840 $59.65 $408,039 52,998
(Direct)
View
2017-11-28
Sale
2017-11-29
5:05 pm
SiteOne Landscape Supply Inc. SITE Ketter Joseph
VP
2,500 $71.67 $179,175 5,216
(Direct)
View
2017-11-27
Sale
2017-11-29
5:06 pm
BELLICUM PHARMACEUTICALS INC BLCM Musso Alan A
CFO
6,206 $9.8908 $61,382 48,702
(Direct)
View
2017-11-27
Sale
2017-11-29
5:07 pm
UroGen Pharma Ltd. URGN ProQuest Investments IV L.P.
ProQuest Associates IV LLC
Moorin Jay
SCHREIBER ALAIN
10% Owner
209,298 $40.6 $8,497,871 1,242,031
(Direct)
View
2017-11-28
Sale
2017-11-29
5:07 pm
SiteOne Landscape Supply Inc. SITE ANKER ROSS
VP
100 $71.5 $7,150 59,281
(Direct)
View
2017-11-28
Sale
2017-11-29
5:08 pm
Spark Therapeutics Inc. ONCE High Katherine A
Director
5,000 $71.32 $356,590 210,000
(Direct)
View
2017-11-27
Sale
2017-11-29
5:09 pm
PLEXUS CORP PLXS FOATE DEAN A
Chairman
12,300 $63.41 $779,998 287,920
(Direct)
View
2017-11-07
Sale
2017-11-29
5:10 pm
Research Solutions Inc. RSSS 12 West Capital Management LP
10% Owner
730,000 $1.19 $868,700 6,091,000
(Indirect)
View
2017-11-27
Sale
2017-11-29
5:12 pm
ServiceNow Inc. NOW Scarpelli Michael
CFO
95,035 $126.52 $12,023,682 99,629
(Direct)
View
2017-11-27
Sale
2017-11-29
5:13 pm
MOVADO GROUP INC MOV DEMARSILIS SALLIE A
CFO
5,401 $28.44 $153,606 31,978
(Direct)
View
2017-11-27
Sale
2017-11-29
5:13 pm
Bancorp Inc. TBBK COHEN DANIEL G
Director
250,000 $9.5276 $2,381,901 120,000
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:13 pm
PLEXUS CORP PLXS Lim Yong Jin
Regional Pres - Plxs Asia Pac.
10,000 $63.07 $630,687 48,890
(Direct)
View
2017-11-29
Sale
2017-11-29
5:14 pm
COMMUNITY BANK SYSTEM Inc CBU MICHAEL R KALLET
Director
7,500 $56.38 $422,848 4,103
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:15 pm
CARTERS INC CRI CASEY MICHAEL DENNIS
CEO
Chairman
26,523 $106.86 $2,834,261 358,912
(Direct)
View
2017-11-20
Sale(A)
2017-11-29
5:15 pm
WADDELL & REED FINANCIAL INC WDR KOSLOFF ALAN W
Director
19,178 $18.82 $360,853 52,695
(Direct)
View
2017-11-28
Sale
2017-11-29
5:16 pm
Owens Corning OC Williams John David
Director
3,684 $88.64 $326,550 24,762
(Direct)
View
2017-11-27
Sale
2017-11-29
5:17 pm
Loxo Oncology Inc. LOXO Bilenker Joshua H.
CEO
15,000 $74.45 $1,116,749 182,707
(Direct)
View
2017-11-27
Sale
2017-11-29
5:17 pm
TRANSACT TECHNOLOGIES INC TACT SCHWARZ THOMAS R
Director
10,000 $13.11 $131,085 52,359
(Indirect
Direct)
View
2017-11-24
Sale
2017-11-29
5:18 pm
STERLING BANCORP STL REDMAN MONTE N
Director
165,000 $23.93 $3,948,285 428,077
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:18 pm
Genpact LTD G Mehta Piyush
VP
12,500 $32 $400,000 65,444
(Direct)
View
2017-11-27
Sale
2017-11-29
5:19 pm
ICHOR HOLDINGS Ltd ICHR CHENAULT JOHN
Director
20,000 $29.98 $599,600 0
(Direct)
View
2017-11-28
Sale
2017-11-29
5:20 pm
Genpact LTD G Thukral Mohit
VP
25,000 $32.25 $806,250 60,305
(Direct)
View
2017-11-27
Sale
2017-11-29
5:21 pm
Loxo Oncology Inc. LOXO Van Naarden Jacob
Chief Business Officer
3,082 $74.5 $229,598 0
(Direct)
View
2017-11-27
Sale
2017-11-29
5:25 pm
Loxo Oncology Inc. LOXO Burstein Jennifer
VP
1,700 $74.82 $127,193 0
(Direct)
View
2017-11-28
Sale
2017-11-29
5:25 pm
Adient plc ADNT Ebacher Cathleen A
VP
9,184 $78.4 $720,059 36,103
(Direct)
View
2017-11-27
Sale
2017-11-29
5:28 pm
Adient plc ADNT McDonald R Bruce
CEO
Chairman
67,757 $78.49 $5,317,945 214
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:31 pm
Ollie's Bargain Outlet Holdings Inc. OLLI Butler Mark L
CEO
140,865 $47.09 $6,633,148 4,139,772
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:34 pm
INSPERITY Inc NSP RAWSON RICHARD G
President
900 $114.76 $103,284 156,058
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:37 pm
FCB FINANCIAL HOLDINGS Inc FCB SALERNO FREDERIC V
Director
20,000 $48.48 $969,532 4,200
(Direct)
View
2017-11-27
Sale
2017-11-29
5:39 pm
Fintech Acquisition Corp. II FNTE COHEN DANIEL G
CEO
10% Owner
50,000 $0.0047 $235 742,827
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:40 pm
Reis Inc. REIS CANTALUPPI MARK P
CFO
4,000 $20.25 $81,000 112,522
(Direct)
View
2017-11-27
Sale
2017-11-29
5:40 pm
CIGNA CORP CI Hocevar Christopher J
President
8,387 $200.32 $1,680,094 8,751
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:40 pm
CIGNA CORP CI MUNEY ALAN
EVP Total Hlth & Network & CMO
15,345 $200.8 $3,081,331 13,112
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
5:41 pm
BMC STOCK HOLDINGS Inc BMCH Rea Jeffrey Gene
Director
73,779 $23 $1,696,917 118,145
(Direct)
View
2017-11-27
Sale
2017-11-29
5:42 pm
Tableau Software Inc DATA Stolte Chris
Director
75,000 $70.28 $5,271,000 3,536
(Direct)
View
2017-11-28
Sale
2017-11-29
5:43 pm
PC TEL INC PCTI MARINI GIACOMO
Director
1,842 $7.5353 $13,880 0
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:44 pm
GAP INC GPS FISHER JOHN J
10% Owner
650,000 $30.41 $19,766,640 2,931,500
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
5:46 pm
Invitation Homes Inc. INVH Bartling John
CEO
188,850 $23.11 $4,364,324 482,665
(Direct)
View
2017-11-20
Sale
2017-11-29
5:47 pm
Midland States Bancorp Inc. MSBI Schultz Robert F.
Director
2,000 $31.17 $62,339 60,306
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-29
5:54 pm
SCHWAB CHARLES CORP SCHW SCHWAB CHARLES R
Chairman
10% Owner
211,620 $48.3 $10,221,817 91,429,440
(Indirect)
View
2017-11-29
Sale
2017-11-29
5:54 pm
SCHWAB CHARLES CORP SCHW Bettinger Walter W
CEO
262,309 $48.15 $12,631,227 277,464
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-29
5:54 pm
SCHWAB CHARLES CORP SCHW MARTINETTO JOSEPH R
VP
94,988 $48.15 $4,573,302 155,916
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
5:55 pm
AMTECH SYSTEMS INC ASYS WHANG JONG S
Chairman
18,600 $12.54 $233,244 53,066
(Direct)
View
2017-11-28
Sale
2017-11-29
5:56 pm
NEW JERSEY RESOURCES CORP NJR CODEY LAWRENCE R
Director
6,000 $43.13 $258,780 11,293
(Direct)
View
2017-02-27
Sale
2017-11-29
6:06 pm
TERADATA CORP TDC Ratzesberger Oliver
EVP & Chief Product Officer
1,925 $31.2 $60,060 28,805
(Direct)
View
2017-11-28
Sale
2017-11-29
6:08 pm
ZILLOW GROUP Inc ZANDZG Wacksman Jeremy
Chief Marketing Officer
22,500 $42.31 $951,910 701
(Direct)
View
2017-11-27
Sale
2017-11-29
6:10 pm
TRUPANION Inc TRUP MOFFAT IAN
COO
7,000 $30.06 $210,429 0
(Direct)
View
2017-11-27
Sale
2017-11-29
6:11 pm
HOPE BANCORP INC HOPE Koh Steven
Director
57,833 $19 $1,098,850 95,437
(Indirect)
View
2017-11-27
Sale
2017-11-29
6:11 pm
EBAY INC EBAY Doerger Brian J.
CAO
6,660 $35.99 $239,694 16,732
(Direct)
View
2017-11-28
Sale
2017-11-29
6:14 pm
MCGRATH RENTCORP MGRC SMITH MORRIS RICHARD
Director
4,300 $47.82 $205,617 19,100
(Direct)
View
2017-11-27
Sale
2017-11-29
6:16 pm
HESKA CORP HSKA McGinley Michael J
Presi Biologic. & Pharm.
7,826 $87.14 $681,919 98,946
(Direct)
View
2017-11-28
Sale
2017-11-29
6:16 pm
RingCentral Inc RNG Sipes David
COO
15,270 $49.06 $749,119 265,481
(Direct)
View
2017-11-29
Sale
2017-11-29
6:21 pm
TYSON FOODS INC TSN Stouffer Stephen R
President
9,238 $81.23 $750,379 45,885
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:21 pm
QUALYS Inc QLYS DIXON DONALD R
Director
91,479 $59.89 $5,478,712 643
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:21 pm
FARMER BROTHERS CO FARM Grossman Jeanne Farmer
Director
10,760 $33.84 $364,140 1,178,476
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
6:22 pm
AGILENT TECHNOLOGIES INC A HIRSCH DIDIER
CFO
20,000 $70.4 $1,408,000 184,851
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
6:23 pm
VIASAT INC VSAT Lippert Keven K
President
4,100 $72.86 $298,726 177
(Indirect
Direct)
View
2017-11-24
Sale
2017-11-29
6:23 pm
Jones Energy Inc. JONE Metalmark Capital II LLC
Metalmark Capital Partners II GP L.P.
10% Owner
61,241 $1.0392 $63,642 235,277
(Indirect)
View
2017-11-27
Sale
2017-11-29
6:24 pm
QUALYS Inc QLYS BERGERON SANDRA E.
Director
120,000 $60.26 $7,231,170 20,000
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:24 pm
DEXCOM INC DXCM FOLETTA MARK G
Director
2,500 $54.95 $137,386 13,143
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
6:25 pm
AGILENT TECHNOLOGIES INC A Kaltenbach Patrick
VP
5,000 $69.56 $347,800 70,504
(Direct)
View
2017-11-28
Sale
2017-11-29
6:26 pm
QUALYS Inc QLYS COURTOT PHILIPPE F
CEO
Chairman
10% Owner
10,000 $60.4 $603,996 5,544,435
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
6:29 pm
FRANK'S INTERNATIONAL N.V. FI Mosing Steven B.
Director
10% Owner
320,187 $6.1577 $1,971,616 1,145,585
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
6:30 pm
AGILENT TECHNOLOGIES INC A Thaysen Jacob
VP
22,583 $70.41 $1,590,069 40,459
(Direct)
View
2017-11-27
Sale
2017-11-29
6:32 pm
Alarm.com Holdings Inc. ALRM TCV VII LP
TCV VII(A) L P
TCV Member Fund L.P.
Technology Crossover Management VII L.P.
HOAG JAY C
KIMBALL RICK
REYNOLDS JON Q JR
DREW JOHN
Trudeau Robert
Marshall Christopher P
10% Owner
121,885 $42.4 $5,168,017 0
(Indirect)
View
2017-11-27
Sale
2017-11-29
6:32 pm
XO GROUP Inc XOXO Di Iorio Nic
CTO
1,136 $19.5 $22,154 162,240
(Direct)
View
2017-11-27
Sale
2017-11-29
6:33 pm
Alarm.com Holdings Inc. ALRM McAdam Timothy P
Rosenberg John C.
Yuan David
Director
10% Owner
16,521 $42.51 $702,380 0
(Indirect)
View
2017-11-27
Sale
2017-11-29
6:33 pm
PERFICIENT INC PRFT Henely Kathryn J
COO
31,075 $19.33 $600,716 220,181
(Direct)
View
2017-11-29
Sale
2017-11-29
6:39 pm
UMB FINANCIAL CORP UMBF Macke Kevin M
VP
1,332 $75.5 $100,566 7,444
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:39 pm
MEI Pharma Inc. MEIP Baltic Charles V. III
Director
11,000 $2.2065 $24,272 24,250
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:41 pm
FRANK'S INTERNATIONAL N.V. FI Mosing William Bradford
10% Owner
198,101 $6.1835 $1,224,955 1,119,362
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:42 pm
AMERIPRISE FINANCIAL INC AMP Stewart David Kent
VP
603 $160.72 $96,912 17,853
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:46 pm
Sound Financial Bancorp Inc. SFBC Sweeney James E
Director
1,082 $32.7 $35,380 6,929
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
6:48 pm
DATA I/O CORP DAIO Ambrose Anthony
President
20,000 $15.97 $319,320 298,069
(Direct)
View
2017-11-28
Sale
2017-11-29
6:49 pm
WAGEWORKS Inc WAGE LARSON JOHN WILLIAM
Director
30,500 $63.76 $1,944,796 33,180
(Direct)
View
2017-11-27
Sale
2017-11-29
7:01 pm
Marijuana Co of America Inc. MCOA Hymers Robert Leslie III
CFO
2,100,000 $0.02682 $56,330 104,252,144
(Direct)
View
2017-11-27
Sale
2017-11-29
7:10 pm
RAYMOND JAMES FINANCIAL INC RJF JULIEN JEFFREY P
CFO
11,925 $85.27 $1,016,819 45,466
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
7:12 pm
RAYMOND JAMES FINANCIAL INC RJF JAMES THOMAS A
Chairman
10% Owner
200,000 $85.98 $17,195,471 12,106,036
(Indirect)
View
2017-11-27
Sale
2017-11-29
7:22 pm
Evercore Inc. EVR SCHLOSSTEIN RALPH
CEO
227,644 $86.35 $19,657,534 117,508
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
7:24 pm
GABELLI UTILITY TRUST GUT GABELLI MARIO J
Director
1,149 $7.0432 $8,093 272,000
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
7:28 pm
MULESOFT INC MULE Burton Mark C.
Director
6,573 $23.6 $155,137 0
(Direct)
View
2017-11-28
Sale
2017-11-29
7:52 pm
ALIGN TECHNOLOGY INC ALGN Wright Emory
VP
5,025 $263.68 $1,324,983 75,737
(Direct)
View
2017-11-27
Sale
2017-11-29
7:53 pm
WILLAMETTE VALLEY VINEYARDS INC WVVI BERNAU JAMES W
CEO
10% Owner
4,689 $8.2833 $38,841 484,792
(Direct)
View
2017-11-27
Sale
2017-11-29
7:56 pm
Tesla Inc. TSLA Branderiz Eric
CAO
1,736 $313.25 $543,802 0
(Direct)
View
2017-11-27
Sale
2017-11-29
8:02 pm
SIMULATIONS PLUS INC SLP WOLTOSZ WALTER S
CEO
10% Owner
18,500 $15.78 $291,930 5,610,916
(Direct)
View
2017-11-28
Sale
2017-11-29
8:04 pm
Argo Group International Holdings Ltd. AGII DELEON HECTOR
Director
4,137 $61.11 $252,810 15,410
(Direct)
View
2017-11-27
Sale
2017-11-29
8:04 pm
Penumbra Inc PEN Bose Arani
Chief Innovator
10,927 $103.96 $1,135,963 632,191
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
8:05 pm
Penumbra Inc PEN Elsesser Adam
CEO
Chairman
10,000 $103.95 $1,039,451 1,115,838
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
8:07 pm
Penumbra Inc PEN Kosaraju Sridhar
CFO
6,026 $103.83 $625,691 55,147
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
8:08 pm
INTUIT INC INTU FLOURNOY MARK J
CAO
13,424 $155.56 $2,088,254 0
(Direct)
View
2017-11-27
Sale
2017-11-29
8:10 pm
Tecnoglass Inc. TGLS Byorum Martha L
Director
7,900 $7.0522 $55,712 102,751
(Direct)
View
2017-11-28
Sale
2017-11-29
8:18 pm
EAST WEST BANCORP INC EWBC LIU JACK C
Director
2,200 $58.07 $127,746 23,599
(Direct)
View
2017-11-27
Sale
2017-11-29
8:22 pm
Penumbra Inc PEN Pray James Robert
President
7,028 $103.81 $729,576 513,078
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
8:28 pm
HEALTHEQUITY INC HQY Medici Frank
Director
13,000 $52.14 $677,773 6,461,332
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
8:30 pm
HEALTHEQUITY INC HQY Berkley Capital LLC
Berkley Capital Investors L.P.
BERKLEY W R CORP
10% Owner
13,000 $52.14 $677,773 6,461,332
(Indirect)
View
2017-11-28
Sale
2017-11-29
8:52 pm
Facebook Inc FB FISCHER DAVID B.
VP
16,621 $183.51 $3,050,120 75,040
(Direct)
View
2017-11-28
Sale
2017-11-29
8:53 pm
Facebook Inc FB Stretch Colin
VP
750 $183.87 $137,899 84,796
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
8:54 pm
Facebook Inc FB Zuckerberg Mark
CEO
10% Owner
232,138 $183.08 $42,499,146 628,640
(Indirect)
View
2017-11-27
Sale
2017-11-29
8:59 pm
Hortonworks Inc. HDP Gnau Scott E
CTO
15,000 $20.01 $300,150 277,743
(Direct)
View
2017-11-27
Sale
2017-11-29
9:00 pm
Hortonworks Inc. HDP Connolly Shaun
Chief Strategy Officer
98,750 $20.11 $1,985,863 266,155
(Direct)
View
2017-11-28
Sale
2017-11-29
9:01 pm
IXYS CORP IXYS KORY SAMUEL
Director
108,750 $24.35 $2,648,123 0
(Direct)
View
2017-11-27
Sale
2017-11-29
9:01 pm
Hortonworks Inc. HDP Davidson Scott
See Remarks
33,125 $20.13 $666,806 1,023,379
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-29
9:15 pm
Hortonworks Inc. HDP BEARDEN ROBERT G
CEO
120,000 $20.11 $2,413,200 1,979,626
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-29
9:29 pm
MULESOFT INC MULE Eggers Barry
10% Owner
58,784 $22.83 $1,341,839 0
(Indirect)
View
2017-11-27
Sale
2017-11-29
9:42 pm
Marijuana Co of America Inc. MCOA Larsen Charles John
Director
10% Owner
2,698,175 $0.02689 $72,549 395,660,480
(Direct)
View
2017-11-27
Sale
2017-11-30
07:46 am
WAL MART STORES INC WMT WALTON ALICE L
10% Owner
2,057,004 $96.69 $198,899,592 88,640,672
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-30
07:48 am
WAL MART STORES INC WMT WALTON S ROBSON
Director
10% Owner
2,057,004 $96.69 $198,899,592 88,640,672
(Indirect
Direct)
View
2017-11-27
Sale
2017-11-30
07:52 am
WAL MART STORES INC WMT WALTON JIM C
10% Owner
2,057,004 $96.69 $198,899,592 88,640,672
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
08:53 am
HORMEL FOODS CORP HRL NAKASONE ROBERT
Director
16,000 $34.4 $550,400 109,616
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
09:08 am
SMITH A O CORP AOS Rajendra Ajita G
CEO
Chairman
16,390 $61.88 $1,014,212 282,979
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
09:09 am
RUDOLPH TECHNOLOGIES INC RTEC BERRY DANIEL H
Director
6,000 $26.13 $156,772 21,000
(Direct)
View
2017-11-29
Sale
2017-11-30
09:10 am
TRECORA RESOURCES TREC AL ATHEL FAHAD MOHAMMED SALEH
10% Owner
30,000 $12.29 $368,700 3,255,028
(Direct)
View
2017-11-29
Sale
2017-11-30
09:27 am
Embassy Bancorp Inc. EMYB ENGLESSON JOHN G
Director
10,000 $15 $150,000 46,644
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
09:36 am
CHEMED CORP CHE WILLIAMS DAVID PATRICK
CFO
11,000 $241.28 $2,654,050 42,770
(Direct)
View
2017-11-28
Sale
2017-11-30
09:51 am
CAMDEN NATIONAL CORP CAC CAMPBELL JOANNE T
VP
2,271 $44.05 $100,038 17,916
(Direct)
View
2017-11-29
Sale
2017-11-30
10:05 am
WashingtonFirst Bankshares Inc. WFBI Rebibo Michael J
VP
2,000 $34.55 $69,100 175,169
(Direct)
View
2017-11-28
Sale
2017-11-30
10:23 am
FIRST OF LONG ISLAND CORP FLIC MANFREDONIA DONALD L
VP
750 $29.91 $22,435 110,175
(Direct)
View
2017-11-29
Sale
2017-11-30
10:37 am
LendingTree Inc. TREE Patel Nikul
Chief Strategy Officer
1,000 $300 $300,000 3,953
(Direct)
View
2017-05-08
Sale(A)
2017-11-30
10:40 am
Proto Labs Inc PRLB Tumelty John B.
VP
11,896 $61.72 $734,202 16,195
(Direct)
View
2017-11-22
Sale(A)
2017-11-30
10:43 am
Proto Labs Inc PRLB Tumelty John B.
VP
13,556 $92.07 $1,248,112 13,769
(Direct)
View
2017-11-29
Sale
2017-11-30
10:45 am
FIRST UNITED CORP FUNC RUDY IRVIN ROBERT
Director
3,500 $17.42 $60,975 28,623
(Direct)
View
2017-11-29
Sale
2017-11-30
10:48 am
CITY HOLDING CO CHCO BUMGARNER DAVID L
CFO
1,000 $73 $73,000 10,965
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
10:49 am
HOME BANCORP Inc HBCP BORDELON JOHN W.
CEO
7,000 $42.75 $299,250 67,634
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
11:00 am
GREAT SOUTHERN BANCORP Inc GSBC MARRS DOUGLAS W
Secretary
625 $55.95 $34,969 1,906
(Direct)
View
2017-11-29
Sale
2017-11-30
11:02 am
HANOVER INSURANCE GROUP Inc THG Keim Mark Lowell
VP
4,966 $107.8 $535,340 0
(Direct)
View
2017-11-29
Sale
2017-11-30
11:03 am
NORFOLK SOUTHERN CORP NSC Hurlbut Thomas E
VP
2,370 $134.71 $319,251 4,000
(Direct)
View
2017-11-28
Sale
2017-11-30
11:07 am
ENTERPRISE BANCORP INC EBTC DUNN RYAN C
VP
700 $35.75 $25,025 5,074
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
11:17 am
RLI CORP RLI STONE MICHAEL J
Director
2,000 $60.33 $120,650 295,574
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
11:23 am
LIBERTY PROPERTY TRUST LRY LINGERFELT DAVID L
Director
18,000 $44.56 $802,040 50,814
(Direct)
View
2017-11-28
Sale
2017-11-30
11:25 am
PINNACLE FINANCIAL PARTNERS INC PNFP Samuel Ronald L
Director
3,000 $65.96 $197,870 53,794
(Direct)
View
2017-11-29
Sale
2017-11-30
11:25 am
FIRST DEFIANCE FINANCIAL CORP FDEF Beach Robert E
Director
4,000 $55.67 $222,663 49,692
(Direct)
View
2017-11-28
Sale
2017-11-30
11:29 am
Emergent BioSolutions Inc. EBS El-Hibri Fuad
Chairman
10% Owner
47,983 $41.88 $2,009,325 1,530,216
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
11:32 am
INNOSPEC Inc IOSP Blackmore Milton C
Director
977 $73.67 $71,975 6,000
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
11:39 am
TE Connectivity Ltd. TEL LYNCH THOMAS J
Chairman
52,650 $94.32 $4,965,872 15,000
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
11:55 am
MUTUALFIRST FINANCIAL INC MFSF VIATER CHARLES J
VP
1,300 $39.05 $50,765 183,637
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
12:01 pm
NEWPARK RESOURCES INC NR FINLEY G STEPHEN
Director
11,300 $8.7941 $99,373 186,358
(Direct)
View
2017-11-28
Sale
2017-11-30
12:37 pm
ENTERPRISE FINANCIAL SERVICES CORP EFSC BAUCHE DOUGLAS
Chief Credit Officer
960 $44.1 $42,336 679
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
12:49 pm
WESTLAKE CHEMICAL CORP WLK Chao Albert
CEO
10% Owner
41,844 $94.84 $3,968,422 274,018
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
1:03 pm
LivaNova PLC LIVN MORRISON HUGH M
Director
1,830 $88 $161,040 2,000
(Direct)
View
2017-11-28
Sale
2017-11-30
1:14 pm
SALISBURY BANCORP INC SAL GORDON MICHAEL D
Director
465 $46.5 $21,623 27,845
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
1:19 pm
GOODRICH PETROLEUM CORP GDPM FRANKLIN RESOURCES INC
10% Owner
14,365 $10.5 $150,880 3,891,390
(Indirect)
View
2017-11-28
Sale
2017-11-30
1:23 pm
HALCON RESOURCES CORP HK FRANKLIN RESOURCES INC
10% Owner
329,743 $6.6707 $2,199,601 20,279,628
(Indirect)
View
2017-11-30
Sale
2017-11-30
1:28 pm
BANNER CORP BANR Rust Steven W
VP
269 $58.05 $15,615 9,906
(Direct)
View
2017-11-29
Sale
2017-11-30
1:31 pm
ASSOCIATED BANC-CORP ASB BOHN WILLIAM M
VP
15,946 $26 $414,608 35,883
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
1:34 pm
EXPEDITORS INTERNATIONAL OF WASHINGTON INC EXPD ALGER EUGENE K
President
10,269 $60.4 $620,229 16,049
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
1:42 pm
COMPUTER PROGRAMS & SYSTEMS INC CPSI Fowler Christopher L
COO
4,000 $30.25 $121,000 28,145
(Direct)
View
2017-11-29
Sale
2017-11-30
1:42 pm
ASSOCIATED BANC-CORP ASB Lau Timothy J
VP
11,000 $26 $286,000 55,038
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
1:45 pm
BAR HARBOR BANKSHARES BHB THEROUX STEPHEN R
Director
803 $30.55 $24,534 37,322
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
1:45 pm
BAR HARBOR BANKSHARES BHB ENSIGN STEPHEN W
Director
803 $30.55 $24,534 13,117
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
1:46 pm
WestRock Co WRK Graham-Johnson Jennifer
VP
7,700 $59.23 $456,078 37,900
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
1:49 pm
Engility Holdings Inc. EGL Marino Peter
Director
1,425 $25.25 $35,981 0
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
1:52 pm
WestRock Co WRK Feeser Robert A
President
29,972 $60 $1,798,320 61,994
(Direct)
View
2017-11-29
Sale
2017-11-30
1:54 pm
AMERICAN STATES WATER CO AWR BONTA DIANA M
Director
1,675 $57.42 $96,178 21,678
(Direct)
View
2017-11-28
Sale
2017-11-30
2:00 pm
AMERICAN STATES WATER CO AWR ANDERSON JAMES L
Director
2,000 $56.36 $112,715 33,387
(Direct)
View
2017-11-29
Sale
2017-11-30
2:02 pm
LOEWS CORP L BERMAN ANN E
Director
1,383 $50.3 $69,565 0
(Direct)
View
2017-11-29
Sale
2017-11-30
2:08 pm
Beneficial Bancorp Inc. BNCL CYR PAM
VP
4,000 $17.15 $68,600 29,305
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
2:09 pm
People's United Financial Inc. PBCT NORTON DAVID K
Sr Ex VP & Chief HR Offcr
108,194 $19.22 $2,079,489 128,425
(Direct)
View
2017-11-29
Sale
2017-11-30
2:11 pm
People's United Financial Inc. PBCT Rosato R David
CFO
6,040 $19.18 $115,847 80,064
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
2:14 pm
People's United Financial Inc. PBCT DWIGHT JOHN K
Director
56,928 $19.08 $1,086,186 235,170
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
2:14 pm
SOUTHERN MISSOURI BANCORP Inc SMBC Hribovsek William D
EVP and Chief Lending Officer
1,912 $39.23 $75,002 30,071
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
2:15 pm
SUNTRUST BANKS INC STI Chancy Mark A
Vice Chairman Consumer Exec.
4,000 $60.06 $240,240 129,052
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
2:16 pm
Bancorp of New Jersey Inc. BKJ Blau Jay
Director
1,000 $17.17 $17,170 31,079
(Direct)
View
2017-11-29
Sale
2017-11-30
2:32 pm
ARTESIAN RESOURCES CORP ARTNA WYER WILLIAM C
Director
6,750 $42 $283,500 15,500
(Direct)
View
2017-11-28
Sale
2017-11-30
2:35 pm
NV5 Global Inc. NVEE Tong Richard
VP
2,200 $54 $118,800 35,933
(Direct)
View
2017-11-29
Sale
2017-11-30
2:40 pm
PRUDENTIAL FINANCIAL INC PRU Harris Timothy P
VP
10,527 $115 $1,210,605 19,935
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
2:47 pm
CME GROUP Inc CME Holzrichter Julie
COO
12,920 $144.08 $1,861,564 40,983
(Direct)
View
2017-11-29
Sale
2017-11-30
2:49 pm
BROOKLINE BANCORP INC BRKL PECK CHARLES H
Director
16,000 $16.38 $262,080 235,658
(Indirect
Direct)
View
2017-11-29
Sale
2017-11-30
2:54 pm
NATIONAL HEALTHCARE CORP NHC SMITH JEFFREY RUSSELL
VP
1,499 $67.06 $100,528 211
(Direct)
View
2017-11-29
Sale
2017-11-30
2:57 pm
EMC INSURANCE GROUP INC EMCI REESE MARK E
CFO
740 $31.2 $23,087 17,502
(Direct)
View
2017-11-29
Sale
2017-11-30
3:02 pm
FORD MOTOR CO F Thai-Tang Hau N
VP
19,000 $12.5 $237,500 32,358
(Indirect
Direct)
View
2017-11-30
Sale
2017-11-30
3:03 pm
SCHWAB CHARLES CORP SCHW Clark Bernard J.
VP
32,350 $49.16 $1,590,394 52,850
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
3:18 pm
BOTTOMLINE TECHNOLOGIES INC EPAY Booth Richard Douglas
CFO
15,000 $33.78 $506,698 78,546
(Direct)
View
2017-11-30
Sale
2017-11-30
3:27 pm
RING ENERGY Inc REI Hoffman Kelly W.
CEO
51,238 $13.79 $706,567 7,546
(Direct)
View
2017-11-28
Sale
2017-11-30
3:33 pm
AMERICAN EXPRESS CO AXP Gupta Ashwini
Pres Crdt Risk/Glbl Info Mgt
57,306 $95.04 $5,446,362 232,032
(Direct)
View
2017-11-28
Sale
2017-11-30
3:34 pm
WASTE MANAGEMENT INC WM CALDWELL BARRY H
Sr VP Corp Affairs/Chief Peopl
1,650 $81.1 $133,815 36,337
(Direct)
View
2017-11-29
Sale
2017-11-30
3:40 pm
STERLING BANCORP STL Deutsch James F.
Director
100,000 $25.31 $2,531,000 80,865
(Indirect
Direct)
View
2017-11-28
Sale
2017-11-30
3:47 pm
DEERE & CO DE Field James M.
President
48,427 $147.98 $7,166,450 69,362
(Indirect
Direct)
View
2017-08-15
Sale
2017-11-30
3:53 pm
PROCTER & GAMBLE Co PG Keith R. Alexandra
President
1,298 $89.11 $115,666 30,292
(Indirect
Direct)
View
2017-11-30
Sale
2017-11-30
3:58 pm
CHEMED CORP CHE LEE SPENCER S
VP
1,000 $245.06 $245,060 33,809
(Direct)
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(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.