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Insider Sale Filings - Archives for 2016-12-07

Home -> 2016 -> Insider sale filings for 2016-12-07

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-06
Sale
2016-12-06
4:00 pm
PEOPLES FINANCIAL SERVICES CORP. PFIS BEST CRAIG W
CEO
1,000 $46 $46,000 2,315
(Indirect
Direct)
View
2016-09-14
Sale
2016-12-06
4:01 pm
xG TECHNOLOGY Inc XGTI Coleman John C
President
194,563 $0.34154 $66,452 0
(Direct)
View
2016-12-01
Sale
2016-12-06
4:01 pm
xG TECHNOLOGY Inc XGTI Woodyatt Ross James
President
87,389 $0.3504 $30,621 34
(Direct)
View
2016-12-05
Sale
2016-12-06
4:02 pm
WILLIS TOWERS WATSON PLC WLTW Hess Carl Aaron
Head of IRR
1,000 $120.29 $120,290 21,354
(Direct)
View
2016-12-02
Sale
2016-12-06
4:02 pm
Palo Alto Networks Inc PANW MCLAUGHLIN MARK D
CEO
26,566 $127.32 $3,382,250 568,760
(Direct)
View
2016-12-06
Sale
2016-12-06
4:03 pm
Wayfair Inc. W Macri Edmond
Chief Product/Marketing
600 $36.78 $22,068 230,444
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
4:04 pm
Cardtronics plc CATM Dove David Walker
Executive Advisor
5,000 $50.31 $251,550 37,416
(Direct)
View
2016-12-05
Sale
2016-12-06
4:05 pm
MYR GROUP Inc MYRG Swartz Richard S. Jr.
COO
21,437 $38.01 $814,733 63,786
(Direct)
View
2016-12-02
Sale
2016-12-06
4:05 pm
MYR GROUP Inc MYRG KOERTNER WILLIAM A
CEO
Chairman
10,000 $38.15 $381,550 294,337
(Direct)
View
2016-12-05
Sale
2016-12-06
4:05 pm
ITT Inc. ITT Chicles Aris C
See Remarks
30,570 $41.02 $1,254,122 39,900
(Direct)
View
2016-12-02
Sale
2016-12-06
4:05 pm
PDC ENERGY Inc PDCE Meyers R Scott
CAO
3,000 $75.41 $226,230 15,073
(Direct)
View
2016-12-05
Sale
2016-12-06
4:06 pm
CONVERGYS CORP CVG Ayers Andrea J.
CEO
30,000 $25.04 $751,092 333,181
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-06
4:06 pm
Zoom Telephonics Inc. ZMTP RANDALL DEENA M
VP
2,000 $2.2881 $4,576 22,000
(Direct)
View
2016-12-02
Sale
2016-12-06
4:06 pm
LOEWS CORP L SCHWARTZ MARK S
CAO
2,308 $44.75 $103,283 0
(Direct)
View
2016-12-02
Sale
2016-12-06
4:07 pm
CORNING INC GLW RIEMAN DEBORAH
Director
1,985 $23.6 $46,848 134,863
(Direct)
View
2016-12-05
Sale
2016-12-06
4:07 pm
FORD MOTOR CO F Gayton Bradley M
VP
12,278 $12.44 $152,763 0
(Direct)
View
2016-12-02
Sale
2016-12-06
4:10 pm
UNITED STATES STEEL CORP X Rintoul David J.
VP
16,353 $33.48 $547,454 43,627
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:12 pm
Invesco Ltd. IVZ Kelley Karen Dunn
Senior Managing Director
157,615 $31.56 $4,974,329 721,989
(Direct)
View
2016-12-05
Sale
2016-12-06
4:12 pm
HAYNES INTERNATIONAL INC HAYN Campion Donald C
Director
2,000 $45.05 $90,095 14,905
(Direct)
View
2016-11-15
Sale(A)
2016-12-06
4:14 pm
ROCKWELL AUTOMATION INC ROK Chand Sujeet
CTO
9,200 $131.95 $1,213,934 39,295
(Direct)
View
2016-12-04
Sale(A)
2016-12-06
4:14 pm
ROCKWELL AUTOMATION INC ROK Chand Sujeet
CTO
592 $135.95 $80,484 38,963
(Direct)
View
2016-12-02
Sale
2016-12-06
4:15 pm
Michaels Companies Inc. MIK PAPPAS PHILO
VP
1,152 $23.92 $27,556 85,715
(Direct)
View
2016-12-02
Sale
2016-12-06
4:16 pm
NATHANS FAMOUS INC NATH GENSON BRIAN S
Director
4,000 $61.6 $246,414 19,614
(Direct)
View
2016-12-02
Sale
2016-12-06
4:16 pm
GRIFFON CORP GFF ALPERT HENRY A
Director
14,980 $23.55 $352,779 51,552
(Direct)
View
2016-12-05
Sale
2016-12-06
4:17 pm
SiteOne Landscape Supply Inc. SITE CD&R Associates VIII Ltd.
CD&R ASSOCIATES VIII LP
CD&R Investment Associates VIII Ltd.
CD&R Landscapes Holdings L.P.
10% Owner
6,753,137 $33 $222,853,521 11,046,541
(Indirect)
View
2016-12-02
Sale
2016-12-06
4:17 pm
DCT Industrial Trust Inc. DCT Murphy Matthew T
CFO
16,170 $45.41 $734,280 7,481
(Direct)
View
2016-12-06
Sale
2016-12-06
4:17 pm
BANCFIRST CORP BANF BRAND DENNIS L
VP
5,000 $87.52 $437,598 5,000
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-06
4:18 pm
BANCFIRST CORP BANF COPELAND SCOTT
VP
250 $85 $21,250 0
(Direct)
View
2016-12-05
Sale
2016-12-06
4:19 pm
SURMODICS INC SRDX Stich Joseph J.
VP
1,000 $23.97 $23,966 42,362
(Direct)
View
2016-12-05
Sale
2016-12-06
4:20 pm
ASTRONICS CORP ATRO PEABODY MARK
VP
1,000 $37.73 $37,730 22,318
(Direct)
View
2016-12-05
Sale
2016-12-06
4:24 pm
MAGELLAN HEALTH INC MGLN Rubin Jonathan N
CFO
1,600 $73.05 $116,877 20,121
(Direct)
View
2016-12-05
Sale
2016-12-06
4:28 pm
HALLIBURTON CO HAL Miller Jeffrey Allen
President
11,633 $54.38 $632,603 286,795
(Direct)
View
2016-12-02
Sale
2016-12-06
4:28 pm
USG CORP USG Dannessa Dominic A
VP
1,100 $29.95 $32,950 61,837
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:30 pm
Booz Allen Hamilton Holding Corp BAH ROZANSKI HORACIO
CEO
61,020 $37.57 $2,292,552 711,877
(Direct)
View
2016-12-05
Sale
2016-12-06
4:30 pm
Smart & Final Stores Inc. SFS Hirz David G.
CEO
17,143 $13.15 $225,430 212,906
(Direct)
View
2016-12-02
Sale
2016-12-06
4:31 pm
Jazz Pharmaceuticals plc JAZZ ENRIGHT PATRICK G
Director
677 $101.8 $68,919 1,365
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-06
4:31 pm
DEERE & CO DE Howze Marc A
CAO
4,960 $145.21 $720,195 0
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
4:32 pm
Colfax CORP CFX Wittig Stephen
VP
22,428 $37.71 $845,760 8,044
(Indirect
Direct)
View
2016-08-08
Sale
2016-12-06
4:34 pm
UFP TECHNOLOGIES INC UFPT LATAILLE RONALD J
CFO
11,723 $25.06 $293,733 72,673
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
4:35 pm
AIR LEASE CORP AL Baer Marc H
VP
3,140 $35.48 $111,393 128,426
(Direct)
View
2016-12-05
Sale
2016-12-06
4:35 pm
STRYKER CORP SYK STRYKER RONDA E
Director
12,000 $111.93 $1,343,132 7,879,110
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:36 pm
AIR LEASE CORP AL Saines Ian M
Director
6,630 $36 $238,680 0
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:37 pm
Tableau Software Inc DATA BASKETT FOREST
Director
10,833 $45.66 $494,659 0
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
4:40 pm
Medidata Solutions Inc. MDSO Sherif Tarek
CEO
Chairman
7,500 $52.68 $395,100 807,080
(Direct)
View
2016-12-02
Sale
2016-12-06
4:40 pm
UNITED COMMUNITY FINANCIAL CORP UCFC Garrity Matthew T.
VP
30,000 $8.33 $249,899 42,757
(Direct)
View
2016-12-05
Sale
2016-12-06
4:40 pm
Zayo Group Holdings Inc. ZAYO Caruso Daniel
CEO
96,000 $33.54 $3,219,840 4,196,623
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
4:41 pm
CBRE GROUP Inc CBG GROCH JAMES R
CFO
30,000 $30 $900,000 510,483
(Direct)
View
2016-12-05
Sale
2016-12-06
4:42 pm
SiteOne Landscape Supply Inc. SITE DEERE & CO
10% Owner
3,596,863 $33 $118,696,479 5,889,341
(Direct)
View
2016-12-06
Sale
2016-12-06
4:42 pm
BANK OF THE OZARKS INC OZRK HOLMAN E M JR
President
4,000 $50 $200,000 20,521
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:49 pm
RESMED INC RMD FARRELL PETER C
Director
20,000 $59.83 $1,196,540 352,407
(Direct)
View
2016-12-05
Sale
2016-12-06
4:50 pm
RESMED INC RMD PENDARVIS DAVID
CAO
6,365 $60 $381,900 77,896
(Direct)
View
2016-12-05
Sale
2016-12-06
4:53 pm
ServisFirst Bancshares Inc. SFBS MORRIS BUFORD HARRISON III
CEO
7,200 $74.51 $536,448 4
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
4:57 pm
FEDERAL AGRICULTURAL MORTGAGE CORP AGM Everson Dennis A
Director
100 $53.68 $5,368 1,588
(Direct)
View
2016-12-02
Sale
2016-12-06
4:59 pm
Burlington Stores Inc. BURL Hand Fred
VP
10,000 $89.11 $891,134 65,665
(Direct)
View
2016-12-05
Sale
2016-12-06
4:59 pm
KADANT INC KAI Langevin Eric T
COO
8,000 $63.54 $508,298 31,449
(Direct)
View
2016-12-02
Sale
2016-12-06
5:01 pm
WESTERN ALLIANCE BANCORPORATION WAL HILTON STEVEN J
Director
121,000 $48.04 $5,813,360 61,548
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
5:02 pm
TRINET GROUP INC TNET Turner John W
VP
5,000 $24.71 $123,567 6,302
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
5:02 pm
Great Western Bancorp Inc. GWB Chapman Peter Robert
CFO
1,004 $40.26 $40,421 9,222
(Direct)
View
2016-12-02
Sale
2016-12-06
5:03 pm
TRINET GROUP INC TNET PORTER WILLIAM
CFO
12,000 $24.8 $297,570 292,800
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:05 pm
TRIMBLE Inc TRMB KIRKLAND JAMES A
VP
13,247 $29.01 $384,295 21,155
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
5:07 pm
ROCKWELL AUTOMATION INC ROK Schmitt Susan
VP
885 $137.41 $121,608 8,904
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
5:12 pm
Great Western Bancorp Inc. GWB Karels Kenneth James
CEO
3,516 $40.32 $141,765 16,855
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:12 pm
SYSCO CORP SYY Libby Russell T.
VP
1,865 $53.59 $99,945 66,684
(Direct)
View
2016-12-02
Sale
2016-12-06
5:13 pm
Great Western Bancorp Inc. GWB Kindopp Bryan Leighton
VP
372 $40.3 $14,992 1,066
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:15 pm
Booz Allen Hamilton Holding Corp BAH Dahut Karen M
VP
19,040 $37.62 $716,211 190,580
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:17 pm
A. H. Belo Corp AHC DECHERD ROBERT W
Director
17,370 $6.2303 $108,220 0
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
5:18 pm
National Bank Holdings Corp NBHC Bessko Zsolt K
CAO
1,899 $30.12 $57,205 28,617
(Direct)
View
2016-12-02
Sale
2016-12-06
5:19 pm
Great Western Bancorp Inc. GWB Ulenberg Stephen John
EVP and Chief Risk Officer
506 $40.24 $20,361 8,226
(Direct)
View
2016-12-05
Sale
2016-12-06
5:20 pm
MB FINANCIAL INC MBFI BOUMAN ROSE MARIE
Exec Officer of Subsidiary
3,000 $44.22 $132,660 67,033
(Direct)
View
2016-12-02
Sale
2016-12-06
5:20 pm
SERVICEMASTER GLOBAL HOLDINGS INC SERV Haynes Timothy M
President
5,948 $38.39 $228,338 20,813
(Direct)
View
2016-12-05
Sale
2016-12-06
5:25 pm
AEROHIVE NETWORKS INC HIVE Gernez Raphael
VP
495 $5.26 $2,604 93,181
(Direct)
View
2016-12-05
Sale
2016-12-06
5:28 pm
HEALTHCARE SERVICES GROUP INC HCSG Ottaviano Dino D
Director
500 $38.74 $19,368 584
(Direct)
View
2016-12-05
Sale
2016-12-06
5:28 pm
HEXCEL CORP HXL Canario Michael
President
2,000 $52 $104,000 466
(Direct)
View
2016-12-05
Sale
2016-12-06
5:28 pm
AEROPOSTALE INC AROPQ Hirtler-Garvey Karin
Director
229,620 $0.02655 $6,097 0
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
5:31 pm
SOUTHWESTERN ENERGY CO SWN Owen Robert Craig
CFO
37,500 $12.22 $458,242 99,635
(Direct)
View
2016-12-03
Sale
2016-12-06
5:33 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Shaheen Allen
VP
3,709 $54.33 $201,525 0
(Direct)
View
2016-12-05
Sale
2016-12-06
5:35 pm
FOOT LOCKER Inc FL Alviti Paulette
SVP & Chief HR Officer
10,000 $75.32 $753,239 45,307
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:36 pm
PRINCIPAL FINANCIAL GROUP INC PFG Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
92,084 $58.74 $5,409,014 81,179
(Direct)
View
2016-12-02
Sale
2016-12-06
5:38 pm
Cooper-Standard Holdings Inc. CPS Oak Hill Advisors GenPar L.P.
OAK HILL ADVISORS LP
OHA Strategic Credit Master Fund L.P.
OHA Strategic Credit Master Fund IB L.P.
OHA Strategic Credit GenPar LLC
AUGUST GLENN R
See Note (5) below
32,413 $96.55 $3,129,446 9,570
(Indirect)
View
2016-12-06
Sale
2016-12-06
5:42 pm
ALJ REGIONAL HOLDINGS INC ALJJ RAVICH JESS M
Chairman
10% Owner
5,000 $4.2746 $21,373 5,028,751
(Indirect)
View
2016-12-05
Sale
2016-12-06
5:42 pm
Hewlett Packard Enterprise Co HPE HSU CHRISTOPHER P
COO
64,760 $24 $1,554,240 53,396
(Direct)
View
2016-12-03
Sale
2016-12-06
5:42 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Frank Malcolm
VP
666 $54.67 $36,411 10,700
(Direct)
View
2016-12-02
Sale
2016-12-06
5:44 pm
HOME BANCSHARES INC HOMB Birch Robert F Jr
President
18,000 $25.91 $466,411 256,707
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:45 pm
CABOT MICROELECTRONICS CORP CCMP Woodland Daniel D.
VP
8,400 $59.75 $501,950 9,515
(Direct)
View
2016-12-03
Sale
2016-12-06
5:49 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH Lennox James Patrick
EVP - Chief People Officer
690 $54.67 $37,722 11,691
(Direct)
View
2016-12-02
Sale
2016-12-06
5:54 pm
HOME BANCSHARES INC HOMB LIEBLONG ALEX R
Director
38,338 $26.06 $999,120 602,666
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
5:58 pm
GenMark Diagnostics Inc. GNMK Williams Jennifer Anne
VP
336 $11.31 $3,800 149,024
(Direct)
View
2016-12-05
Sale
2016-12-06
5:58 pm
GenMark Diagnostics Inc. GNMK Stier Eric
VP
312 $11.31 $3,529 101,465
(Direct)
View
2016-12-02
Sale
2016-12-06
5:58 pm
GenMark Diagnostics Inc. GNMK Gleeson Michael
VP
357 $11.3 $4,034 246,796
(Direct)
View
2016-12-02
Sale
2016-12-06
5:58 pm
GenMark Diagnostics Inc. GNMK Kayyem Jon Faiz
VP
132 $11.3 $1,492 151,860
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-06
6:00 pm
TETRA TECHNOLOGIES INC TTI Pintar Peter J
VP
50,000 $5.8822 $294,110 262,262
(Direct)
View
2016-12-05
Sale
2016-12-06
6:31 pm
HollyFrontier Corp HFC Jennings Michael
Chairman
20,000 $30.05 $601,000 102,318
(Direct)
View
2016-12-05
Sale
2016-12-06
6:44 pm
MCKESSON CORP MCK BUDD WAYNE A
Director
723 $145.77 $105,392 0
(Direct)
View
2016-12-05
Sale
2016-12-06
7:00 pm
Alphabet Inc. GOOG Brin Sergey
President
10% Owner
33,340 $767.77 $25,597,425 19,576,704
(Direct)
View
2016-12-05
Sale
2016-12-06
7:17 pm
GENOMIC HEALTH INC GHDX Popovits Kimberly J
CEO
5,000 $30.02 $150,100 59,620
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
7:17 pm
AeroGrow International Inc. AERO Wolfe J Michael
CEO
57,420 $3.7103 $213,048 111,671
(Direct)
View
2016-12-05
Sale
2016-12-06
7:18 pm
CATHAY GENERAL BANCORP CATY CHENG DUNSON K
Chairman
20,000 $36.07 $721,462 243,907
(Indirect
Direct)
View
2016-12-02
Sale
2016-12-06
7:32 pm
AeroGrow International Inc. AERO Gibbs Grey H
VP
23,566 $3.9714 $93,591 6,127
(Direct)
View
2016-12-05
Sale
2016-12-06
7:35 pm
Michael Kors Holdings Ltd KORS McDonough Krista A
VP
5,156 $48.02 $247,576 1,687
(Direct)
View
2016-12-06
Sale
2016-12-06
7:43 pm
SALESFORCE COM INC CRM Benioff Marc
CEO
Chairman
12,500 $70.53 $881,616 34,508,000
(Direct)
View
2016-12-02
Sale
2016-12-06
7:50 pm
FULTON FINANCIAL CORP FULT Barrett Patrick Sean
CFO
22,404 $18.15 $406,666 0
(Direct)
View
2016-12-05
Sale
2016-12-06
7:52 pm
Edwards Lifesciences Corp EW WANG HUIMIN
CVP Japan & Intercontinental
13,650 $83.53 $1,140,249 75,792
(Direct)
View
2016-12-02
Sale
2016-12-06
7:53 pm
AeroGrow International Inc. AERO Thompson John K
VP
46,000 $3.7555 $172,751 0
(Direct)
View
2016-12-02
Sale
2016-12-06
8:13 pm
DIGITAL ALLY INC DGLY RICHIE LEROY C
Director
10,000 $4.8548 $48,548 39,218
(Direct)
View
2016-12-02
Sale
2016-12-06
8:24 pm
ABAXIS INC ABAX ARON KENNETH
CTO
5,000 $51.09 $255,474 87,451
(Direct)
View
2016-12-05
Sale
2016-12-06
8:24 pm
Five9 Inc. FIVN Burkland Daniel P.
See Remarks
2,571 $14.26 $36,662 157,619
(Direct)
View
2016-12-05
Sale
2016-12-06
8:27 pm
Five9 Inc. FIVN WELCH SCOTT
EVP Cloud Operations
12,924 $14.16 $182,955 147,194
(Direct)
View
2016-12-05
Sale
2016-12-06
8:29 pm
Five9 Inc. FIVN Passi Gaurav
VP
3,385 $14.32 $48,476 135,833
(Direct)
View
2016-12-02
Sale
2016-12-06
8:36 pm
GoPro Inc. GPRO Bates Anthony John
President
7,434 $9.68 $71,961 375,870
(Direct)
View
2016-12-02
Sale
2016-12-06
9:00 pm
INTERCEPT PHARMACEUTICALS INC ICPT Shapiro David
CMO and EVP - Development
1,350 $99.75 $134,663 42,922
(Direct)
View
2016-12-05
Sale
2016-12-06
9:40 pm
ELECTRONIC ARTS Inc EA MOORE PETER R.
EVP & Chief Comp. Officer
10,000 $77.21 $772,128 61,733
(Direct)
View
2016-12-05
Sale
2016-12-07
06:04 am
AMYRIS Inc AMRS Maxwell (Mauritius) Pte Ltd
Cairnhill Investments (Mauritius) Pte Ltd
Fullerton Management Pte Ltd
Temasek Holdings (Private) Ltd
10% Owner
578,550 $0.81428 $471,104 61,548,920
(Direct)
View
2016-12-05
Sale
2016-12-07
08:05 am
PC TEL INC PCTI SINGER MARTIN H
CEO
Chairman
10,751 $5.0604 $54,404 130,667
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
08:26 am
DEVRY EDUCATION GROUP Inc DV International Value Advisers LLC
DE VAULX CHARLES
DE LARDEMELLE CHARLES
10% Owner
1,240 $29.7 $36,828 48,301
(Indirect)
View
2016-12-05
Sale
2016-12-07
09:03 am
SAGA COMMUNICATIONS INC SGA TOWERVIEW LLC
TISCH DANIEL R
10% Owner
3,587 $48.87 $175,287 1,276,000
(Direct)
View
2016-12-05
Sale(A)
2016-12-07
09:13 am
FULTON FINANCIAL CORP FULT Barrett Patrick Sean
CFO
22,404 $18.15 $406,666 0
(Direct)
View
2016-12-05
Sale
2016-12-07
10:06 am
EXXON MOBIL CORP XOM Schleckser Robert N
VP
5,685 $87.42 $496,990 160,611
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
10:12 am
INNOSPEC Inc IOSP Blackmore Milton C
Director
1,089 $68.35 $74,433 5,558
(Direct)
View
2016-12-05
Sale
2016-12-07
10:51 am
FIRST DEFIANCE FINANCIAL CORP FDEF Williams James R. III
VP
1,000 $46.84 $46,840 9,666
(Direct)
View
2016-12-05
Sale
2016-12-07
10:56 am
FRP HOLDINGS Inc FRPH Klopfenstein John D
CAO
4,414 $38.57 $170,245 0
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
11:03 am
ESSENDANT INC ESND BLANCHARD ERIC A
VP
3,900 $20.02 $78,078 40,913
(Direct)
View
2016-12-06
Sale
2016-12-07
11:06 am
VICOR CORP VICR Nagel Richard J Jr
CAO
1,500 $15.61 $23,412 0
(Direct)
View
2016-12-05
Sale
2016-12-07
11:06 am
EASTMAN CHEMICAL CO EMN DEMERITT STEPHEN R
Director
4,000 $75.81 $303,240 13,732
(Direct)
View
2016-12-06
Sale
2016-12-07
11:07 am
PARKER DRILLING CO PKD Nagy Leslie K
PAO & Controller
2,000 $2.3729 $4,746 35,029
(Indirect
Direct)
View
2016-12-02
Sale(A)
2016-12-07
11:15 am
GENCOR INDUSTRIES INC GENC Houtkin Sherry
10% Owner
25,000 $15.64 $390,895 1,154,527
(Direct)
View
2016-12-05
Sale
2016-12-07
11:16 am
Zumiez Inc ZUMZ Bailey Scott Andrew
Director
3,110 $25.01 $77,781 7,843
(Direct)
View
2016-12-05
Sale
2016-12-07
11:17 am
Zumiez Inc ZUMZ Visser Chris K.
VP
4,287 $24.65 $105,675 9,532
(Direct)
View
2016-12-06
Sale
2016-12-07
11:17 am
VICOR CORP VICR EICHTEN ESTIA J
Director
4,000 $15.5 $62,000 361,079
(Direct)
View
2016-12-05
Sale
2016-12-07
11:19 am
GENCOR INDUSTRIES INC GENC Houtkin Sherry
10% Owner
18,727 $15.55 $291,116 1,135,800
(Direct)
View
2016-12-06
Sale
2016-12-07
11:24 am
NORWOOD FINANCIAL CORP NWFL DAVIS WILLIAM W JR
Director
3,300 $32.5 $107,250 26,316
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
11:34 am
HFF Inc. HF Fowler John
Director Emeritus
20,000 $29.85 $597,000 271,992
(Direct)
View
2016-12-06
Sale
2016-12-07
12:07 pm
United Cannabis Corp CNAB BLACKMON EARNEST
CEO
10% Owner
20,000 $1.06 $21,200 21,936,892
(Direct)
View
2016-12-06
Sale
2016-12-07
12:18 pm
WESTMORELAND COAL Co WLB Mangrove Partners Master Fund Ltd.
Mangrove Partners Fund (Cayman) Ltd.
Mangrove Partners Fund L.P.
MANGROVE CAPITAL
AUGUST NATHANIEL H.
MANGROVE PARTNERS
10% Owner
39,886 $19.1 $761,671 1,854,722
(Direct)
View
2016-12-05
Sale
2016-12-07
12:23 pm
PINNACLE WEST CAPITAL CORP PNW GALLAGHER MICHAEL L
Director
5,000 $73.41 $367,050 19,798
(Direct)
View
2016-12-05
Sale
2016-12-07
12:29 pm
ABAXIS INC ABAX SEVERSON CLINTON
CEO
Chairman
15,000 $51.35 $770,220 547,700
(Direct)
View
2016-12-05
Sale
2016-12-07
12:34 pm
WestRock Co WRK Feeser Robert A
President
23,670 $51.28 $1,213,691 70,273
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
12:37 pm
CITRIX SYSTEMS INC CTXS Oestermann Klaus
VP
743 $86.61 $64,351 29,347
(Direct)
View
2016-12-06
Sale
2016-12-07
12:45 pm
ASSOCIATED BANC-CORP ASB Yee James
VP
9,716 $23.61 $229,405 58,035
(Direct)
View
2016-12-06
Sale
2016-12-07
12:45 pm
Fidelity National Financial Inc. FNF WILLEY FRANK P
Director
234,330 $32.24 $7,554,002 703,585
(Direct)
View
2016-12-05
Sale
2016-12-07
12:52 pm
CLEAN HARBORS INC CLH Lefebvre Marvin G
VP
2,084 $54.1 $112,744 20,690
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
12:58 pm
NEVRO CORP NVRO Enxing Michael
VP
1,500 $76.38 $114,573 40,463
(Direct)
View
2016-12-05
Sale
2016-12-07
1:01 pm
GLOBAL BRASS & COPPER HOLDINGS Inc BRSS Micchelli Robert T
Executive
19,514 $30.11 $587,483 43,479
(Direct)
View
2013-12-06
Sale
2016-12-07
1:16 pm
RadNet Inc. RDNT HAMES NORMAN R
VP
5,000 $6.2005 $31,003 596,003
(Direct)
View
2016-12-05
Sale
2016-12-07
1:30 pm
First Connecticut Bancorp Inc. FBNK Ziebka Michael A
Director
6,061 $22 $133,355 0
(Direct)
View
2016-12-06
Sale
2016-12-07
1:49 pm
CHOICE HOTELS INTERNATIONAL INC CHH Cimerola Patrick
Chief Human Resources Officer
16,906 $53.11 $897,878 30,413
(Direct)
View
2016-12-06
Sale
2016-12-07
1:57 pm
BANNER CORP BANR BENNETT DOUGLAS M
VP
2,233 $52.94 $118,215 8,057
(Direct)
View
2015-05-13
Sale(A)
2016-12-07
1:57 pm
Bojangles' Inc. BOJA ADVENT INTERNATIONAL CORP
ADVENT INTERNATIONAL LLC
ADVENT INTERNATIONAL GPE VI LP
ADVENT INTERNATIONAL GPE VI-A LP
ADVENT INTERNATIONAL GPE VI-B LP
ADVENT INTERNATIONAL GPE VI-C LP
ADVENT INTERNATIONAL GPE VI-D LP
ADVENT INTERNATIONAL GPE VI-E LP
ADVENT INTERNATIONAL GPE VI-F LP
ADVENT INTERNATIONAL GPE VI-G LP
10% Owner
8,412,090 $17.67 $148,641,631 25,456,232
(Indirect)
View
2015-05-13
Sale(A)
2016-12-07
1:58 pm
Bojangles' Inc. BOJA ADVENT INTERNATIONAL CORP
GPE VI GP Limited Partnership
GPE VI GP (Delaware) Limited Partnership
Advent Partners GPE VI 2008 Limited Partnership
Advent Partners GPE VI 2009 Limited Partnership
Advent Partners GPE VI 2010 Limited Partnership
Advent Partners GPE VI-A 2010 Limited Partnership
Advent Partners GPE VI-A Limited Partnership
Advent-Bojangles' Acquisition Limited Partnership
10% Owner
8,412,090 $17.67 $148,641,631 25,456,232
(Indirect)
View
2015-05-13
Sale(A)
2016-12-07
1:59 pm
Bojangles' Inc. BOJA Tadler Steven M
Director
141,324 $17.67 $2,497,195 427,664
(Indirect)
View
2015-05-13
Sale(A)
2016-12-07
2:00 pm
Bojangles' Inc. BOJA Collins Steven J
Director
141,324 $17.67 $2,497,195 427,664
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:02 pm
Bojangles' Inc. BOJA ADVENT INTERNATIONAL CORP
ADVENT INTERNATIONAL LLC
ADVENT INTERNATIONAL GPE VI LP
ADVENT INTERNATIONAL GPE VI-A LP
ADVENT INTERNATIONAL GPE VI-B LP
ADVENT INTERNATIONAL GPE VI-C LP
ADVENT INTERNATIONAL GPE VI-D LP
ADVENT INTERNATIONAL GPE VI-E LP
ADVENT INTERNATIONAL GPE VI-F LP
ADVENT INTERNATIONAL GPE VI-G LP
10% Owner
6,616,889 $16.39 $108,434,274 18,839,342
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:03 pm
Bojangles' Inc. BOJA ADVENT INTERNATIONAL CORP
GPE VI GP Limited Partnership
GPE VI GP (Delaware) Limited Partnership
Advent Partners GPE VI 2008 Limited Partnership
Advent Partners GPE VI 2009 Limited Partnership
Advent Partners GPE VI 2010 Limited Partnership
Advent Partners GPE VI-A 2010 Limited Partnership
Advent Partners GPE VI-A Limited Partnership
Advent-Bojangles' Acquisition Limited Partnership
10% Owner
6,616,889 $16.39 $108,434,274 18,839,342
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:04 pm
Bojangles' Inc. BOJA Collins Steven J
Director
111,164 $16.39 $1,821,700 316,500
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:04 pm
Bojangles' Inc. BOJA Tadler Steven M
Director
111,164 $16.39 $1,821,700 316,500
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:07 pm
TESCO CORP TESO Irausquin Michael
VP
696 $8.16 $5,679 1,970
(Direct)
View
2016-12-06
Sale
2016-12-07
2:07 pm
TESCO CORP TESO Mawford Nicholas
VP
592 $8.16 $4,831 12,240
(Direct)
View
2016-12-06
Sale
2016-12-07
2:07 pm
TESCO CORP TESO McNiven Roy
VP
792 $8.16 $6,463 6,483
(Direct)
View
2016-12-06
Sale
2016-12-07
2:07 pm
TESCO CORP TESO Boone Christopher L
CFO
2,751 $8.16 $22,448 13,817
(Direct)
View
2016-12-06
Sale
2016-12-07
2:07 pm
TESCO CORP TESO Sloan Thomas B JR
VP
1,892 $8.16 $15,439 8,274
(Direct)
View
2016-12-07
Sale
2016-12-07
2:15 pm
Great Western Bancorp Inc. GWB Chapman Peter Robert
CFO
465 $40.79 $18,967 8,757
(Direct)
View
2016-12-05
Sale
2016-12-07
2:16 pm
CINCINNATI FINANCIAL CORP CINF Doyle Donald J Jr
VP
3,000 $76.69 $230,056 24,866
(Indirect
Direct)
View
2016-12-07
Sale
2016-12-07
2:17 pm
Great Western Bancorp Inc. GWB Karels Kenneth James
CEO
1,029 $40.79 $41,973 15,826
(Indirect
Direct)
View
2016-11-28
Sale
2016-12-07
2:23 pm
Eldorado Resorts Inc. ERI Hotel Casino Management Inc.
10% Owner
350,000 $13.42 $4,696,020 5,518,461
(Direct)
View
2016-12-07
Sale
2016-12-07
2:24 pm
SUBURBAN PROPANE PARTNERS LP SPH Zwickel Sandra N
VP
2,000 $29.21 $58,420 21,383
(Direct)
View
2016-12-06
Sale
2016-12-07
2:26 pm
EXXON MOBIL CORP XOM Spellings James M Jr
VP
15,678 $87.69 $1,374,804 200,500
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
2:26 pm
Xencor Inc XNCR STAFFORD JOHN S III
Ronin Capital LLC
10% Owner
63,061 $27.7 $1,747,105 4,992,500
(Indirect)
View
2016-12-06
Sale
2016-12-07
2:29 pm
CNB FINANCIAL CORP CCNE POWELL JEFFREY S
Director
5,304 $24.5 $129,948 140,955
(Indirect
Direct)
View
2016-12-07
Sale
2016-12-07
2:31 pm
PEOPLES FINANCIAL SERVICES CORP. PFIS BEST CRAIG W
CEO
2,375 $46.03 $109,318 0
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
2:34 pm
HORIZON BANCORP HBNC EDWARDS THOMAS H
VP
11,575 $25.38 $293,773 3,570
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
2:34 pm
Altra Industrial Motion Corp. AIMC Ferris Gerald P
VP
10,000 $36 $360,000 32,125
(Direct)
View
2016-12-05
Sale
2016-12-07
2:36 pm
CHOICE HOTELS INTERNATIONAL INC CHH Joyce Stephen P
CEO
32,000 $53.23 $1,703,359 158,749
(Direct)
View
2016-12-05
Sale
2016-12-07
2:42 pm
MULTI COLOR Corp LABL Mohr Thomas M
Director
1,500 $72.68 $109,020 11,519
(Direct)
View
2016-12-05
Sale
2016-12-07
2:51 pm
NCR CORP NCR BOYKIN EDWARD P
Director
92,083 $38.98 $3,589,395 53,053
(Direct)
View
2016-12-06
Sale
2016-12-07
2:55 pm
Delphi Automotive PLC DLPH Vijayvargiya Jugal K.
VP
10,000 $65 $650,000 123,389
(Direct)
View
2016-12-06
Sale
2016-12-07
3:05 pm
GENERAL COMMUNICATION INC GNCMA Tarbath Lynda L
CAO
2,602 $17.96 $46,732 51,488
(Direct)
View
2016-12-05
Sale
2016-12-07
3:11 pm
COVENANT TRANSPORTATION GROUP INC CVTI LOVIN RALPH H JR
VP
2,250 $21.03 $47,322 48,911
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
3:11 pm
CASS INFORMATION SYSTEMS INC CASS BRUNNGRABER ERIC H
CEO
3,019 $69.71 $210,467 62,502
(Direct)
View
2016-12-06
Sale
2016-12-07
3:12 pm
SMITH A O CORP AOS Petrarca Mark A
VP
10,000 $49.73 $497,339 78,898
(Direct)
View
2016-12-06
Sale
2016-12-07
3:12 pm
DATAWATCH CORP DWCH G2 Investment Partners Management LLC
G2 Investment Partners GP LLC
Goldberg Josh
G2 INVESTMENT PARTNERS QP LP
10% Owner
1,660 $6.15 $10,209 1,855,302
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
3:15 pm
SMITH A O CORP AOS KITA JOHN J
CFO
20,000 $49.74 $994,832 74,869
(Direct)
View
2016-12-07
Sale
2016-12-07
3:19 pm
UNIVERSAL FOREST PRODUCTS INC UFPI GREENE CHARLES SCOTT
VP
4,000 $104 $416,000 5,298
(Indirect
Direct)
View
2016-12-05
Sale
2016-12-07
3:21 pm
UNITED STATES LIME & MINERALS INC USLM DOUMET ANTOINE M
Director
2,000 $73 $146,000 0
(Direct)
View
2016-12-05
Sale
2016-12-07
3:22 pm
GENERAL DYNAMICS CORP GD CASEY JOHN PATRICK
VP
69,895 $178.51 $12,476,607 127,667
(Direct)
View
2016-12-05
Sale
2016-12-07
3:31 pm
GENERAC HOLDINGS Inc GNRC MINICK RUSSELL S
VP
42,871 $41.64 $1,785,116 38,335
(Direct)
View
2016-12-06
Sale
2016-12-07
3:35 pm
UNIVERSAL TECHNICAL INSTITUTE INC UTI Turner Rhonda R
VP
9,163 $3.225 $29,551 93,622
(Direct)
View
2016-12-05
Sale
2016-12-07
3:38 pm
ENTERPRISE BANCORP INC EBTC DUNCAN GEORGE L
Chairman
8,692 $32.87 $285,742 397,809
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
3:40 pm
ENTERPRISE BANCORP INC EBTC HANSON ERIC W
Director
10,098 $33.21 $335,334 304,428
(Direct)
View
2016-09-06
Sale(A)
2016-12-07
3:41 pm
SNYDER'S-LANCE Inc LNCE DRISCOLL BRIAN J
Director
5,000 $35.42 $177,100 96,369
(Direct)
View
2016-12-07
Sale
2016-12-07
3:42 pm
INDEPENDENT BANK CORP IBCP REGLIN DAVID C
VP
127 $19.66 $2,497 66,706
(Indirect
Direct)
View
2016-12-06
Sale
2016-12-07
3:50 pm
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND Inc MUJ Hayes Peter
Officer of the Advisor
6,582 $13.8 $90,824 5,500
(Direct)
View
2016-12-06
Sale
2016-12-07
3:50 pm
BlackRock Municipal 2030 Target Term Trust BTT Hayes Peter
Officer of Adviser
1,200 $21.74 $26,090 4,360
(Direct)
View
2016-12-05
Sale
2016-12-07
3:52 pm
SNYDER'S-LANCE Inc LNCE DRISCOLL BRIAN J
Director
5,000 $36.25 $181,250 91,369
(Direct)
View
(A) Indicate amendment filing.