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Insider Sale Filings - Archives for 2017-10-03

Home -> 2017 -> Insider sale filings for 2017-10-03

Transaction
Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2017-10-02
Sale		 2017-10-03
3:49 pm		 ANIXTER INTERNATIONAL INC AXE Eck Robert J.
CEO
Director		 11,000 $85.31 $938,446 243,556
(Direct)		 View
2017-09-29
Sale		 2017-10-03
3:39 pm		 National CineMedia Inc. NCMI AMC STARPLEX LLC
AMERICAN MULTI-CINEMA Inc
AMC ENTERTAINMENT HOLDINGS Inc
10% Owner		 2,800,000 $6.49 $18,171,999 0
(Direct)		 View
2017-10-02
Sale		 2017-10-03
3:30 pm		 ICHOR HOLDINGS Ltd ICHR CARSON MAURICE EUGENE
President, CFO, and Secretary
Director		 17,300 $27.65 $478,345 57,922
(Direct)		 View
2017-09-29
Sale		 2017-10-03
3:23 pm		 Interactive Brokers Group Inc. IBKR Nemser Earl H
Vice Chairman
Director		 1,683 $45.26 $76,169 96,585
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-03
3:20 pm		 Interactive Brokers Group Inc. IBKR Brody Paul Jonathan
Chief Financial Officer
Director		 11,310 $45.2 $511,233 602,070
(Direct
Indirect)		 View
2017-10-02
Sale		 2017-10-03
3:07 pm		 PEOPLES BANCORP INC PEBO BEAM S CRAIG
Director		 275 $34 $9,350 1,994
(Indirect)		 View
2017-09-29
Sale		 2017-10-03
3:07 pm		 PEOPLES BANCORP INC PEBO BEAM S CRAIG
Director		 400 $34 $13,600 2,269
(Indirect)		 View
2017-10-02
Sale		 2017-10-03
3:02 pm		 EATON VANCE CORP EV HYLTON LAURIE G
Chief Financial Officer		 17,003 $49.6 $843,279 207,578
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-03
2:54 pm		 Interactive Brokers Group Inc. IBKR Frank Thomas AJ
Chief Information Officer		 32,951 $45.23 $1,490,304 557,325
(Direct
Indirect)		 View
2017-09-28
Sale(M)		 2017-10-03
2:34 pm		 SIMPSON MANUFACTURING CO INC SSD SIMPSON SHARON H
10% Owner		 72,424 $35.93 $2,602,022 1,266,213
(Indirect)		 View
2017-09-28
Sale		 2017-10-03
2:31 pm		 SIMPSON MANUFACTURING CO INC SSD SIMPSON PSB FUND
Other		 72,424 $49.23 $3,565,115 1,266,213
(Direct)		 View
2017-10-02
Sale		 2017-10-03
2:30 pm		 TIPTREE Inc TIPT Bell Sandra
Chief Financial Officer		 3,000 $6.188 $18,565 56,208
(Direct)		 View
2017-10-01
Sale		 2017-10-03
2:09 pm		 WILLIS LEASE FINANCE CORP WLFC WILLIS CHARLES F IV
CEO
Director
10% Owner		 800 $24.6 $19,684 2,134,148
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
2:01 pm		 SINCLAIR BROADCAST GROUP INC SBGI Friedman Howard E
Director		 1,010 $31.98 $32,301 10,990
(Direct)		 View
2017-09-29
Sale		 2017-10-03
1:52 pm		 HORACE MANN EDUCATORS CORP HMN Stricker Robert
Director		 3,500 $39.35 $137,725 37,777
(Direct)		 View
2017-10-02
Sale		 2017-10-03
1:52 pm		 II-VI INC IIVI KRAMER FRANCIS J
Director		 25,000 $42 $1,050,000 294,409
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
1:50 pm		 WestRock Co WRK LUKE JOHN A JR
Director		 10,343 $57.37 $593,404 583,147
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
1:46 pm		 TE Connectivity Ltd. TEL LYNCH THOMAS J
Executive Chairman
Director		 130,616 $83.37 $10,889,142 429,499
(Direct)		 View
2017-10-02
Sale		 2017-10-03
1:42 pm		 Delphi Automotive PLC DLPH COWGER GARY L
Director		 8,500 $98.43 $836,682 29,960
(Direct)		 View
2017-10-02
Sale		 2017-10-03
1:14 pm		 VIASAT INC VSAT DANKBERG MARK D
Chief Executive Officer
Director		 28,500 $66 $1,881,000 1,540,467
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
1:09 pm		 VIASAT INC VSAT STENBIT JOHN P
Director		 700 $64.42 $45,094 10,300
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-03
1:02 pm		 GENCOR INDUSTRIES INC GENC Houtkin Sherry
10% Owner		 35,558 $17.78 $632,147 1,365,309
(Direct)		 View
2017-10-02
Sale		 2017-10-03
12:46 pm		 VIRTUSA CORP VRTU Rajgopal Raj
President, DBS		 4,025 $38.01 $152,998 109,881
(Direct)		 View
2017-10-02
Sale		 2017-10-03
12:21 pm		 DULUTH HOLDINGS Inc DLTH FERRY WILLIAM E.
Director		 28,400 $20.1 $570,864 358,532
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
12:11 pm		 AMERICAN STATES WATER CO AWR KRUGER DENISE L
Sr. Vice President		 1,250 $49.61 $62,013 9,466
(Direct)		 View
2017-10-02
Sale		 2017-10-03
12:06 pm		 GRACO INC GGG Etchart Eric
Director		 759 $124.9 $94,799 13,707
(Direct)		 View
2017-10-02
Sale		 2017-10-03
12:06 pm		 GTT Communications Inc. GTT McKee Chris
General Counsel and EVP		 7,000 $31.99 $223,939 397,081
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
12:05 pm		 GTT Communications Inc. GTT Calder Richard
President and CEO
Director		 10,000 $31.99 $319,949 1,121,006
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-03
12:00 pm		 ICHOR HOLDINGS Ltd ICHR MacKenzie Iain
Director		 11,690 $26.72 $312,357 39,832
(Direct)		 View
2017-10-02
Sale		 2017-10-03
11:57 am		 HURCO COMPANIES INC HURC CRUICKSHANK ROBERT W
Director		 2,000 $42.25 $84,500 26,396
(Direct)		 View
2017-09-29
Sale		 2017-10-03
11:55 am		 Midland States Bancorp Inc. MSBI Schultz John M
Director		 2,000 $31.76 $63,520 317,026
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
11:45 am		 SYNNEX CORP SNX Wurster Thomas S.
Director		 300 $127 $38,101 10,531
(Direct)		 View
2017-10-02
Sale		 2017-10-03
11:40 am		 TREDEGAR CORP TG GAMCO INVESTORS Inc
GABELLI MARIO J
GGCP Inc
Associated Capital Group Inc.
10% Owner		 1,500 $18.25 $27,375 6,000
(Direct
Indirect)		 View
2017-10-02
Sale		 2017-10-03
11:39 am		 SYNNEX CORP SNX Witt Marshall
Chief Financial Officer		 300 $127.1 $38,127 20,200
(Direct)		 View
2017-09-29
Sale		 2017-10-03
11:39 am		 PwrCor Inc. PWCO Fazio Peter Joseph
Chief Operating Officer
Director
10% Owner		 1,560,000 $0 $0 32,309,352
(Indirect)		 View
2017-09-29
Sale		 2017-10-03
11:08 am		 ESTERLINE TECHNOLOGIES CORP ESL First Pacific Advisors LLC
FPA HAWKEYE FUND
FPA Hawkeye-7 Fund
ATWOOD J RICHARD
ROMICK STEVEN T
Selmo Brian A.
Landecker Mark
10% Owner		 7,621 $91.04 $693,827 2,863,871
(Indirect)		 View
2017-10-02
Sale		 2017-10-03
11:07 am		 DEERE & CO DE May John C II
President, Ag Solutions & CIO		 22,095 $127 $2,806,869 51,429
(Direct)		 View
2017-10-02
Sale		 2017-10-03
11:04 am		 ORACLE CORP ORCL Daley Dorian
EVP, Gen'l Counsel, Secretary		 23,297 $49 $1,141,553 301,703
(Direct)		 View
2017-09-29
Sale		 2017-10-03
11:01 am		 PRICE T ROWE GROUP INC TROW WHITTEMORE ANNE M
Director		 4,163 $90.64 $377,321 29,070
(Direct)		 View
2017-09-29
Sale		 2017-10-03
10:31 am		 AFLAC INC AFL Daniels James Todd
Exec. Vice President		 620 $81.49 $50,525 15,454
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
10:20 am		 DRIL-QUIP INC DRQ DeBerry Blake T.
President and CEO
Director		 2,000 $43.49 $86,980 81,850
(Direct)		 View
2017-10-02
Sale		 2017-10-03
10:20 am		 DRIL-QUIP INC DRQ Gariepy James A.
SR V.P. and COO		 2,000 $43.49 $86,980 76,440
(Direct)		 View
2017-10-02
Sale		 2017-10-03
10:19 am		 DRIL-QUIP INC DRQ Webster James C.
VP - Gen Counsel & Secretary		 2,000 $43.49 $86,980 24,104
(Direct)		 View
2017-10-02
Sale		 2017-10-03
10:04 am		 SAUL CENTERS INC BFS Hachey Donald A
Senior Vice Pres.-Construction		 1,019 $62.5 $63,688 2,500
(Direct
Indirect)		 View
2017-10-02
Sale		 2017-10-03
09:53 am		 COGENT COMMUNICATIONS HOLDINGS Inc CCOI ONEILL TIMOTHY G
VP Field Engineering		 2,000 $48.75 $97,500 39,052
(Direct)		 View
2017-10-02
Sale		 2017-10-03
09:53 am		 SYNNEX CORP SNX POLK DENNIS
Chief Operating Officer
Director		 1,500 $126.9 $190,365 22,468
(Direct)		 View
2017-09-29
Sale		 2017-10-03
09:18 am		 Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Chief Executive Officer
Director		 7,473 $8.8 $65,762 92,027
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-03
09:10 am		 TRECORA RESOURCES TREC AL ATHEL FAHAD MOHAMMED SALEH
10% Owner		 16,516 $13.2 $218,011 3,700,528
(Direct)		 View
2017-09-29
Sale		 2017-10-03
09:10 am		 Fifth Street Finance Corp. FSC Berman Bernard D
Chief Executive Officer
Director		 20,000 $5.43 $108,600 35,968
(Direct)		 View
2017-10-02
Sale		 2017-10-03
08:37 am		 TUPPERWARE BRANDS CORP TUP ROEHLK THOMAS M
EVP & Chief Legal Officer		 2,000 $61.56 $123,123 12,765
(Direct)		 View
2017-09-29
Sale		 2017-10-03
08:31 am		 PARK OHIO HOLDINGS CORP PKOH VILSACK ROBERT D
Secretary & General Counsel		 1,471 $45.75 $67,298 93,527
(Direct)		 View
2017-09-27
Sale(A)		 2017-10-03
08:25 am		 PARK OHIO HOLDINGS CORP PKOH VILSACK ROBERT D
Secretary & General Counsel		 7,436 $45.02 $334,738 102,434
(Direct)		 View
2017-10-02
Sale		 2017-10-03
08:25 am		 FRANKLIN COVEY CO FC PETERSON JOEL CLINTON
Director		 1,792 $20.33 $36,424 225,280
(Direct)		 View
2017-10-02
Sale		 2017-10-03
08:24 am		 Air Transport Services Group Inc. ATSG PAYNE W JOSEPH
Chief Legal Officer & Sec.		 7,500 $24.2 $181,500 177,952
(Direct)		 View
2017-10-02
Sale		 2017-10-03
08:22 am		 NEWELL BRANDS INC NWL FRANKLIN MARTIN E
Director		 2,047,022 $0 $0 2,047,227
(Indirect)		 View
2017-10-02
Sale		 2017-10-03
08:22 am		 NEWELL BRANDS INC NWL ASHKEN IAN G H
Director		 511,322 $0 $0 511,374
(Indirect)		 View
2017-09-30
Sale		 2017-10-03
06:06 am		 Pendrell Corp PCO DONDERO JAMES D
10% Owner		 1,408,534 $6.83 $9,620,287 1,283,312
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
9:59 pm		 VIAVI SOLUTIONS Inc VIAV Siebert Kevin Christopher
VP General Counsel & Secretary		 10,689 $9.403 $100,511 20,599
(Direct)		 View
2017-10-02
Sale		 2017-10-02
9:42 pm		 Installed Building Products Inc. IBP Elliott Jay P.
Chief Operating Officer		 2,500 $64.61 $161,521 51,312
(Direct)		 View
2017-09-29
Sale		 2017-10-02
9:19 pm		 Marijuana Co of America Inc. MCOA Larsen Charles John
Director
10% Owner		 400,000 $0.024 $9,600 399,858,688
(Direct)		 View
2017-09-28
Sale		 2017-10-02
9:13 pm		 BOX INC BOX Mannie Jeff
VP Controller & Chief Acct Ofr		 6,145 $19 $116,755 47,279
(Direct)		 View
2017-09-28
Sale		 2017-10-02
9:07 pm		 BIOMARIN PHARMACEUTICAL INC BMRN BAFFI ROBERT
EVP, Technical Operations		 18,415 $92.43 $1,702,031 129,083
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
8:30 pm		 Marcus & Millichap Inc. MMI Hughes William E.
SVP Marcus & Millichap Capital		 6,000 $26.99 $161,917 124,723
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
8:19 pm		 Edwards Lifesciences Corp EW BOBO DONALD E JR
CVP, Heart Valve Therapy		 5,300 $108.9 $576,972 75,235
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-02
8:01 pm		 Guidewire Software Inc. GWRE Ryu Marcus
CEO and President
Director		 25,000 $78.56 $1,963,990 149,678
(Direct)		 View
2017-10-02
Sale		 2017-10-02
7:57 pm		 Platform Specialty Products Corp PAH ASHKEN IAN G H
Director		 227,857 $0 $0 1,182,937
(Indirect)		 View
2017-10-02
Sale		 2017-10-02
7:56 pm		 CAMBIUM LEARNING GROUP Inc ABCD Campbell John F
CEO
Director		 15,000 $6.498 $97,473 515,000
(Direct)		 View
2017-10-02
Sale		 2017-10-02
7:56 pm		 Platform Specialty Products Corp PAH FRANKLIN MARTIN E
Director		 6,478,855 $0 $0 10,449,987
(Indirect)		 View
2017-10-02
Sale		 2017-10-02
7:56 pm		 CAMBIUM LEARNING GROUP Inc ABCD Benson Barbara
Chief Financial Officer		 17,000 $6.494 $110,398 133,400
(Direct)		 View
2017-09-28
Sale		 2017-10-02
7:46 pm		 Installed Building Products Inc. IBP NIXON J MICHAEL
Director		 50,000 $65 $3,250,000 1,523,658
(Indirect)		 View
2017-09-29
Sale		 2017-10-02
7:42 pm		 Camping World Holdings Inc. CWH Moody Brent L.
Chief Operating, Legal Officer		 35,254 $40.46 $1,426,352 212,130
(Direct)		 View
2017-09-28
Sale		 2017-10-02
7:36 pm		 Natural Grocers by Vitamin Cottage Inc. NGVC Buffa Sandra
Chief Financial Officer		 100,000 $5.532 $553,219 135,091
(Direct)		 View
2017-10-02
Sale		 2017-10-02
7:32 pm		 ZYNGA INC ZNGA Siminoff Ellen F
Director		 12,000 $3.79 $45,480 246,786
(Indirect
Direct)		 View
2017-10-02
Sale		 2017-10-02
7:27 pm		 QUANTUM CORP QTM GACEK JON W
President and CEO		 5,793 $6.194 $35,882 407,207
(Direct)		 View
2017-10-02
Sale		 2017-10-02
7:22 pm		 ROKU INC ROKU MV Management X L.L.C.
Menlo Ventures X L P
MMEF X LP
MENLO ENTREPRENEURS FUND X LP
10% Owner		 6,900,000 $14 $96,600,000 30,288,668
(Indirect)		 View
2017-10-02
Sale		 2017-10-02
7:18 pm		 ROKU INC ROKU CAROLAN SHAWN T
Director
10% Owner		 6,900,000 $14 $96,600,000 30,288,668
(Indirect)		 View
2017-09-29
Sale		 2017-10-02
7:06 pm		 AMERICAN SOFTWARE INC AMSWA KLINGES VINCENT C
CFO		 20,127 $11.35 $228,494 116,965
(Direct)		 View
2017-10-02
Sale		 2017-10-02
7:02 pm		 OMNICELL Inc OMCL Kuipers Peter J.
Executive V.P. CFO		 3,532 $50.96 $179,998 41,076
(Direct)		 View
2017-09-28
Sale		 2017-10-02
6:56 pm		 Coupa Software Inc COUP Winter Steven M
Chief Revenue Officer		 27,266 $30.65 $835,815 1,144
(Direct
Indirect)		 View
2017-09-28
Sale		 2017-10-02
6:50 pm		 Lumentum Holdings Inc. LITE Retort Vincent
EVP and COO		 30,706 $54.46 $1,672,284 110,770
(Direct)		 View
2017-09-29
Sale		 2017-10-02
6:44 pm		 FACTSET RESEARCH SYSTEMS INC FDS Hale Mark J.
Chief Operating Officer		 9,458 $180.3 $1,705,656 68,941
(Direct)		 View
2017-10-02
Sale		 2017-10-02
6:42 pm		 FACTSET RESEARCH SYSTEMS INC FDS McNulty Matthew J
Other		 1,049 $181 $189,869 15,510
(Direct)		 View
2017-09-01
Sale		 2017-10-02
6:29 pm		 Digimarc CORP DMRC DAVIS BRUCE L
Chairman and CEO		 5,000 $35.32 $176,600 108,677
(Direct
Indirect)		 View
2017-09-28
Sale		 2017-10-02
6:27 pm		 Rosehill Resources Inc. ROSE Geode Capital Master Fund Ltd. - Geode Diversified Fund
10% Owner		 65,984 $7.533 $497,073 832,087
(Direct)		 View
2017-09-28
Sale		 2017-10-02
6:27 pm		 NEXSTAR MEDIA GROUP Inc NXST MUSE JOHN R
Director		 641,240 $60.1 $38,538,523 0
(Direct
Indirect)		 View
2017-09-28
Sale		 2017-10-02
6:21 pm		 ENVESTNET Inc ENV Grinis Scott D
Chief Technology Officer		 9,308 $50.04 $465,772 209,708
(Direct
Indirect)		 View
2017-09-28
Sale		 2017-10-02
6:18 pm		 ON SEMICONDUCTOR CORP ON MASCARENAS PAUL ANTHONY
Director		 9,375 $18.3 $171,545 58,379
(Direct)		 View
2017-10-02
Sale		 2017-10-02
6:10 pm		 COSTCO WHOLESALE CORP COST MEISENBACH JOHN W
Director		 1,000 $164.9 $164,920 46,000
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
6:06 pm		 PENNYMAC FINANCIAL SERVICES Inc PFSI Grogin Jeffrey
CALO		 2,369 $18 $42,642 9,002
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
6:04 pm		 PENNYMAC FINANCIAL SERVICES Inc PFSI KURLAND STANFORD L
Executive Chairman
Director		 11,012 $18 $198,216 23,402
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
5:57 pm		 AMBARELLA INC AMBA Day Christopher
VP, Marketing		 2,618 $49.15 $128,675 20,377
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:49 pm		 Broadcom Ltd AVGO Ingram Bryan
SVP & GM, Wireless Semicon Div		 10,000 $240.6 $2,406,186 87,671
(Direct)		 View
2017-10-02
Sale		 2017-10-02
5:47 pm		 BASIC ENERGY SERVICES INC BAS Bissett John Cody
VP, Controller and CAO		 2,500 $19.5 $48,750 3,401
(Direct)		 View
2017-09-29
Sale		 2017-10-02
5:45 pm		 VEEVA SYSTEMS INC VEEV Faddis Jonathan
SVP, Gen. Counsel, Secretary		 37,500 $56.38 $2,114,377 64,500
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:39 pm		 MILLER HERMAN INC MLHR Gane Stephen C
Other		 10,686 $36.01 $384,753 21,985
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
5:38 pm		 BOX INC BOX O'Driscoll Rory
Director		 224,000 $19.22 $4,306,069 3,622,361
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
5:36 pm		 SYSTEMAX INC SYX REINHOLD LAWRENCE P
President & CEO
Director		 80,203 $26.79 $2,148,533 237,614
(Direct)		 View
2017-09-29
Sale		 2017-10-02
5:27 pm		 Global Blood Therapeutics Inc. GBT Choi Jung
See Remarks		 3,000 $30 $90,000 141,455
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
5:25 pm		 CTI BIOPHARMA CORP CTIC LOVE RICHARD L
Director		 14,600 $3.208 $46,837 84,318
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:23 pm		 BLACKROCK MUNIHOLDINGS FUND II INC MUH J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0018 Trust
10% Owner		 550 $181.8 $100,000 0
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:23 pm		 BLACKROCK MUNIHOLDINGS FUND Inc MHD J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0017 Trust
10% Owner		 837 $119.5 $100,000 0
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:20 pm		 CymaBay Therapeutics Inc. CBAY EMSTER KURT VON
Director		 211,124 $8.087 $1,707,380 1,509,611
(Direct
Indirect)		 View
2017-09-28
Sale(M)		 2017-10-02
5:18 pm		 BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND MFT J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0016 Trust
10% Owner		 565 $177 $100,000 0
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:18 pm		 BLACKROCK MUNICIPAL INCOME TRUST II BLE J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0008 Trust
10% Owner		 1,513 $66.09 $100,000 0
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:18 pm		 Rosehill Resources Inc. ROSE K2 PRINCIPAL FUND L.P.
K2 GENPAR LP
K2 GENPAR 2009 INC
Shawn Kimel Investments Inc.
K2 & Associates Investment Management Inc.
10% Owner		 30,000 $8.695 $260,857 1,165,348
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:17 pm		 UNITED NATURAL FOODS INC UNFI HEFFERNAN JAMES P
Director		 2,970 $42.45 $126,077 24,094
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:17 pm		 BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST Inc BKN J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0011 Trust
10% Owner		 1,259 $79.43 $100,000 0
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:16 pm		 BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST BAF J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0013 Trust
10% Owner		 422 $237 $100,000 0
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:13 pm		 BLACKROCK MUNIHOLDINGS QUALITY FUND II Inc MUE J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0010 Trust
10% Owner		 1,310 $76.34 $100,000 0
(Direct)		 View
2017-09-28
Sale(M)		 2017-10-02
5:13 pm		 BLACKROCK MUNICIPAL INCOME TRUST BFK J.P. Morgan Taxable PUTTERs/Taxable DRIVERs Series T0006 Trust
10% Owner		 2,708 $36.93 $100,000 0
(Direct)		 View
2017-10-02
Sale		 2017-10-02
5:12 pm		 STANDARD MOTOR PRODUCTS INC SMP SILLS PETER J
SILLS ARTHUR S
Other		 2,428 $48.43 $117,588 848,418
(Direct
Indirect)		 View
2017-10-02
Sale		 2017-10-02
5:09 pm		 Pattern Energy Group Inc. PEGI Pedersen Esben W.
Chief Investment Officer		 2,400 $23.99 $57,574 145,811
(Direct)		 View
2017-10-02
Sale		 2017-10-02
5:09 pm		 Pattern Energy Group Inc. PEGI Shugart Christopher M.
Senior VP, Operations		 500 $24.12 $12,060 61,018
(Direct)		 View
2017-09-28
Sale		 2017-10-02
5:07 pm		 LAM RESEARCH CORP LRCX ARCHER TIMOTHY
Chief Operating Officer		 11,590 $181.8 $2,106,598 79,421
(Indirect
Direct)		 View
2017-02-13
Sale(A)		 2017-10-02
5:07 pm		 ROCKWELL AUTOMATION INC ROK DORGAN DAVID M
VP and Controller		 4,100 $153 $627,264 12,555
(Direct)		 View
2017-08-16
Sale(A)		 2017-10-02
5:07 pm		 ROCKWELL AUTOMATION INC ROK DORGAN DAVID M
VP and Controller		 3,000 $165.1 $495,160 11,455
(Direct)		 View
2017-09-29
Sale		 2017-10-02
5:04 pm		 SALESFORCE COM INC CRM Martinez Maria
Pres., Sales & Cust. Success		 940 $92.77 $87,204 18,950
(Direct)		 View
2017-09-29
Sale		 2017-10-02
5:04 pm		 SYSCO CORP SYY Moskowitz Paul T
Executive Vice President		 16,667 $54.12 $902,018 61,936
(Direct)		 View
2017-09-29
Sale		 2017-10-02
5:02 pm		 BASSETT FURNITURE INDUSTRIES INC BSET Cohenour Bruce
SR VP, SALES & MERCHANDISING		 9,900 $38.5 $381,161 28,527
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-02
5:02 pm		 TORO CO TTC HARLESS KATHERINE J
Director		 6,000 $61.88 $371,286 77,672
(Direct)		 View
2017-10-02
Sale		 2017-10-02
5:00 pm		 ZILLOW GROUP Inc Z Schwartz Greg M
Chief Business Officer		 3,750 $40.27 $151,030 33,254
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:58 pm		 Marijuana Co of America Inc. MCOA Hymers Robert Leslie III
Chief Financial Officer
Director		 700,000 $0.0236 $16,520 111,332,864
(Direct)		 View
2017-09-29
Sale		 2017-10-02
4:52 pm		 Kraton Corp KRA Jung Holger R.
SVP & Polymer Seg. President		 21,202 $39.64 $840,374 51,034
(Direct)		 View
2017-09-29
Sale		 2017-10-02
4:49 pm		 MICRON TECHNOLOGY INC MU Thorsen Steven L. JR
SVP, WORLDWIDE SALES		 118,944 $38.1 $4,531,320 289,940
(Direct)		 View
2017-10-02
Sale		 2017-10-02
4:47 pm		 OVERSTOCK.COM INC OSTK JOHNSON JONATHAN E III
President, Medici
Director		 4,000 $30.1 $120,400 48,092
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-02
4:46 pm		 MICRON TECHNOLOGY INC MU Poppen Joel L
SVP, Legal Affairs, General
Other
10% Owner		 80,000 $38.61 $3,089,064 266,966
(Direct)		 View
2017-10-02
Sale		 2017-10-02
4:45 pm		 CARMAX INC KMX FOLLIARD THOMAS J
Director		 8,000 $76.03 $608,240 479,572
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:44 pm		 MICRON TECHNOLOGY INC MU Deboer Scott J
EVP, Technology Development		 13,694 $38 $520,372 153,926
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:42 pm		 MARKEL CORP MKL MARKEL STEVEN A
Vice Chairman
Director		 200 $1,066 $213,127 109,550
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
4:38 pm		 MARVELL TECHNOLOGY GROUP LTD MRVL Sutardja Sehat
Dai Weili
10% Owner		 93,895 $18.02 $1,691,935 40,135,960
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-02
4:36 pm		 INTERFACE INC TILE KENNEDY CHRISTOPHER G
Director		 29,500 $21.92 $646,640 73,907
(Direct)		 View
2017-10-02
Sale		 2017-10-02
4:34 pm		 Reis Inc. REIS Sander William
COO of Reis Services, LLC		 5,000 $18 $90,019 161,261
(Direct)		 View
2017-10-02
Sale		 2017-10-02
4:26 pm		 Limoneira CO LMNR Michaelis Ronald L
Director		 1,500 $23.58 $35,371 112,478
(Direct
Indirect)		 View
2017-09-28
Sale		 2017-10-02
4:26 pm		 FCB FINANCIAL HOLDINGS Inc FCB ORAN STUART I
Secretary
Director		 11,141 $48.1 $535,901 349,060
(Indirect
Direct)		 View
2017-09-28
Sale		 2017-10-02
4:25 pm		 BUILD A BEAR WORKSHOP INC BBW Leonard Braden Michael
Other		 27,000 $9.205 $248,540 1,283,000
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
4:24 pm		 PUMA BIOTECHNOLOGY Inc PBYI BRYCE RICHARD PAUL
SR VP, CLINICAL RESEARCH & DEV		 15,000 $120 $1,800,000 67,000
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:24 pm		 MOMENTA PHARMACEUTICALS INC MNTA WHEELER CRAIG A
President
Director		 35,667 $19.03 $678,643 286,121
(Direct
Indirect)		 View
2017-09-29
Sale		 2017-10-02
4:23 pm		 InterDigital Inc. IDCC McQuilkin Scott A
Sr. EVP, Innovation		 500 $75 $37,500 79,319
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:20 pm		 PENTAIR plc PNR MERRIMAN RONALD
Director		 5,200 $67 $348,400 21,538
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-02
4:16 pm		 A10 Networks Inc. ATEN SMETS RAYMOND J
EVP of Worldwide Sales		 13,890 $7.525 $104,522 156,670
(Direct)		 View
2017-10-02
Sale		 2017-10-02
4:16 pm		 BOSTON SCIENTIFIC CORP BSX Pratt Timothy A.
EVP, GC & Chief Admin Officer		 11,061 $29.24 $323,435 174,681
(Direct)		 View
2017-09-29
Sale		 2017-10-02
4:15 pm		 BOSTON SCIENTIFIC CORP BSX Phalen Michael P.
EVP & President, MedSurg		 15,500 $28.72 $445,137 118,166
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:11 pm		 ACTUANT CORP ATU Rennie Stephen
Ex. VP Industrial & India		 876 $25.42 $22,268 54,470
(Indirect
Direct)		 View
2017-09-29
Sale		 2017-10-02
4:11 pm		 Veritex Holdings Inc. VBTX Fleming Ned N III
SunTx Veritex Holdings L.P.
Director
Other		 66,200 $26.81 $1,774,822 239,867
(Indirect)		 View
2017-09-28
Sale		 2017-10-02
4:09 pm		 TILLY'S Inc TLYS LEVINE TILLY
10% Owner		 20,000 $11.95 $239,064 3,763,147
(Direct
Indirect)		 View
2017-10-02
Sale		 2017-10-02
4:09 pm		 Cloudera Inc. CLDR Greylock XII GP LLC
Greylock XII Limited Partnership
Greylock XII-A Limited Partnership
Other		 3,575,098 $15.79 $56,457,947 8,923,172
(Indirect)		 View
2017-09-28
Sale		 2017-10-02
4:08 pm		 SYNNEX CORP SNX BREIDENBACH FRED A
Director		 1,321 $127.9 $168,982 18,087
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:07 pm		 Roka BioScience Inc. ROKA ORBIMED ADVISORS LLC
OrbiMed Capital GP III LLC
ISALY SAMUEL D
10% Owner		 474,676 $0.724 $343,649 292,964
(Indirect)		 View
2017-09-29
Sale		 2017-10-02
4:06 pm		 MOODYS CORP MCO Duffie Darrell
Director		 500 $138.4 $69,205 21,804
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:05 pm		 SMITH MIDLAND CORP SMID SMITH RODNEY I
Chairman, CEO and President
Director
10% Owner		 2,000 $7.9 $15,800 740,798
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:05 pm		 Wayfair Inc. W Mulliken John Champlin
Chief Technology Officer		 936 $68.61 $64,216 188,278
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:05 pm		 HURCO COMPANIES INC HURC DOAR MICHAEL
Chairman & CEO
Director		 7,000 $41.06 $287,406 96,377
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:04 pm		 Akebia Therapeutics Inc. AKBA Dahan Michel
SVP, Chief Business Officer		 5,000 $19.3 $96,500 97,224
(Direct)		 View
2017-09-28
Sale		 2017-10-02
4:01 pm		 Vera Bradley Inc. VRA Colby Kimberly F.
EVP - Design		 170,000 $8.47 $1,439,900 410,970
(Indirect
Direct)		 View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.