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Insider Sale Filings - Archives for 2017-02-03

Home -> 2017 -> Insider sale filings for 2017-02-03

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-02-01
Sale
2017-02-02
4:00 pm
COMFORT SYSTEMS USA INC FIX Krusi Alan
Director
3,000 $33.93 $101,790 48,393
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:03 pm
bluebird bio Inc. BLUE Mandell James
Director
8,000 $75.04 $600,322 1,000
(Direct)
View
2017-02-01
Sale
2017-02-02
4:03 pm
INDEPENDENT BANK CORP INDB ODDLEIFSON CHRISTOPHER
CEO
1,275 $62.1 $79,177 0
(Indirect
Direct)
View
2016-12-06
Sale
2017-02-02
4:06 pm
Eco-Stim Energy Solutions Inc. ESES Bass J Kyle
Hayman Investments LLC
HAYMAN CAPITAL MANAGEMENT L.P.
10% Owner
2,130,000 $1.169 $2,489,901 0
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:06 pm
WESCO INTERNATIONAL INC WCC ENGEL JOHN
CEO
Chairman
75,171 $70.3 $5,284,729 93,278
(Direct)
View
2017-02-01
Sale
2017-02-02
4:07 pm
L3 TECHNOLOGIES Inc LLL STRIANESE MICHAEL T
CEO
Chairman
22,547 $157.01 $3,540,075 111,849
(Direct)
View
2017-02-02
Sale
2017-02-02
4:08 pm
LANDEC CORP LNDC BITLER STEVEN P
VP
2,574 $12.26 $31,557 59,382
(Indirect)
View
2017-02-01
Sale
2017-02-02
4:08 pm
US BANCORP USB Elmore John R.
Vice Chairman
30,000 $53.3 $1,599,000 106,321
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:09 pm
CITIGROUP INC C Hu W. Bradford
CHIEF RISK OFFICER
10,109 $55.96 $565,704 37,137
(Direct)
View
2017-01-31
Sale
2017-02-02
4:10 pm
ENTELLUS MEDICAL INC ENTL SVLSF IV LLC
INTERNATIONAL LIFE SCIENCES FUND III CO-INVESTMENT L.P.
INTERNATIONAL LIFE SCIENCES FUND III STRATEGIC PARTNERS L.P.
SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS L. P.
SV LIFE SCIENCES FUND IV L.P.
INTERNATIONAL LIFE SCIENCES FUND III (LP1) L.P.
10% Owner
533,077 $17 $9,062,309 50,849
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:10 pm
FCB FINANCIAL HOLDINGS Inc FCB Lieberman Les J
Director
26,500 $46.63 $1,235,729 298,207
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:12 pm
PROVIDENT FINANCIAL SERVICES INC PFS FEKETE FRANK L
Director
5,871 $26.5 $155,582 46,005
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:13 pm
LANDEC CORP LNDC HIEBERT LARRY D
VP
11,704 $12.59 $147,353 0
(Direct)
View
2017-01-31
Sale
2017-02-02
4:15 pm
IHS Markit Ltd. INFO Hyatt Todd S.
CFO
14,000 $39.38 $551,320 353,892
(Direct)
View
2017-01-31
Sale
2017-02-02
4:15 pm
COMERICA INC CMA Burkhart Megan D
EVP - Chief HR Officer
28,800 $67.58 $1,946,377 21,750
(Direct)
View
2017-01-31
Sale
2017-02-02
4:16 pm
FCB FINANCIAL HOLDINGS Inc FCB TESE VINCENT
Chairman
26,500 $46.63 $1,235,678 388,799
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:17 pm
COMERICA INC CMA Carr Muneera S
CAO
1,155 $67.56 $78,032 13,422
(Direct)
View
2017-02-01
Sale
2017-02-02
4:18 pm
Amtrust Financial Services Inc. AFSI DeCarlo Donald T
Director
4,830 $26.67 $128,809 111,494
(Direct)
View
2017-02-01
Sale
2017-02-02
4:18 pm
COMCAST CORP CMCSA Smit Neil
VP
28,307 $75.8 $2,145,784 94,500
(Direct)
View
2017-01-31
Sale
2017-02-02
4:19 pm
COMERICA INC CMA OBERMEYER PAUL R
VP
15,235 $67.79 $1,032,765 16,627
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:19 pm
FCB FINANCIAL HOLDINGS Inc FCB Ellert Kent S
CEO
26,500 $46.63 $1,235,654 139,866
(Direct)
View
2015-11-16
Sale(A)
2017-02-02
4:20 pm
CALLIDUS SOFTWARE INC CALD KLAUSMEYER KEVIN
Director
10,000 $19.5 $195,000 24,533
(Direct)
View
2017-01-31
Sale
2017-02-02
4:21 pm
COMERICA INC CMA RITCHIE MICHAEL T
VP
10,800 $67.69 $731,012 19,245
(Direct)
View
2017-02-01
Sale
2017-02-02
4:22 pm
SYNNEX CORP SNX POLK DENNIS
COO
1,500 $119.17 $178,755 49,468
(Direct)
View
2017-02-01
Sale
2017-02-02
4:23 pm
PDC ENERGY Inc PDCE BROOKMAN BARTON R JR
CEO
1,700 $74.5 $126,650 168,853
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:23 pm
PTC Inc PTC HEPPELMANN JAMES E
CEO
25,000 $52.22 $1,305,412 611,022
(Direct)
View
2017-02-01
Sale
2017-02-02
4:24 pm
Porter Bancorp Inc. PBIB Bouvette Maria L
10% Owner
1,000 $11.03 $11,030 552,626
(Direct)
View
2017-02-01
Sale
2017-02-02
4:25 pm
MONOLITHIC POWER SYSTEMS INC MPWR Moyer James C
Director
2,000 $87.97 $175,941 869,192
(Indirect
Direct)
View
2016-02-24
Sale
2017-02-02
4:26 pm
UNITED FIRE GROUP INC UFCS Wilkins Michael T
COO
14,499 $41.41 $600,415 29,242
(Direct)
View
2017-02-01
Sale
2017-02-02
4:29 pm
ORBCOMM Inc. ORBC Eisenberg Jerome B
Director
5,000 $8.219 $41,095 984,780
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:30 pm
ARRIS International plc ARRS POTTS DAVID
CFO
8,378 $28.92 $242,292 80,880
(Direct)
View
2017-01-31
Sale
2017-02-02
4:30 pm
KVH INDUSTRIES INC KVHI KITS VAN HEYNINGEN ROBERT WB
VP
19,542 $10.44 $204,013 209,996
(Direct)
View
2017-02-01
Sale
2017-02-02
4:30 pm
Xactly Corp XTLY Mills Carol
Director
25,000 $12.03 $300,787 9,364
(Direct)
View
2017-02-01
Sale
2017-02-02
4:31 pm
AMERISOURCEBERGEN CORP ABC COLLIS STEVEN H
CEO
Chairman
15,000 $87.15 $1,307,250 238,876
(Direct)
View
2017-02-01
Sale
2017-02-02
4:31 pm
STERLING BANCORP STL KAHN THOMAS G
Director
62,000 $23.63 $1,465,060 920,779
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:33 pm
OVERSTOCK.COM INC OSTK FAIRFAX FINANCIAL HOLDINGS LTD
WATSA V PREM
1109519 ONTARIO LTD
SIXTY TWO INVESTMENT CO LTD
810679 ONTARIO LTD
UNITED STATES FIRE INSURANCE CO
TIG INSURANCE CO
10% Owner
93,284 $18.09 $1,687,508 2,487,164
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:34 pm
SANDRIDGE ENERGY INC SD Tyrus Capital S.A.M.
Chedraoui Tony
10% Owner
18,065 $20.62 $372,547 1,076,954
(Indirect)
View
2017-02-01
Sale
2017-02-02
4:34 pm
DELTA AIR LINES INC DAL Jacobson Paul A
CFO
20,000 $47.32 $946,380 310,047
(Direct)
View
2017-01-31
Sale
2017-02-02
4:37 pm
MICROSOFT CORP MSFT GATES WILLIAM H III
Director
2,000,000 $64.55 $129,103,394 178,992,928
(Direct)
View
2017-01-31
Sale
2017-02-02
4:38 pm
US Foods Holding Corp. USFD KKR 2006 Fund L.P.
OPERF Co-Investment LLC
KKR Associates 2006 LP
KKR 2006 GP LLC
KKR PEI Food Investments L.P.
KKR PEI Food Investments GP LLC
KKR PEI Investments L.P.
KKR PEI Associates L.P.
KKR PEI GP Ltd
10% Owner
20,700,000 $25.09 $519,363,003 501,066
(Indirect)
View
2017-02-01
Sale
2017-02-02
4:39 pm
ASSOCIATED BANC-CORP ASB Stein David L
VP
18,500 $25.06 $463,593 37,063
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:39 pm
US Foods Holding Corp. USFD KKR Fund Holdings L.P.
KKR Fund Holdings GP Ltd
KKR Group Holdings L.P.
KKR Group Ltd
KKR & Co. L.P.
KKR Management LLC
KRAVIS HENRY R
ROBERTS GEORGE R
10% Owner
20,700,000 $25.09 $519,363,003 501,066
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:40 pm
ENTELLUS MEDICAL INC ENTL Essex Woodlands Health Ventures VIII L.L.C.
Essex Woodlands Health Ventures VIII L.P.
ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP
ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP
ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP
10% Owner
581,541 $17 $9,886,197 91,808
(Indirect)
View
2017-02-01
Sale
2017-02-02
4:41 pm
KLONDEX MINES LTD KLDX Schultz Blair Albert
Director
100,000 $4.93 $493,000 1,219,500
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:41 pm
ASSOCIATED BANC-CORP ASB Lau Timothy J
VP
9,926 $25.56 $253,757 48,544
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:42 pm
Fabrinet FN Mitchell David T.
CEO
Chairman
75,000 $41.81 $3,135,381 370,715
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:42 pm
TEXAS INSTRUMENTS INC TXN ANDERSKOUV NIELS
VP
41,667 $76.27 $3,177,893 100,752
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:43 pm
TEXAS INSTRUMENTS INC TXN ANDERSON STEPHEN A.
VP
45,834 $75.73 $3,471,216 163,674
(Direct)
View
2017-02-02
Sale
2017-02-02
4:44 pm
Rocky Mountain Chocolate Factory Inc. RMCF CRAIL FRANKLIN E
Chairman
1,600 $11 $17,600 503,473
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:44 pm
Rocky Mountain Chocolate Factory Inc. RMCF MERRYMAN BRYAN J
CFO
COO
2,700 $10.97 $29,621 72,500
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:44 pm
QUALYS Inc QLYS Deeba Amer
VP
2,000 $36.03 $72,062 57,838
(Direct)
View
2017-01-31
Sale
2017-02-02
4:45 pm
TEXAS INSTRUMENTS INC TXN Barker Ellen
VP
5,834 $75.46 $440,234 30,541
(Direct)
View
2017-02-01
Sale
2017-02-02
4:46 pm
POWER INTEGRATIONS INC POWI BALAKRISHNAN BALU
CEO
3,176 $72.05 $228,837 181,605
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:46 pm
POWER INTEGRATIONS INC POWI Bailey Doug
VP
2,532 $71.26 $180,433 27,740
(Direct)
View
2017-02-01
Sale
2017-02-02
4:46 pm
POWER INTEGRATIONS INC POWI Barsan Radu
VP
532 $71.08 $37,813 19,230
(Direct)
View
2017-01-31
Sale
2017-02-02
4:46 pm
TEXAS INSTRUMENTS INC TXN CRUTCHER BRIAN T
COO
32,450 $75.57 $2,452,246 243,834
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:46 pm
POWER INTEGRATIONS INC POWI WALKER CLIFFORD
VP
560 $71.15 $39,846 59,627
(Direct)
View
2017-01-31
Sale
2017-02-02
4:46 pm
US Foods Holding Corp. USFD ASF Walter Co-Invest L.P.
ASF Walter Co-Invest GP Ltd
KKR Partners III L.P.
KKR III GP LLC
10% Owner
20,700,000 $25.09 $519,363,003 501,066
(Indirect)
View
2017-01-31
Sale
2017-02-02
4:46 pm
K12 INC LRN Cloud Lynda
VP
33,750 $19.96 $673,700 87,753
(Direct)
View
2017-02-01
Sale
2017-02-02
4:46 pm
POWER INTEGRATIONS INC POWI Matthews David MH
VP
504 $71.18 $35,874 21,881
(Direct)
View
2017-02-01
Sale
2017-02-02
4:47 pm
POWER INTEGRATIONS INC POWI NAYYAR SANDEEP
CFO
629 $71.14 $44,747 30,129
(Direct)
View
2017-01-31
Sale
2017-02-02
4:49 pm
TEXAS INSTRUMENTS INC TXN DELAGI R GREGORY
VP
66,667 $76.27 $5,084,605 134,143
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:50 pm
TEXAS INSTRUMENTS INC TXN Ilan Haviv
VP
29,167 $76.27 $2,224,573 107,322
(Direct)
View
2017-02-01
Sale
2017-02-02
4:51 pm
EXA CORP EXA SHIELDS JOHN J
Director
1,000 $15.6 $15,600 57,078
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:54 pm
TEXAS INSTRUMENTS INC TXN MARCH KEVIN P
CFO
30,858 $75.55 $2,331,322 298,586
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:55 pm
SILICON LABORATORIES INC SLAB Kumar Sandeep P
VP
8,877 $69.5 $616,952 36,789
(Direct)
View
2017-02-01
Sale
2017-02-02
4:56 pm
CommScope Holding Company Inc. COMM DRENDEL FRANK M
Director
15,000 $37.77 $566,490 2,297,865
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:56 pm
TEXAS INSTRUMENTS INC TXN RITCHIE KEVIN J
VP
66,667 $76.27 $5,084,448 146,705
(Direct)
View
2017-01-31
Sale
2017-02-02
4:57 pm
TEXAS INSTRUMENTS INC TXN TEMPLETON RICHARD K
CEO
Chairman
75,725 $75.57 $5,722,538 946,831
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:59 pm
CommScope Holding Company Inc. COMM Karlsson Peter U
VP
7,796 $38.04 $296,562 18,227
(Direct)
View
2017-01-31
Sale
2017-02-02
4:59 pm
TEXAS INSTRUMENTS INC TXN TROCHU CYNTHIA HOFF
VP
5,667 $75.46 $427,632 1,998
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-02
4:59 pm
FIRST BUSINESS FINANCIAL SERVICES Inc FBIZ Vetta David J
CEO
7,000 $24.17 $169,176 22,088
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
4:59 pm
KIMBERLY CLARK CORP KMB Underhill Kimberly K
President
4,000 $120.95 $483,800 17,912
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
4:59 pm
Cardtronics plc CATM Rathgaber Steven A.
CEO
6,000 $54.49 $326,940 319,199
(Direct)
View
2017-02-01
Sale
2017-02-02
4:59 pm
GoDaddy Inc. GDDY Wagner Scott
COO
8,000 $35.77 $286,160 2,355
(Direct)
View
2017-01-31
Sale
2017-02-02
5:00 pm
TEXAS INSTRUMENTS INC TXN Van Haren Julie
VP
1,707 $75.37 $128,657 26,490
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:02 pm
TEXAS INSTRUMENTS INC TXN WEST TERESA L
VP
25,000 $75.74 $1,893,478 40,577
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:02 pm
U.S. SILICA HOLDINGS Inc SLCA Murry David D.
VP
5,971 $60 $358,260 8,487
(Direct)
View
2017-02-02
Sale
2017-02-02
5:03 pm
Mastercard Inc MA Reeg Robert
Pres Mastercard Technologies
6,487 $105.17 $682,264 41,014
(Direct)
View
2017-01-31
Sale
2017-02-02
5:04 pm
TEXAS INSTRUMENTS INC TXN Whitaker Darla H
VP
13,010 $75.56 $983,036 94,394
(Direct)
View
2017-02-01
Sale
2017-02-02
5:07 pm
FREEPORT-MCMORAN INC FCX MADONNA JON C
Director
14,000 $16.61 $232,498 61,080
(Direct)
View
2017-01-31
Sale
2017-02-02
5:07 pm
Cooper-Standard Holdings Inc. CPS Silver Point Capital L.P.
MULE EDWARD A
O'Shea Robert J
10% Owner
21,000 $105.7 $2,219,611 1,874,214
(Direct)
View
2017-02-01
Sale
2017-02-02
5:09 pm
TETRA TECHNOLOGIES INC TTI Pintar Peter J
VP
50,000 $5 $250,000 212,262
(Direct)
View
2017-01-31
Sale
2017-02-02
5:12 pm
M&T BANK CORP MTB Martocci Gino A.
VP
3,079 $164.98 $507,973 7,601
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:12 pm
Zayo Group Holdings Inc. ZAYO Morley Christopher
COO
25,000 $31.68 $792,000 449,967
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:14 pm
SILICON LABORATORIES INC SLAB SOOCH NAVDEEP S
Director
50,000 $69.13 $3,456,500 424,756
(Direct)
View
2017-01-31
Sale
2017-02-02
5:15 pm
M&T BANK CORP MTB Todaro Michael J.
VP
2,518 $163.57 $411,871 964
(Direct)
View
2017-02-01
Sale
2017-02-02
5:17 pm
EQUINIX INC EQIX Meyers Charles J
COO
200 $385 $77,000 645
(Direct)
View
2017-01-31
Sale
2017-02-02
5:18 pm
M&T BANK CORP MTB Warman D Scott N
VP
1,055 $162.32 $171,244 13,169
(Indirect
Direct)
View
2016-11-15
Sale(A)
2017-02-02
5:19 pm
Park Sterling Corp PSTB Kennedy Bryan F. III
President
112,812 $9.5597 $1,078,450 154,180
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:19 pm
PLEXUS CORP PLXS KELLY PETER
Director
4,953 $54.1 $267,959 14,356
(Direct)
View
2017-01-31
Sale
2017-02-02
5:25 pm
FIRST HAWAIIAN Inc FHB BNP PARIBAS
BancWest Corp
BNP Paribas USA Inc.
Director
10% Owner
25,000,000 $32 $800,000,000 90,209,616
(Indirect)
View
2017-01-31
Sale
2017-02-02
5:27 pm
LAM RESEARCH CORP LRCX ARCHER TIMOTHY
COO
28,580 $115.22 $3,293,085 76,284
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:28 pm
MKS INSTRUMENTS INC MKSI Quirk Brian Charles
VP
1,000 $66.6 $66,600 9,210
(Direct)
View
2017-01-31
Sale
2017-02-02
5:28 pm
UNITEDHEALTH GROUP INC UNH BURKE RICHARD T
Director
10,000 $161.68 $1,616,750 1,921,191
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:30 pm
HomeTrust Bancshares Inc. HTBI White M. Teresa
CAO
54,000 $25 $1,350,000 17,720
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:31 pm
MKS INSTRUMENTS INC MKSI Mora Elizabeth
Director
200 $66.6 $13,320 14,965
(Direct)
View
2017-01-31
Sale
2017-02-02
5:31 pm
ABBOTT LABORATORIES ABT Mason Heather L
VP
35,700 $40.77 $1,455,489 64,489
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:32 pm
SYNAPTICS Inc SYNA Ali Wajid
CFO
477 $56.96 $27,170 17,150
(Direct)
View
2017-02-02
Sale
2017-02-02
5:33 pm
Digimarc CORP DMRC DAVIS BRUCE L
CEO
Chairman
5,000 $25.78 $128,887 68,082
(Direct)
View
2017-01-31
Sale
2017-02-02
5:35 pm
Park Sterling Corp PSTB Kennedy Bryan F. III
President
20,000 $11.55 $230,936 123,515
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-02
5:37 pm
GRACO INC GGG LOWE DAVID M
VP
22,500 $89.08 $2,004,355 134,494
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:39 pm
JUNIPER NETWORKS INC JNPR Molinaro Vincent
EVP Chief Customer Officer
15,957 $26.57 $423,975 6,153
(Direct)
View
2017-01-20
Sale(A)
2017-02-02
5:41 pm
PUMA BIOTECHNOLOGY Inc PBYI CHARNAS ROBERT
See Remarks
2,239 $33.24 $74,413 29,461
(Direct)
View
2017-02-01
Sale
2017-02-02
5:43 pm
PUMA BIOTECHNOLOGY Inc PBYI CHARNAS ROBERT
See Remarks
3,008 $31.83 $95,755 26,453
(Direct)
View
2017-01-31
Sale
2017-02-02
5:44 pm
Allegiance Bancshares Inc. ABTX Neyland Robert Michael
VP
100 $33.6 $3,360 11,834
(Direct)
View
2017-01-30
Sale
2017-02-02
5:46 pm
Park Sterling Corp PSTB PRICE KIM STUART
Director
29,386 $11.7 $343,816 106,200
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:46 pm
YELP INC YELP Donaker Geoffrey L
Director
6,000 $41.35 $248,100 5,079
(Direct)
View
2017-02-01
Sale
2017-02-02
5:46 pm
NORTHROP GRUMMAN CORP NOC Bedingfield Kenneth L
CFO
128 $228.72 $29,276 17,998
(Direct)
View
2017-02-01
Sale
2017-02-02
5:47 pm
NORTHROP GRUMMAN CORP NOC Jones Christopher T
VP
240 $228.72 $54,893 46,580
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:48 pm
BOEING CO BA Verbeck Robert E
VP
5,497 $164.12 $902,152 10,340
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:50 pm
MAXIM INTEGRATED PRODUCTS INC MXIM Preeshl Bryan
VP
6,862 $44.42 $304,823 33,899
(Direct)
View
2017-02-01
Sale
2017-02-02
5:52 pm
CU Bancorp CUNB Cosgrove Kenneth J
Director
15,000 $36.5 $547,500 246,604
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
5:52 pm
WESTERN ALLIANCE BANCORPORATION WAL MCAUSLAN ROBERT REOCH
EVP Chief Credit Officer
5,000 $49.86 $249,310 22,135
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
5:54 pm
DAILY JOURNAL CORP DJCO GUERIN JOHN PATRICK
Director
10% Owner
900 $221.22 $199,100 148,299
(Indirect)
View
2017-01-31
Sale
2017-02-02
6:00 pm
CVR PARTNERS LP UAN Blackstone Holdings I L.P.
GSO Advisor Holdings L.L.C.
Blackstone Holdings I/II GP Inc
Blackstone Group L.P.
Blackstone Group Management L.L.C.
SCHWARZMAN STEPHEN A
10% Owner
2,015,000 $6.3515 $12,798,338 377,386
(Indirect)
View
2017-01-31
Sale
2017-02-02
6:00 pm
CVR PARTNERS LP UAN GSO CAPITAL PARTNERS LP
GSO Special Situations Fund LP
GSO SSOMF Nitro Blocker LLC
GSO Coastline Credit Partners LP
GSO Special Situations Overseas Master Fund Ltd.
Goodman Bennett J
Smith J Albert III
10% Owner
2,015,000 $6.3515 $12,798,338 377,386
(Indirect)
View
2017-01-31
Sale
2017-02-02
6:00 pm
Brixmor Property Group Inc. BRX SIEGEL STEVEN F
VP
6,000 $24.22 $145,320 289,378
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
6:03 pm
MAXIM INTEGRATED PRODUCTS INC MXIM BERGMAN JAMES R
Director
14,824 $44.37 $657,766 16,000
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
6:03 pm
BOSTON BEER CO INC SAM ROPER MARTIN F
CEO
10,000 $153.72 $1,537,158 32,273
(Direct)
View
2017-01-31
Sale
2017-02-02
6:04 pm
MARLIN BUSINESS SERVICES CORP MRLN Sherlock James
VP
500 $22.25 $11,125 9,499
(Direct)
View
2017-02-02
Sale
2017-02-02
6:09 pm
ALJ REGIONAL HOLDINGS INC ALJJ RAVICH JESS M
Chairman
10% Owner
3,314 $4.0573 $13,446 4,885,437
(Indirect)
View
2017-01-31
Sale
2017-02-02
6:10 pm
Discover Financial Services DFS HOCHSCHILD ROGER C
COO
10,000 $69.22 $692,154 782,127
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-02
6:10 pm
NETGEAR INC NTGR Collins Patrick J III
VP
375 $56.5 $21,188 18,482
(Direct)
View
2017-01-31
Sale
2017-02-02
6:12 pm
Discover Financial Services DFS Panzarino James V
VP
5,000 $69.28 $346,400 74,505
(Direct)
View
2017-02-02
Sale
2017-02-02
6:14 pm
NxStage Medical Inc. NXTM Turk Joseph E Jr
President
15,669 $26.19 $410,371 70,280
(Direct)
View
2017-01-31
Sale
2017-02-02
6:14 pm
ORASURE TECHNOLOGIES INC OSUR Celano Michael
Director
15,000 $8.78 $131,700 93,079
(Direct)
View
2017-01-31
Sale
2017-02-02
6:20 pm
BOEING CO BA Conner Raymond L.
Vice Chairman
96,174 $163.72 $15,745,287 78,843
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
6:22 pm
Alkermes plc. ALKS MITCHELL PAUL J
Director
1,500 $54.45 $81,675 8,000
(Direct)
View
2017-02-01
Sale
2017-02-02
6:50 pm
VIAVI SOLUTIONS Inc VIAV SCRIVANICH LUKE M
VP
1,483 $9.15 $13,569 18,938
(Direct)
View
2017-02-01
Sale
2017-02-02
7:06 pm
SJW GROUP SJW Lynch James Patrick
CFO
170 $50.26 $8,544 20,374
(Direct)
View
2017-02-01
Sale
2017-02-02
7:06 pm
Dermira Inc. DERM BAUER EUGENE A
Chief Medical Officer
995 $30 $29,852 48,483
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
7:06 pm
SVB FINANCIAL GROUP SIVB Descheneaux Michael
CFO
13,183 $170.54 $2,248,274 14,398
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
7:07 pm
NxStage Medical Inc. NXTM Brown Robert S.
President
37,347 $26.68 $996,540 29,217
(Direct)
View
2017-01-31
Sale
2017-02-02
7:20 pm
SVB FINANCIAL GROUP SIVB Cox Philip C
President
7,001 $172.52 $1,207,784 2,132
(Direct)
View
2017-02-01
Sale
2017-02-02
7:29 pm
Financial Engines Inc. FNGN Raffone Lawrence M.
CEO
10,000 $38.25 $382,521 34,218
(Direct)
View
2017-02-01
Sale
2017-02-02
7:29 pm
NEUROCRINE BIOSCIENCES INC NBIX RASTETTER WILLIAM H
Director
10,750 $42.28 $454,510 14,250
(Direct)
View
2017-01-31
Sale
2017-02-02
7:30 pm
STARBUCKS CORP SBUX Ramo Joshua Cooper
Director
5,868 $55.23 $324,114 29,116
(Direct)
View
2017-02-01
Sale
2017-02-02
7:36 pm
SYNNEX CORP SNX POLK DENNIS
COO
2,037 $119.03 $242,460 47,931
(Direct)
View
2017-02-01
Sale
2017-02-02
7:39 pm
SYNNEX CORP SNX POLK DENNIS
COO
463 $118.36 $54,801 47,468
(Direct)
View
2017-02-01
Sale
2017-02-02
7:43 pm
NIKE INC NKE PARKER MARK G
CEO
Chairman
100,000 $52.94 $5,293,810 1,866,235
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-02
7:53 pm
RingCentral Inc RNG Shah Praful
VP
10,000 $23.03 $230,300 275,832
(Indirect
Direct)
View
2017-01-31
Sale
2017-02-02
8:06 pm
Hortonworks Inc. HDP Reasoner Scott
See Remarks
768 $9.35 $7,181 163,841
(Direct)
View
2017-01-31
Sale
2017-02-02
8:12 pm
Versartis Inc. VSAR Shepard Jay
CEO
24,211 $13.77 $333,326 220,577
(Direct)
View
2017-02-01
Sale
2017-02-02
8:12 pm
AMERICAN STATES WATER CO AWR KRUGER DENISE L
VP
1,250 $43.33 $54,163 16,493
(Direct)
View
2017-02-01
Sale
2017-02-02
8:13 pm
AMERICAN STATES WATER CO AWR SCANLON PATRICK RONALD
VP
500 $43.33 $21,665 16,304
(Direct)
View
2017-01-31
Sale
2017-02-02
8:15 pm
PATRICK INDUSTRIES INC PATK GENDELL JEFFREY L
TONTINE CAPITAL PARTNERS L P
TONTINE CAPITAL MANAGEMENT LLC
TONTINE CAPITAL OVERSEAS MASTER FUND II L.P.
TONTINE ASSET ASSOCIATES L.L.C.
Tontine Associates LLC
Director
400 $82.75 $33,100 904,691
(Indirect)
View
2017-01-31
Sale
2017-02-02
8:19 pm
Alphabet Inc. GOOG Page Lawrence
CEO
10% Owner
33,332 $806.88 $26,894,764 20,571,952
(Direct)
View
2017-02-02
Sale
2017-02-02
8:30 pm
SALESFORCE COM INC CRM Roos John Victor
Director
144 $78.19 $11,259 17,636
(Direct)
View
2017-02-02
Sale
2017-02-02
8:40 pm
SALESFORCE COM INC CRM BLOCK KEITH
COO
10,000 $78.67 $786,654 0
(Direct)
View
2017-02-01
Sale
2017-02-02
8:43 pm
SALESFORCE COM INC CRM Benioff Marc
CEO
Chairman
20,000 $78.93 $1,578,673 34,145,500
(Direct)
View
2017-01-31
Sale
2017-02-02
9:00 pm
INTERCEPT PHARMACEUTICALS INC ICPT Bright Lisa
President
134 $108.96 $14,601 17,249
(Direct)
View
2017-01-31
Sale
2017-02-02
9:20 pm
CohBar Inc. CWBR ALLEN SIMON
CEO
135 $2.0456 $276 0
(Indirect
Direct)
View
2017-01-30
Sale(A)
2017-02-02
9:46 pm
Alphabet Inc. GOOG Page Lawrence
CEO
10% Owner
16,666 $803.95 $13,398,548 20,105,282
(Direct)
View
2017-02-01
Sale
2017-02-03
07:41 am
SHERWIN WILLIAMS CO SHW CRONIN JANE M.
VP
939 $304.85 $286,254 3,875
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
08:54 am
E.W. SCRIPPS Co SSP Knutson Lisa A
CAO
15,000 $20 $300,000 19,795
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
09:21 am
TOMPKINS FINANCIAL CORP TMP KLEIN GERALD J JR
CEO
2,000 $89.22 $178,440 20,872
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
09:36 am
SYNNEX CORP SNX LEUNG SIMON
VP
870 $118.99 $103,519 25,621
(Direct)
View
2017-02-01
Sale
2017-02-03
09:39 am
SYNNEX CORP SNX LEUNG SIMON
VP
130 $118.35 $15,385 25,491
(Direct)
View
2017-02-02
Sale
2017-02-03
09:42 am
BOSTON BEER CO INC SAM ROPER MARTIN F
CEO
10,000 $155.61 $1,556,077 32,273
(Direct)
View
2017-02-01
Sale
2017-02-03
09:56 am
TIPTREE Inc TIPT Bell Sandra
CFO
3,500 $6.5809 $23,033 42,987
(Direct)
View
2017-02-01
Sale
2017-02-03
10:10 am
ANIXTER INTERNATIONAL INC AXE GRUBBS ROBERT W
Director
17,862 $83.64 $1,494,041 95,682
(Direct)
View
2017-02-03
Sale
2017-02-03
10:22 am
COLONY BANKCORP INC CBAN HESTER TERRY L
CFO
2,500 $13.65 $34,125 117,373
(Direct)
View
2017-02-01
Sale
2017-02-03
10:39 am
CHASE CORP CCF CHASE PETER R
Chairman
10% Owner
1,500 $88.79 $133,190 249,060
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
10:52 am
SILICON LABORATORIES INC SLAB Kumar Sandeep P
VP
5,510 $69.5 $382,945 31,279
(Direct)
View
2017-02-01
Sale
2017-02-03
10:53 am
APOGEE ENTERPRISES Inc APOG Klein John Alfred
VP
5,000 $57.18 $285,895 16,978
(Direct)
View
2017-02-01
Sale
2017-02-03
11:03 am
ENTERPRISE FINANCIAL SERVICES CORP EFSC MURPHY JAMES
Director
10,000 $41.68 $416,800 113,838
(Indirect)
View
2016-12-20
Sale
2017-02-03
11:22 am
MIDDLESEX WATER CO MSEX Esposito Gerard L
President
482 $41.53 $20,017 10,170
(Direct)
View
2017-02-01
Sale
2017-02-03
11:30 am
F5 NETWORKS INC FFIV DiLullo John D
VP
4,000 $134.07 $536,280 4,612
(Direct)
View
2017-02-01
Sale
2017-02-03
11:32 am
F5 NETWORKS INC FFIV EAMES EDWARD JULIAN
COO
4,473 $132.32 $591,878 27,766
(Direct)
View
2017-02-01
Sale
2017-02-03
11:34 am
F5 NETWORKS INC FFIV Kearny Ryan C.
CTO
846 $132.43 $112,035 626
(Direct)
View
2017-02-01
Sale
2017-02-03
11:44 am
EASTMAN CHEMICAL CO EMN HERNANDEZ ROBERT M
Director
8,000 $77.75 $622,000 2,828
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
11:53 am
Alphabet Inc. GOOG Page Lawrence
CEO
10% Owner
33,332 $804.84 $26,827,092 20,071,950
(Direct)
View
2017-02-01
Sale
2017-02-03
11:54 am
ADVISORY BOARD CO ABCO Miller Cormac F
Chief Product Officer
750 $45.89 $34,417 17,487
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
11:56 am
INTERNATIONAL SPEEDWAY CORP ISCA Chitwood Joel Scott
VP
1,592 $36.85 $58,665 15,902
(Direct)
View
2017-02-01
Sale
2017-02-03
12:05 pm
JOHNSON & JOHNSON JNJ Ullmann Michael H
VP
21,735 $112.88 $2,453,442 97,455
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
12:08 pm
Oak Valley Bancorp OVLY Martin Ronald C.
Director
1,500 $14.16 $21,239 217,588
(Direct)
View
2017-02-02
Sale
2017-02-03
12:11 pm
GENERAL AMERICAN INVESTORS CO INC GAM DAVIDSON SPENCER
Director
400 $32.5 $13,000 147,189
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
12:11 pm
F5 NETWORKS INC FFIV Reinland Andrew
CFO
6,342 $133.16 $844,513 15,051
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
12:11 pm
MAGELLAN HEALTH INC MGLN WEST JEFFREY N
VP
3,346 $76.05 $254,451 11,375
(Direct)
View
2017-02-01
Sale
2017-02-03
12:13 pm
F5 NETWORKS INC FFIV Rogers Scot Frazier
VP
2,406 $132.36 $318,462 7,948
(Direct)
View
2017-02-02
Sale
2017-02-03
12:23 pm
GENERAL AMERICAN INVESTORS CO INC GAM Trust FBO James Wagner Altschul U/A/D 08/20/1998
Chairman
400 $32.5 $13,000 269
(Direct)
View
2017-01-19
Sale
2017-02-03
12:35 pm
Rocky Mountain High Brands Inc. RMHB Seeberger David M.
VP
140,000 $0.0677 $9,478 15,127,711
(Direct)
View
2017-02-03
Sale
2017-02-03
12:40 pm
ASSOCIATED BANC-CORP ASB Stein David L
VP
8,000 $25.04 $200,309 50,047
(Indirect
Direct)
View
2017-02-03
Sale
2017-02-03
12:51 pm
WSFS FINANCIAL CORP WSFS MAZARAKIS S JAMES
VP
2,000 $44.73 $89,460 40,395
(Direct)
View
2017-02-03
Sale
2017-02-03
12:51 pm
COSTCO WHOLESALE CORP COST McKay John D
VP
4,948 $168.25 $832,500 64,532
(Direct)
View
2016-09-30
Sale
2017-02-03
12:59 pm
PROCTER & GAMBLE Co PG Biegger Mark F
Chief Human Resources Officer
31,116 $87.44 $2,720,939 17,501
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
1:01 pm
PROCTER & GAMBLE Co PG Posada Juan Fernando
President
5,000 $88 $440,000 14,989
(Indirect
Direct)
View
2016-09-30
Sale
2017-02-03
1:03 pm
PROCTER & GAMBLE Co PG TASTAD CAROLYN M
President
30,219 $88 $2,659,272 56,419
(Indirect
Direct)
View
2017-02-03
Sale
2017-02-03
1:05 pm
ESTEE LAUDER COMPANIES INC EL Demsey John
President
20,322 $82.07 $1,667,827 0
(Direct)
View
2017-02-01
Sale
2017-02-03
1:11 pm
Franklin Financial Network Inc. FSB Brockman Henry W. Jr.
Director
3,000 $38.23 $114,690 8,500
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
1:28 pm
HEALTHEQUITY INC HQY Kessler Jon
CEO
30,000 $46.46 $1,393,773 420,000
(Direct)
View
2016-12-29
Sale
2017-02-03
1:40 pm
FCB FINANCIAL HOLDINGS Inc FCB CURD HOWARD R
Director
10,000 $44.5 $445,035 0
(Direct)
View
2017-02-01
Sale
2017-02-03
1:41 pm
COMMERCIAL BANCSHARES INC CMOH BECK BRUCE J
Staff Counsel
500 $56 $28,000 5,158
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
1:47 pm
WEBSTER FINANCIAL CORP WBS CRAWFORD JOHN JOSEPH
Director
5,000 $51.47 $257,349 10,505
(Direct)
View
2017-02-01
Sale
2017-02-03
1:57 pm
BASIC ENERGY SERVICES INC BAS Ascribe Capital LLC
Ascribe III Investments LLC
AMERICAN SECURITIES LLC
10% Owner
23,129 $41.83 $967,409 4,133,404
(Direct)
View
2017-02-02
Sale
2017-02-03
1:58 pm
NBT BANCORP INC NBTB DIETRICH MARTIN A
Director
13,641 $39.73 $542,010 123,051
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
1:59 pm
SOUTHERN FIRST BANCSHARES INC SFST Strickland F Justin
President
234 $35.5 $8,307 55,336
(Direct)
View
2017-02-01
Sale
2017-02-03
2:00 pm
GOLDMAN SACHS GROUP INC GS COOPER EDITH W
VP
2,336 $230.81 $539,184 24,131
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
2:12 pm
MERITOR INC MTOR Heffron Timothy J.
CIO
2,800 $15.15 $42,426 37,741
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
2:12 pm
MERITOR INC MTOR Plomin Joseph A.
VP
970 $15.17 $14,711 88,109
(Direct)
View
2017-02-01
Sale
2017-02-03
2:13 pm
MERITOR INC MTOR Speed Robert H.
SVP & Pres. Aftmkt CPO
3,600 $15.15 $54,558 34,192
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
2:13 pm
MERITOR INC MTOR Villavarayan Chris
VP
5,260 $15.17 $79,778 45,256
(Indirect
Direct)
View
2017-02-02
Sale
2017-02-03
2:18 pm
United Cannabis Corp CNAB VERZURA TONY
VP
10% Owner
57,655 $1.3569 $78,231 14,218,403
(Direct)
View
2017-02-02
Sale
2017-02-03
2:40 pm
Kearny Financial Corp. KRNY Regan John F
Director
13,450 $14.94 $200,981 156,221
(Direct)
View
2017-02-01
Sale
2017-02-03
2:51 pm
Seagate Technology plc STX PARK CHONG SUP
Director
1,618 $44.63 $72,206 29,467
(Indirect
Direct)
View
2013-05-09
Sale
2017-02-03
3:08 pm
MOHAWK INDUSTRIES INC MHK Turner John C JR
President
2,480 $117.58 $291,596 17,505
(Direct)
View
2017-02-02
Sale
2017-02-03
3:22 pm
LILLY ELI & CO LLY Zakrowski Donald A
CAO
2,000 $77.52 $155,040 886
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
3:25 pm
Edge Therapeutics Inc. EDGE Leuthner Brian A
CEO
3,000 $9.495 $28,485 249,979
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
3:30 pm
NBT BANCORP INC NBTB CHEWENS MICHAEL J
CFO
18,784 $40.6 $762,595 0
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
3:35 pm
MAXIM INTEGRATED PRODUCTS INC MXIM DOLUCA TUNC
CEO
24,500 $44.54 $1,091,284 1,301,897
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-03
3:40 pm
BUFFALO WILD WINGS INC BWLD Decker Emily C.
VP
100 $151.55 $15,155 9,633
(Direct)
View
2017-02-02
Sale
2017-02-03
3:47 pm
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD M DANSE EDWARD H
Chief Business Officer
1,250 $8.5 $10,625 74,664
(Direct)
View
2017-02-01
Sale
2017-02-03
3:47 pm
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD M GEBHART JOHN E
CFO
3,875 $8.6 $33,325 24,408
(Direct)
View
2017-02-01
Sale
2017-02-03
3:48 pm
INTUITIVE SURGICAL INC ISRG Morales Colin
VP
5,797 $695 $4,028,915 124
(Direct)
View
(A) Indicate amendment filing.