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Insider Sale Filings - Archives for 2017-08-30

Home -> 2017 -> Insider sale filings for 2017-08-30

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-08-28
Sale
2017-08-30
3:55 pm
KMG CHEMICALS INC KMG HATCHER DAVID L
10% Owner
9,000 $47.68 $429,090 1,610,097
(Direct)
View
2017-08-28
Sale
2017-08-30
3:43 pm
HEALTHEQUITY INC HQY Soldan Jon
Exec VP, Operations
25,000 $40.68 $1,017,072 50,000
(Direct
Indirect)
View
2017-08-29
Sale
2017-08-30
3:27 pm
SANDERSON FARMS INC SAFM KHAYAT ROBERT C
Director
1,775 $142.3 $252,593 12,043
(Direct)
View
2017-08-28
Sale
2017-08-30
3:04 pm
WEST CORP WSTC Kempkes Rodney J.
Chief Administrative Officer
3,385 $23.36 $79,074 52,126
(Direct)
View
2017-08-28
Sale
2017-08-30
2:37 pm
General Finance CORP GFN GAGNON NEIL
10% Owner
3,945 $4.75 $18,739 1,864,280
(Direct
Indirect)
View
2017-08-29
Sale
2017-08-30
2:33 pm
FMC CORP FMC UTECHT ANDREA E
Exec. VP, General Counsel, Sec
14,174 $84 $1,190,616 131,639
(Indirect
Direct)
View
2017-08-30
Sale
2017-08-30
2:31 pm
STANDEX INTERNATIONAL CORP SXI FICKENSCHER GERALD H
Director
2,000 $94.64 $189,288 9,915
(Direct)
View
2017-08-29
Sale
2017-08-30
2:10 pm
STAMPS.COM INC STMP MILLER LLOYD I III
Director
9,117 $192.5 $1,755,297 155,269
(Indirect
Direct)
View
2017-08-28
Sale
2017-08-30
1:56 pm
VASCO DATA SECURITY INTERNATIONAL INC VDSI HUNT T KENDALL
Director
10% Owner
1,550 $12.05 $18,678 7,458,119
(Indirect
Direct)
View
2017-08-28
Sale
2017-08-30
1:12 pm
SUPERIOR UNIFORM GROUP INC SGC Koosed Philip
President, BAMKO, LLC
17,500 $21.56 $377,300 34,544
(Direct)
View
2017-08-28
Sale
2017-08-30
12:36 pm
Veritex Holdings Inc. VBTX Fleming Ned N III
SunTx Veritex Holdings L.P.
Director
Other
118,532 $25.65 $3,040,488 398,185
(Indirect)
View
2017-08-29
Sale
2017-08-30
12:30 pm
HUNT J B TRANSPORT SERVICES INC JBHT GARRISON EARL WAYNE
Director
36,030 $100.2 $3,611,146 2,213,970
(Direct)
View
2017-08-28
Sale
2017-08-30
12:28 pm
POWER INTEGRATIONS INC POWI Bailey Doug
VP Marketing
149 $70.7 $10,535 44,827
(Direct)
View
2017-08-28
Sale
2017-08-30
12:14 pm
NATIONAL INSTRUMENTS CORP NATI KODOSKY JEFFREY L
Director
2,000 $39.54 $79,080 477,300
(Direct
Indirect)
View
2017-08-28
Sale
2017-08-30
11:56 am
NATIONAL INSTRUMENTS CORP NATI TRUCHARD JAMES J
Director
7,500 $39.6 $297,000 9,038,916
(Indirect
Direct)
View
2017-08-29
Sale
2017-08-30
11:32 am
CHASE CORP CCF Chadwick Everett JR
Director
100 $93.35 $9,335 1,647
(Direct)
View
2017-08-28
Sale
2017-08-30
11:29 am
Hub Group Inc. HUBG REAVES CHARLES R
Director
6,000 $37.6 $225,600 67,947
(Direct)
View
2017-08-28
Sale
2017-08-30
11:26 am
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC CIK Saba Capital Management L.P.
Weinstein Boaz
10% Owner
16,186 $3.34 $54,061 5,192,735
(Indirect)
View
2017-08-28
Sale
2017-08-30
11:18 am
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND AVK Saba Capital Management L.P.
Weinstein Boaz
10% Owner
43,599 $16.02 $698,500 2,458,999
(Indirect)
View
2017-08-28
Sale
2017-08-30
11:00 am
Advent Claymore Convertible Securities & Income Fund II AGC Saba Capital Management L.P.
Weinstein Boaz
10% Owner
14,934 $6.15 $91,841 5,035,774
(Indirect)
View
2017-08-28
Sale
2017-08-30
10:26 am
CITRIX SYSTEMS INC CTXS Minahan Timothy A.
SVP Business Strategy & CMO
4 $75.36 $301 74,316
(Direct)
View
2017-08-28
Sale
2017-08-30
09:46 am
FRANK'S INTERNATIONAL N.V. FI Mosing William Bradford
10% Owner
250,000 $6.371 $1,592,625 52,976,000
(Direct
Indirect)
View
2017-08-28
Sale
2017-08-30
09:32 am
METTLER TOLEDO INTERNATIONAL INC MTD Rauch Waldemar
Head of Process Analytics
2,203 $594.3 $1,309,177 7,771
(Direct)
View
2017-08-29
Sale
2017-08-30
09:30 am
TOLL BROTHERS INC TOL BRAEMER RICHARD J
Director
7,500 $37.88 $284,108 110,373
(Direct)
View
2017-08-28
Sale
2017-08-30
07:43 am
VERIZON COMMUNICATIONS INC VZ SILLIMAN CRAIG L.
EVP of PubPolicy & Gen Counsel
610 $48.65 $29,677 7,209
(Indirect
Direct)
View
2017-08-29
Sale
2017-08-29
9:30 pm
Fabrinet FN KELLY THOMAS F
Director
30,000 $38.24 $1,147,170 64,635
(Direct)
View
2017-08-25
Sale
2017-08-29
9:00 pm
INTERCEPT PHARMACEUTICALS INC ICPT Bright Lisa
President International
253 $111.3 $28,161 23,324
(Direct)
View
2017-08-29
Sale
2017-08-29
8:43 pm
SALESFORCE COM INC CRM Allanson Joe
Chief Accounting Officer
613 $92.75 $56,856 28,753
(Direct)
View
2017-08-29
Sale
2017-08-29
8:40 pm
SALESFORCE COM INC CRM Harris Parker
Co-Founder
8,027 $93.46 $750,241 1,061,326
(Indirect
Direct)
View
2017-08-29
Sale
2017-08-29
8:37 pm
SALESFORCE COM INC CRM Martinez Maria
Pres., Sales & Cust. Success
940 $92.75 $87,185 19,890
(Direct)
View
2017-08-28
Sale
2017-08-29
8:36 pm
Coeur Mining Inc. CDE Hanagarne Frank L. Jr.
SVP & Chief Operating Officer
28,800 $8.5 $244,800 217,668
(Direct
Indirect)
View
2017-08-28
Sale
2017-08-29
8:23 pm
NETFLIX INC NFLX BARTON RICHARD N
Director
2,000 $165.7 $331,430 20,000
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
8:17 pm
James River Group Holdings Ltd. JRVR Hartman Steven J
Pres. & CEO-Sp. Adm. Ins Sgmt
19,736 $39.42 $778,072 70,315
(Direct)
View
2017-08-25
Sale
2017-08-29
8:01 pm
TYLER TECHNOLOGIES INC TYL MILLER BRIAN K
Executive VP and CFO
6,000 $170.4 $1,022,275 56,694
(Direct)
View
2017-08-28
Sale
2017-08-29
7:48 pm
Protagonist Therapeutics Inc PTGX Liu David Y
Chief Scientific Officer
3,500 $15 $52,500 42,331
(Direct)
View
2017-08-09
Sale(A)
2017-08-29
7:47 pm
COLUMBUS MCKINNON CORP CMCO TEVENS TIMOTHY T
Other
24,913 $31.76 $791,237 293,536
(Direct)
View
2017-08-25
Sale
2017-08-29
7:35 pm
WILLIAM LYON HOMES WLH Hunt Gary H
Director
8,500 $22.87 $194,399 31,798
(Direct)
View
2017-08-28
Sale
2017-08-29
7:34 pm
EQUINIX INC EQIX TAYLOR KEITH D
Chief Financial Officer
1,000 $464.6 $464,573 32,096
(Direct)
View
2017-08-29
Sale
2017-08-29
7:33 pm
Facebook Inc FB Stretch Colin
VP and General Counsel
750 $166.9 $125,138 96,268
(Direct)
View
2017-08-25
Sale
2017-08-29
7:31 pm
Facebook Inc FB Zuckerberg Mark
COB and CEO
Director
10% Owner
254,525 $167 $42,499,261 400,986,912
(Indirect)
View
2017-08-25
Sale
2017-08-29
7:30 pm
SBA COMMUNICATIONS CORP SBAC Lazarus Brian D
SVP & Chief Accounting Officer
7,376 $151.8 $1,119,603 17,525
(Direct
Indirect)
View
2017-08-04
Sale
2017-08-29
7:14 pm
AEHR TEST SYSTEMS AEHR Schneider John M.
Director
17,900 $4.004 $71,675 331,800
(Indirect
Direct)
View
2017-08-28
Sale
2017-08-29
7:12 pm
Dermira Inc. DERM Cohen David E
Director
600 $23.81 $14,286 33,882
(Direct)
View
2017-08-28
Sale
2017-08-29
7:05 pm
iRhythm Technologies Inc. IRTC Scott Raymond W.
Director
12,749 $45.3 $577,530 12,749
(Direct)
View
2017-08-25
Sale
2017-08-29
6:56 pm
NAUTILUS Inc NLS Horn Richard A
Director
7,500 $16.7 $125,250 41,626
(Direct)
View
2017-08-25
Sale
2017-08-29
6:46 pm
WILLAMETTE VALLEY VINEYARDS INC WVVI BERNAU JAMES W
Chief Executive Officer
Director
10% Owner
6,438 $8.008 $51,556 496,745
(Direct)
View
2017-08-25
Sale
2017-08-29
6:42 pm
Sunrun Inc. RUN Vassallo Steven
Director
Other
33,576 $7.159 $240,383 9,741,468
(Indirect)
View
2017-08-28
Sale
2017-08-29
6:41 pm
THERMO FISHER SCIENTIFIC Inc TMO HOOGASIAN SETH H
Sr. VP and Gen. Counsel
4,140 $177.8 $736,092 25,518
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
6:35 pm
LendingClub Corp LC ALLOCCA STEVEN
President
35,378 $6.085 $215,289 1,006,262
(Direct)
View
2017-08-25
Sale
2017-08-29
6:24 pm
LendingClub Corp LC ELMER RUSSELL S
General Counsel
15,544 $6.084 $94,574 490,999
(Direct)
View
2017-08-25
Sale
2017-08-29
6:15 pm
VIAVI SOLUTIONS Inc VIAV SCRIVANICH LUKE M
SVP General Manager OSP
6,179 $10.21 $63,112 18,938
(Direct)
View
2017-08-25
Sale
2017-08-29
6:08 pm
SCOTTS MIRACLE-GRO CO SMG Hagedorn Partnership L.P.
10% Owner
32,000 $94.37 $3,019,908 15,759,274
(Direct)
View
2017-08-25
Sale
2017-08-29
6:06 pm
SCOTTS MIRACLE-GRO CO SMG HAGEDORN SUSAN
10% Owner
16,000 $94.37 $1,509,954 3,100,575
(Indirect)
View
2017-08-25
Sale
2017-08-29
6:04 pm
SCOTTS MIRACLE-GRO CO SMG HAGEDORN JAMES
Chairman and CEO
Director
10% Owner
16,000 $94.37 $1,509,955 1,874,798
(Indirect)
View
2017-08-28
Sale
2017-08-29
6:00 pm
Blue Buffalo Pet Products Inc. BUFF Nathenson Michael
EVP, CFO and Treasurer
50,000 $25.77 $1,288,500 589,542
(Direct)
View
2017-08-25
Sale
2017-08-29
5:58 pm
LendingClub Corp LC Dunne Patrick J
Chief Capital Officer
20,645 $6.084 $125,612 163,044
(Direct)
View
2017-08-25
Sale
2017-08-29
5:54 pm
Shake Shack Inc. SHAK Flug Jeffrey
Flug 2015 GS Trust U/A/D 12/29/15
Gulf Five Fiduciary Management Corp
FLUG SHERYL H
Director
10% Owner
4,800 $30.96 $148,605 622,574
(Direct
Indirect)
View
2017-08-25
Sale
2017-08-29
5:51 pm
LendingClub Corp LC Sanborn Scott
CEO
18,150 $6.083 $110,410 958,074
(Direct)
View
2017-08-28
Sale
2017-08-29
5:51 pm
John Bean Technologies CORP JBT Smith Steven R
EVP & President, Protein
10,000 $86.78 $867,795 50,811
(Direct)
View
2017-08-25
Sale
2017-08-29
5:50 pm
ROYAL GOLD INC RGLD JENSEN TONY A
CEO and President
Director
25,000 $90 $2,250,000 188,974
(Indirect)
View
2017-08-25
Sale
2017-08-29
5:47 pm
Shake Shack Inc. SHAK GARUTTI RANDALL J
GARUTTI MARIA L
RANDALL J. GARUTTI GST TRUST DATED 12/30/2014
GARUTTI RONALD J JR
Chief Executive Officer
Director
10% Owner
8,000 $31.12 $248,985 661,051
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
5:47 pm
LendingClub Corp LC CASEY THOMAS W
Chief Financial Officer
7,287 $6.082 $44,321 165,713
(Direct)
View
2017-08-28
Sale
2017-08-29
5:47 pm
COLUMBIA SPORTSWEAR CO COLM GEORGE EDWARD S
Director
6,664 $56.9 $379,214 28,544
(Indirect
Direct)
View
2017-08-28
Sale
2017-08-29
5:46 pm
CRANE CO CR BIGELOW E THAYER
Director
6,000 $73.73 $442,384 25,791
(Indirect)
View
2017-08-25
Sale
2017-08-29
5:45 pm
LendingClub Corp LC Bogan Timothy
Chief Risk Officer
15,204 $6.085 $92,524 271,740
(Direct)
View
2017-08-25
Sale
2017-08-29
5:42 pm
LendingClub Corp LC Gulati Sameer
Chief Operations Officer
17,366 $6.085 $105,672 518,929
(Direct)
View
2017-08-25
Sale
2017-08-29
5:40 pm
ROYAL GOLD INC RGLD Kirchhoff Bruce Christopher
VP, GC and Secretary
6,190 $90.76 $561,817 48,673
(Direct)
View
2017-08-28
Sale
2017-08-29
5:39 pm
NANOMETRICS INC NANO Taylor Janet Therese
General Counsel
2,505 $25.65 $64,253 35,833
(Direct)
View
2017-08-25
Sale
2017-08-29
5:39 pm
PINNACLE WEST CAPITAL CORP PNW MUNRO KATHRYN L
Director
1,806 $90.28 $163,046 17,852
(Direct)
View
2017-08-25
Sale
2017-08-29
5:39 pm
LendingClub Corp LC BHANDARI SANDEEP
Chief Credit Officer
16,028 $6.069 $97,277 214,812
(Direct)
View
2017-08-28
Sale
2017-08-29
5:36 pm
TUESDAY MORNING CORP TUES Hixon Phillip D.
EVP, Store Operations
117 $2.05 $240 53,986
(Direct)
View
2017-08-25
Sale
2017-08-29
5:36 pm
TACTILE SYSTEMS TECHNOLOGY INC TCMD ROCHE KEVIN H
Director
25,000 $32.37 $809,343 145,772
(Direct)
View
2017-08-28
Sale
2017-08-29
5:33 pm
FRANK'S INTERNATIONAL N.V. FI Bradford's GP LLC
10% Owner
250,000 $6.371 $1,592,625 9,403,867
(Indirect)
View
2017-08-28
Sale
2017-08-29
5:33 pm
CME GROUP Inc CME GLICKMAN DANIEL R
Director
850 $126.7 $107,653 13,799
(Indirect
Direct)
View
2017-08-29
Sale
2017-08-29
5:30 pm
Edge Therapeutics Inc. EDGE MARCHIO ALBERT N II
Chief Accounting & Adm Officer
2,500 $10.42 $26,050 3,361
(Direct)
View
2017-08-28
Sale
2017-08-29
5:30 pm
FRANK'S INTERNATIONAL N.V. FI Bradford's GP LLC
10% Owner
250,000 $6.371 $1,592,625 9,403,867
(Indirect)
View
2017-08-25
Sale
2017-08-29
5:28 pm
Match Group Inc. MTCH Yagan Sam
Director
Other
98,854 $19.1 $1,888,017 84,391
(Direct)
View
2017-08-28
Sale
2017-08-29
5:27 pm
FRANK'S INTERNATIONAL N.V. FI WBM Partnership LP
10% Owner
250,000 $6.371 $1,592,625 9,403,867
(Direct)
View
2017-08-28
Sale
2017-08-29
5:27 pm
KANSAS CITY SOUTHERN KSU Zozaya Delano Jose Guillermo
President & Exec Rep of Sub
6,000 $102.9 $617,567 42,087
(Direct
Indirect)
View
2017-08-25
Sale
2017-08-29
5:21 pm
GrubHub Inc. GRUB Chia Stanley
Chief Operating Officer
4,671 $54.17 $253,015 23,356
(Direct)
View
2017-08-28
Sale
2017-08-29
5:20 pm
PARKER HANNIFIN CORP PH SCAMINACE JOSEPH
Director
500 $158.3 $79,173 15,445
(Direct
Indirect)
View
2017-08-24
Sale
2017-08-29
5:19 pm
Marijuana Co of America Inc. MCOA STEINBERG DONALD J
President
Director
10% Owner
2,500,412 $0.0288 $72,012 553,285,760
(Direct)
View
2017-08-25
Sale
2017-08-29
5:19 pm
CEL SCI CORP CVM TALOR EYAL
Chief Scientific Officer
769 $1.91 $1,469 118,543
(Direct)
View
2017-08-23
Sale
2017-08-29
5:14 pm
QUALSTAR CORP QBAK GERVAIS WILLIAM J
10% Owner
5,000 $6.905 $34,525 225,558
(Indirect
Direct)
View
2017-08-28
Sale
2017-08-29
5:13 pm
BLACKLINE Inc BL Spanicciati Mario
Chief Marketing Officer
Director
8,500 $29.28 $248,880 3,309,821
(Indirect)
View
2017-08-28
Sale
2017-08-29
5:09 pm
Leidos Holdings Inc. LDOS May Gary Stephen
Director
800 $55.75 $44,600 6,680
(Direct)
View
2017-08-28
Sale
2017-08-29
4:58 pm
Booz Allen Hamilton Holding Corp BAH Thompson Elizabeth M
EVP & Chief Personnel Officer
10,000 $33.77 $337,700 45,173
(Direct)
View
2017-08-25
Sale
2017-08-29
4:57 pm
DIODES INC DIOD LITE-ON SEMICONDUCTOR Corp
10% Owner
1,184 $27.01 $31,980 7,879,291
(Direct)
View
2017-08-28
Sale
2017-08-29
4:55 pm
Carbonite Inc CARB FOLGER ANTHONY
Chief Financial Officer
741 $18.75 $13,894 263,274
(Direct)
View
2017-08-28
Sale
2017-08-29
4:55 pm
Carbonite Inc CARB SHEER DANIELLE
General Counsel
298 $18.75 $5,588 83,688
(Direct)
View
2017-08-25
Sale
2017-08-29
4:53 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
DAGMAR DOLBY TRUST UNDER DOLBY FAMILY TRUST INSTRUMENT DATED MAY 7 1999
10% Owner
100,000 $49.98 $4,997,540 11,676,194
(Indirect)
View
2017-08-25
Sale
2017-08-29
4:53 pm
WILLIS TOWERS WATSON PLC WLTW UBBEN JEFFREY W
ValueAct Holdings L.P.
ValueAct Capital Master Fund L.P.
VA Partners I LLC
ValueAct Capital Management L.P.
ValueAct Capital Management LLC
ValueAct Holdings GP LLC
Director
Other
311,000 $149 $46,345,201 4,227,358
(Indirect)
View
2017-08-25
Sale
2017-08-29
4:51 pm
CIT GROUP INC CIT Solk Steve
President, Business Capital
1,460 $45 $65,700 14,832
(Direct)
View
2017-08-25
Sale
2017-08-29
4:51 pm
PENN NATIONAL GAMING INC PENN Snowden Jay A
President and COO
50,000 $20.86 $1,043,000 100,000
(Direct)
View
2017-08-29
Sale
2017-08-29
4:45 pm
AMPHENOL CORP APH Silverman David M
Vice President, Human Resource
16,000 $80.04 $1,280,709 16,000
(Direct)
View
2017-08-28
Sale
2017-08-29
4:42 pm
MARKEL CORP MKL Whitt Richard R III
Co-Chief Executive Officer
Director
100 $1,050 $105,020 11,239
(Indirect
Direct)
View
2017-08-29
Sale
2017-08-29
4:40 pm
CHANNELADVISOR CORP ECOM WINGO M SCOT
Executive Chairman
Director
15,000 $10.41 $156,150 837,896
(Direct)
View
2017-08-28
Sale
2017-08-29
4:37 pm
SYMANTEC CORP SYMC TAYLOR SCOTT C
EVP, Gen. Counsel & Secretary
15,000 $30 $450,000 243,231
(Direct)
View
2017-08-25
Sale
2017-08-29
4:36 pm
CBOE Holdings Inc. CBOE English Frank E. Jr.
Director
700 $99.59 $69,713 4,514
(Direct)
View
2017-08-24
Sale(A)
2017-08-29
4:35 pm
LKQ CORP LKQ ALLEN A CLINTON
Director
16,000 $33.92 $542,755 196,083
(Direct
Indirect)
View
2017-08-28
Sale
2017-08-29
4:35 pm
SYMANTEC CORP SYMC Sands Anita M
Director
2,000 $30 $60,000 39,386
(Direct)
View
2017-08-28
Sale
2017-08-29
4:34 pm
SYMANTEC CORP SYMC Noviello Nicholas R
EVP & Chief Financial Officer
14,925 $30 $447,750 206,396
(Direct)
View
2017-08-28
Sale
2017-08-29
4:33 pm
ESTEE LAUDER COMPANIES INC EL Freda Fabrizio
President and CEO
Director
13,371 $105.6 $1,412,521 83,845
(Direct)
View
2017-08-28
Sale
2017-08-29
4:33 pm
SYMANTEC CORP SYMC Clark Gregory S.
CEO
Director
186,433 $30 $5,593,251 3,678,838
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
4:32 pm
RingCentral Inc RNG Marlow John H
SVP, CAO & General Counsel
7,946 $39.2 $311,483 344,334
(Direct
Indirect)
View
2017-08-25
Sale
2017-08-29
4:31 pm
O REILLY AUTOMOTIVE INC ORLY WOOTEN ROSALIE OREILLY
Director
5,000 $200.9 $1,004,346 259,842
(Indirect
Direct)
View
2017-08-24
Sale
2017-08-29
4:30 pm
MARLIN BUSINESS SERVICES CORP MRLN Sherlock James
Senior Vice President
785 $25.5 $20,018 7,664
(Direct)
View
2017-08-28
Sale
2017-08-29
4:28 pm
NORTHERN TRUST CORP NTRS Blake Aileen B
EVP and Controller
1,000 $90 $90,000 15,172
(Direct
Indirect)
View
2017-08-28
Sale
2017-08-29
4:26 pm
Owens Corning OC SMITH DANIEL T
Sr. VP Organization & Admin
41,425 $70.89 $2,936,618 84,233
(Direct)
View
2017-08-28
Sale
2017-08-29
4:25 pm
ESSA Bancorp Inc. ESSA Olson Gary S
President and CEO
Director
8,000 $14.81 $118,499 104,037
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
4:24 pm
USANA HEALTH SCIENCES INC USNA Macuga Daniel A.
Chief Communications Officer
5,751 $60 $345,060 30,504
(Direct)
View
2017-08-28
Sale
2017-08-29
4:23 pm
Owens Corning OC Genis Arnaud
President, Composites
6,000 $70.75 $424,500 58,374
(Direct)
View
2017-08-11
Sale
2017-08-29
4:23 pm
MBIA INC MBI Shasta Theodore
Director
13,967 $10.3 $143,860 87,850
(Direct
Indirect)
View
2017-08-25
Sale
2017-08-29
4:19 pm
PROOFPOINT INC PFPT Hahn Eric
Director
Other
5,000 $91.09 $455,455 202,008
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
4:19 pm
Harvest Capital Credit Corp HCAP Buckanavage Richard Paul
President and CEO
Director
3,000 $13.65 $40,951 57,172
(Direct)
View
2017-08-25
Sale
2017-08-29
4:15 pm
DCT Industrial Trust Inc. DCT OKeeffe John C
Director
1,750 $57.95 $101,419 8,664
(Direct)
View
2017-08-25
Sale
2017-08-29
4:15 pm
Intersect ENT Inc. XENT Kaufman Richard E
Sr VP& Chief Operating Officer
22,425 $30.22 $677,688 149,821
(Direct)
View
2017-08-25
Sale
2017-08-29
4:14 pm
Pinnacle Entertainment Inc. PNK STUDENMUND JAYNIE M
Director
20,000 $19.89 $397,800 88,230
(Direct)
View
2017-08-28
Sale
2017-08-29
4:14 pm
AUTODESK INC ADSK Anagnost Andrew
President and CEO
Director
24,004 $112.7 $2,705,858 125,316
(Direct)
View
2017-08-28
Sale
2017-08-29
4:12 pm
AMERICAN WOODMARK CORP AMWD Dunston Steven Cary
President & C.E.O.
Director
500 $80.55 $40,275 49,109
(Direct)
View
2017-08-25
Sale
2017-08-29
4:10 pm
SPLUNK INC SPLK CONTE DAVID F
SVP & Chief Financial Officer
10,525 $66.03 $694,979 194,351
(Direct)
View
2017-08-25
Sale
2017-08-29
4:07 pm
VERACYTE Inc VCYT JONES EVAN
Director
22,500 $7.813 $175,800 282,153
(Indirect)
View
2017-08-25
Sale
2017-08-29
4:07 pm
County Bancorp Inc. ICBK MUELLER WAYNE D.
Director
2,621 $25.11 $65,809 100,000
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
4:06 pm
Genpact LTD G Thukral Mohit
Senior Vice President
25,000 $28.37 $709,265 120,000
(Direct)
View
2017-08-25
Sale
2017-08-29
4:06 pm
CAPITAL SOUTHWEST CORP CSWC Moab Partners LP
Moab Capital Partners LLC
Moab GP LLC
Rothenberg Michael
10% Owner
50,341 $17.3 $871,089 1,477,833
(Direct)
View
2017-08-25
Sale
2017-08-29
4:05 pm
CAPITAL SOUTHWEST CORP CSWC Moab Capital Partners LLC
Moab Partners LP
Moab GP LLC
Rothenberg Michael
10% Owner
53,270 $17.3 $921,772 1,576,864
(Indirect)
View
2017-08-28
Sale
2017-08-29
4:03 pm
PARKE BANCORP Inc PKBK SHEPPARD JACK C JR
Director
3,132 $19.33 $60,548 86,855
(Indirect
Direct)
View
2017-08-25
Sale
2017-08-29
4:03 pm
BAXTER INTERNATIONAL INC BAX FORSYTH JOHN D
Director
9,440 $61.76 $583,014 38,124
(Direct)
View
2017-08-25
Sale
2017-08-29
4:03 pm
TEMPLETON DRAGON FUND INC TDF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
10,000 $22.08 $220,800 4,279,459
(Indirect)
View
2017-08-25
Sale
2017-08-29
4:03 pm
MORGAN STANLEY INDIA INVESTMENT FUND Inc IIF CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
5,731 $34.7 $198,866 1,749,880
(Indirect)
View
2017-08-25
Sale
2017-08-29
4:02 pm
PVH CORP. PVH DUANE FRANCIS K
CEO, Wholesale Apparel
24,000 $126.9 $3,044,550 41,512
(Indirect
Direct)
View
(A) Indicate amendment filing.