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Insider Sale Filings - Archives for 2017-11-24

Home -> 2017 -> Insider sale filings for 2017-11-24

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-21
Sale
2017-11-24
3:54 pm
COLUMBUS MCKINNON CORP CMCO Paradowski Mark R
VP
3,906 $39.96 $156,084 12,673
(Direct)
View
2017-11-21
Sale
2017-11-24
3:52 pm
XO GROUP Inc XOXO Di Iorio Nic
CTO
202 $19.5 $3,939 163,376
(Direct)
View
2017-11-22
Sale
2017-11-24
3:38 pm
TETRA TECH INC TTEK Argus Roger R
VP
1,528 $49.63 $75,837 6,948
(Direct)
View
2017-11-21
Sale
2017-11-24
3:28 pm
Square Inc. SQ Friar Sarah
CFO
38,400 $47.24 $1,814,129 454,716
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
3:23 pm
Five9 Inc. FIVN WELCH SCOTT
EVP, Cloud Operations
89,989 $24.66 $2,219,230 169,158
(Direct)
View
2017-11-21
Sale
2017-11-24
3:02 pm
Arista Networks Inc. ANET BECHTOLSHEIM ANDREAS
Chief Development Officer, 10% Owner
39,680 $241.9 $9,599,254 12,663,121
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-24
2:53 pm
Civitas Solutions Inc. CIVI HOLLER DENIS M.
CFO
911 $19.63 $17,883 291,087
(Direct)
View
2017-11-21
Sale
2017-11-24
2:47 pm
Freedom Leaf Inc. FRLF Sloan Christopher Michael
COO
24,996 $0.065 $1,625 1,014,821
(Direct)
View
2017-11-21
Sale
2017-11-24
2:36 pm
GREEN DOT CORP GDOT Streit Steven W
CEO
7,995 $63.08 $504,310 3,498,355
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
2:10 pm
MERCER INTERNATIONAL Inc MERC LEE JIMMY S H
Chairman
25,000 $14.25 $356,202 1,930,548
(Direct)
View
2017-11-21
Sale
2017-11-24
2:04 pm
Snap Inc SNAP LASKY MITCHELL
Director
25,000 $12.38 $309,610 38,099,720
(Indirect)
View
2017-11-22
Sale
2017-11-24
2:04 pm
GOLDMAN SACHS GROUP INC GS PALM GREGORY K
VP
20,959 $237.9 $4,986,533 962,003
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
1:50 pm
SPX FLOW Inc. FLOW Kowalski David Adam
Pres, Global Mfg Ops
24,000 $41.94 $1,006,560 118,033
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
1:32 pm
Recro Pharma Inc. REPH Broadfin Healthcare Master Fund Ltd
Broadfin Capital LLC
KOTLER KEVIN
10% Owner
172,208 $9.445 $1,626,565 3,000,086
(Direct)
View
2017-11-22
Sale
2017-11-24
1:30 pm
Rapid7 Inc. RPD HOAG JAY C
Director, 10% Owner
35,246 $19.4 $683,705 4,278,661
(Indirect)
View
2017-11-21
Sale
2017-11-24
1:27 pm
ALEXANDRIA REAL ESTATE EQUITIES INC ARE Andrews Thomas J
VP
5,000 $127.8 $639,050 136,916
(Direct)
View
2017-11-21
Sale
2017-11-24
1:27 pm
AeroVironment Inc AVAV Conver Timothy E
Chairman
7,600 $44.85 $340,862 1,931,935
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-24
1:26 pm
YELP INC YELP Wilson Laurence
CAO
4,343 $46.92 $203,774 173,396
(Direct)
View
2017-11-21
Sale
2017-11-24
1:25 pm
YELP INC YELP Nachman Joseph R
COO
5,260 $46.92 $246,799 114,414
(Direct)
View
2017-11-21
Sale
2017-11-24
1:24 pm
YELP INC YELP Ramsay Alan
CAO
592 $46.92 $27,777 20,048
(Direct)
View
2017-11-21
Sale
2017-11-24
1:22 pm
YELP INC YELP Baker Charles
CFO
4,233 $46.92 $198,612 108,708
(Direct)
View
2017-11-21
Sale
2017-11-24
1:21 pm
YELP INC YELP Donaker Geoffrey L
Director
6,000 $46.92 $281,520 405,000
(Direct)
View
2017-11-24
Sale
2017-11-24
1:15 pm
Performance Food Group Co PFGC DAWSON WILLIAM F JR
Director
5,000,000 $28.03 $140,159,998 6,272,914
(Indirect)
View
2017-11-24
Sale
2017-11-24
1:15 pm
Performance Food Group Co PFGC WELLSPRING CAPITAL PARTNERS IV L P
WCM GenPar IV L.P.
WCM GenPar IV GP LLC
10% Owner
5,000,000 $28.03 $140,159,998 6,272,914
(Direct)
View
2017-11-21
Sale
2017-11-24
1:15 pm
CATERPILLAR INC CAT Halverson Bradley M
CFO
17,210 $137.3 $2,363,449 27,265
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-24
1:05 pm
THAI FUND Inc TTF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
20,128 $11.14 $224,226 1,223,915
(Indirect)
View
2017-11-21
Sale
2017-11-24
12:26 pm
LYDALL INC LDL McDaniel Chad A.
CAO
10,912 $55.68 $607,560 41,965
(Direct)
View
2017-11-21
Sale
2017-11-24
12:22 pm
HALCON RESOURCES CORP HK FRANKLIN RESOURCES INC
10% Owner
300,000 $6.962 $2,088,571 21,019,880
(Indirect)
View
2017-11-21
Sale
2017-11-24
12:22 pm
LYDALL INC LDL SODERSTROM S CARL JR
Director
4,989 $55.67 $277,720 21,858
(Direct)
View
2017-11-21
Sale
2017-11-24
12:16 pm
MCDONALDS CORP MCD Easterbrook Stephen
CEO
171,577 $168.3 $28,879,842 174,376
(Direct)
View
2017-11-22
Sale
2017-11-24
12:04 pm
LYDALL INC LDL LAUGHLAN JAMES V
CAO
2,275 $54.58 $124,163 13,127
(Direct)
View
2017-11-21
Sale
2017-11-24
12:02 pm
LITHIA MOTORS INC LAD DEBOER SIDNEY B
Director
3,051 $113.2 $345,526 75,670
(Direct
Indirect)
View
2017-11-22
Sale
2017-11-24
11:33 am
MIDSOUTH BANCORP INC MSL CLOUTIER C R
Director
2,600 $13 $33,800 216,142
(Direct)
View
2017-11-21
Sale
2017-11-24
11:31 am
Expedia Inc. EXPE KHOSROWSHAHI DARA
Director
150,000 $125 $18,750,732 522,348
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-24
11:23 am
MIDSOUTH BANCORP INC MSL HILLIARD CLAYTON PAUL
Director Emeritus
5,000 $12.85 $64,250 119,785
(Direct)
View
2017-11-21
Sale
2017-11-24
10:28 am
BOTTOMLINE TECHNOLOGIES INC EPAY SAVORY NIGEL K
Managing Director, Europe
11,314 $33.55 $379,542 144,561
(Direct)
View
2017-11-21
Sale
2017-11-24
10:26 am
BOTTOMLINE TECHNOLOGIES INC EPAY EBERLE ROBERT A
CEO
30,907 $33.45 $1,033,919 379,100
(Direct)
View
2017-11-22
Sale
2017-11-24
10:20 am
ASSOCIATED BANC-CORP ASB Hanson Breck F.
VP
11,373 $24.92 $283,466 40,356
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
09:39 am
A-Mark Precious Metals Inc. AMRK ROBERTS GREGORY N
CEO, 10% Owner
1,000 $14.98 $14,975 778,938
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-24
09:15 am
TACTILE SYSTEMS TECHNOLOGY INC TCMD Rishe Bryan
VP
1,500 $28.51 $42,765 103,807
(Direct)
View
2017-11-21
Sale
2017-11-24
08:31 am
DowDuPont Inc. DWDP LIVERIS ANDREW N
Chairman
49,449 $71.63 $3,542,185 821,324
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-24
08:30 am
DowDuPont Inc. DWDP KALIL CHARLES J
Special Counsellor
40,528 $71.51 $2,898,028 426,391
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-24
08:17 am
LivaNova PLC LIVN Novak Alfred J
Director
2,000 $85.77 $171,539 11,850
(Direct)
View
2017-11-21
Sale
2017-11-24
07:57 am
Triton International Ltd TRTN GERMAIN CLAUDE
Director
1,500 $38.18 $57,270 30,080
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-24
06:03 am
INNOSPEC Inc IOSP Williams Patrick
CEO
15,000 $71.49 $1,072,335 174,242
(Direct)
View
2017-11-22
Sale
2017-11-22
9:28 pm
Wave Life Sciences Ltd. WVE Vargeese Chandra
See Remarks
1,500 $35 $52,500 156,542
(Direct)
View
2017-11-20
Sale
2017-11-22
9:00 pm
Zayo Group Holdings Inc. ZAYO GTCR FUND X/A LP
GTCR FUND X/C LP
GTCR Investors (CII) LP
GTCR Partners X/A&C LP
GTCR CO-INVEST X LP
GTCR Investment X LLC
10% Owner
4,700,000 $35.9 $168,730,007 27,423,334
(Indirect)
View
2017-11-21
Sale
2017-11-22
8:15 pm
MULESOFT INC MULE Burton Mark C.
Director
6,573 $22.99 $151,098 166,118
(Direct)
View
2017-11-21
Sale
2017-11-22
8:10 pm
NETFLIX INC NFLX HASTINGS REED
CEO
75,243 $196.3 $14,766,717 5,862,527
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
8:10 pm
MONARCH CASINO & RESORT INC MCRI FARAHI BOB
President
3,443 $46.2 $159,067 435,000
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
8:07 pm
CALIX INC CALX CHEUNG SHEILA
VP
1,033 $6.91 $7,138 16,563
(Direct)
View
2017-11-21
Sale
2017-11-22
8:06 pm
SILVER SPRING NETWORKS INC SSNI Ildeniz Aysegul
COO
15,000 $16.16 $242,400 112,783
(Direct)
View
2017-11-20
Sale
2017-11-22
7:26 pm
Red Lion Hotels CORP RLH Columbia Pacific Opportunity Fund L.P.
Director
300,000 $8.3 $2,490,150 1,510,105
(Direct)
View
2017-11-21
Sale
2017-11-22
7:12 pm
Facebook Inc FB Wehner David M.
CFO
15,470 $179.1 $2,769,904 67,539
(Direct)
View
2017-11-21
Sale
2017-11-22
7:11 pm
Facebook Inc FB Stretch Colin
VP
750 $179.3 $134,465 86,296
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-22
7:10 pm
Facebook Inc FB Cox Christopher K
Chief Product Officer
16,000 $179.6 $2,874,023 200,000
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
7:05 pm
Zendesk Inc. ZEN Gomez Elena
CFO
11,000 $35 $385,000 178,079
(Direct)
View
2017-11-20
Sale
2017-11-22
7:01 pm
RingCentral Inc RNG Shmunis Vladimir
Shmunis Sandra
ELCA Fund I LP
ELCA LLC
ELCA Fund II LP
ELCA Fund III LP
CEO, Chairman, 10% Owner
101,453 $48.34 $4,904,252 5,919,535
(Direct
Indirect)
View
2017-11-22
Sale
2017-11-22
6:58 pm
RingCentral Inc RNG Marlow John H
CAO
1,945 $48.65 $94,624 120,373
(Direct)
View
2017-11-20
Sale
2017-11-22
6:58 pm
Okta Inc. OKTA Runyan Jonathan T
General Counsel and Secretary
9,375 $29.27 $274,434 163,439
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-22
6:57 pm
Builders FirstSource Inc. BLDR SHERMAN FLOYD F
CEO
40,000 $19.43 $777,200 623,635
(Direct)
View
2017-11-21
Sale
2017-11-22
6:52 pm
Sailpoint Technologies Holdings Inc. SAIL Thoma Bravo LLC
THOMA BRAVO PARTNERS XI L.P.
THOMA BRAVO FUND XI L.P.
THOMA BRAVO FUND XI-A L.P.
THOMA BRAVO EXECUTIVE FUND XI L.P.
10% Owner
5,000,000 $11.16 $55,799,999 56,817,016
(Indirect)
View
2017-11-21
Sale
2017-11-22
6:48 pm
QUALYS Inc QLYS COURTOT PHILIPPE F
CEO, Chairman, 10% Owner
40,000 $60.57 $2,422,958 5,564,435
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
6:41 pm
NEWLINK GENETICS CORP NLNK Langren Carl W.
Principal Accounting Officer
2,229 $9.05 $20,172 49,691
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
6:39 pm
RingCentral Inc RNG Dhruv Mitesh
CFO
3,000 $48.22 $144,672 132,087
(Direct)
View
2017-11-20
Sale
2017-11-22
6:37 pm
ExOne Co XONE IRVIN JOHN
Director
11,508 $11.66 $134,226 154,300
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
6:33 pm
RPX Corp RPXC ANDERSON DAVID JAMES
CFO
5,000 $12.8 $63,995 70,313
(Direct)
View
2017-11-21
Sale
2017-11-22
6:30 pm
FIRST UNITED CORP FUNC RUDY IRVIN ROBERT
Director
19 $17.3 $331 33,142
(Direct)
View
2017-11-20
Sale
2017-11-22
6:30 pm
GoDaddy Inc. GDDY Kelly Nima
VP
38,672 $50 $1,933,600 67,606
(Direct)
View
2017-11-21
Sale
2017-11-22
6:30 pm
GoDaddy Inc. GDDY Rechterman Barbara J
Chief Marketing Officer
35,000 $50.49 $1,767,127 74,283
(Direct)
View
2017-11-20
Sale
2017-11-22
6:28 pm
Tableau Software Inc DATA Conder Keenan Michael
VP
4,000 $70.21 $280,826 78,578
(Direct)
View
2017-11-21
Sale
2017-11-22
6:28 pm
Tableau Software Inc DATA BEERS ANDREW
Chief Development Officer
22,285 $69.41 $1,546,779 237,922
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
6:28 pm
Tableau Software Inc DATA Walker Thomas E Jr
CFO
5,000 $69.69 $348,461 134,052
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
6:28 pm
Tableau Software Inc DATA Selipsky Adam
CEO
3,200 $69.94 $223,792 235,992
(Direct)
View
2017-11-21
Sale
2017-11-22
6:23 pm
Cannabis Sativa Inc. CBDS TOBIAS DAVID
President, 10% Owner
18,609 $3.319 $61,764 4,206,399
(Direct)
View
2017-11-22
Sale
2017-11-22
6:23 pm
Lumentum Holdings Inc. LITE Tachibana Aaron
CFO
1,248 $60 $74,880 69,830
(Direct)
View
2017-11-20
Sale
2017-11-22
6:22 pm
Cannabis Sativa Inc. CBDS Gravel Mike
CEO
22,750 $3.266 $74,307 197,924
(Direct)
View
2017-11-22
Sale
2017-11-22
6:20 pm
PENNYMAC FINANCIAL SERVICES Inc PFSI MCCALLION ANNE
CEO, COO
5,000 $19.76 $98,800 650,720
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-22
6:18 pm
FLUOR CORP FLR Seaton David Thomas
CEO, Chairman
40,000 $47.57 $1,902,644 276,643
(Direct)
View
2017-11-22
Sale
2017-11-22
6:06 pm
ARMSTRONG WORLD INDUSTRIES INC AWI Romano Ellen R.
VP
33,087 $54.68 $1,809,197 40,333
(Direct)
View
2017-11-21
Sale
2017-11-22
6:01 pm
Resonant Inc RESN HAMMOND ROBERT B
CTO
5,000 $6 $30,000 372,019
(Direct)
View
2017-11-21
Sale
2017-11-22
5:59 pm
ADESTO TECHNOLOGIES Corp IOTS Intrater Gideon D
CTO
3,572 $8.09 $28,897 75,708
(Direct)
View
2017-11-21
Sale
2017-11-22
5:55 pm
LIFEPOINT HEALTH Inc LPNT KONDRACKE MARGUERITE
Director
3,416 $43.8 $149,621 17,479
(Direct)
View
2017-11-21
Sale
2017-11-22
5:55 pm
Blueprint Medicines Corp BPMC Dorsch Marion
Chief Scientific Officer
18,334 $65.45 $1,200,013 91,666
(Direct)
View
2017-11-20
Sale
2017-11-22
5:54 pm
Nutanix Inc. NTNX Parks Jeffrey T
Director
408,291 $29.55 $12,064,999 1,412,471
(Indirect)
View
2017-11-21
Sale
2017-11-22
5:52 pm
SYNAPTICS Inc SYNA Bergman Rick
CEO
2,000 $40 $80,000 130,307
(Direct)
View
2017-11-21
Sale
2017-11-22
5:51 pm
MB FINANCIAL INC MBFI YORK JILL E
VP
5,000 $44.6 $223,000 65,430
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:50 pm
Nutanix Inc. NTNX Potti Sunil
Chief Product/Development Ofcr
55,000 $30 $1,650,038 67,105
(Direct)
View
2017-11-21
Sale
2017-11-22
5:47 pm
Nutanix Inc. NTNX Sangster David
VP
108,000 $30.02 $3,242,074 199,000
(Direct)
View
2017-11-20
Sale
2017-11-22
5:33 pm
IRON MOUNTAIN INC IRM Brown Stuart B
CFO
1,900 $40.75 $77,425 4,010
(Direct)
View
2017-11-21
Sale
2017-11-22
5:30 pm
SHUTTERFLY INC SFLY MENON SATISH
CTO
25,000 $42.3 $1,057,451 38,221
(Direct)
View
2017-11-21
Sale
2017-11-22
5:27 pm
SKYWEST INC SKYW Childs Russell A
CEO
18,554 $51.33 $952,329 115,775
(Direct)
View
2017-11-22
Sale
2017-11-22
5:23 pm
BLACKBAUD INC BLKB Boruff Brian
VP
800 $103.9 $83,160 50,862
(Direct)
View
2017-11-22
Sale
2017-11-22
5:23 pm
SKYWEST INC SKYW Thompson Michael B
COO
1,476 $51.45 $75,940 34,863
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:19 pm
SMITH A O CORP AOS KITA JOHN J
CFO
8,958 $60.78 $544,465 101,577
(Direct)
View
2017-11-20
Sale
2017-11-22
5:19 pm
RingCentral Inc RNG Shah Praful
Chief Strategy Officer
10,000 $48.61 $486,145 306,050
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:16 pm
MSC INDUSTRIAL DIRECT CO INC MSM JACOBSON MITCHELL
Director, 10% Owner
55,899 $82.03 $4,585,395 2,818,259
(Indirect)
View
2017-11-20
Sale
2017-11-22
5:16 pm
Delek US Holdings Inc. DK Holmes Donald Norman
VP
801 $30 $24,030 30,489
(Direct)
View
2017-11-22
Sale
2017-11-22
5:15 pm
ABBOTT LABORATORIES ABT Wellisch Alejandro D
VP
2,153 $55.86 $120,270 10,256
(Direct)
View
2017-11-21
Sale
2017-11-22
5:14 pm
SenesTech Inc. SNES Mayer Loretta Powers
CEO
6,000 $0.8938 $5,363 397,977
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
5:14 pm
Delek US Holdings Inc. DK Green Frederec
COO
10,000 $30 $300,000 188,381
(Direct)
View
2017-11-21
Sale
2017-11-22
5:13 pm
RAYMOND JAMES FINANCIAL INC RJF Catanese George
SVP, Chief Risk Officer
2,000 $85.63 $171,264 6,678
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
5:11 pm
Delek US Holdings Inc. DK Wiessman David
Director
150,800 $29.63 $4,468,204 859,112
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:11 pm
Presidio Inc. PSDO Apollo Management Holdings GP LLC
AP VIII Aegis Holdings L.P.
AP VIII Aegis Holdings GP LLC
Apollo Investment Fund VIII L.P.
Apollo Management VIII L.P.
AIF VIII Management LLC
Apollo Management L.P.
Apollo Management GP LLC
Apollo Management Holdings L.P.
10% Owner
9,200,000 $13.61 $125,200,038 57,800,000
(Indirect)
View
2017-11-20
Sale
2017-11-22
5:10 pm
Restaurant Brands International Inc. QSR Caira Marc
Director
49,804 $65.62 $3,268,139 124,643
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
5:10 pm
LCI INDUSTRIES LCII Fletcher Nick C
Chief Human Resources Officer
187 $120.8 $22,590 4,435
(Direct)
View
2017-11-20
Sale(M)
2017-11-22
5:09 pm
IAC/INTERACTIVECORP IAC LEVIN JOSEPH
CEO
78,500 $0.003285 $258 352,352
(Direct)
View
2017-11-21
Sale
2017-11-22
5:07 pm
TRUPANION Inc TRUP BEARMAN ASHER
CAO
4,039 $28.4 $114,708 0
(Direct)
View
2017-11-20
Sale(A)
2017-11-22
5:06 pm
Motorola Solutions Inc. MSI BROWN GREGORY Q
CEO, Chairman
100,000 $92.57 $9,256,895 450,000
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:05 pm
Quad/Graphics Inc. QUAD Flores Kathryn Quadracci
Director
39,000 $21.76 $848,616 126,751
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
5:05 pm
Loxo Oncology Inc. LOXO Flaherty Keith T.
Director
7,250 $75.99 $550,921 12,493
(Direct)
View
2017-11-20
Sale
2017-11-22
5:05 pm
NVIDIA CORP NVDA SEAWELL A BROOKE
Director
1,029 $214.1 $220,308 130,000
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
5:03 pm
TransUnion TRU Cartwright Christopher A
VP
234,565 $55.05 $12,911,636 660,928
(Direct)
View
2017-11-20
Sale
2017-11-22
5:03 pm
INTEGRATED DEVICE TECHNOLOGY INC IDTI PARNELL GORDON W
Director
6,000 $32.45 $194,672 82,602
(Direct)
View
2017-09-21
Sale
2017-11-22
5:02 pm
Mirati Therapeutics Inc. MRTX Tuesday Thirteen Inc.
10% Owner
1,000 $10.65 $10,650 0
(Direct)
View
2017-11-20
Sale
2017-11-22
5:02 pm
Sailpoint Technologies Holdings Inc. SAIL McClain Mark D.
CEO
300,000 $12 $3,600,000 2,072,802
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
5:01 pm
AKORN INC AKRX Tambi Brian
Director
15,100 $33.35 $503,585 51,075
(Direct)
View
2017-11-21
Sale
2017-11-22
4:54 pm
LIFETIME BRANDS INC LCUT PHILLIPS CRAIG
Director
1,900 $17.01 $32,311 657,276
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:54 pm
FINJAN HOLDINGS Inc FNJN BCPI Corp
BCPI I L P
BCPI Partners I L.P.
Eisenberg Michael A
Naveh Arad
10% Owner
10,900 $2.183 $23,796 3,729,435
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:53 pm
Innoviva Inc. INVA Witek Theodore J. Jr.
Sr. VP & Chief Scientific Off.
13,000 $13.29 $172,795 226,800
(Direct)
View
2017-11-20
Sale
2017-11-22
4:52 pm
Innoviva Inc. INVA ABERCROMBIE GEORGE B
Sr. VP & Chief Comm. Officer
5,215 $13.26 $69,145 263,866
(Direct)
View
2017-11-20
Sale
2017-11-22
4:52 pm
CHEVRON CORP CVX Yarrington Patricia E
CFO
116,857 $115.3 $13,472,812 87,027
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:52 pm
FORWARD AIR CORP FWRD CAMPBELL BRUCE A
CEO, Chairman
34,281 $55.01 $1,885,779 155,831
(Direct)
View
2017-11-21
Sale
2017-11-22
4:51 pm
MONOLITHIC POWER SYSTEMS INC MPWR Tseng Saria
VP
4,998 $125.6 $627,824 266,726
(Direct)
View
2017-11-20
Sale
2017-11-22
4:51 pm
Innoviva Inc. INVA dEsparbes Eric
CFO
15,285 $13.28 $202,969 337,027
(Direct)
View
2017-11-21
Sale(A)
2017-11-22
4:50 pm
ICU MEDICAL INC ICUI SAUCEDO JOSEPH R
Director
2,000 $216.1 $432,114 1,091
(Direct)
View
2017-11-21
Sale
2017-11-22
4:49 pm
FCB FINANCIAL HOLDINGS Inc FCB CONSTANCE THOMAS E
Director
1,641 $49 $80,409 15,750
(Direct)
View
2017-11-21
Sale
2017-11-22
4:49 pm
STARBUCKS CORP SBUX SCHULTZ HOWARD D
Chairman
25,000 $57.28 $1,431,900 29,798,282
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:47 pm
MOBILEIRON Inc MOBL Fields Daniel C.
VP
14,404 $3.904 $56,227 356,250
(Direct)
View
2017-11-20
Sale
2017-11-22
4:44 pm
STARBUCKS CORP SBUX WEATHERUP CRAIG
Director
56,666 $56.73 $3,214,861 56,666
(Indirect
Direct)
View
2017-11-22
Sale
2017-11-22
4:43 pm
AMEREN CORP AEE NELSON GREGORY L
VP
12,000 $62.68 $752,160 36,785
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:41 pm
ELLIE MAE INC ELLI Anderman Sigmund
Chairman
7,920 $87.38 $692,077 147,425
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
4:38 pm
GARDNER DENVER HOLDINGS Inc GDI KKR Fund Holdings L.P.
KKR Fund Holdings GP Ltd
KKR Group Holdings L.P.
KKR Group Ltd
KKR & Co. L.P.
KKR Management LLC
KRAVIS HENRY R
ROBERTS GEORGE R
10% Owner
25,250,880 $26.43 $667,443,907 121,157,472
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:38 pm
NASDAQ Inc NDAQ Griggs PC Nelson
VP
2,064 $76.58 $158,061 9,758
(Direct)
View
2017-11-19
Sale(M)
2017-11-22
4:38 pm
Rain Sound Acquisition Corp CASSIDY JAMES M
frmer dir., officer, 5% sh
9,750,000 $0.0001 $975 250,000
(Direct)
View
2017-11-20
Sale
2017-11-22
4:37 pm
Floor & Decor Holdings Inc. FND West George Vincent
Director
125,000 $34.92 $4,365,000 1,307,305
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:37 pm
Floor & Decor Holdings Inc. FND STARRETT PETER
Director
25,000 $34.92 $873,000 181,217
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
4:36 pm
Floor & Decor Holdings Inc. FND ARES CORPORATE OPPORTUNITIES FUND III LP
ACOF Operating Manager III LLC
ARES MANAGEMENT LLC
Ares Management Holdings L.P.
Ares Holdco LLC
Ares Holdings Inc.
ARES MANAGEMENT LP
Ares Management GP LLC
Ares Partners Holdco LLC
10% Owner
4,853,847 $34.92 $169,496,328 40,565,648
(Direct)
View
2017-11-20
Sale
2017-11-22
4:36 pm
Pure Storage Inc. PSTG Hatfield David
President
70,000 $17.52 $1,226,645 1,280,512
(Direct)
View
2017-11-21
Sale
2017-11-22
4:35 pm
LENNAR CORP LEN GROSS BRUCE E
CFO
15,000 $60 $900,000 371,043
(Indirect
Direct)
View
2017-11-19
Sale(M)
2017-11-22
4:35 pm
Rain Sound Acquisition Corp McKillop James K
frmer dir., officer, 5% sh
9,750,000 $0.0001 $975 250,000
(Direct)
View
2017-11-20
Sale
2017-11-22
4:35 pm
Norwegian Cruise Line Holdings Ltd. NCLH Apollo Management Holdings GP LLC
Apollo Management Holdings L.P.
Apollo Management L.P.
Apollo Management VI L.P.
AIF VI Management LLC
Apollo Principal Holdings I GP LLC
Apollo Principal Holdings I L.P.
Apollo Advisors VI L.P.
Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings III L.P.
10% Owner
5,000,000 $54.11 $270,550,003 25,478,782
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:35 pm
ARRIS International plc ARRS Macken Patrick W
VP
1,250 $29.25 $36,569 4,556
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
4:35 pm
GARDNER DENVER HOLDINGS Inc GDI KKR Renaissance Aggregator L.P.
KKR Renaissance Aggregator GP LLC
KKR North America Fund XI L.P.
KKR Associates North America XI L.P.
KKR North America XI Ltd
10% Owner
25,250,880 $26.43 $667,443,907 121,157,472
(Indirect)
View
2017-11-21
Sale
2017-11-22
4:34 pm
CAVIUM Inc CAVM Jain Anil Kumar
VP
8,500 $85.9 $730,150 91,616
(Direct)
View
2017-11-20
Sale
2017-11-22
4:34 pm
Reis Inc. REIS CANTALUPPI MARK P
CFO
3,000 $19.5 $58,500 119,264
(Direct)
View
2017-11-21
Sale
2017-11-22
4:33 pm
Qorvo Inc. QRVO DILEO DANIEL A
Director
2,500 $80 $200,000 27,282
(Direct)
View
2017-11-20
Sale
2017-11-22
4:32 pm
MERCANTILE BANK CORP MBWM SULLIVAN THOMAS R
Director
5,200 $35.15 $182,780 43,774
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:31 pm
Jones Energy Inc. JONE Metalmark Capital II LLC
Metalmark Capital Partners II GP L.P.
10% Owner
150,700 $1.047 $157,723 2,536,799
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:31 pm
Floor & Decor Holdings Inc. FND AXELROD NORMAN
Chairman
117,038 $34.92 $4,086,967 347,080
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:31 pm
Smart & Final Stores Inc. SFS Drew Scott R.
VP
54,840 $7.94 $435,430 98,488
(Direct)
View
2017-11-20
Sale
2017-11-22
4:31 pm
Floor & Decor Holdings Inc. FND FS Equity Partners VI L.P.
FS Capital Partners VI LLC
10% Owner
2,354,115 $34.92 $82,205,691 19,674,340
(Indirect)
View
2017-11-21
Sale
2017-11-22
4:30 pm
FASTENAL CO FAST Jansen James C
VP
10,000 $48.5 $485,036 40,000
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:30 pm
Evercore Inc. EVR FRANKEL ADAM B
General Counsel
2,000 $87.38 $174,764 75,758
(Direct)
View
2017-11-21
Sale
2017-11-22
4:30 pm
Smart & Final Stores Inc. SFS Hong Eleanor
Senior VP and CMO
6,400 $8 $51,200 59,922
(Direct)
View
2017-11-21
Sale
2017-11-22
4:30 pm
DATAWATCH CORP DWCH Morrison Michael Anthony
CEO
24,426 $10.07 $245,932 147,465
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:30 pm
Qorvo Inc. QRVO Nelson Roderick
Director
1,700 $78.5 $133,450 4,622
(Direct)
View
2017-11-20
Sale
2017-11-22
4:29 pm
Marijuana Co of America Inc. MCOA Larsen Charles John
Director, 10% Owner
1,500,000 $0.022 $33,000 398,858,688
(Direct)
View
2017-11-21
Sale
2017-11-22
4:28 pm
KAPSTONE PAPER & PACKAGING CORP KS Tarbox Andrea K
CFO
32,486 $20.95 $680,634 157,336
(Direct)
View
2017-11-21
Sale
2017-11-22
4:28 pm
CIMAREX ENERGY CO XEC ALBI JOSEPH R
COO
1,750 $114.8 $200,862 112,466
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-22
4:27 pm
PENTAIR plc PNR Frykman Karl R.
President
7,385 $70 $516,950 40,775
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:26 pm
Hyatt Hotels Corp H P.G. Penny Trust
See Remarks
600,000 $70 $42,000,000 3,485,782
(Direct)
View
2017-11-20
Sale
2017-11-22
4:24 pm
GrubHub Inc. GRUB DeWitt Adam
CFO
5,000 $64.61 $323,056 52,000
(Direct)
View
2017-11-21
Sale
2017-11-22
4:23 pm
EXACT SCIENCES CORP EXAS Conroy Kevin T
CEO
134,057 $59.5 $7,976,659 964,109
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:20 pm
EVERBRIDGE Inc EVBG ELLERTSON JAIME WALLACE
CEO, Chairman
650,000 $26.43 $17,179,889 1,007,372
(Direct)
View
2017-11-20
Sale
2017-11-22
4:20 pm
Hillenbrand Inc. HI Raver Joe Anthony
CEO
34,565 $43.25 $1,494,952 100,663
(Direct)
View
2017-11-21
Sale
2017-11-22
4:18 pm
Alarm.com Holdings Inc. ALRM Kerzner Daniel
Chief Product Officer
15,000 $45.32 $679,800 47,500
(Direct)
View
2017-11-20
Sale
2017-11-22
4:18 pm
MCBC Holdings Inc. MCFT McNew Terry D.
CEO
5,000 $22 $110,000 309,380
(Direct)
View
2017-11-22
Sale
2017-11-22
4:17 pm
II-VI INC IIVI Xia Howard H.
Director
4,135 $51.58 $213,280 20,831
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:17 pm
THAI FUND Inc TTF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
30,970 $11.1 $343,767 1,223,915
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:17 pm
GENERAC HOLDINGS Inc GNRC Wilde Erik
VP
1,000 $48.26 $48,259 6,732
(Direct)
View
2017-11-21
Sale
2017-11-22
4:16 pm
QUANTENNA COMMUNICATIONS INC QTNA Bonnot Lionel
VP
5,500 $12.44 $68,425 22,684
(Direct)
View
2017-11-20
Sale
2017-11-22
4:16 pm
GENERAC HOLDINGS Inc GNRC Pascavis Roger
VP
120,605 $48.7 $5,873,369 100,537
(Direct)
View
2017-11-21
Sale
2017-11-22
4:16 pm
SiteOne Landscape Supply Inc. SITE ANKER ROSS
VP
17,113 $71.75 $1,227,858 150,189
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
Mellanox Technologies Ltd. MLNX Waldman Eyal
CEO
2,500 $55.4 $138,500 1,426,041
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
BMC STOCK HOLDINGS Inc BMCH Rea Jeffrey Gene
Director
1,221 $23 $28,083 191,924
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
Walker & Dunlop Inc. WD Warner Richard C
EVP & Chief Credit Officer
35,000 $50 $1,750,112 76,785
(Indirect
Direct)
View
2017-11-13
Sale
2017-11-22
4:15 pm
HarborOne Bancorp Inc. HONE Peckham Wallace H. III
Director
2,500 $18.31 $45,767 16,050
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
GenMark Diagnostics Inc. GNMK Williams Jennifer Anne
VP
2,428 $4.69 $11,387 150,281
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
BOINGO WIRELESS INC WIFI Tracey Tom
VP
25,000 $25.2 $630,000 51,639
(Direct)
View
2017-11-20
Sale
2017-11-22
4:15 pm
FIRST DATA CORP FDC Gelb Andrew
See remarks
7,473 $17.12 $127,938 417,652
(Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
Walker & Dunlop Inc. WD Smith Howard W III
President
25,000 $50.01 $1,250,270 828,176
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:15 pm
Penumbra Inc PEN Bose Arani
Chief Innovator
13,865 $107.2 $1,486,412 664,703
(Indirect
Direct)
View
2017-11-21
Sale
2017-11-22
4:14 pm
TechTarget Inc TTGT Cotoia Michael
CEO
10,000 $13.48 $134,800 164,812
(Direct)
View
2017-11-21
Sale
2017-11-22
4:14 pm
Mellanox Technologies Ltd. MLNX Sultzbaugh Marc
VP
5,000 $55.4 $277,000 66,731
(Direct)
View
2017-11-20
Sale
2017-11-22
4:13 pm
Cornerstone OnDemand Inc CSOD Baker R C Mark
Director
3,000 $36.95 $110,850 25,850
(Direct)
View
2017-11-20
Sale
2017-11-22
4:13 pm
Genpact LTD G Humphrey David
Director, 10% Owner
8,500,194 $30.26 $257,215,872 40,538,196
(Direct
Indirect)
View
2017-11-20
Sale
2017-11-22
4:12 pm
Genpact LTD G BAIN CAPITAL INVESTORS LLC
Bain Capital Partners Asia II L.P.
Bain Capital Partners X L.P.
BCIP Associates IV L.P.
BCIP Associates IV-B L.P.
Glory Investments A Ltd
Glory Investments B Ltd
Glory Investments IV Ltd
Glory Investments IV-B Ltd
10% Owner
8,500,194 $30.26 $257,215,872 40,538,196
(Indirect)
View
2017-11-21
Sale
2017-11-22
4:12 pm
Penumbra Inc PEN Elsesser Adam
CEO, Chairman
12,559 $107.2 $1,345,804 1,146,032
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:12 pm
Mellanox Technologies Ltd. MLNX Kagan Michael
CTO
2,500 $51 $127,500 187,733
(Direct)
View
2017-11-21
Sale
2017-11-22
4:12 pm
CEVA INC CEVA WERTHEIZER GIDEON
CEO
20,603 $49.28 $1,015,221 82,497
(Direct)
View
2017-11-21
Sale
2017-11-22
4:10 pm
Penumbra Inc PEN Kosaraju Sridhar
CFO
6,300 $107.3 $675,899 302,431
(Direct
Indirect)
View
2017-11-21
Sale
2017-11-22
4:10 pm
CEVA INC CEVA Arieli Yaniv
CFO
8,614 $49.25 $424,221 40,372
(Direct)
View
2017-11-20
Sale
2017-11-22
4:09 pm
Penumbra Inc PEN Pray James Robert
President
17,884 $106.5 $1,904,462 541,203
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:08 pm
GLOBAL PAYMENTS INC GPN SILBERSTEIN ALAN M
Director
600 $100.5 $60,288 45,493
(Direct)
View
2017-11-20
Sale
2017-11-22
4:08 pm
Bank of New York Mellon Corp BK GARDEN EDWARD P
TRIAN FUND MANAGEMENT L.P.
Director
800,332 $52.59 $42,088,204 15,917,604
(Indirect)
View
2017-11-20
Sale
2017-11-22
4:08 pm
ENVESTNET Inc ENV Bergman Judson
CEO
20,000 $49.73 $994,600 742,569
(Direct)
View
2017-11-20
Sale
2017-11-22
4:07 pm
VISTEON CORP VC Lawande Sachin
CEO
2,500 $130 $325,000 47,261
(Direct)
View
2017-11-20
Sale
2017-11-22
4:07 pm
ELECTRONIC ARTS Inc EA Schatz Jacob J.
VP
1,000 $108.3 $108,280 19,950
(Direct)
View
2017-11-21
Sale
2017-11-22
4:07 pm
CF Industries Holdings Inc. CF Frost Bert A
VP
7,500 $36.5 $273,784 67,232
(Direct)
View
2017-11-20
Sale
2017-11-22
4:07 pm
Echo Global Logistics Inc. ECHO Menzel David B
COO
30,000 $24.55 $736,479 180,322
(Direct)
View
2017-11-20
Sale
2017-11-22
4:06 pm
WSFS FINANCIAL CORP WSFS Ward Patrick Joseph
VP
2,070 $48.52 $100,436 90,589
(Direct)
View
2017-11-21
Sale
2017-11-22
4:06 pm
SELECTIVE INSURANCE GROUP INC SIGI BURVILLE JOHN
Director
10,000 $60.07 $600,657 59,898
(Direct)
View
2017-11-20
Sale
2017-11-22
4:06 pm
CEVA INC CEVA NILSSON SVEN CHRISTER
Director
27,285 $47.5 $1,296,038 28,282
(Direct)
View
2017-11-20
Sale
2017-11-22
4:06 pm
Motorola Solutions Inc. MSI BROWN GREGORY Q
CEO, Chairman
100,000 $92.57 $9,256,895 450,000
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:05 pm
CAPITAL SENIOR LIVING CORP CSU Fernandez Gary E.
VP
2,510 $16.27 $40,835 9,053
(Direct)
View
2017-11-21
Sale
2017-11-22
4:04 pm
BankUnited Inc. BKU Bagnoli Mark
Officer of Subsidiary
1,000 $35.88 $35,880 19,699
(Direct)
View
2017-11-21
Sale
2017-11-22
4:03 pm
SMART Global Holdings Inc. SGH Pacheco Jack A
CFO, COO
7,500 $35.49 $266,139 112,243
(Direct)
View
2017-11-21
Sale
2017-11-22
4:03 pm
UNIVERSAL CORP UVV ADAMS JOHN B JR
Director
848 $52.5 $44,520 17,903
(Direct)
View
2017-11-20
Sale
2017-11-22
4:03 pm
Upland Software Inc. UPLD MCDONALD JOHN T
CEO, 10% Owner
67,500 $21.48 $1,450,115 1,922,022
(Direct)
View
2017-11-20
Sale
2017-11-22
4:02 pm
PATRIOT NATIONAL BANCORP INC PNBK Davis Samuel S
EVP and Chief Credit Officer
1,000 $17.9 $17,900 1,990
(Indirect
Direct)
View
2017-11-20
Sale
2017-11-22
4:02 pm
CVD EQUIPMENT CORP CVV LINSS WILLIAM S
VP
4,000 $12.06 $48,240 3,196
(Direct)
View
2017-11-21
Sale
2017-11-22
4:01 pm
Meritage Homes CORP MTH Feliciano Javier
EVP Chief Human Resources Off
1,007 $50.8 $51,156 4,651
(Direct)
View
2017-11-20
Sale
2017-11-22
4:01 pm
Enphase Energy Inc. ENPH Weber John Howard
Director
55,526 $2.637 $146,402 75,726
(Direct)
View
2017-11-21
Sale
2017-11-22
4:01 pm
INDEPENDENT BANK CORP INDB OBrien Daniel F
Director
1,000 $70.19 $70,190 22,912
(Direct)
View
2017-11-20
Sale
2017-11-22
4:00 pm
PIXELWORKS INC PXLW MOORE STEVEN L
CFO
74,999 $5.884 $441,276 511,569
(Direct
Indirect)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.