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Insider Sale Filings - Archives for 2017-10-06

Home -> 2017 -> Insider sale filings for 2017-10-06

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-10-04
Sale
2017-10-06
3:55 pm
WORKIVA INC WK Behar Jerome M
Behar Living Trust
Behar Leslie F.
10% Owner
25,000 $22.04 $551,005 3,552,272
(Indirect)
View
2017-10-03
Sale
2017-10-06
3:12 pm
GENCOR INDUSTRIES INC GENC Houtkin Sherry
10% Owner
45,802 $17.93 $821,073 1,298,205
(Direct)
View
2017-10-05
Sale
2017-10-06
3:06 pm
URSTADT BIDDLE PROPERTIES INC UBA Hayes John T
CFO
4,900 $22.2 $108,793 51,030
(Direct)
View
2017-10-05
Sale
2017-10-06
3:04 pm
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
2,000 $22.17 $44,340 378,250
(Direct)
View
2017-10-04
Sale
2017-10-06
2:47 pm
AeroVironment Inc AVAV Conver Timothy E
Chairman
7,600 $54 $410,362 1,949,135
(Direct
Indirect)
View
2017-10-04
Sale
2017-10-06
2:16 pm
KMG CHEMICALS INC KMG HATCHER DAVID L
10% Owner
9,000 $53.83 $484,500 1,526,097
(Direct)
View
2017-10-06
Sale
2017-10-06
1:51 pm
SCHWAB CHARLES CORP SCHW Kallsen Terri R
VP
4,267 $46.02 $196,357 0
(Direct
Indirect)
View
2017-10-06
Sale
2017-10-06
1:51 pm
SCHWAB CHARLES CORP SCHW Chandoha Marie A
President
19,074 $45.94 $876,166 7,000
(Indirect
Direct)
View
2017-10-04
Sale
2017-10-06
1:19 pm
NATURES SUNSHINE PRODUCTS INC NATR HUGHES KRISTINE F
Director
2,000 $10.48 $20,960 576,275
(Direct
Indirect)
View
2017-10-04
Sale
2017-10-06
12:54 pm
RESMED INC RMD FARRELL PETER C
Director
20,000 $77.01 $1,540,200 294,800
(Direct)
View
2017-10-04
Sale
2017-10-06
12:42 pm
ORACLE CORP ORCL Daley Dorian
VP
76,703 $49 $3,758,447 30,977
(Direct)
View
2017-10-05
Sale
2017-10-06
12:34 pm
AMERICAN STATES WATER CO AWR ROSS LLOYD E
Director
600 $51.72 $31,032 50,620
(Direct)
View
2017-10-05
Sale
2017-10-06
12:21 pm
CHARLES RIVER LABORATORIES INTERNATIONAL INC CRL JOHST DAVID P
VP
24,759 $110 $2,723,490 181,255
(Direct)
View
2017-10-04
Sale
2017-10-06
12:20 pm
CytomX Therapeutics Inc. CTMX Kavanaugh William Michael
CSO Head Res.&Non-Clin. Dev.
48,368 $24.34 $1,177,277 13,917
(Direct)
View
2017-10-04
Sale
2017-10-06
12:18 pm
CytomX Therapeutics Inc. CTMX GLUCK FREDERICK W
Director
10,000 $24.27 $242,680 311,643
(Indirect)
View
2017-10-05
Sale
2017-10-06
12:17 pm
CHARLES RIVER LABORATORIES INTERNATIONAL INC CRL Molho Davide
VP
6,165 $110 $678,150 16,549
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-06
11:40 am
BALL Corp BLL HAYES JOHN A
CEO
Chairman
5,619 $41.98 $235,896 407,895
(Indirect
Direct)
View
2017-10-04
Sale
2017-10-06
10:32 am
Thunder Energies Corp TNRG Santilli Ruggero M
CEO
10% Owner
40,000 $0.09 $3,600 28,523,042
(Direct)
View
2017-09-25
Sale
2017-10-06
10:32 am
DOLLAR TREE INC DLTR Jacobs David A.
Chief Strategy Officer
5,596 $88.25 $493,837 22,391
(Direct)
View
2017-10-04
Sale
2017-10-06
10:29 am
ROSS STORES INC ROST Morrow Brian R.
President
6,157 $65.3 $402,054 107,776
(Direct)
View
2017-10-04
Sale
2017-10-06
10:22 am
ESTEE LAUDER COMPANIES INC EL Polcer Gregory
VP
25,000 $110 $2,750,000 69,909
(Direct)
View
2017-10-05
Sale
2017-10-06
09:03 am
TRECORA RESOURCES TREC AL ATHEL FAHAD MOHAMMED SALEH
10% Owner
11,500 $13.18 $151,570 3,661,928
(Direct)
View
2017-10-03
Sale
2017-10-05
9:56 pm
Chemours Co CC Shelton David C
VP
19,000 $53.68 $1,020,000 41,448
(Indirect
Direct)
View
2017-10-04
Sale
2017-10-05
9:38 pm
People's Utah Bancorp PUB Fairclough Jr. Fred W.
Director
1,700 $32.19 $54,725 85,976
(Direct)
View
2017-10-05
Sale
2017-10-05
9:22 pm
Axalta Coating Systems Ltd. AXTA Cash Michael A.
VP
34,874 $30 $1,046,220 152,417
(Direct)
View
2017-10-03
Sale
2017-10-05
8:55 pm
STAMPS.COM INC STMP Clem John Roland
Chief Product & Strategy Offic
800 $220 $176,000 3,910
(Direct)
View
2017-10-03
Sale
2017-10-05
8:50 pm
Wendy's Co WEN Wunsch E.J.
Chief Legal Officer Secretary
3,548 $15.43 $54,736 12,332
(Direct)
View
2017-10-03
Sale
2017-10-05
8:41 pm
New Home Co Inc. NWHM TCN/TNHC LP
TCN/TNHC GP LLC
TRICON XI EQUITY HOLDINGS LP
TRICON XI GP LLC
TRICON USA Inc
TRICON HOLDINGS USA LLC
TRICON US TOPCO LLC
TRICON HOLDINGS CANADA Inc
Tricon Capital Group Inc.
See Remarks below.
17,444 $11.46 $199,938 1,898,883
(Direct)
View
2017-10-05
Sale
2017-10-05
8:36 pm
RingCentral Inc RNG Shah Praful
Chief Strategy Officer
10,000 $43.32 $433,200 300,176
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-05
7:55 pm
NEW RELIC Inc NEWR Sachleben Mark
CFO
5,000 $50.4 $252,000 99,500
(Indirect)
View
2017-10-03
Sale
2017-10-05
7:36 pm
Zayo Group Holdings Inc. ZAYO Waters John F Jr.
CTO
9,512 $34.1 $324,359 52,280
(Direct)
View
2017-10-03
Sale
2017-10-05
7:35 pm
Clearside Biomedical Inc. CLSD Thorp Clay
Director
10% Owner
35,000 $8.569 $299,900 3,836,394
(Indirect)
View
2017-10-04
Sale
2017-10-05
7:33 pm
Zayo Group Holdings Inc. ZAYO Steinfort Matt
CFO
812 $34.95 $28,379 1,191
(Direct)
View
2017-10-03
Sale
2017-10-05
7:27 pm
Zayo Group Holdings Inc. ZAYO Crouch Andrew
COO
22,803 $34.1 $777,582 55,032
(Direct)
View
2017-10-03
Sale
2017-10-05
7:24 pm
Zayo Group Holdings Inc. ZAYO Caruso Daniel
CEO
58,634 $34.55 $2,025,611 4,337,619
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
7:24 pm
Sarepta Therapeutics Inc. SRPT Ruff Shamim
VP
11,500 $50 $575,000 27,045
(Direct)
View
2017-10-03
Sale
2017-10-05
7:06 pm
Midstates Petroleum Company Inc. MPO CSCP II Cayman GP Ltd.
Centerbridge Credit Cayman GP Ltd.
Centerbridge Special Credit Partners General Partner II L.P.
Gallogly Mark T
Aronson Jeffrey
10% Owner
131,700 $15.57 $2,050,280 149,531
(Indirect
Direct)
View
2017-08-28
Sale
2017-10-05
7:05 pm
BMC STOCK HOLDINGS Inc BMCH Costello Keith
See Remarks
68,010 $20.24 $1,376,332 14,000
(Direct)
View
2017-10-03
Sale
2017-10-05
7:04 pm
Midstates Petroleum Company Inc. MPO Centerbridge Credit Partners L.P.
Centerbridge Special Credit Partners II AIV III L.P.
Centerbridge Credit Partners Offshore Intermediate III L.P.
Centerbridge Credit Partners TE Intermediate I L.P.
Centerbridge Credit Partners General Partner L.P.
Centerbridge Credit Partners Offshore General Partner L.P.
10% Owner
131,700 $15.57 $2,050,280 149,531
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
6:58 pm
Nxt-ID Inc. NXTD Tunnell C. David
CTO
10% Owner
4,000 $2.2 $8,800 801,933
(Direct)
View
2017-10-04
Sale
2017-10-05
6:47 pm
Planet Fitness Inc. PLNT Rondeau Christopher
CEO
20,000 $26.43 $528,560 0
(Indirect)
View
2017-10-03
Sale
2017-10-05
6:43 pm
FireEye Inc. FEYE Reese Travis M.
President
88,445 $17.5 $1,547,788 496,655
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-05
6:40 pm
SALESFORCE COM INC CRM BLOCK KEITH
COO
10,000 $95.11 $951,097 14,154
(Direct)
View
2017-10-03
Sale
2017-10-05
6:40 pm
Planet Fitness Inc. PLNT Rondeau Christopher
CEO
20,000 $26.75 $534,918 0
(Indirect)
View
2017-10-05
Sale
2017-10-05
6:38 pm
SEMTECH CORP SMTC BURRA JAMES P
Director
5,000 $37.65 $188,265 10,579
(Direct)
View
2017-10-04
Sale
2017-10-05
6:35 pm
AGIOS PHARMACEUTICALS INC AGIO Biller Scott
Chief Scientific Officer
10,470 $70 $732,900 0
(Direct
Indirect)
View
2017-10-04
Sale
2017-10-05
6:35 pm
PennyMac Mortgage Investment Trust PMT SPECTOR DAVID
CEO
18,750 $17.61 $330,180 233,841
(Direct)
View
2017-10-03
Sale
2017-10-05
6:34 pm
Arbutus Biopharma Corp ABUS Sofia Michael J.
Chief Scientific Officer
10,000 $8 $80,000 1,553,403
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
6:34 pm
APPLE INC AAPL SCHILLER PHILIP W
VP
56,808 $154.7 $8,788,197 49,575
(Indirect)
View
2017-10-04
Sale
2017-10-05
6:33 pm
AGIOS PHARMACEUTICALS INC AGIO Schenkein David P
CEO
80,000 $70.14 $5,611,200 0
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
6:33 pm
GoDaddy Inc. GDDY Rechterman Barbara J
Chief Marketing Officer
35,000 $43.48 $1,521,865 32,927
(Direct)
View
2017-10-03
Sale
2017-10-05
6:33 pm
APPLE INC AAPL AHRENDTS ANGELA J
VP
63,388 $154.2 $9,775,019 77,739
(Direct)
View
2017-10-03
Sale
2017-10-05
6:33 pm
GoDaddy Inc. GDDY Kelly Nima
VP
1,000 $43.46 $43,460 28,934
(Direct)
View
2017-10-04
Sale
2017-10-05
6:27 pm
Guidewire Software Inc. GWRE Hung Priscilla
COO
135 $77.82 $10,506 2,290
(Direct)
View
2017-10-04
Sale
2017-10-05
6:25 pm
Guidewire Software Inc. GWRE Roza Scott
Chief Business Officer
94 $77.82 $7,315 800
(Indirect
Direct)
View
2017-10-02
Sale
2017-10-05
6:16 pm
Voya PRIME RATE TRUST PPR ROLAND MICHAEL J
Director
49,250 $5.205 $256,366 0
(Direct)
View
2017-10-03
Sale
2017-10-05
6:14 pm
NETGEAR INC NTGR FALCON MICHAEL F
VP
14,912 $49.94 $744,766 34,091
(Direct
Indirect)
View
2017-10-03
Sale(A)
2017-10-05
6:06 pm
RadNet Inc. RDNT Kaminsky Sandy Nyholm
HFB Heirs Family Trust II
10% Owner
1,100,000 $10.95 $12,045,000 5,376,253
(Indirect)
View
2017-10-03
Sale
2017-10-05
6:04 pm
WILLIS LEASE FINANCE CORP WLFC WILLIS CHARLES F IV
CEO
10% Owner
1,701 $25 $42,531 666,436
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
6:00 pm
Summit Materials Inc. SUM Hill Thomas W.
CEO
12,500 $32.11 $401,371 145,610
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
5:57 pm
ANTARES PHARMA Inc ATRS GARRITY THOMAS J
Director
30,000 $3.5 $105,000 160,213
(Direct)
View
2017-10-05
Sale
2017-10-05
5:43 pm
SCHWAB CHARLES CORP SCHW Chandoha Marie A
President
7,793 $45.01 $350,732 7,000
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
5:39 pm
CalAmp Corp. CAMP Sarkissian Garo Sarkis
VP
9,833 $23.89 $234,932 192,289
(Direct)
View
2017-10-03
Sale
2017-10-05
5:37 pm
CalAmp Corp. CAMP Burdiek Michael J
CEO
9,000 $23.99 $215,910 498,434
(Direct)
View
2017-10-03
Sale
2017-10-05
5:35 pm
ILLUMINA INC ILMN Dadswell Charles
VP
145 $202.2 $29,323 8,826
(Direct)
View
2017-10-03
Sale
2017-10-05
5:25 pm
Intercontinental Exchange Inc. ICE Hill Scott A
CFO
37,630 $70.03 $2,635,071 194,845
(Direct)
View
2017-10-03
Sale
2017-10-05
5:24 pm
LIVEPERSON INC LPSN Dean Dustin
VP
2,500 $14.35 $35,883 67,487
(Direct)
View
2017-10-03
Sale
2017-10-05
5:23 pm
Booz Allen Hamilton Holding Corp BAH LOGUE JOSEPH
VP
50,000 $38.02 $1,900,818 386,925
(Direct)
View
2017-10-03
Sale
2017-10-05
5:18 pm
Booz Allen Hamilton Holding Corp BAH Dahut Karen M
VP
46,406 $38.02 $1,764,187 64,586
(Direct
Indirect)
View
2017-10-04
Sale
2017-10-05
5:11 pm
YELP INC YELP Stoppelman Jeremy
CEO
13,000 $45.38 $589,919 2,726,310
(Indirect)
View
2017-10-03
Sale
2017-10-05
5:10 pm
YELP INC YELP Donaker Geoffrey L
Director
6,000 $44.21 $265,260 5,590
(Direct)
View
2017-10-03
Sale
2017-10-05
5:10 pm
SIMPSON MANUFACTURING CO INC SSD SIMPSON SHARON H
10% Owner
95,322 $49.54 $4,721,912 1,128,105
(Indirect)
View
2017-10-03
Sale
2017-10-05
5:06 pm
SIMPSON MANUFACTURING CO INC SSD SIMPSON PSB FUND
See below (a)
95,322 $49.54 $4,721,912 1,128,105
(Direct)
View
2017-09-18
Sale
2017-10-05
5:05 pm
Workhorse Group Inc. WKHS LUKENS JOSEPH THEODORE JR
10% Owner
6,189,035 $0 $0 0
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
5:00 pm
ExlService Holdings Inc. EXLS Kapoor Rohit
CEO
7,882 $58.81 $463,540 172,686
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:59 pm
GREEN DOT CORP GDOT Streit Steven W
CEO
7,995 $50.9 $406,963 173,956
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:59 pm
K12 INC LRN Rhyu James Jeaho
CFO
5,000 $18 $90,000 219,591
(Direct)
View
2017-10-03
Sale
2017-10-05
4:57 pm
MARINEMAX INC HZO WOODMAN DEAN S
Director
2,500 $17 $42,500 12,570
(Direct)
View
2017-10-04
Sale
2017-10-05
4:56 pm
FORD MOTOR CO F Armstrong Steven R.
VP
22,076 $12.37 $273,080 90,407
(Direct)
View
2017-10-04
Sale
2017-10-05
4:53 pm
PROOFPOINT INC PFPT Hahn Eric
Chairman
5,000 $89.21 $446,036 48,001
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:49 pm
PROOFPOINT INC PFPT Knight David
VP
3,000 $88.99 $266,965 13,874
(Direct)
View
2017-10-03
Sale
2017-10-05
4:34 pm
RITE AID CORP RAD POTTER MYRTLE S
Director
28,189 $2.09 $58,915 78,790
(Direct)
View
2017-10-03
Sale
2017-10-05
4:33 pm
Ameresco Inc. AMRC DeManche Joseph P
VP
2,195 $8 $17,560 197,805
(Direct)
View
2017-10-03
Sale
2017-10-05
4:31 pm
MARKEL CORP MKL KIRSHNER ALAN I
Chairman
100 $1,078 $107,770 24,805
(Indirect
Direct)
View
2017-09-28
Sale
2017-10-05
4:30 pm
Terra Tech Corp. TRTC Nahass Michael
Director
563,500 $0.2216 $124,875 33,171,860
(Direct)
View
2017-10-03
Sale
2017-10-05
4:23 pm
TRINET GROUP INC TNET Goldfield Burton M.
CEO
4,492 $35.05 $157,445 97,404
(Direct
Indirect)
View
2017-10-03
Sale
2017-10-05
4:22 pm
TACTILE SYSTEMS TECHNOLOGY INC TCMD Rishe Bryan
VP
1,500 $31.56 $47,340 108,307
(Direct)
View
2017-10-04
Sale
2017-10-05
4:18 pm
ABM INDUSTRIES INC ABM CHIN DEAN A
CAO
880 $42.9 $37,752 21,215
(Direct)
View
2017-10-05
Sale
2017-10-05
4:18 pm
REGENERON PHARMACEUTICALS INC REGN BROWN MICHAEL S
Director
1,500 $475 $712,500 0
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:17 pm
FCB FINANCIAL HOLDINGS Inc FCB TESE VINCENT
Chairman
4,021 $48.27 $194,102 388,799
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:16 pm
BOSTON SCIENTIFIC CORP BSX Bose Supratim
VP
347,137 $29.12 $10,109,559 320,301
(Direct)
View
2017-10-03
Sale
2017-10-05
4:13 pm
FLOWERS FOODS INC FLO LAUDER KARYL H
CAO
28,173 $18.59 $523,823 145,996
(Indirect
Direct)
View
2017-10-04
Sale
2017-10-05
4:12 pm
THAI FUND Inc TTF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
1,600 $10.57 $16,912 93,448
(Indirect)
View
2017-10-03
Sale
2017-10-05
4:11 pm
Everi Holdings Inc. EVRI JUDGE GEOFFREY P
Director
10,000 $7.7 $77,000 59,672
(Direct)
View
2017-10-03
Sale
2017-10-05
4:10 pm
Veritex Holdings Inc. VBTX Fleming Ned N III
SunTx Veritex Holdings L.P.
Director
66,997 $26.9 $1,802,219 122,870
(Indirect)
View
2017-10-03
Sale
2017-10-05
4:10 pm
FCB FINANCIAL HOLDINGS Inc FCB Lieberman Les J
Director
3,802 $48.27 $183,524 298,198
(Indirect
Direct)
View
2017-10-03
Sale
2017-10-05
4:05 pm
FOX FACTORY HOLDING CORP FOXF KATHERMAN WILLIAM H
VP
18,580 $42.01 $780,568 28,936
(Direct)
View
2017-10-04
Sale
2017-10-05
4:03 pm
Intersect ENT Inc. XENT HILLEMAN JERYL L
CFO
12,833 $29.96 $384,500 15,000
(Direct)
View
(A) Indicate amendment filing.