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Insider Sale Filings - Archives for 2016-11-22

Home -> 2016 -> Insider sale filings for 2016-11-22

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-11-21
Sale
2016-11-22
3:59 pm
ALLSTATE CORP ALL PILCH SAMUEL H
VP
21,178 $72.24 $1,529,899 25,855
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
3:56 pm
ALLSTATE CORP ALL Gupta Sanjay
VP
9,137 $72 $657,864 56,783
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
3:55 pm
SUBURBAN PROPANE PARTNERS LP SPH DAMBROSIO A DAVIN
VP
5,500 $31 $170,500 31,524
(Direct)
View
2016-11-22
Sale
2016-11-22
3:55 pm
BROOKLINE BANCORP INC BRKL CHAPIN DAVID C
Director
21,402 $14.89 $318,676 0
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-22
3:53 pm
DATAWATCH CORP DWCH G2 Investment Partners Management LLC
G2 Investment Partners GP LLC
Goldberg Josh
10% Owner
366,547 $6.776 $2,483,728 1,592,784
(Indirect)
View
2016-11-18
Sale
2016-11-22
3:48 pm
ACCO BRANDS Corp ACCO Anderson Mark C
VP
94,136 $12.17 $1,145,412 45,415
(Direct)
View
2016-11-18
Sale
2016-11-22
3:43 pm
Flagship Global Corp FGCN Stansbridge Ltd
10% Owner
2,948,800 $0.05 $147,440 37,552,200
(Direct)
View
2016-11-22
Sale
2016-11-22
3:42 pm
UNITED BANKSHARES INC UBSI ASTORG ROBERT G
Director
100 $45.82 $4,582 20,114
(Direct
Indirect)
View
2016-11-21
Sale
2016-11-22
3:42 pm
Midland States Bancorp Inc. MSBI Tucker Douglas J.
VP
2,416 $28.9 $69,822 7,179
(Direct
Indirect)
View
2016-09-28
Sale
2016-11-22
3:42 pm
SCHULMAN A INC SHLM BARMORE GREGORY T
Director
2,786 $31.72 $88,364 45,114
(Direct)
View
2016-11-18
Sale
2016-11-22
3:40 pm
HOME BANCSHARES INC HOMB Engelkes Jack
Director
2,000 $26.1 $52,199 42,719
(Indirect
Direct)
View
2016-11-16
Sale(A)
2016-11-22
3:35 pm
LAKELAND BANCORP INC LBAI DEUTSCH EDWARD B
Director
9,010 $16.4 $147,805 38,746
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-22
3:35 pm
LAKELAND BANCORP INC LBAI DEUTSCH EDWARD B
Director
20,000 $16.65 $333,000 18,746
(Direct
Indirect)
View
2016-11-18
Sale(A)
2016-11-22
3:34 pm
UNIVEST CORP OF PENNSYLVANIA UVSP PETRO THOMAS M
Director
20,000 $27.27 $545,400 119,931
(Direct)
View
2016-11-21
Sale
2016-11-22
3:26 pm
CULLEN/FROST BANKERS Inc CFR Wood Jack A
Director
36,123 $83.11 $3,002,051 200,000
(Indirect)
View
2016-11-18
Sale
2016-11-22
3:25 pm
UNIVEST CORP OF PENNSYLVANIA UVSP PETRO THOMAS M
Director
20,000 $27.27 $545,400 119,931
(Direct)
View
2016-11-21
Sale
2016-11-22
3:22 pm
Surgical Care Affiliates Inc. SCAI HAYEK ANDREW P
CEO
7,292 $44.32 $323,181 298,092
(Indirect)
View
2016-11-21
Sale
2016-11-22
3:19 pm
COMMERCE BANCSHARES INC CBSH KIM CHARLES G
CFO
7,804 $57.76 $450,792 82,551
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
2:49 pm
TransDigm Group INC TDG Graff Michael
Director
3,928 $251.3 $987,238 8,340
(Direct)
View
2016-11-18
Sale
2016-11-22
2:45 pm
GILEAD SCIENCES INC GILD MADIGAN JOHN W
Director
105,000 $74.86 $7,860,058 16,761
(Direct)
View
2016-11-21
Sale
2016-11-22
2:33 pm
BJs RESTAURANTS INC BJRI Ledwith Lon
VP
7,500 $38.8 $291,000 5,760
(Direct)
View
2016-11-18
Sale
2016-11-22
2:31 pm
REPUBLIC BANCORP INC RBCAA DeWeese Steven E
VP
5,000 $35.96 $179,784 43,230
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-22
2:31 pm
GOLDMAN SACHS GROUP INC GS SMITH SARAH G
Principal Accounting Officer
218 $211.5 $46,099 13,075
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
2:27 pm
GOLDMAN SACHS GROUP INC GS BLANKFEIN LLOYD C
CEO
Chairman
2,504 $211.3 $529,134 1,419,857
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
2:23 pm
NETGEAR INC NTGR Kim Andrew Wonki
VP
1,563 $52 $81,276 20,500
(Direct
Indirect)
View
2016-11-22
Sale
2016-11-22
2:22 pm
STATE BANK FINANCIAL CORP STBZ McMahon Robert H.
Director
1,000 $25.3 $25,300 4,300
(Direct)
View
2016-11-18
Sale
2016-11-22
2:17 pm
AMERICAS CARMART INC CRMT HENDERSON WILLIAM H
CEO
12,986 $42.7 $554,509 76,984
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
2:16 pm
AMERICAS CARMART INC CRMT HIGHT EDDIE L
Director
20,000 $42.58 $851,600 40,970
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
2:12 pm
SAUL CENTERS INC BFS SCHNEIDER SCOTT V
CFO
7,000 $62.77 $439,385 9,398
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
2:10 pm
Veritex Holdings Inc. VBTX SunTx Veritex Holdings L.P.
10% Owner
2,991 $20.2 $60,418 1,229,937
(Direct)
View
2016-11-21
Sale
2016-11-22
2:09 pm
AMKOR TECHNOLOGY Inc AMKR OSBORNE JOHN
Director
6,994 $12.27 $85,816 34,401
(Direct)
View
2016-11-21
Sale
2016-11-22
2:08 pm
AMKOR TECHNOLOGY Inc AMKR Stone John Charles
VP
25,000 $12.35 $308,750 29,722
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
2:04 pm
WSFS FINANCIAL CORP WSFS LEVENSON RODGER
VP
45,024 $40.89 $1,840,888 45,436
(Indirect
Direct)
View
2016-11-22
Sale
2016-11-22
2:01 pm
S&T BANCORP INC STBA DELANEY JOHN J
Director
5,000 $34.33 $171,665 40,368
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
2:00 pm
NICOLET BANKSHARES INC NCBS MERKATORIS SUSAN L
Director
2,000 $43 $86,000 99,700
(Direct)
View
2016-11-18
Sale
2016-11-22
1:58 pm
Gaming & Leisure Properties Inc. GLPI Snyder Steven T.
VP
181,843 $30.2 $5,491,659 259,921
(Direct)
View
2016-11-18
Sale
2016-11-22
1:49 pm
ZIONS BANCORPORATION ZION ALEXANDER BRUCE K
VP
3,347 $38.32 $128,257 22,403
(Direct)
View
2016-11-18
Sale
2016-11-22
1:48 pm
ZIONS BANCORPORATION ZION ALEXANDER BRUCE K
VP
18,608 $38.35 $713,589 22,403
(Direct)
View
2016-11-21
Sale
2016-11-22
1:48 pm
LendingTree Inc. TREE Salvage Neil
Chief Revenue Officer
2,000 $102.4 $204,760 15,393
(Direct)
View
2016-11-18
Sale
2016-11-22
1:48 pm
ZIONS BANCORPORATION ZION Schreiber Edward
Chief Risk Officer
8,000 $37.8 $302,400 48,068
(Direct)
View
2016-11-21
Sale
2016-11-22
1:48 pm
ZIONS BANCORPORATION ZION James Dianne R
VP
4,259 $38.24 $162,880 18,484
(Direct)
View
2016-11-21
Sale
2016-11-22
1:47 pm
COMMUNITY BANK SYSTEM Inc CBU DICERBO NICHOLAS A
Director
1,500 $55.79 $83,685 193,992
(Direct)
View
2016-11-21
Sale
2016-11-22
1:43 pm
VICOR CORP VICR Gusinov Alex
VP
4,200 $14.5 $60,900 0
(Direct)
View
2016-11-21
Sale
2016-11-22
1:41 pm
COMMUNITY BANK SYSTEM Inc CBU STEELE SALLY A
Director
4,631 $54.88 $254,126 46,744
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-22
1:30 pm
BROOKLINE BANCORP INC BRKL ROSE M ROBERT
Chief Credit Officer
10,525 $14.92 $157,033 27,184
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
1:27 pm
Escalera Resources Co. ESCRQ Fenster Adam
CFO
9,945 $0.0404 $402 14,684
(Direct)
View
2016-11-18
Sale
2016-11-22
1:25 pm
MICROSTRATEGY INC MSTR Patten Jarrod M
Director
3,317 $197.2 $654,112 0
(Direct)
View
2016-11-18
Sale
2016-11-22
1:22 pm
Archrock Inc. AROC CARLSON CAPITAL L P
10% Owner
139,576 $13.4 $1,870,172 8,447,159
(Indirect)
View
2016-11-21
Sale
2016-11-22
1:13 pm
AerCap Holdings N.V. AER Gradon Michael
Director
1,091 $44.57 $48,626 4,122
(Direct)
View
2016-11-15
Sale
2016-11-22
1:12 pm
Medicine Man Technologies Inc. MDCL Williams Andrew Johns
CEO
10% Owner
10,363 $4.017 $41,627 1,655,137
(Direct)
View
2016-11-18
Sale
2016-11-22
12:55 pm
FTI CONSULTING INC FCN Bacon Brenda J
Director
4,707 $42.85 $201,700 46,811
(Direct)
View
2016-11-18
Sale
2016-11-22
12:51 pm
MSC INDUSTRIAL DIRECT CO INC MSM BARUCH STEVEN N
VP
2,169 $84.46 $183,199 5,368
(Direct)
View
2016-11-21
Sale
2016-11-22
12:45 pm
AMKOR TECHNOLOGY Inc AMKR Rutten Guillaume Marie Jean
VP
23,750 $12.36 $293,550 0
(Direct)
View
2016-11-21
Sale
2016-11-22
12:20 pm
CAREER EDUCATION CORP CECO Hurst Andrew
VP
6,592 $9.725 $64,105 101,010
(Direct)
View
2016-11-18
Sale
2016-11-22
12:20 pm
CECO ENVIRONMENTAL CORP CECE Cook Benton Lowell
VP
10,000 $12.78 $127,800 5,000
(Direct)
View
2016-11-21
Sale
2016-11-22
12:07 pm
KIMBERLY CLARK CORP KMB Mielke Thomas J.
VP
11,946 $113.3 $1,353,977 18,145
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
12:05 pm
Global Self Storage Inc. SELF BEXIL CORP
See Explanation of Responses
358 $4.85 $1,736 0
(Direct)
View
2016-11-18
Sale
2016-11-22
12:02 pm
PINNACLE FINANCIAL PARTNERS INC PNFP MCCABE ROBERT A JR
Chairman
18,333 $62.99 $1,154,796 483,297
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-22
11:58 am
EMPIRE RESOURCES INC ERS WRUBEL HARVEY
Director
11,570 $5.105 $59,066 37,083
(Direct)
View
2016-11-21
Sale
2016-11-22
11:56 am
FIRST FINANCIAL BANCORP FFBC Ringwald Bradley J
Pres Corp & Specialty Banking
800 $25.31 $20,252 8,189
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
11:56 am
Hyatt Hotels Corp H Madrone GHC LLC
10% Owner
136,176 $54.18 $7,378,560 4,495,584
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
11:54 am
Hyatt Hotels Corp H Penner Gregory Boyd
10% Owner
136,176 $54.18 $7,378,560 9,320,666
(Indirect)
View
2016-11-21
Sale
2016-11-22
11:49 am
Guaranty Bancorp GBNK WYCOFF W KIRK
Director
10% Owner
1,000,000 $20.76 $20,762,300 348,851
(Indirect)
View
2016-11-18
Sale
2016-11-22
11:41 am
POWER INTEGRATIONS INC POWI NAYYAR SANDEEP
CFO
5,549 $66.95 $371,506 33,865
(Direct)
View
2016-11-21
Sale
2016-11-22
11:33 am
MARRIOTT INTERNATIONAL INC MAR Ryan Edward A
VP
8,744 $77.12 $674,353 87,727
(Direct)
View
2016-11-18
Sale
2016-11-22
11:28 am
FIRST MERCHANTS CORP FRME HARDWICK MARK K
CFO
COO
7,700 $33.14 $255,170 63,334
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
11:20 am
INNOSPEC Inc IOSP Aldous Hugh
Director
672 $63.15 $42,439 14,388
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
11:10 am
UNITED STATES LIME & MINERALS INC USLM CARDIN RICHARD W
Director
800 $72.25 $57,800 4,666
(Direct)
View
2016-11-21
Sale
2016-11-22
10:58 am
LendingTree Inc. TREE OZONIAN STEVEN
Director
3,000 $101.8 $305,550 19,396
(Direct)
View
2016-11-18
Sale
2016-11-22
10:35 am
CORVEL CORP CRVL BLAHA DIANE
VP
1,000 $34.14 $34,140 5,576
(Direct)
View
2016-11-18
Sale
2016-11-22
10:33 am
LANDMARK BANCORP INC LARK ALEXANDER PATRICK L
Chairman
2,600 $27.32 $71,022 118,129
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
10:25 am
Eaton Corp plc ETN Advaithi Revathi
See Remarks below.
39,008 $64.16 $2,502,819 38,708
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
10:02 am
CIMPRESS N.V. CMPR Jacobs Wilhelm G.A.
EVP Chief Supply Chain Off.
5,500 $85.13 $468,196 2,985
(Direct)
View
2016-11-21
Sale
2016-11-22
09:52 am
County Bancorp Inc. ICBK SCHNEIDER TIMOTHY J.
President
2,000 $23.06 $46,118 117,558
(Direct)
View
2016-11-18
Sale
2016-11-22
09:51 am
SCHLUMBERGER LIMITED SLB DANTON MARK
VP
10,000 $79.99 $799,900 27,037
(Direct)
View
2016-11-21
Sale
2016-11-22
09:42 am
County Bancorp Inc. ICBK CENSKY WILLIAM C.
Chairman
7,579 $22.91 $173,641 243,341
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-22
09:15 am
Neenah Paper Inc NP Wood Stephen Michael
Director
1,000 $85 $85,000 33,625
(Direct)
View
2016-11-18
Sale
2016-11-22
09:07 am
LITTELFUSE INC LFUS Stafford Ryan K
VP
13,000 $151.1 $1,963,956 25,339
(Direct)
View
2016-11-18
Sale
2016-11-22
09:06 am
LITTELFUSE INC LFUS Roeder Dieter
VP
16,827 $149 $2,507,560 9,644
(Direct)
View
2016-11-18
Sale
2016-11-22
09:06 am
LITTELFUSE INC LFUS MUCHONEY MARY S
Corporate Secretary
500 $150 $75,000 2,597
(Direct)
View
2016-11-18
Sale
2016-11-22
09:05 am
LITTELFUSE INC LFUS MAJOR JOHN E
Director
4,420 $149.1 $658,873 23,929
(Direct)
View
2016-11-18
Sale
2016-11-22
09:05 am
LITTELFUSE INC LFUS Highley Ian
CTO
14,400 $149 $2,145,773 5,628
(Direct)
View
2016-11-18
Sale
2016-11-22
08:43 am
Koppers Holdings Inc. KOP Loadman Thomas D
VP
800 $37.14 $29,712 36,596
(Direct)
View
2016-11-18
Sale
2016-11-22
08:20 am
LendingTree Inc. TREE Patel Nikul
COO
7,500 $99.6 $747,000 23,000
(Direct)
View
2016-11-18
Sale
2016-11-22
07:31 am
Opexa Therapeutics Inc. OPXA BARABE TIMOTHY C
Director
14,914 $0.5505 $8,210 12,910
(Direct)
View
2016-11-17
Sale
2016-11-21
9:19 pm
Atlas Energy Group LLC ATLS COOPERMAN LEON G
10% Owner
61,190 $1.351 $82,643 1,215,972
(Indirect)
View
2016-11-17
Sale
2016-11-21
9:17 pm
MONOLITHIC POWER SYSTEMS INC MPWR Blegen Theodore
CFO
51 $81.35 $4,149 48,303
(Direct)
View
2016-11-17
Sale
2016-11-21
9:10 pm
CORCEPT THERAPEUTICS INC CORT Longitude Venture Partners L.P.
Longitude Capital Partners LLC
Tammenoms Bakker Juliet
Longitude Capital Associates L.P.
10% Owner
544,100 $9.556 $5,199,426 180,830
(Direct
Indirect)
View
2016-11-21
Sale
2016-11-21
9:04 pm
AXT INC AXTI CHEN JESSE
Director
39,593 $5.3 $209,843 143,666
(Direct)
View
2016-11-17
Sale
2016-11-21
9:02 pm
CORCEPT THERAPEUTICS INC CORT ENRIGHT PATRICK G
Director
10% Owner
544,100 $9.556 $5,199,426 180,830
(Indirect)
View
2016-09-12
Sale
2016-11-21
8:57 pm
PATRICK INDUSTRIES INC PATK Cleveland Todd M
CEO
20,000 $67.19 $1,343,843 365,481
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
8:47 pm
HALCON RESOURCES CORP HK HICKS QUENTIN R
VP
25 $11.09 $277 164,261
(Direct)
View
2016-11-21
Sale
2016-11-21
8:42 pm
ISTAR Inc STAR JOSEPHS ROBIN
Director
12,100 $12.45 $150,601 3,877
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
8:12 pm
SALESFORCE COM INC CRM Benioff Marc
CEO
Chairman
12,500 $76.49 $956,126 34,633,000
(Direct)
View
2016-11-17
Sale
2016-11-21
8:08 pm
ISTAR Inc STAR MATIS NINA
CIO
37,000 $12.18 $450,594 320,611
(Direct)
View
2016-11-18
Sale
2016-11-21
8:07 pm
SALESFORCE COM INC CRM Dayon Alexandre
Pres. & Chief Product Officer
33,408 $77.97 $2,604,718 15,296
(Direct)
View
2016-11-17
Sale
2016-11-21
8:07 pm
Marcus & Millichap Inc. MMI Nadji Hessam
CEO
9,000 $26.06 $234,540 337,233
(Direct)
View
2016-11-17
Sale
2016-11-21
8:06 pm
BMC STOCK HOLDINGS Inc BMCH VERTUCA CARL R JR
Director
24,000 $18.99 $455,800 1,970
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
7:50 pm
Natera Inc. NTRA Sheena Jonathan
CTO
32,505 $12 $390,060 629,759
(Direct)
View
2016-11-17
Sale
2016-11-21
7:45 pm
Cooper-Standard Holdings Inc. CPS Oak Hill Advisors GenPar L.P.
OAK HILL ADVISORS LP
Oak Hill Credit Opportunities Master Fund Ltd.
OHA Strategic Credit Master Fund L.P.
OHA Strategic Credit Master Fund IB L.P.
OHA Strategic Credit GenPar LLC
AUGUST GLENN R
See Note (5) below
3,997 $93.33 $373,027 39,960
(Indirect)
View
2016-11-18
Sale
2016-11-21
7:38 pm
ACCURIDE CORP ACW Littlejohn Fund IV L.P.
Cetus Capital III L.P.
10% Owner
8,353,216 $2.58 $21,551,297 0
(Direct)
View
2016-11-21
Sale
2016-11-21
7:37 pm
CENTRAL PACIFIC FINANCIAL CORP CPF Dean John C
Chairman
10,000 $30.14 $301,425 90,000
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
7:29 pm
ACCURIDE CORP ACW Cetus Capital LLC
SG Distressed Fund LP
Maybaum Richard E.
Cetus Capital II LLC
Littlejohn Opportunities GP LLC
Littlejohn Opportunities Master Fund LP
Littlejohn Associates IV L.L.C.
Davis Robert E.
Littlejohn Fund III L P
LITTLEJOHN ASSOCIATES III L.L.C.
10% Owner
8,353,216 $2.58 $21,551,297 0
(Direct)
View
2016-11-17
Sale
2016-11-21
7:12 pm
VMWARE Inc VMW Krysler P. Kevan
CAO
3,000 $79.42 $238,260 73,623
(Direct)
View
2016-11-17
Sale
2016-11-21
7:11 pm
BARRACUDA NETWORKS INC CUDA Drako Dean M
10% Owner
153,238 $24.16 $3,702,752 1,989,303
(Indirect)
View
2016-11-21
Sale
2016-11-21
7:08 pm
NEW RELIC Inc NEWR Schulman Robin
VP
573 $33.53 $19,213 0
(Direct)
View
2016-11-18
Sale
2016-11-21
7:05 pm
BANNER CORP BANR Fleischer Spencer C
FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP
FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP
FFL Individual Partners III L.P.
FFL EXECUTIVE PARTNERS III LP
Friedman Fleischer & Lowe GP III L.P.
Friedman Fleischer & Lowe GP III LLC
Director
720,000 $48.32 $34,790,400 11,151
(Direct
Indirect)
View
2016-11-21
Sale
2016-11-21
7:05 pm
NEW RELIC Inc NEWR Sachleben Mark
CFO
8,000 $33.53 $268,240 530,872
(Indirect)
View
2016-11-21
Sale
2016-11-21
7:03 pm
NEW RELIC Inc NEWR Koplow Hilarie A.
President
1,143 $33.53 $38,325 1,960
(Direct)
View
2016-11-17
Sale
2016-11-21
7:02 pm
Facebook Inc FB Zuckerberg Mark
CEO
10% Owner
809,977 $117.3 $94,999,665 0
(Indirect)
View
2016-11-17
Sale
2016-11-21
6:56 pm
CytomX Therapeutics Inc. CTMX SHANNON TIMOTHY M
Director
45,324 $11.61 $526,088 3,747,476
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
6:53 pm
HCA Holdings Inc. HCA Foster Jon M
President
97,500 $74.9 $7,302,750 1,870
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:53 pm
FAMOUS DAVES OF AMERICA INC DAVE Walsh Patrick
Director
62,502 $4.672 $292,020 284,675
(Indirect
Direct)
View
2016-11-20
Sale
2016-11-21
6:49 pm
QUALCOMM INC QCOM STERLING MICHELLE M
VP
9,810 $66.53 $652,618 2,974
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:48 pm
CytomX Therapeutics Inc. CTMX Canaan IX L.P.
Canaan Partners IX LLC
Director
10% Owner
45,324 $11.61 $526,088 3,747,476
(Indirect)
View
2016-11-17
Sale
2016-11-21
6:48 pm
Guaranty Bancorp GBNK WYCOFF W KIRK
Director
10% Owner
4,957 $20.03 $99,293 496,153
(Indirect)
View
2016-11-21
Sale
2016-11-21
6:42 pm
WAGEWORKS Inc WAGE Bodaken Bruce G.
Director
10,000 $72.88 $728,800 3,442
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:41 pm
WebMD Health Corp. WBMD WYGOD MARTIN J
Chairman
89,843 $53.94 $4,845,882 143,334
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
6:40 pm
FARMERS & MERCHANTS BANCORP FMCB HALEY STEPHEN W
VP
93 $615 $57,195 2,111
(Direct)
View
2016-11-17
Sale
2016-11-21
6:33 pm
FLUSHING FINANCIAL CORP FFIC Allen Brewer M.
VP
400 $26.8 $10,720 19,477
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:32 pm
APPFOLIO INC APPF Keenan Capital LLC
Keenan Capital GP LLC
Keenan Charles J IV
10% Owner
22,384 $21.68 $485,300 1,284,102
(Indirect)
View
2016-11-17
Sale
2016-11-21
6:31 pm
CATHAY GENERAL BANCORP CATY CHENG DUNSON K
Chairman
27,500 $35.61 $979,398 243,907
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:30 pm
ELECTRONICS FOR IMAGING INC EFII KASHNOW RICHARD A
Director
14,000 $43.45 $608,360 3,500
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:30 pm
SCIENTIFIC GAMES CORP SGMS Kennedy David L
Director
50,000 $13.89 $694,500 71,765
(Direct)
View
2016-11-21
Sale
2016-11-21
6:23 pm
ALJ REGIONAL HOLDINGS INC ALJJ RAVICH JESS M
Chairman
10% Owner
5,000 $4.336 $21,681 5,078,751
(Indirect)
View
2016-11-18
Sale
2016-11-21
6:18 pm
NAVIGANT CONSULTING INC NCI THOMPSON JAMES R
Director
5,000 $24.49 $122,434 85,274
(Direct)
View
2016-11-17
Sale
2016-11-21
6:17 pm
PROOFPOINT INC PFPT Knight David
VP
3,000 $86.87 $260,604 5,889
(Direct)
View
2016-11-17
Sale
2016-11-21
6:16 pm
CHEESECAKE FACTORY INC CAKE ZURZOLO DEBBY R
VP
4,400 $57.08 $251,158 27,464
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
6:15 pm
PROOFPOINT INC PFPT Newell Tracey
VP
3,645 $86.24 $314,329 26,433
(Direct)
View
2016-11-17
Sale
2016-11-21
6:14 pm
MAXIM INTEGRATED PRODUCTS INC MXIM MEDLIN EDWIN
VP
1,912 $39.63 $75,773 65,055
(Direct)
View
2016-11-18
Sale
2016-11-21
6:14 pm
ALIGN TECHNOLOGY INC ALGN WHITE DAVID L
CFO
11,152 $95.53 $1,065,338 9,473
(Direct)
View
2016-11-18
Sale
2016-11-21
6:12 pm
Mastercard Inc MA MasterCard Foundation
10% Owner
48,424 $105 $5,083,532 114,132,784
(Direct)
View
2016-11-18
Sale
2016-11-21
6:05 pm
GSI TECHNOLOGY INC GSIT Yau Robert
VP
25,494 $5.2 $132,569 1,055,522
(Indirect)
View
2016-11-17
Sale
2016-11-21
6:04 pm
Health Insurance Innovations Inc. HIIQ Hershberger Michael D
CFO
39,500 $10.18 $402,089 133,369
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
6:02 pm
PCM Inc PCMI HEESCHEN PAUL C
Director
8,277 $20.11 $166,467 30,225
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
6:00 pm
RetailMeNot Inc. SALE Aylor Thomas
VP
382 $9.55 $3,648 39,494
(Direct)
View
2016-11-18
Sale
2016-11-21
5:59 pm
ServiceNow Inc. NOW LUDDY FREDERIC B
Director
20,539 $86.19 $1,770,254 1,587
(Direct)
View
2016-11-18
Sale
2016-11-21
5:56 pm
CHEESECAKE FACTORY INC CAKE OVERTON DAVID
CEO
Chairman
109,539 $57.66 $6,315,575 2,841,503
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
5:56 pm
NCI BUILDING SYSTEMS INC NCS CHAMBERS NORMAN C
CEO
Chairman
119,956 $17.29 $2,074,432 531,934
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
5:53 pm
CONSOLIDATED WATER CO LTD CWCO TONNER JOHN
COO
6,000 $11.2 $67,225 9,528
(Direct)
View
2016-11-17
Sale
2016-11-21
5:45 pm
ADTRAN INC ADTN Wilson James Denson Jr
VP
26,295 $19.93 $524,036 6,463
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
5:43 pm
COMPUTER SCIENCES CORP CSC LAWRIE JOHN M
CEO
Chairman
5,100 $61.97 $316,032 380,729
(Direct)
View
2016-11-17
Sale
2016-11-21
5:43 pm
COMPUTER SCIENCES CORP CSC LAWRIE JOHN M
CEO
Chairman
6,100 $61.98 $378,059 385,829
(Direct)
View
2016-11-18
Sale
2016-11-21
5:37 pm
HAWAIIAN HOLDINGS INC HA DUNKERLEY MARK B
CEO
8,000 $50.25 $402,000 539,644
(Direct)
View
2016-11-17
Sale
2016-11-21
5:36 pm
MINDBODY Inc. MB Lytikainen Kimberly Gail
General Counsel & Secretary
20,000 $22 $440,000 14,032
(Direct)
View
2016-11-18
Sale
2016-11-21
5:35 pm
Woodward Inc. WWD Rittenberg Larry E
Director
5,700 $67.18 $382,898 30,602
(Direct)
View
2016-11-17
Sale
2016-11-21
5:34 pm
BANK OF THE OZARKS INC OZRK James Dennis R
VP
2,629 $46 $120,934 39,470
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
5:33 pm
RENASANT CORP RNST GRAY JAMES W
SEVP
5,000 $39.5 $197,500 14,214
(Direct)
View
2016-11-17
Sale
2016-11-21
5:32 pm
Allison Transmission Holdings Inc ALSN ValueAct Holdings L.P.
ValueAct Capital Master Fund L.P.
VA Partners I LLC
ValueAct Capital Management L.P.
ValueAct Capital Management LLC
ValueAct Holdings GP LLC
Director
4,300,000 $31.96 $137,438,002 10,525,204
(Indirect)
View
2016-11-17
Sale
2016-11-21
5:29 pm
EPLUS INC PLUS BOWEN BRUCE M
Director
8,849 $105 $929,386 15,300
(Indirect)
View
2016-11-17
Sale
2016-11-21
5:27 pm
OCI Partners LP OCIP GREGORY NATHANIEL A
Director
4,523 $5.35 $24,198 0
(Direct)
View
2016-11-18
Sale
2016-11-21
5:26 pm
APARTMENT INVESTMENT & MANAGEMENT CO AIV Kimmel Keith M
VP
3,000 $39.81 $119,440 33,018
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
5:26 pm
MINDBODY Inc. MB WHITE BRETT T
CFO
COO
20,000 $22 $440,000 30,224
(Direct)
View
2016-11-18
Sale
2016-11-21
5:25 pm
LINEAR TECHNOLOGY CORP LLTC SWANSON ROBERT H JR
Chairman
21,298 $60.97 $1,298,560 270,546
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
5:23 pm
ASPEN TECHNOLOGY INC AZPN Pietri Antonio J
CEO
100 $52.13 $5,213 217,949
(Direct)
View
2016-11-18
Sale
2016-11-21
5:23 pm
MATRIX SERVICE CO MTRX RYAN JAMES P
President
10,000 $19.59 $195,893 73,228
(Direct)
View
2016-11-17
Sale
2016-11-21
5:23 pm
NAVIENT CORP NAVI DIEFENDERFER WILLIAM M III
Director
18,590 $17.65 $328,132 100,728
(Direct)
View
2016-11-17
Sale
2016-11-21
5:17 pm
NVIDIA CORP NVDA GAITHER JAMES C
Director
35,000 $92.25 $3,228,687 46,011
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
5:11 pm
BRINKER INTERNATIONAL INC EAT PROVOST STEVE
President
9,728 $53.91 $524,436 13,372
(Direct)
View
2016-11-17
Sale
2016-11-21
5:10 pm
Ascent Capital Group Inc. ASCMA Okumus Fund Management Ltd.
Okumus Opportunistic Value Fund Ltd.
OKUMUS AHMET H
10% Owner
92,706 $19.95 $1,849,572 1,241,925
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
5:09 pm
Kraton Corp KRA Fogarty Kevin Michael
CEO
36,012 $30.05 $1,082,313 189,042
(Direct)
View
2016-11-17
Sale
2016-11-21
5:09 pm
SYSCO CORP SYY Day William B.
VP
72,134 $53.01 $3,823,823 73,659
(Direct)
View
2016-11-17
Sale
2016-11-21
5:09 pm
Health Insurance Innovations Inc. HIIQ Telkamp Bruce
CEO
COO
59,000 $10.15 $598,847 156,001
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
5:09 pm
CIRRUS LOGIC INC CRUS SCHUELE ALAN R
Director
7,500 $57.5 $431,250 15,609
(Direct)
View
2016-11-18
Sale
2016-11-21
5:08 pm
PLANTRONICS INC PLT KANNAPPAN S KENNETH
Executive Vice Chairman
20,000 $54.13 $1,082,533 105,149
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
5:07 pm
FLOWERS FOODS INC FLO STONE DAN W
VP
13,250 $16.15 $213,987 28,580
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
5:07 pm
VARONIS SYSTEMS INC VRNS Pitango Venture Capital Fund IV L.P.
Pitango Venture Capital Principals Fund IV L.P.
10% Owner
28,263 $30.82 $871,057 62,812
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
5:06 pm
Woodward Inc. WWD Weber Robert F Jr
CFO
17,308 $66.79 $1,155,917 28,245
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
5:05 pm
FLOWERS FOODS INC FLO TAYLOR TONJA W
VP
4,425 $15.9 $70,380 13,169
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
5:00 pm
NxStage Medical Inc. NXTM TOWSE MATTHEW W
CFO
4,300 $26.23 $112,789 18,741
(Direct)
View
2016-11-17
Sale
2016-11-21
4:58 pm
MKS INSTRUMENTS INC MKSI Werth Dennis L
VP
2,333 $56.41 $131,605 0
(Direct)
View
2016-11-17
Sale
2016-11-21
4:57 pm
RLJ Lodging Trust RLJ Hale Leslie D.
CFO
COO
5,000 $22.03 $110,150 342,231
(Direct)
View
2016-11-18
Sale
2016-11-21
4:56 pm
Resource Capital Corp. RSO Wiggins Stephanie H.
Director
4,278 $9.15 $39,144 3,402
(Direct)
View
2016-11-17
Sale
2016-11-21
4:56 pm
J C PENNEY CO INC JCP Tighe John Joseph III
EVP Chief Merchant
38,756 $9.33 $361,593 217,909
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
4:55 pm
WASHINGTON TRUST BANCORP INC WASH ORSINGER VICTOR J II
Director
1,000 $51.98 $51,980 2,780
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
4:54 pm
WASHINGTON TRUST BANCORP INC WASH Gim Mark K W
VP
3,000 $51.85 $155,555 13,864
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
4:53 pm
LEMAITRE VASCULAR INC LMAT Roberts David B
President
20,000 $24.64 $492,890 52,845
(Direct)
View
2016-11-17
Sale
2016-11-21
4:52 pm
MICRON TECHNOLOGY INC MU Deboer Scott J
VP
10,000 $19 $190,000 200,232
(Direct)
View
2016-11-17
Sale
2016-11-21
4:51 pm
MICRON TECHNOLOGY INC MU Shirley Brian
VP
72,243 $19 $1,372,617 339,122
(Direct)
View
2016-11-17
Sale
2016-11-21
4:50 pm
DUCOMMUN INC DCO BERENATO JOSEPH C
Director
1,790 $25.34 $45,359 19,594
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:49 pm
Alarm.com Holdings Inc. ALRM Ramos Daniel
VP
40,000 $29.32 $1,172,732 192,130
(Direct)
View
2016-11-21
Sale
2016-11-21
4:48 pm
ENTERCOM COMMUNICATIONS CORP ETM FISHER STEPHEN F
CFO
10,000 $15.16 $151,614 521,597
(Direct)
View
2016-11-17
Sale
2016-11-21
4:48 pm
Asterias Biotherapeutics Inc. AST Wirth Edward
Chief Medical Officer
2,500 $5 $12,500 0
(Direct)
View
2016-11-17
Sale
2016-11-21
4:47 pm
ENTERCOM COMMUNICATIONS CORP ETM KRAMER LOUISE C
COO
44,613 $15.34 $684,342 373,266
(Direct)
View
2016-11-21
Sale
2016-11-21
4:43 pm
Otter Tail Corp OTTR ERICKSON JOHN D
Director
2,900 $37.33 $108,257 0
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:43 pm
Asterias Biotherapeutics Inc. AST Spink Katharine E.
COO
2,500 $5 $12,500 0
(Direct)
View
2016-11-17
Sale
2016-11-21
4:42 pm
BIG 5 SPORTING GOODS Corp BGFV MILLER STEVEN G
CEO
Chairman
20,686 $19.89 $411,536 25,106
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-21
4:41 pm
RENASANT CORP RNST DALE ALBERT J III
Director
2,031 $39.42 $80,062 24,369
(Direct)
View
2016-11-17
Sale
2016-11-21
4:40 pm
Cardiovascular Systems Inc CSII BETTERLEY LAURENCE L
CFO
20,764 $27.01 $560,800 190,172
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
4:40 pm
Cardiovascular Systems Inc CSII Trigg Leslie
Director
7,500 $26.84 $201,314 14,791
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:40 pm
MACOM Technology Solutions Holdings Inc. MTSI Hwang Donghyun Thomas
VP
6,990 $45.5 $318,045 54,282
(Direct)
View
2016-11-18
Sale
2016-11-21
4:40 pm
Cardiovascular Systems Inc CSII Rosenstein Alexander
General Counsel & Corp. Secy
529 $26.8 $14,176 34,484
(Direct)
View
2016-11-18
Sale
2016-11-21
4:39 pm
Cardiovascular Systems Inc CSII GILLUND LAURA
CTO
1,268 $26.79 $33,974 69,541
(Direct)
View
2016-11-17
Sale
2016-11-21
4:39 pm
Cardiovascular Systems Inc CSII Brown Edward M
Director
10,000 $26.78 $267,797 124,037
(Indirect)
View
2016-11-18
Sale
2016-11-21
4:38 pm
Employers Holdings Inc. EIG Festa Stephen V
COO
6,500 $35 $227,500 12,461
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
4:35 pm
CHASE CORP CCF Chadwick Everett JR
Director
250 $76 $19,000 2,022
(Direct)
View
2016-11-18
Sale
2016-11-21
4:34 pm
RBC Bearings INC ROLL HARTNETT MICHAEL J
CEO
6,483 $80.31 $520,626 508,238
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
4:25 pm
WESBANCO INC WSBC Perkins Michael L
CAO
2,000 $39.45 $78,900 6,858
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
4:21 pm
WELLCARE HEALTH PLANS Inc WCG Weaver Paul E
Director
3,000 $128.8 $386,500 13,892
(Direct)
View
2016-11-17
Sale
2016-11-21
4:20 pm
DEVRY EDUCATION GROUP Inc DV International Value Advisers LLC
DE VAULX CHARLES
DE LARDEMELLE CHARLES
10% Owner
2,770 $28.34 $78,511 1,152
(Indirect)
View
2016-11-17
Sale
2016-11-21
4:20 pm
FULTON FINANCIAL CORP FULT Roda Craig A
VP
9,844 $17.7 $174,240 87,182
(Direct)
View
2016-11-17
Sale
2016-11-21
4:18 pm
MASIMO CORP MASI KIANI JOE E
CEO
Chairman
20,381 $62.02 $1,263,959 1,058,909
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:16 pm
Duke Energy CORP DUK YOUNG STEVEN K
CFO
6,800 $74.17 $504,356 47,098
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
4:14 pm
AMKOR TECHNOLOGY Inc AMKR Stone John Charles
VP
50,000 $12.13 $606,500 29,722
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:14 pm
JUNIPER NETWORKS INC JNPR SINDHU PRADEEP
CTO
76,900 $26.08 $2,005,912 2,330,049
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
4:13 pm
AMKOR TECHNOLOGY Inc AMKR ZUG JAMES W
Director
10,000 $12.07 $120,700 45,828
(Direct)
View
2016-11-17
Sale
2016-11-21
4:13 pm
COHERENT INC COHR SOBEY MARK STEWART
VP
4,671 $129 $602,559 13,097
(Direct)
View
2016-11-18
Sale
2016-11-21
4:12 pm
Andersons Inc. ANDE SHAH RASESH H
President
10,000 $39.45 $394,500 648
(Direct
Indirect)
View
2016-11-18
Sale
2016-11-21
4:11 pm
FORD MOTOR CO F OJAKLI ZIAD S
VP
10,000 $11.86 $118,600 503,246
(Direct)
View
2016-11-17
Sale
2016-11-21
4:10 pm
UNITEDHEALTH GROUP INC UNH WILENSKY GAIL R
Director
5,460 $150.5 $822,000 55,052
(Direct)
View
2016-11-17
Sale
2016-11-21
4:10 pm
Rapid7 Inc. RPD Weiner Lee David
Chief Product Officer
15,000 $12 $180,000 29,235
(Direct)
View
2016-11-14
Sale
2016-11-21
4:10 pm
CONCERT PHARMACEUTICALS Inc CNCE HUTT PETER BARTON
Director
22,123 $9.81 $217,027 0
(Direct)
View
2016-11-17
Sale
2016-11-21
4:09 pm
ENTEGRIS INC ENTG OLSON PAUL L H
Director
12,000 $18.26 $219,126 66,481
(Direct)
View
2016-11-18
Sale
2016-11-21
4:07 pm
PROSPERITY BANCSHARES INC PB Epps Michael
VP
5,000 $63.9 $319,500 110,303
(Direct)
View
2016-11-21
Sale
2016-11-21
4:07 pm
SIRIUS XM HOLDINGS Inc SIRI COOK STEPHEN
VP
50,000 $4.57 $228,500 1,212,485
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:07 pm
EchoStar CORP SATS Kilaru Kranti
VP
69,202 $50.02 $3,461,325 137
(Indirect
Direct)
View
2016-09-21
Sale(A)
2016-11-21
4:06 pm
DICKS SPORTING GOODS INC DKS COLOMBO WILLIAM J
Director
20,000 $61.54 $1,230,860 309,963
(Direct)
View
2016-11-18
Sale
2016-11-21
4:06 pm
MORGAN STANLEY MS ROSENTHAL JAMES A
COO
111,200 $40.34 $4,485,430 183,061
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
4:06 pm
SELECTIVE INSURANCE GROUP INC SIGI Marchioni John J.
COO
17,107 $40.42 $691,391 121,148
(Direct)
View
2016-11-17
Sale
2016-11-21
4:05 pm
Cardtronics plc CATM Conrad E. Brad
CAO
2,000 $51.34 $102,680 9,401
(Direct
Indirect)
View
2016-11-17
Sale
2016-11-21
4:05 pm
SANMINA CORP SANM SOLA JURE
CEO
Chairman
71,416 $31.56 $2,253,619 419,484
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-21
4:05 pm
LANDSTAR SYSTEM INC LSTR Kneller Michael K
VP
15,000 $80.7 $1,210,500 30,890
(Direct)
View
2016-11-17
Sale
2016-11-21
4:04 pm
Hillenbrand Inc. HI RYAN KIMBERLY K
VP
4,765 $34.9 $166,299 43,796
(Direct)
View
2016-11-17
Sale
2016-11-21
4:02 pm
HONEYWELL INTERNATIONAL INC HON James Mark R.
VP
1,500 $113 $169,500 79,911
(Indirect
Direct)
View
2016-11-18
Sale
2016-11-21
4:01 pm
FutureFuel Corp. FF Flynn Paul M
VP
7,500 $13.71 $102,852 98,771
(Direct)
View
2016-11-17
Sale
2016-11-21
4:01 pm
VEEVA SYSTEMS INC VEEV CODD RONALD E F
Director
3,000 $41 $123,000 0
(Indirect)
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2016-11-18
Sale
2016-11-21
4:00 pm
Air Transport Services Group Inc. ATSG Starkovich John Matthew
President
12,000 $16.4 $196,754 176,072
(Direct)
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2016-11-17
Sale
2016-11-21
4:00 pm
IMAX CORP IMAX Cripps Andrew
VP
50,000 $34.01 $1,700,695 1,389
(Direct)
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(A) Indicate amendment filing.