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Insider Sale Filings - Archives for 2016-11-01

Home -> 2016 -> Insider sale filings for 2016-11-01

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-10-28
Sale
2016-11-01
3:58 pm
Enable Midstream Partners LP ENBL ArcLight Capital Partners LLC
ArcLight Capital Holdings LLC
Bronco Midstream Infrastructure LLC
Enogex Holdings LLC
ArcLight Energy Partners Fund IV LP
ARCLIGHT ENERGY PARTNERS FUND V L.P.
Bronco Midstream Partners L.P.
Revers Daniel R
10% Owner
58,325 $14.72 $858,646 45,807,112
(Indirect)
View
2016-10-31
Sale
2016-11-01
3:43 pm
CME GROUP Inc CME TAYLOR KIMBERLY S
Sr MD Pres Gl Ops Tech & Risk
2,300 $100.2 $230,483 103,258
(Direct)
View
2016-10-31
Sale
2016-11-01
3:43 pm
CME GROUP Inc CME Durkin Bryan T
Sr MD Chief Commercial Officer
15,000 $100 $1,499,937 63,906
(Direct)
View
2016-10-31
Sale
2016-11-01
3:18 pm
Dave & Buster's Entertainment Inc. PLAY Manning Margo Lynn
SVP of Human Resources
4,000 $40.94 $163,780 15,614
(Direct)
View
2016-10-31
Sale
2016-11-01
3:18 pm
EATON VANCE CORP EV FAUST THOMAS E JR
CEO
Director
25,537 $35.33 $902,258 2,722,582
(Direct
Indirect)
View
2016-10-31
Sale
2016-11-01
3:18 pm
EATON VANCE CORP EV HYLTON LAURIE G
Chief Financial Officer
25,184 $35.2 $886,522 201,745
(Direct
Indirect)
View
2016-10-27
Sale
2016-11-01
3:03 pm
CITY HOLDING CO CHCO LEGGE JEFFREY DALE
SVP, CAO & CIO
440 $52.25 $22,990 7,147
(Indirect
Direct)
View
2016-10-28
Sale
2016-11-01
3:00 pm
Meridian Bancorp Inc. EBSB Sartori James G
Director
16,837 $16 $269,405 44,511
(Indirect
Direct)
View
2016-11-01
Sale
2016-11-01
2:57 pm
DULUTH HOLDINGS Inc DLTH FERRY WILLIAM E.
Director
4,180 $26.96 $112,713 426,132
(Indirect
Direct)
View
2016-10-28
Sale
2016-11-01
2:50 pm
Alphabet Inc. GOOG Page Lawrence
Chief Executive Officer
Director
10% Owner
16,670 $803.8 $13,399,343 20,378,786
(Direct
Indirect)
View
2016-10-27
Sale
2016-11-01
2:50 pm
CACI INTERNATIONAL INC CACI MUTRYN THOMAS A
Exec VP & CFO
1,287 $105 $135,135 46,236
(Direct)
View
2016-08-01
Sale
2016-11-01
2:48 pm
NATIONAL INSTRUMENTS CORP NATI Rust Scott Arthur
Senior Vice President
17,454 $27.8 $485,134 32,808
(Direct)
View
2016-10-28
Sale
2016-11-01
2:21 pm
Alphabet Inc. GOOG Page Lawrence
Chief Executive Officer
Director
10% Owner
16,670 $827.8 $13,799,248 20,363,616
(Direct)
View
2016-10-31
Sale
2016-11-01
2:07 pm
Surgical Care Affiliates Inc. SCAI HAYEK ANDREW P
Chief Executive Officer
Director
7,292 $42.3 $308,452 305,384
(Indirect)
View
2016-10-28
Sale
2016-11-01
1:49 pm
POWER INTEGRATIONS INC POWI BALAKRISHNAN BALU
President and CEO
4,819 $64.94 $312,951 287,427
(Direct
Indirect)
View
2016-11-01
Sale
2016-11-01
1:33 pm
Habit Restaurants Inc. HABT Whitwell Peter
Chief Quality Officer
1,500 $14.55 $21,825 387
(Direct)
View
2016-10-28
Sale
2016-11-01
12:02 pm
PRINCIPAL FINANCIAL GROUP INC PFG Dunbar Timothy Mark
EVP & Chief Investment Officer
6,704 $55 $368,720 51,889
(Indirect
Direct)
View
2016-10-31
Sale
2016-11-01
11:52 am
PACHOLDER HIGH YIELD FUND INC PHF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
10,436 $7.01 $73,156 964,292
(Indirect)
View
2016-10-26
Sale
2016-11-01
11:32 am
COBIZ FINANCIAL INC COBZ BANGERT STEVEN
Chairman/CEO
Director
1,467 $13.26 $19,452 1,146,267
(Indirect
Direct)
View
2016-10-28
Sale
2016-11-01
11:02 am
LAKELAND FINANCIAL CORP LKFN FINDLAY DAVID M
President & CEO
8,200 $36.5 $299,300 117,975
(Indirect
Direct)
View
2016-10-31
Sale
2016-11-01
10:55 am
CITRIX SYSTEMS INC CTXS DEMO MURRAY J
Director
1,000 $84.91 $84,910 13,276
(Direct)
View
2016-10-31
Sale
2016-11-01
10:52 am
CITRIX SYSTEMS INC CTXS SOISSON JESSICA
VP & Corporate Controller
2,388 $84.7 $202,271 12,353
(Direct)
View
2016-10-28
Sale
2016-11-01
10:17 am
LAKELAND FINANCIAL CORP LKFN Ottinger Eric H
Executive Vice President
2,672 $36.75 $98,196 20,000
(Indirect
Direct)
View
2016-10-31
Sale
2016-11-01
09:59 am
ICF International Inc. ICFI Glover Ellen
EVP
4,311 $47 $202,617 29,605
(Direct)
View
2016-10-31
Sale
2016-11-01
09:57 am
BANCFIRST CORP BANF Westman David
EVP, Chief Technology Officer
1,250 $71.5 $89,375 1,342
(Indirect
Direct)
View
2016-10-31
Sale
2016-11-01
09:27 am
Mead Johnson Nutrition Co MJN Catalano Anna C
Director
656 $74.99 $49,195 8,796
(Direct)
View
2016-10-31
Sale
2016-11-01
08:48 am
WEST PHARMACEUTICAL SERVICES INC WST Johnson Paula A
Director
2,466 $75.87 $187,095 36,038
(Direct)
View
2016-10-31
Sale
2016-11-01
07:49 am
AMPHENOL CORP APH Ivas Michael R.
VP and Controller
17,500 $66.01 $1,155,168 25,000
(Direct)
View
2016-10-28
Sale
2016-11-01
07:08 am
PANERA BREAD CO PNRA Blair Scott G
SVP, Chief Legal/Franch. Off.
76 $192.8 $14,653 5,850
(Direct)
View
2016-10-28
Sale
2016-10-31
9:12 pm
SYNNEX CORP SNX SILVER STAR DEVELOPMENTS LTD
MiTAC International CORP
10% Owner
681 $103.2 $70,257 5,448,878
(Direct)
View
2016-10-27
Sale
2016-10-31
8:38 pm
Hortonworks Inc. HDP Gnau Scott E
Chief Technology Officer
3,857 $7.8 $30,085 165,603
(Direct)
View
2016-10-28
Sale
2016-10-31
8:31 pm
REPUBLIC SERVICES Inc RSG SLAGER DONALD W
President and CEO
Director
164,628 $52 $8,560,656 373,025
(Direct)
View
2016-10-31
Sale
2016-10-31
7:48 pm
LEVEL 3 COMMUNICATIONS INC LVLT ALONSO HECTOR
Regional President, Latin Amer
10,000 $56.78 $567,800 112,228
(Direct)
View
2016-10-27
Sale
2016-10-31
7:33 pm
BIOMARIN PHARMACEUTICAL INC BMRN BIENAIME JEAN JACQUES
Chief Executive Officer
Director
120,000 $81.3 $9,756,438 383,368
(Indirect
Direct)
View
2016-10-31
Sale
2016-10-31
7:07 pm
Brixmor Property Group Inc. BRX SIEGEL STEVEN F
See Remarks
6,000 $25.26 $151,560 302,072
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
6:37 pm
ARCH CAPITAL GROUP Ltd ACGL Lyons Mark Donald
EVP,CFO & Treasurer
8,000 $77.22 $617,762 223,880
(Direct)
View
2016-10-27
Sale
2016-10-31
6:31 pm
APPLE INC AAPL SCHILLER PHILIP W
Senior Vice President
43,769 $115.1 $5,036,499 49,575
(Indirect)
View
2016-10-27
Sale
2016-10-31
6:30 pm
APPLE INC AAPL Riccio Daniel J.
Senior Vice President
33,324 $115 $3,830,807 61,907
(Direct)
View
2016-10-27
Sale
2016-10-31
6:25 pm
PCM Inc PCMI MALOOF THOMAS A
Director
2,500 $24 $60,000 55,500
(Direct)
View
2016-10-28
Sale
2016-10-31
6:23 pm
NANOMETRICS INC NANO Borowicz Stanislaw M.
EVP, Business Operations
208 $22 $4,576 43,011
(Direct)
View
2016-10-27
Sale
2016-10-31
6:20 pm
SHUTTERFLY INC SFLY POPE MICHAEL W
Chief Financial Officer & SVP
35,000 $47.91 $1,676,759 52,500
(Direct)
View
2016-10-28
Sale
2016-10-31
6:17 pm
NETGEAR INC NTGR Gorjanc Christine Marie
Chief Financial Officer
50,304 $50.33 $2,531,594 120,404
(Direct
Indirect)
View
2016-10-31
Sale
2016-10-31
5:58 pm
ALJ REGIONAL HOLDINGS INC ALJJ RAVICH JESS M
Executive Chairman
Director
10% Owner
5,000 $3.973 $19,864 5,153,751
(Indirect)
View
2016-10-27
Sale
2016-10-31
5:50 pm
LOGITECH INTERNATIONAL SA LOGI Sullivan L Joseph
Sr. VP, Worldwide Operations
162,500 $24.24 $3,939,000 353,161
(Direct)
View
2016-10-29
Sale
2016-10-31
5:48 pm
MCKESSON CORP MCK Lampert Erin M
SVP & Controller
921 $124 $114,195 2,254
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
5:43 pm
Rocky Mountain Chocolate Factory Inc. RMCF MERRYMAN BRYAN J
COO/CFO Treasurer
Director
2,600 $10.24 $26,618 84,150
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
5:36 pm
LINEAR TECHNOLOGY CORP LLTC SWANSON ROBERT H JR
Executive Chairman
Director
20,598 $60.28 $1,241,549 291,844
(Direct
Indirect)
View
2016-10-27
Sale
2016-10-31
5:33 pm
AEHR TEST SYSTEMS AEHR POSEDEL RHEA J
Director
27,123 $3.33 $90,318 931,181
(Direct
Indirect)
View
2016-10-28
Sale
2016-10-31
5:21 pm
FCB FINANCIAL HOLDINGS Inc FCB ORAN STUART I
Secretary
Director
4,000 $36.81 $147,224 141,239
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
5:20 pm
WEBSTER FINANCIAL CORP WBS CRAWFORD JOHN JOSEPH
Director
1,200 $40.49 $48,588 20,505
(Direct)
View
2016-10-28
Sale
2016-10-31
5:15 pm
WEBSTER FINANCIAL CORP WBS JACOBI C MICHAEL
Director
4,552 $40.19 $182,961 18,418
(Direct)
View
2016-10-28
Sale
2016-10-31
5:15 pm
EATON VANCE CORP EV SWAFFIELD PAYSON F
Other
94,727 $35.4 $3,353,591 750,659
(Direct
Indirect)
View
2016-10-27
Sale
2016-10-31
5:15 pm
BB&T CORP BBT QUBEIN NIDO R
Director
20,000 $39.37 $787,398 70,840
(Direct
Indirect)
View
2016-10-27
Sale
2016-10-31
5:15 pm
ServiceNow Inc. NOW STRAUSS WILLIAM L
Director
35,000 $87.2 $3,052,000 45,000
(Direct)
View
2016-10-19
Sale
2016-10-31
5:10 pm
BIO-TECHNE Corp TECH LUCAS ROGER C
Director
100 $104.7 $10,471 4,129
(Direct
Indirect)
View
2016-10-31
Sale
2016-10-31
5:04 pm
Coeur Mining Inc. CDE Mitchell Peter C.
SVP & Chief Financial Officer
10,000 $11.04 $110,400 242,399
(Direct)
View
2016-10-28
Sale
2016-10-31
5:01 pm
PACIFIC BIOSCIENCES OF CALIFORNIA Inc PACB Phillips James Michael
SVP, Research & Development
20,000 $8.436 $168,720 201,449
(Direct)
View
2016-10-25
Sale
2016-10-31
4:54 pm
FEDERAL AGRICULTURAL MORTGAGE CORP AGM BUZBY TIMOTHY L
President and CEO
11 $42.75 $470 54,706
(Direct)
View
2016-10-31
Sale
2016-10-31
4:52 pm
Ra Pharmaceuticals Inc. RARX Weller Harry R
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:51 pm
Ra Pharmaceuticals Inc. RARX MORGENTHALER VENTURE PARTNERS IX LP
Morgenthaler Management Partners IX LLC
10% Owner
340 $13 $4,420 2,745,846
(Direct)
View
2016-10-31
Sale
2016-10-31
4:51 pm
Ra Pharmaceuticals Inc. RARX Viswanathan Ravi
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:51 pm
Ra Pharmaceuticals Inc. RARX SANDELL SCOTT D
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:51 pm
Ra Pharmaceuticals Inc. RARX Lettmann Jason
Director
340 $13 $4,420 4,066,503
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:51 pm
Ra Pharmaceuticals Inc. RARX MOTT DAVID M
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:50 pm
Ra Pharmaceuticals Inc. RARX KOLLURI KRISHNA KITTU
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:50 pm
Ra Pharmaceuticals Inc. RARX Novartis Bioventures Ltd
NOVARTIS AG
10% Owner
339 $13 $4,407 2,545,652
(Direct)
View
2016-10-28
Sale
2016-10-31
4:50 pm
RYDER SYSTEM INC R JONES KAREN M.
EVP & Chief Marketing Officer
1,000 $69.02 $69,022 4,086
(Indirect
Direct)
View
2016-10-31
Sale
2016-10-31
4:50 pm
Ra Pharmaceuticals Inc. RARX KERINS PATRICK J
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:49 pm
Ra Pharmaceuticals Inc. RARX BASKETT FOREST
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:49 pm
Ra Pharmaceuticals Inc. RARX BARRIS PETER J
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-31
Sale
2016-10-31
4:48 pm
Ra Pharmaceuticals Inc. RARX BARRETT M JAMES
10% Owner
435 $13 $5,655 3,490,073
(Indirect)
View
2016-10-27
Sale
2016-10-31
4:48 pm
Planet Fitness Inc. PLNT Moore Richard L
See Remarks
41,800 $21.21 $886,583 793,711
(Direct)
View
2016-10-31
Sale
2016-10-31
4:48 pm
Ra Pharmaceuticals Inc. RARX NEW ENTERPRISE ASSOCIATES 13 LP
NEA Partners 13 Limited Partnership
NEA 13 GP Ltd
10% Owner
435 $13 $5,655 3,490,073
(Direct)
View
2016-10-27
Sale
2016-10-31
4:47 pm
CENTURYLINK INC CTL PERRY HARVEY P
Director
10,000 $32.5 $325,000 77,607
(Indirect
Direct)
View
2016-10-27
Sale
2016-10-31
4:47 pm
CENTURYLINK INC CTL COLE DAVID D
EVP, Controller & Ops Support
30,000 $33 $990,000 198,440
(Direct)
View
2016-10-27
Sale
2016-10-31
4:43 pm
Allison Transmission Holdings Inc ALSN ValueAct Holdings L.P.
ValueAct Capital Master Fund L.P.
VA Partners I LLC
ValueAct Capital Management L.P.
ValueAct Capital Management LLC
ValueAct Holdings GP LLC
Director
Other
4,300,000 $28.2 $121,260,003 14,825,204
(Indirect)
View
2016-10-27
Sale
2016-10-31
4:42 pm
US BANCORP USB CECERE ANDREW
President and COO
416,219 $44.85 $18,667,055 853,081
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
4:40 pm
GrubHub Inc. GRUB Coppola Barbara Martin
Chief Marketing Officer
11,950 $38.58 $461,012 1,160
(Direct)
View
2016-10-27
Sale
2016-10-31
4:40 pm
MICROSOFT CORP MSFT GATES WILLIAM H III
Director
3,300,000 $60.3 $198,995,000 184,592,928
(Direct)
View
2016-10-31
Sale
2016-10-31
4:39 pm
KNOLL INC KNL Pardo Benjamin A
E.V.P.-Director of Design
2,850 $21.53 $61,355 21,575
(Direct)
View
2016-10-27
Sale
2016-10-31
4:38 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
265,914 $75.16 $19,985,213 2,852,130
(Direct)
View
2016-10-27
Sale
2016-10-31
4:38 pm
Mastercard Inc MA MasterCard Foundation
10% Owner
72,624 $106 $7,695,029 114,520,120
(Direct)
View
2016-10-28
Sale
2016-10-31
4:34 pm
BARD C R INC BCR HOLLAND CHRISTOPHER S
Senior Vice President and CFO
5,724 $211.1 $1,208,433 29,689
(Direct)
View
2016-10-27
Sale
2016-10-31
4:34 pm
WASHINGTON TRUST BANCORP INC WASH ALGIERE DENNIS L
SVP Ch Comp Off/Dir Com Affair
2,200 $46.07 $101,347 10,855
(Direct
Indirect)
View
2016-10-27
Sale
2016-10-31
4:33 pm
Amplify Snack Brands INC BETR Shiver Jason
North America President, EVP
20,000 $14.48 $289,557 1,191,456
(Direct)
View
2016-10-27
Sale
2016-10-31
4:33 pm
US BANCORP USB KIRTLEY OLIVIA F
Director
35,156 $44.89 $1,578,153 45,805
(Direct)
View
2016-10-27
Sale
2016-10-31
4:29 pm
US BANCORP USB CARLSON JENNIE P
EVP, Human Resources
229,009 $44.95 $10,293,955 265,380
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
4:28 pm
DUNKIN' BRANDS GROUP Inc DNKN VARUGHESE JOHN
VP, International
7,095 $49.1 $348,364 7,095
(Direct)
View
2016-10-27
Sale
2016-10-31
4:28 pm
DUNKIN' BRANDS GROUP Inc DNKN TWOHIG PAUL E
President, DD US & CAN
7,000 $48.59 $340,130 7,423
(Direct)
View
2016-10-27
Sale
2016-10-31
4:27 pm
DUNKIN' BRANDS GROUP Inc DNKN Raskopf Karen
SVP,Chief Communication Offcr
10,500 $48.36 $507,780 14,086
(Direct)
View
2016-10-27
Sale
2016-10-31
4:24 pm
WESTERN ALLIANCE BANCORPORATION WAL SNYDER DONALD D
Director
7,590 $37.59 $285,308 109,989
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
4:24 pm
CRA INTERNATIONAL Inc CRAI Holmes Chad M
CFO, EVP and Treasurer
2,088 $29.11 $60,779 9,575
(Direct
Indirect)
View
2016-10-27
Sale
2016-10-31
4:20 pm
Discover Financial Services DFS Graf R. Mark
EVP & Chief Financial Officer
25,032 $56.78 $1,421,347 116,052
(Direct)
View
2016-10-31
Sale
2016-10-31
4:17 pm
ARGAN INC AGX Leimkuhler William F.
Director
5,000 $56.53 $282,650 15,000
(Indirect
Direct)
View
2016-04-27
Sale
2016-10-31
4:13 pm
ATHENAHEALTH INC ATHN KANE JOHN A
Director
5,750 $122.6 $705,135 10,708
(Direct)
View
2016-10-28
Sale
2016-10-31
4:11 pm
RAMBUS INC RMBS SHRIGLEY DAVID A
Director
5,000 $12.01 $60,050 61,253
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
4:11 pm
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman
Director
10% Owner
5,000 $157.6 $788,063 44,248
(Indirect
Direct)
View
2016-10-27
Sale
2016-10-31
4:10 pm
COMCAST CORP CMCSA COHEN DAVID L
Sr. EVP
19,886 $62.21 $1,237,108 372,646
(Indirect
Direct)
View
2016-10-27
Sale
2016-10-31
4:07 pm
MORGAN STANLEY MS ROSENTHAL JAMES A
Chief Operating Officer
66,500 $33.89 $2,253,978 246,043
(Indirect
Direct)
View
2016-10-28
Sale
2016-10-31
4:07 pm
KERYX BIOPHARMACEUTICALS INC KERX Holmes Scott A
Chief Financial Officer
1,237 $4.44 $5,492 107,320
(Direct)
View
2016-10-27
Sale
2016-10-31
4:06 pm
VIRTUS INVESTMENT PARTNERS Inc VRTS BANK OF MONTREAL
10% Owner
1,727,746 $93.5 $161,544,251 150
(Indirect)
View
2016-10-28
Sale
2016-10-31
4:05 pm
HERSHEY CO HSY Buck Michele
EVP, Chief Operating Officer
4,000 $103 $412,000 159,210
(Indirect
Direct)
View
2016-10-27
Sale
2016-10-31
4:05 pm
INDEPENDENT BANK CORP INDB ODDLEIFSON CHRISTOPHER
President and CEO
Director
1,800 $55.12 $99,224 100,727
(Direct)
View
2016-10-28
Sale
2016-10-31
4:00 pm
HERSHEY CO HSY Idrovo Javier H
VP, Chief Accounting Officer
6,448 $100 $644,800 34,396
(Direct)
View
2016-10-28
Sale
2016-10-31
4:00 pm
American Cannabis Company Inc. AMMJ Hollister Corey James Ariel
President, CEO
Director
10% Owner
70,000 $1.02 $71,400 12,614,251
(Direct)
View