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Insider Sale Filings - Archives for 2017-10-06
Home -> 2017 -> Insider sale filings for 2017-10-06
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2017-10-04 Sale | 2017-10-06 3:55 pm | WORKIVA INC | WK | Behar Jerome M Behar Living Trust Behar Leslie F. 10% Owner | 25,000 | $22.04 | $551,005 | 3,552,272 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-06 3:12 pm | GENCOR INDUSTRIES INC | GENC | Houtkin Sherry 10% Owner | 45,802 | $17.93 | $821,073 | 1,298,205 (Direct) | View |
| 2017-10-05 Sale | 2017-10-06 3:06 pm | URSTADT BIDDLE PROPERTIES INC | UBA | Hayes John T CFO | 4,900 | $22.2 | $108,793 | 51,030 (Direct) | View |
| 2017-10-05 Sale | 2017-10-06 3:04 pm | CIENA CORP | CIEN | MOYLAN JAMES E JR CFO | 2,000 | $22.17 | $44,340 | 378,250 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 2:47 pm | AeroVironment Inc | AVAV | Conver Timothy E Chairman | 7,600 | $54 | $410,362 | 1,949,135 (Direct Indirect) | View |
| 2017-10-04 Sale | 2017-10-06 2:16 pm | KMG CHEMICALS INC | KMG | HATCHER DAVID L 10% Owner | 9,000 | $53.83 | $484,500 | 1,526,097 (Direct) | View |
| 2017-10-06 Sale | 2017-10-06 1:51 pm | SCHWAB CHARLES CORP | SCHW | Kallsen Terri R VP | 4,267 | $46.02 | $196,357 | 0 (Direct Indirect) | View |
| 2017-10-06 Sale | 2017-10-06 1:51 pm | SCHWAB CHARLES CORP | SCHW | Chandoha Marie A President | 19,074 | $45.94 | $876,166 | 7,000 (Indirect Direct) | View |
| 2017-10-04 Sale | 2017-10-06 1:19 pm | NATURES SUNSHINE PRODUCTS INC | NATR | HUGHES KRISTINE F Director | 2,000 | $10.48 | $20,960 | 576,275 (Direct Indirect) | View |
| 2017-10-04 Sale | 2017-10-06 12:54 pm | RESMED INC | RMD | FARRELL PETER C Director | 20,000 | $77.01 | $1,540,200 | 294,800 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 12:42 pm | ORACLE CORP | ORCL | Daley Dorian VP | 76,703 | $49 | $3,758,447 | 30,977 (Direct) | View |
| 2017-10-05 Sale | 2017-10-06 12:34 pm | AMERICAN STATES WATER CO | AWR | ROSS LLOYD E Director | 600 | $51.72 | $31,032 | 50,620 (Direct) | View |
| 2017-10-05 Sale | 2017-10-06 12:21 pm | CHARLES RIVER LABORATORIES INTERNATIONAL INC | CRL | JOHST DAVID P VP | 24,759 | $110 | $2,723,490 | 181,255 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 12:20 pm | CytomX Therapeutics Inc. | CTMX | Kavanaugh William Michael CSO Head Res.&Non-Clin. Dev. | 48,368 | $24.34 | $1,177,277 | 13,917 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 12:18 pm | CytomX Therapeutics Inc. | CTMX | GLUCK FREDERICK W Director | 10,000 | $24.27 | $242,680 | 311,643 (Indirect) | View |
| 2017-10-05 Sale | 2017-10-06 12:17 pm | CHARLES RIVER LABORATORIES INTERNATIONAL INC | CRL | Molho Davide VP | 6,165 | $110 | $678,150 | 16,549 (Indirect Direct) | View |
| 2017-10-05 Sale | 2017-10-06 11:40 am | BALL Corp | BLL | HAYES JOHN A CEO Chairman | 5,619 | $41.98 | $235,896 | 407,895 (Indirect Direct) | View |
| 2017-10-04 Sale | 2017-10-06 10:32 am | Thunder Energies Corp | TNRG | Santilli Ruggero M CEO 10% Owner | 40,000 | $0.09 | $3,600 | 28,523,042 (Direct) | View |
| 2017-09-25 Sale | 2017-10-06 10:32 am | DOLLAR TREE INC | DLTR | Jacobs David A. Chief Strategy Officer | 5,596 | $88.25 | $493,837 | 22,391 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 10:29 am | ROSS STORES INC | ROST | Morrow Brian R. President | 6,157 | $65.3 | $402,054 | 107,776 (Direct) | View |
| 2017-10-04 Sale | 2017-10-06 10:22 am | ESTEE LAUDER COMPANIES INC | EL | Polcer Gregory VP | 25,000 | $110 | $2,750,000 | 69,909 (Direct) | View |
| 2017-10-05 Sale | 2017-10-06 09:03 am | TRECORA RESOURCES | TREC | AL ATHEL FAHAD MOHAMMED SALEH 10% Owner | 11,500 | $13.18 | $151,570 | 3,661,928 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 9:56 pm | Chemours Co | CC | Shelton David C VP | 19,000 | $53.68 | $1,020,000 | 41,448 (Indirect Direct) | View |
| 2017-10-04 Sale | 2017-10-05 9:38 pm | People's Utah Bancorp | PUB | Fairclough Jr. Fred W. Director | 1,700 | $32.19 | $54,725 | 85,976 (Direct) | View |
| 2017-10-05 Sale | 2017-10-05 9:22 pm | Axalta Coating Systems Ltd. | AXTA | Cash Michael A. VP | 34,874 | $30 | $1,046,220 | 152,417 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 8:55 pm | STAMPS.COM INC | STMP | Clem John Roland Chief Product & Strategy Offic | 800 | $220 | $176,000 | 3,910 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 8:50 pm | Wendy's Co | WEN | Wunsch E.J. Chief Legal Officer Secretary | 3,548 | $15.43 | $54,736 | 12,332 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 8:41 pm | New Home Co Inc. | NWHM | TCN/TNHC LP TCN/TNHC GP LLC TRICON XI EQUITY HOLDINGS LP TRICON XI GP LLC TRICON USA Inc TRICON HOLDINGS USA LLC TRICON US TOPCO LLC TRICON HOLDINGS CANADA Inc Tricon Capital Group Inc. See Remarks below. | 17,444 | $11.46 | $199,938 | 1,898,883 (Direct) | View |
| 2017-10-05 Sale | 2017-10-05 8:36 pm | RingCentral Inc | RNG | Shah Praful Chief Strategy Officer | 10,000 | $43.32 | $433,200 | 300,176 (Indirect Direct) | View |
| 2017-10-05 Sale | 2017-10-05 7:55 pm | NEW RELIC Inc | NEWR | Sachleben Mark CFO | 5,000 | $50.4 | $252,000 | 99,500 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 7:36 pm | Zayo Group Holdings Inc. | ZAYO | Waters John F Jr. CTO | 9,512 | $34.1 | $324,359 | 52,280 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:35 pm | Clearside Biomedical Inc. | CLSD | Thorp Clay Director 10% Owner | 35,000 | $8.569 | $299,900 | 3,836,394 (Indirect) | View |
| 2017-10-04 Sale | 2017-10-05 7:33 pm | Zayo Group Holdings Inc. | ZAYO | Steinfort Matt CFO | 812 | $34.95 | $28,379 | 1,191 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:27 pm | Zayo Group Holdings Inc. | ZAYO | Crouch Andrew COO | 22,803 | $34.1 | $777,582 | 55,032 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:24 pm | Zayo Group Holdings Inc. | ZAYO | Caruso Daniel CEO | 58,634 | $34.55 | $2,025,611 | 4,337,619 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:24 pm | Sarepta Therapeutics Inc. | SRPT | Ruff Shamim VP | 11,500 | $50 | $575,000 | 27,045 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:06 pm | Midstates Petroleum Company Inc. | MPO | CSCP II Cayman GP Ltd. Centerbridge Credit Cayman GP Ltd. Centerbridge Special Credit Partners General Partner II L.P. Gallogly Mark T Aronson Jeffrey 10% Owner | 131,700 | $15.57 | $2,050,280 | 149,531 (Indirect Direct) | View |
| 2017-08-28 Sale | 2017-10-05 7:05 pm | BMC STOCK HOLDINGS Inc | BMCH | Costello Keith See Remarks | 68,010 | $20.24 | $1,376,332 | 14,000 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 7:04 pm | Midstates Petroleum Company Inc. | MPO | Centerbridge Credit Partners L.P. Centerbridge Special Credit Partners II AIV III L.P. Centerbridge Credit Partners Offshore Intermediate III L.P. Centerbridge Credit Partners TE Intermediate I L.P. Centerbridge Credit Partners General Partner L.P. Centerbridge Credit Partners Offshore General Partner L.P. 10% Owner | 131,700 | $15.57 | $2,050,280 | 149,531 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:58 pm | Nxt-ID Inc. | NXTD | Tunnell C. David CTO 10% Owner | 4,000 | $2.2 | $8,800 | 801,933 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 6:47 pm | Planet Fitness Inc. | PLNT | Rondeau Christopher CEO | 20,000 | $26.43 | $528,560 | 0 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 6:43 pm | FireEye Inc. | FEYE | Reese Travis M. President | 88,445 | $17.5 | $1,547,788 | 496,655 (Indirect Direct) | View |
| 2017-10-05 Sale | 2017-10-05 6:40 pm | SALESFORCE COM INC | CRM | BLOCK KEITH COO | 10,000 | $95.11 | $951,097 | 14,154 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:40 pm | Planet Fitness Inc. | PLNT | Rondeau Christopher CEO | 20,000 | $26.75 | $534,918 | 0 (Indirect) | View |
| 2017-10-05 Sale | 2017-10-05 6:38 pm | SEMTECH CORP | SMTC | BURRA JAMES P Director | 5,000 | $37.65 | $188,265 | 10,579 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 6:35 pm | AGIOS PHARMACEUTICALS INC | AGIO | Biller Scott Chief Scientific Officer | 10,470 | $70 | $732,900 | 0 (Direct Indirect) | View |
| 2017-10-04 Sale | 2017-10-05 6:35 pm | PennyMac Mortgage Investment Trust | PMT | SPECTOR DAVID CEO | 18,750 | $17.61 | $330,180 | 233,841 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:34 pm | Arbutus Biopharma Corp | ABUS | Sofia Michael J. Chief Scientific Officer | 10,000 | $8 | $80,000 | 1,553,403 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:34 pm | APPLE INC | AAPL | SCHILLER PHILIP W VP | 56,808 | $154.7 | $8,788,197 | 49,575 (Indirect) | View |
| 2017-10-04 Sale | 2017-10-05 6:33 pm | AGIOS PHARMACEUTICALS INC | AGIO | Schenkein David P CEO | 80,000 | $70.14 | $5,611,200 | 0 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:33 pm | GoDaddy Inc. | GDDY | Rechterman Barbara J Chief Marketing Officer | 35,000 | $43.48 | $1,521,865 | 32,927 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:33 pm | APPLE INC | AAPL | AHRENDTS ANGELA J VP | 63,388 | $154.2 | $9,775,019 | 77,739 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:33 pm | GoDaddy Inc. | GDDY | Kelly Nima VP | 1,000 | $43.46 | $43,460 | 28,934 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 6:27 pm | Guidewire Software Inc. | GWRE | Hung Priscilla COO | 135 | $77.82 | $10,506 | 2,290 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 6:25 pm | Guidewire Software Inc. | GWRE | Roza Scott Chief Business Officer | 94 | $77.82 | $7,315 | 800 (Indirect Direct) | View |
| 2017-10-02 Sale | 2017-10-05 6:16 pm | Voya PRIME RATE TRUST | PPR | ROLAND MICHAEL J Director | 49,250 | $5.205 | $256,366 | 0 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:14 pm | NETGEAR INC | NTGR | FALCON MICHAEL F VP | 14,912 | $49.94 | $744,766 | 34,091 (Direct Indirect) | View |
| 2017-10-03 Sale(A) | 2017-10-05 6:06 pm | RadNet Inc. | RDNT | Kaminsky Sandy Nyholm HFB Heirs Family Trust II 10% Owner | 1,100,000 | $10.95 | $12,045,000 | 5,376,253 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 6:04 pm | WILLIS LEASE FINANCE CORP | WLFC | WILLIS CHARLES F IV CEO 10% Owner | 1,701 | $25 | $42,531 | 666,436 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 6:00 pm | Summit Materials Inc. | SUM | Hill Thomas W. CEO | 12,500 | $32.11 | $401,371 | 145,610 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:57 pm | ANTARES PHARMA Inc | ATRS | GARRITY THOMAS J Director | 30,000 | $3.5 | $105,000 | 160,213 (Direct) | View |
| 2017-10-05 Sale | 2017-10-05 5:43 pm | SCHWAB CHARLES CORP | SCHW | Chandoha Marie A President | 7,793 | $45.01 | $350,732 | 7,000 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:39 pm | CalAmp Corp. | CAMP | Sarkissian Garo Sarkis VP | 9,833 | $23.89 | $234,932 | 192,289 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:37 pm | CalAmp Corp. | CAMP | Burdiek Michael J CEO | 9,000 | $23.99 | $215,910 | 498,434 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:35 pm | ILLUMINA INC | ILMN | Dadswell Charles VP | 145 | $202.2 | $29,323 | 8,826 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:25 pm | Intercontinental Exchange Inc. | ICE | Hill Scott A CFO | 37,630 | $70.03 | $2,635,071 | 194,845 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:24 pm | LIVEPERSON INC | LPSN | Dean Dustin VP | 2,500 | $14.35 | $35,883 | 67,487 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:23 pm | Booz Allen Hamilton Holding Corp | BAH | LOGUE JOSEPH VP | 50,000 | $38.02 | $1,900,818 | 386,925 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:18 pm | Booz Allen Hamilton Holding Corp | BAH | Dahut Karen M VP | 46,406 | $38.02 | $1,764,187 | 64,586 (Direct Indirect) | View |
| 2017-10-04 Sale | 2017-10-05 5:11 pm | YELP INC | YELP | Stoppelman Jeremy CEO | 13,000 | $45.38 | $589,919 | 2,726,310 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 5:10 pm | YELP INC | YELP | Donaker Geoffrey L Director | 6,000 | $44.21 | $265,260 | 5,590 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:10 pm | SIMPSON MANUFACTURING CO INC | SSD | SIMPSON SHARON H 10% Owner | 95,322 | $49.54 | $4,721,912 | 1,128,105 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 5:06 pm | SIMPSON MANUFACTURING CO INC | SSD | SIMPSON PSB FUND See below (a) | 95,322 | $49.54 | $4,721,912 | 1,128,105 (Direct) | View |
| 2017-09-18 Sale | 2017-10-05 5:05 pm | Workhorse Group Inc. | WKHS | LUKENS JOSEPH THEODORE JR 10% Owner | 6,189,035 | $0 | $0 | 0 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 5:00 pm | ExlService Holdings Inc. | EXLS | Kapoor Rohit CEO | 7,882 | $58.81 | $463,540 | 172,686 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:59 pm | GREEN DOT CORP | GDOT | Streit Steven W CEO | 7,995 | $50.9 | $406,963 | 173,956 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:59 pm | K12 INC | LRN | Rhyu James Jeaho CFO | 5,000 | $18 | $90,000 | 219,591 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:57 pm | MARINEMAX INC | HZO | WOODMAN DEAN S Director | 2,500 | $17 | $42,500 | 12,570 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 4:56 pm | FORD MOTOR CO | F | Armstrong Steven R. VP | 22,076 | $12.37 | $273,080 | 90,407 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 4:53 pm | PROOFPOINT INC | PFPT | Hahn Eric Chairman | 5,000 | $89.21 | $446,036 | 48,001 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:49 pm | PROOFPOINT INC | PFPT | Knight David VP | 3,000 | $88.99 | $266,965 | 13,874 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:34 pm | RITE AID CORP | RAD | POTTER MYRTLE S Director | 28,189 | $2.09 | $58,915 | 78,790 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:33 pm | Ameresco Inc. | AMRC | DeManche Joseph P VP | 2,195 | $8 | $17,560 | 197,805 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:31 pm | MARKEL CORP | MKL | KIRSHNER ALAN I Chairman | 100 | $1,078 | $107,770 | 24,805 (Indirect Direct) | View |
| 2017-09-28 Sale | 2017-10-05 4:30 pm | Terra Tech Corp. | TRTC | Nahass Michael Director | 563,500 | $0.2216 | $124,875 | 33,171,860 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:23 pm | TRINET GROUP INC | TNET | Goldfield Burton M. CEO | 4,492 | $35.05 | $157,445 | 97,404 (Direct Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 4:22 pm | TACTILE SYSTEMS TECHNOLOGY INC | TCMD | Rishe Bryan VP | 1,500 | $31.56 | $47,340 | 108,307 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 4:18 pm | ABM INDUSTRIES INC | ABM | CHIN DEAN A CAO | 880 | $42.9 | $37,752 | 21,215 (Direct) | View |
| 2017-10-05 Sale | 2017-10-05 4:18 pm | REGENERON PHARMACEUTICALS INC | REGN | BROWN MICHAEL S Director | 1,500 | $475 | $712,500 | 0 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:17 pm | FCB FINANCIAL HOLDINGS Inc | FCB | TESE VINCENT Chairman | 4,021 | $48.27 | $194,102 | 388,799 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:16 pm | BOSTON SCIENTIFIC CORP | BSX | Bose Supratim VP | 347,137 | $29.12 | $10,109,559 | 320,301 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:13 pm | FLOWERS FOODS INC | FLO | LAUDER KARYL H CAO | 28,173 | $18.59 | $523,823 | 145,996 (Indirect Direct) | View |
| 2017-10-04 Sale | 2017-10-05 4:12 pm | THAI FUND Inc | TTF | CITY OF LONDON INVESTMENT GROUP PLC CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 10% Owner | 1,600 | $10.57 | $16,912 | 93,448 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 4:11 pm | Everi Holdings Inc. | EVRI | JUDGE GEOFFREY P Director | 10,000 | $7.7 | $77,000 | 59,672 (Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:10 pm | Veritex Holdings Inc. | VBTX | Fleming Ned N III SunTx Veritex Holdings L.P. Director | 66,997 | $26.9 | $1,802,219 | 122,870 (Indirect) | View |
| 2017-10-03 Sale | 2017-10-05 4:10 pm | FCB FINANCIAL HOLDINGS Inc | FCB | Lieberman Les J Director | 3,802 | $48.27 | $183,524 | 298,198 (Indirect Direct) | View |
| 2017-10-03 Sale | 2017-10-05 4:05 pm | FOX FACTORY HOLDING CORP | FOXF | KATHERMAN WILLIAM H VP | 18,580 | $42.01 | $780,568 | 28,936 (Direct) | View |
| 2017-10-04 Sale | 2017-10-05 4:03 pm | Intersect ENT Inc. | XENT | HILLEMAN JERYL L CFO | 12,833 | $29.96 | $384,500 | 15,000 (Direct) | View |