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Insider Sale Filings - Archives for 2016-10-03

Home -> 2016 -> Insider sale filings for 2016-10-03

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-09-30
Sale
2016-10-03
3:51 pm
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND BTO MCCLELLAN HASSELL H
Trustee of the Fund
147 $27.46 $4,037 500
(Direct)
View
2016-09-30
Sale
2016-10-03
3:46 pm
John Hancock Tax-Advantaged Global Shareholder Yield Fund HTY MCCLELLAN HASSELL H
Trustee of the Fund
327 $10.92 $3,570 1,218
(Direct)
View
2016-09-30
Sale
2016-10-03
3:38 pm
JOHN HANCOCK PREMIUM DIVIDEND FUND PDT MCCLELLAN HASSELL H
Trustee of the Fund
244 $16.4 $4,001 828
(Direct)
View
2016-09-30
Sale
2016-10-03
3:34 pm
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND HTD MCCLELLAN HASSELL H
Trustee of the Fund
145 $24.3 $3,523 549
(Direct)
View
2016-09-30
Sale
2016-10-03
3:32 pm
QUALCOMM INC QCOM DITTAMORE RAYMOND V
Director
18,000 $68.39 $1,231,020 6,326
(Direct
Indirect)
View
2016-09-30
Sale
2016-10-03
3:29 pm
JOHN HANCOCK PREFERRED INCOME FUND HPI MCCLELLAN HASSELL H
Trustee of the Fund
90 $22.35 $2,011 620
(Direct)
View
2016-09-30
Sale
2016-10-03
3:28 pm
Alphabet Inc. GOOG Brin Sergey
President, 10% Owner
16,670 $805.4 $13,426,686 19,839,630
(Direct)
View
2016-09-30
Sale
2016-10-03
3:25 pm
JOHN HANCOCK PREFERRED INCOME FUND II HPF MCCLELLAN HASSELL H
Trustee of the Fund
157 $22.47 $3,528 555
(Direct)
View
2016-09-30
Sale
2016-10-03
3:21 pm
AAR CORP AIR Regan Robert J
VP
14,002 $30.92 $432,903 141,314
(Direct)
View
2016-09-30
Sale
2016-10-03
3:20 pm
JOHN HANCOCK INVESTORS TRUST JHI MCCLELLAN HASSELL H
Trustee of the Fund
60 $16.61 $997 712
(Direct)
View
2016-09-30
Sale
2016-10-03
3:16 pm
JOHN HANCOCK PREFERRED INCOME FUND III HPS MCCLELLAN HASSELL H
Trustee of the Fund
182 $19.27 $3,507 634
(Direct)
View
2016-09-30
Sale
2016-10-03
3:11 pm
John Hancock Hedged Equity & Income Fund HEQ MCCLELLAN HASSELL H
Trustee of the Fund
64 $16.05 $1,027 808
(Direct)
View
2016-09-29
Sale
2016-10-03
3:08 pm
IDT CORP IDT JONAS HOWARD S
Chairman, 10% Owner
13,728 $17.52 $240,570 1,574,326
(Direct
Indirect)
View
2016-09-29
Sale
2016-10-03
2:59 pm
PRA GROUP INC PRAA Petit Michael J
Pres-Insolvency Investment Ser
15,000 $34.21 $513,215 106,857
(Direct)
View
2016-09-27
Sale
2016-10-03
1:02 pm
ABRAXAS PETROLEUM CORP AXAS BILLINGSLEY LEE T
VP
100,000 $1.675 $167,500 230,037
(Direct)
View
2016-09-30
Sale
2016-10-03
12:08 pm
UNIVEST CORP OF PENNSYLVANIA UVSP Turner Michael L.
Director
1,000 $23.49 $23,489 25,128
(Direct)
View
2016-09-30
Sale
2016-10-03
12:01 pm
SCHLUMBERGER LTD SLB SANDVOLD TORE I
Director
2,500 $78.09 $195,225 17,750
(Direct)
View
2016-09-29
Sale
2016-10-03
11:27 am
LANDMARK BANCORP INC LARK ALEXANDER PATRICK L
Chairman
800 $26.5 $21,202 112,599
(Indirect
Direct)
View
2016-10-03
Sale
2016-10-03
11:22 am
RLI CORP RLI STONE MICHAEL J
Director
907 $67.39 $61,123 279,448
(Indirect
Direct)
View
2016-09-29
Sale
2016-10-03
11:05 am
CITIZENS FINANCIAL SERVICES INC CZFS Mosso Robert B Mr
VP
602 $49.5 $29,799 358
(Direct)
View
2016-09-30
Sale
2016-10-03
10:47 am
Helmerich & Payne Inc. HP LINDSAY JOHN W
CEO
15,000 $67.45 $1,011,795 141,512
(Indirect
Direct)
View
2016-09-30
Sale
2016-10-03
10:20 am
VILLAGE SUPER MARKET INC VLGEA Estate of Perry Sumas
Member of group 10% owner
5,000 $31.99 $159,969 354,339
(Direct)
View
2016-09-30
Sale
2016-10-03
09:59 am
EAGLE BANCORP INC EGBN ALPERSTEIN LESLIE M
Director
5,000 $49.24 $246,177 78,974
(Direct)
View
2016-09-30
Sale
2016-10-03
09:15 am
REX AMERICAN RESOURCES Corp REX TOMCHIN LAWRENCE
Director
1,000 $85 $85,000 137,380
(Indirect
Direct)
View
2016-09-30
Sale
2016-10-03
09:08 am
REX AMERICAN RESOURCES Corp REX KRESS EDWARD M
Director
15,000 $84.69 $1,270,375 56,327
(Direct)
View
2016-09-29
Sale
2016-10-03
07:54 am
VARONIS SYSTEMS INC VRNS Pitango Venture Capital Fund IV L.P.
Pitango Venture Capital Principals Fund IV L.P.
10% Owner
300 $30.1 $9,030 3,090,252
(Direct
Indirect)
View
2016-09-30
Sale
2016-10-03
06:57 am
INC Research Holdings Inc. INCR Rush Gregory S
CFO
35,503 $44.7 $1,586,913 142,011
(Direct)
View
2016-09-28
Sale
2016-09-30
9:58 pm
NEOGEN CORP NEOG MORRICAL TERRI A
VP
9,600 $54.14 $519,706 116,300
(Direct)
View
2016-09-22
Sale
2016-09-30
9:58 pm
Sarepta Therapeutics Inc. SRPT Ruff Shamim
VP
7,311 $60 $438,660 27,550
(Direct)
View
2016-09-29
Sale
2016-09-30
9:22 pm
VIAVI SOLUTIONS Inc VIAV McNab Paul
EVP, Chief Mktg & Stgy Officer
15,202 $7.4 $112,495 89,510
(Direct)
View
2016-09-29
Sale
2016-09-30
9:21 pm
VIAVI SOLUTIONS Inc VIAV Siebert Kevin Christopher
VP
8,696 $7.31 $63,568 17,334
(Direct)
View
2016-09-29
Sale
2016-09-30
9:17 pm
VIAVI SOLUTIONS Inc VIAV Joannou Dion
VP
18,888 $7.31 $138,071 34,667
(Direct)
View
2016-09-29
Sale
2016-09-30
9:16 pm
VIAVI SOLUTIONS Inc VIAV SCRIVANICH LUKE M
VP
34,299 $7.31 $250,726 67,249
(Direct)
View
2016-09-29
Sale
2016-09-30
9:05 pm
VIAVI SOLUTIONS Inc VIAV RONDINONE RALPH
VP
47,079 $7.31 $344,147 52,171
(Direct)
View
2016-09-28
Sale
2016-09-30
8:56 pm
QUIDEL CORP QDEL BRYANT DOUGLAS C
CEO
69,168 $21.76 $1,504,768 309,302
(Direct)
View
2016-09-29
Sale
2016-09-30
8:55 pm
VIAVI SOLUTIONS Inc VIAV SPRADLEY SUSAN LOUISE
VP
43,058 $7.31 $314,754 58,181
(Direct)
View
2016-09-28
Sale
2016-09-30
7:47 pm
INSTRUCTURE INC INST EPIC VENTURE FUND IV LLC
ZIONS SBIC LLC
MADSEN KENT
Efstratis E. Nicholaus
10% Owner
17,772 $25.59 $454,785 2,290,605
(Direct
Indirect)
View
2016-09-29
Sale
2016-09-30
7:35 pm
VERIFONE SYSTEMS Inc PAY Alspaugh Robert W
Director
8,250 $15.81 $130,433 17,250
(Direct)
View
2016-09-30
Sale
2016-09-30
7:09 pm
ALJ REGIONAL HOLDINGS INC ALJJ RAVICH JESS M
Chairman, 10% Owner
5,000 $4.516 $22,578 5,258,751
(Indirect)
View
2016-09-29
Sale
2016-09-30
7:06 pm
SALESFORCE COM INC CRM Benioff Marc
CEO, Chairman
25,000 $71.53 $1,788,276 35,033,000
(Direct)
View
2016-09-28
Sale
2016-09-30
6:55 pm
VAIL RESORTS INC MTN SORTE JOHN F
Director
4,688 $155.9 $731,043 63,147
(Direct)
View
2016-09-30
Sale
2016-09-30
6:38 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Ruffing Thomas C
Managing Director
122 $29.36 $3,582 17,432
(Direct)
View
2016-09-30
Sale
2016-09-30
6:37 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Marone Anthony F. JR
CFO
183 $29.36 $5,373 9,906
(Direct)
View
2016-09-30
Sale
2016-09-30
6:37 pm
BLACKSTONE MORTGAGE TRUST Inc BXMT Armer Douglas N.
Treasurer, Managing Director
542 $29.36 $15,913 39,537
(Direct)
View
2016-09-28
Sale
2016-09-30
6:20 pm
Enova International Inc. ENVA FIRSTCASH INC
Frontier Merger Sub LLC
CSH Holdings LLC
10% Owner
104,446 $9.774 $1,020,836 5,628,657
(Indirect)
View
2016-09-28
Sale
2016-09-30
6:08 pm
Western Union CO WU MILES MICHAEL
Director
21,281 $20.37 $433,513 126,819
(Direct)
View
2016-09-30
Sale
2016-09-30
6:05 pm
IXYS CORP IXYS RICHARDSON TIMOTHY A
Director
100 $12.25 $1,225 144,900
(Direct)
View
2016-09-29
Sale
2016-09-30
6:05 pm
US NUCLEAR CORP. UCLE Chiang Richard
10% Owner
136,174 $0.1259 $17,141 1,694,750
(Direct)
View
2016-09-30
Sale
2016-09-30
6:03 pm
POTBELLY CORP PBPB REVORD MATTHEW J
VP
20,000 $12.42 $248,400 30,000
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
6:00 pm
MOLSON COORS BREWING CO TAP Anand Krishnan
CEO, COO
13,000 $110.6 $1,438,315 37,907
(Direct)
View
2016-09-28
Sale
2016-09-30
5:55 pm
Hawaiian Telcom Holdco Inc. HCOM YEAMAN ERIC K
Director
14,000 $22.35 $312,884 163,686
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
5:44 pm
PENNYMAC FINANCIAL SERVICES Inc PFSI MCCALLION ANNE
CFO
5,000 $16.9 $84,490 771,120
(Indirect)
View
2016-09-29
Sale
2016-09-30
5:44 pm
ON SEMICONDUCTOR CORP ON Rolls Paul E
VP
331 $12.25 $4,055 261,625
(Direct)
View
2016-09-29
Sale
2016-09-30
5:38 pm
BOSTON BEER CO INC SAM ROPER MARTIN F
CEO
5,000 $151 $754,834 37,273
(Direct)
View
2016-09-30
Sale
2016-09-30
5:36 pm
Brixmor Property Group Inc. BRX SIEGEL STEVEN F
See Remarks
6,000 $27.98 $167,880 308,072
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
5:31 pm
ACUCELA Inc M GEBHART JOHN E
CFO
9,000 $13.09 $117,830 4,189
(Direct)
View
2016-09-28
Sale
2016-09-30
5:28 pm
Workday Inc. WDAY Bozzini James
VP
12,500 $90.5 $1,131,294 181,110
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
5:20 pm
SUPREME INDUSTRIES INC STS BARRETT WILLIAM J
VP, 10% Owner
10,000 $19.12 $191,250 885,999
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
5:18 pm
LILIS ENERGY Inc LLEX Sean O'Sullivan Revocable Living Trust
10% Owner
137,998 $3.398 $468,875 1,628,646
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
5:14 pm
Square Inc. SQ Brougher Francoise
Business Lead
57,692 $12 $692,304 2,769,231
(Direct)
View
2016-09-28
Sale
2016-09-30
5:13 pm
ServiceNow Inc. NOW McGee Daniel
COO
14,191 $80 $1,135,280 5,321
(Direct)
View
2016-09-28
Sale
2016-09-30
5:11 pm
Planet Fitness Inc. PLNT TSG6 Management L.L.C.
TSG6 AIV II-A L.P.
TSG6 PF Co-Investors A L.P.
TSG6 AIV II L.P.
TSG PF Investment LLC
TSG PF Investment II L.L.C.
10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-28
Sale
2016-09-30
5:11 pm
Planet Fitness Inc. PLNT Esserman Charles
Director, 10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-28
Sale
2016-09-30
5:09 pm
Planet Fitness Inc. PLNT LeComte Pierre
Director, 10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-30
Sale
2016-09-30
5:08 pm
LITHIA MOTORS INC LAD DEBOER SIDNEY B
Director
17,600 $95 $1,672,000 138,077
(Indirect
Direct)
View
2016-09-30
Sale
2016-09-30
4:57 pm
Dave & Buster's Entertainment Inc. PLAY JENKINS BRIAN
CFO
7,500 $38.68 $290,063 226,308
(Direct
Indirect)
View
2016-09-30
Sale
2016-09-30
4:52 pm
Dave & Buster's Entertainment Inc. PLAY Berle Dolf A
COO
7,500 $38.67 $290,024 243,602
(Direct)
View
2016-09-28
Sale
2016-09-30
4:50 pm
BeiGene Ltd. BGNE Glazer Donald W.
Director
41,463 $30.66 $1,271,175 4,881,997
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
4:45 pm
GREEN DOT CORP GDOT Shifke Mark L
CFO
5,000 $22.97 $114,835 820,770
(Direct)
View
2016-09-28
Sale
2016-09-30
4:44 pm
VERTEX PHARMACEUTICALS INC VRTX BOGER JOSHUA S
Director
6,500 $88.15 $572,978 274,725
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:43 pm
Medidata Solutions Inc. MDSO Hirschfeld Steven Isaac
Vice Chairman
10,000 $56.17 $561,700 70,400
(Direct)
View
2016-09-27
Sale
2016-09-30
4:41 pm
New Concept Energy Inc. GBR Arcadian Energy Inc.
10% Owner
40,123 $3.72 $149,258 508,995
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:35 pm
Liberty Tax Inc. TAX Piper Michael
President
8,255 $12.91 $106,570 23,683
(Direct)
View
2016-09-28
Sale
2016-09-30
4:32 pm
ACELRX PHARMACEUTICALS INC ACRX PERCEPTIVE ADVISORS LLC
EDELMAN JOSEPH
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
10% Owner
216,500 $3.924 $849,497 5,483,610
(Indirect)
View
2016-09-28
Sale
2016-09-30
4:26 pm
TILLY'S Inc TLYS LEVINE TILLY
10% Owner
20,000 $9.117 $182,341 434,386
(Indirect)
View
2016-09-29
Sale
2016-09-30
4:22 pm
PROOFPOINT INC PFPT Knight David
VP
3,000 $78.14 $234,427 35,000
(Direct)
View
2016-09-28
Sale
2016-09-30
4:21 pm
Intercontinental Exchange Inc. ICE Sprecher Jeffrey C
CEO
25,275 $270.5 $6,836,745 758,341
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:19 pm
PROOFPOINT INC PFPT Hahn Eric
Chairman
5,000 $77.82 $389,107 213,718
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:17 pm
FINISAR CORP FNSR CLARK JOHN H
CTO
11,265 $29.72 $334,826 163,573
(Direct)
View
2016-09-27
Sale
2016-09-30
4:17 pm
Western Uranium Corp WSTRF Fryer Russell S.
Baobab Asset Management LLC
Director, 10% Owner
50,000 $1.35 $67,500 4,309,300
(Indirect)
View
2016-09-29
Sale
2016-09-30
4:17 pm
Wingstop Inc. WING Vernon David A.
Chief Development Officer
6,540 $28.7 $187,701 84,709
(Direct)
View
2016-09-27
Sale(A)
2016-09-30
4:15 pm
FINISAR CORP FNSR Eng Julie Sheridan
VP
1,500 $30 $45,000 75,540
(Direct)
View
2016-09-29
Sale
2016-09-30
4:15 pm
EAGLE PHARMACEUTICALS Inc EGRX ProQuest Investments IV L.P.
ProQuest Financial LLC
ProQuest Associates IV LLC
Moorin Jay
SCHREIBER ALAIN
10% Owner
77,900 $70.04 $5,456,116 4,396,087
(Indirect)
View
2016-09-28
Sale
2016-09-30
4:12 pm
Eleven Biotherapeutics Inc. EBIO Celniker Abbie
Director
10,031 $3 $30,093 409,915
(Direct)
View
2016-09-29
Sale
2016-09-30
4:11 pm
UNITED THERAPEUTICS Corp UTHR ROTHBLATT MARTINE A
CEO, Chairman
1,272 $116.9 $148,743 641,305
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:06 pm
CABOT CORP CBT Kelly James Patrick
VP
2,500 $52.95 $132,375 22,085
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
4:04 pm
U.S. SILICA HOLDINGS Inc SLCA Casper Bradford B
EVP & Chief Commercial Officer
12,273 $45.81 $562,242 20,000
(Direct)
View
2016-09-28
Sale
2016-09-30
4:04 pm
NATIONAL FUEL GAS CO NFG ACKERMAN PHILIP C
Director
105,929 $55.09 $5,835,417 477,765
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:02 pm
CORNING INC GLW Morse David L
VP
18,000 $23.5 $423,000 61,629
(Direct)
View
2016-09-30
Sale
2016-09-30
4:02 pm
General Growth Properties Inc. GGP Levine Marvin J
EVP, Chief Legal Officer
25,000 $27.54 $688,575 65,000
(Direct)
View
(A) Indicate amendment filing.