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Insider Sale Filings - Archives for 2014-11-19

Home -> 2014 -> Insider sale filings for 2014-11-19

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2014-11-17
Sale
2014-11-19
3:56 pm
ALTRIA GROUP Inc MO FLEET CLIFFORD B
CEO
5,000 $49.04 $245,185 52,401
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
3:42 pm
Oritani Financial Corp ORIT Guinan Thomas
EVP and CLO
15,000 $14.55 $218,250 123,441
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
3:37 pm
LyondellBasell Industries N.V. LYB Vasnetsov Sergey
VP
34,977 $88.92 $3,109,994 54,622
(Direct)
View
2014-11-17
Sale
2014-11-19
3:34 pm
NPS PHARMACEUTICALS INC NPSP Rogus Joseph J
VP
26,782 $30 $803,540 85,343
(Direct)
View
2014-11-18
Sale
2014-11-19
3:34 pm
STRYKER CORP SYK STRYKER RONDA E
Director
14,000 $89.86 $1,258,006 17,207,398
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
3:32 pm
HELIX ENERGY SOLUTIONS GROUP INC HLX TRANSIER WILLIAM L
Director
3,030 $27 $81,810 86,948
(Direct)
View
2014-11-17
Sale
2014-11-19
3:30 pm
BAKER HUGHES INC BHI Craighead Martin S
CEO, Chairman
8,000 $66.01 $528,080 128,388
(Direct)
View
2014-11-18
Sale
2014-11-19
3:27 pm
SILICON LABORATORIES INC SLAB BOCK WILLIAM G
President
3,000 $45.09 $135,262 72,935
(Direct)
View
2014-11-17
Sale
2014-11-19
3:27 pm
NATIONAL HEALTHCARE CORP NHC BURGESS ERNEST G III
Director
1,000 $60.29 $60,290 146,210
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
3:23 pm
CHASE CORP CCF CHASE PETER R
CEO, Chairman, 10% Owner
550 $35.53 $19,541 605,069
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
3:20 pm
RETAIL PROPERTIES OF AMERICA Inc RPAI GORSKI GERALD M
Director
4,505 $15.55 $70,046 13,802
(Direct)
View
2014-11-18
Sale
2014-11-19
3:13 pm
INTERNATIONAL PAPER CO IP Ryan Sharon R.
VP
10,000 $55.1 $551,047 124,576
(Direct)
View
2014-11-18
Sale
2014-11-19
3:10 pm
INTERNATIONAL PAPER CO IP Kadien Thomas G
VP
8,000 $54.98 $439,828 148,502
(Direct
Indirect)
View
2014-11-18
Sale
2014-11-19
3:07 pm
LITTELFUSE INC LFUS Daniel F Stanek
VP
1,333 $96.5 $128,634 6,433
(Direct)
View
2014-11-17
Sale
2014-11-19
3:07 pm
TRAVELERS COMPANIES Inc TRV CLIFFORD JOHN P JR
VP
7,053 $102.6 $723,744 18,945
(Direct)
View
2014-11-17
Sale
2014-11-19
3:02 pm
RUDOLPH TECHNOLOGIES INC RTEC Plisinski Michael P
COO
3,000 $9.071 $27,213 156,854
(Direct)
View
2014-11-18
Sale
2014-11-19
3:01 pm
TRAVELERS COMPANIES Inc TRV Spence Kenneth Franklin III
VP
10,867 $103 $1,119,714 42,245
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
3:00 pm
EPAM Systems Inc. EPAM Dobkin Arkadiy
CEO, Chairman
36,956 $49.15 $1,816,305 2,459,646
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
2:59 pm
OGE ENERGY CORP. OGE McQuistion Cristina F
CIO
2,392 $36.72 $87,834 11,373
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
2:59 pm
OGE ENERGY CORP. OGE Forbes H Scott
CAO
2,489 $36.53 $90,923 34,730
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
2:59 pm
OGE ENERGY CORP. OGE CORBETT LUKE R
Director
2,300 $36.62 $84,226 1,250
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
2:58 pm
TRAVELERS COMPANIES Inc TRV HEYMAN WILLIAM H
CIO
45,100 $102.7 $4,633,329 229,169
(Indirect
Direct)
View
2014-11-13
Sale
2014-11-19
2:39 pm
Applied Visual Sciences Inc. APVS Hare Gregory Edward
CFO
30,000 $0.04467 $1,340 1,649,068
(Direct)
View
2014-11-17
Sale
2014-11-19
2:19 pm
Houghton Mifflin Harcourt Co HMHC Zecher Linda Kay
Director
75,000 $20.17 $1,512,667 3,311,078
(Direct)
View
2013-03-25
Sale
2014-11-19
2:18 pm
CNO Financial Group Inc. CNO Perry Scott R
Chief Business Officer
6,000 $17.83 $106,974 272,713
(Direct)
View
2014-11-17
Sale
2014-11-19
2:18 pm
Houghton Mifflin Harcourt Co HMHC Shuman Eric Lon
See remarks.
37,000 $20.2 $747,433 1,415,428
(Direct)
View
2014-11-17
Sale
2014-11-19
2:17 pm
Houghton Mifflin Harcourt Co HMHC Bayers William Frederick
See remarks.
15,000 $20.21 $303,102 564,970
(Direct)
View
2014-11-18
Sale
2014-11-19
2:15 pm
VIASAT INC VSAT HART STEVEN R
VP
20,000 $65.61 $1,312,244 454,328
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
2:09 pm
Morningstar Inc. MORN NOONAN JACK
Director
1,000 $68.4 $68,402 61,703
(Indirect
Direct)
View
2014-11-19
Sale
2014-11-19
2:07 pm
V F CORP VFC Roe Scott A.
CAO
9,500 $72.15 $685,432 49,596
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
2:06 pm
VIASAT INC VSAT BALDRIDGE RICHARD A
COO
45,000 $66.4 $2,988,185 131,321
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
1:49 pm
MASCO CORP MAS MANOOGIAN RICHARD A
Director
200,000 $23.34 $4,668,600 2,758,342
(Direct)
View
2014-11-18
Sale
2014-11-19
1:46 pm
INTEGRYS ENERGY GROUP Inc TEG SCHROCK CHARLES A
CEO, Chairman
42,935 $73.01 $3,134,650 72,441
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:45 pm
INTEGRYS ENERGY GROUP Inc TEG Schott James F.
CFO
9,130 $72.85 $665,153 10,256
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:44 pm
INTEGRYS ENERGY GROUP Inc TEG MIKULSKY PHILLIP M
VP
27,180 $73.01 $1,984,390 27,193
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:43 pm
INTEGRYS ENERGY GROUP Inc TEG Caro Jodi J
VP
12,784 $73.01 $933,328 17,379
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:41 pm
Memorial Resource Development Corp. MRD Nabors John
Member 13(d) group owning >10%
54,213 $22.25 $1,206,348 262,240
(Direct)
View
2014-11-18
Sale
2014-11-19
1:39 pm
Memorial Resource Development Corp. MRD Bahr Anthony Franklin
Member-13(d) group own > 10%
2,513,365 $22.25 $55,927,400 11,999,588
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:39 pm
Memorial Resource Development Corp. MRD Cole Herbert William
Member 13(d) group owning >10%
21,685 $22.25 $482,535 104,896
(Direct)
View
2014-11-18
Sale
2014-11-19
1:36 pm
Memorial Resource Development Corp. MRD Graham Jay Carlton
Member 13(d) group owning >10%
2,513,365 $22.25 $55,927,400 11,999,588
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
1:35 pm
Memorial Resource Development Corp. MRD Eschete Paul Ray Jr.
Member 13(d) group owning >10%
471,562 $22.25 $10,493,198 2,281,073
(Direct)
View
2014-11-18
Sale
2014-11-19
1:34 pm
Memorial Resource Development Corp. MRD Habachy Steve Saad
Member 13(d) group owning >10%
303,330 $22.25 $6,749,699 1,467,290
(Direct)
View
2014-11-18
Sale
2014-11-19
1:33 pm
Memorial Resource Development Corp. MRD Fenley Tyler Joseph
Member 13(d) group owning >10%
38,108 $22.25 $847,979 236,151
(Direct)
View
2014-11-19
Sale
2014-11-19
1:33 pm
PENNS WOODS BANCORP INC PWOD Schwartz Jill Fortinsky
Director
500 $45.81 $22,905 17,545
(Direct)
View
2014-11-18
Sale
2014-11-19
1:31 pm
Memorial Resource Development Corp. MRD Hebert William
Member 13(d) group owning >10%
86,740 $22.25 $1,930,139 419,585
(Direct)
View
2014-11-18
Sale
2014-11-19
1:30 pm
Memorial Resource Development Corp. MRD Lynch Terence W
Member 13(d) group owning >10%
180,708 $22.25 $4,021,115 874,135
(Direct)
View
2014-11-18
Sale
2014-11-19
1:28 pm
Memorial Resource Development Corp. MRD Spillson Marcus Shane
Member 13(d) group owning >10%
18,431 $22.25 $410,127 108,150
(Direct)
View
2014-11-18
Sale
2014-11-19
1:26 pm
Memorial Resource Development Corp. MRD Eckerman Steven Wayne
Member 13(d) group owning >10%
298,169 $22.25 $6,634,857 1,442,322
(Direct)
View
2014-11-18
Sale
2014-11-19
1:24 pm
Memorial Resource Development Corp. MRD Wyszynski Joseph
Member 13(d) group owning >10%
303,590 $22.25 $6,755,485 1,468,546
(Direct)
View
2014-11-18
Sale
2014-11-19
1:22 pm
BRYN MAWR BANK CORP BMTC PETERS FREDERICK C II
CEO, Chairman
4,570 $30.03 $137,237 2,385
(Indirect)
View
2014-11-13
Sale
2014-11-19
1:12 pm
American Water Works Company Inc. AWK WALKER KELLYE L
VP
6,766 $52.21 $353,253 22,847
(Direct)
View
2014-11-19
Sale
2014-11-19
1:09 pm
EAGLE FINANCIAL SERVICES INC EFSI Chappell Kathleen J
EXECUTIVE OFFICER
750 $23.1 $17,325 3,428
(Direct)
View
2014-11-17
Sale
2014-11-19
12:53 pm
Stock Yards Bancorp Inc. SYBT DAVIS NANCY B
VP
1,500 $32.1 $48,148 57,091
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
12:45 pm
GREATBATCH Inc GB Arellano Mauricio
VP
6,945 $50 $347,250 13,542
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
12:35 pm
Invesco Advantage Municipal Income Trust II VKI Dammeyer Rodney F
Director
152,323 $11.43 $1,740,438 184,979
(Indirect)
View
2014-11-17
Sale
2014-11-19
12:30 pm
ANIXTER INTERNATIONAL INC AXE Galvin William
VP
2,000 $86.32 $172,640 46,278
(Direct)
View
2014-11-17
Sale
2014-11-19
12:28 pm
ServiceNow Inc. NOW McGee Daniel
COO
10,000 $65.46 $654,588 285,000
(Direct)
View
2014-11-17
Sale
2014-11-19
12:27 pm
ARROW ELECTRONICS INC ARW Morris Mary Catherine
Senior VP & CSO
300 $57.66 $17,297 20,185
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
12:27 pm
ARROW ELECTRONICS INC ARW Morris Mary Catherine
Senior VP & CSO
11,382 $57.45 $653,863 31,667
(Direct)
View
2014-11-18
Sale
2014-11-19
12:25 pm
WILLAMETTE VALLEY VINEYARDS INC WVVI Ellis James L
Director
3,458 $5.65 $19,538 68,000
(Direct)
View
2014-11-17
Sale
2014-11-19
12:25 pm
ANIXTER INTERNATIONAL INC AXE Eck Robert J.
CEO
12,602 $86.16 $1,085,727 150,938
(Direct)
View
2014-11-14
Sale
2014-11-19
12:22 pm
AMERICAN LOCKER GROUP INC ALGI LUBER PAUL B
Director
147,058 $0.068 $10,000 20,179
(Direct
Indirect)
View
2014-11-05
Sale
2014-11-19
12:14 pm
VALLEY NATIONAL BANCORP VLY LARUSSO MICHAEL L
Director
2,900 $9.76 $28,304 26,180
(Direct)
View
2014-11-17
Sale
2014-11-19
12:09 pm
Delphi Automotive PLC DLPH Sidlik Thomas W
Director
35,700 $71.28 $2,544,808 45,590
(Direct)
View
2014-11-17
Sale
2014-11-19
12:09 pm
MOMENTA PHARMACEUTICALS INC MNTA WHEELER CRAIG A
President
1,768 $10.58 $18,705 366,541
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
12:08 pm
TEAM HEALTH HOLDINGS Inc TMH ROTH GREG
Consultant
23,600 $54.41 $1,283,961 147,729
(Direct)
View
2014-11-17
Sale
2014-11-19
12:04 pm
MOMENTA PHARMACEUTICALS INC MNTA Shea Richard P
CFO
146 $10.64 $1,553 178,171
(Direct)
View
2014-11-17
Sale
2014-11-19
11:58 am
IXIA XXIA Colston Walker H II
VP
400 $10.25 $4,099 26,704
(Direct)
View
2014-11-17
Sale
2014-11-19
11:57 am
Diamondback Energy Inc. FANG WEXFORD CAPITAL LP
Wexford GP LLC
JACOBS JOSEPH
DAVIDSON CHARLES E
DB Energy Holdings LLC
10% Owner
1,358,000 $64.4 $87,455,202 5,832,447
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
11:57 am
AVALONBAY COMMUNITIES INC AVB McLaughlin William M
VP
10,976 $158 $1,734,367 56,633
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
11:55 am
IXIA XXIA Pepe Alexander
COO
141 $10.25 $1,445 53,488
(Direct)
View
2014-11-17
Sale
2014-11-19
11:53 am
IXIA XXIA Williams Christopher Lee
VP
547 $10.25 $5,606 26,235
(Direct)
View
2014-11-17
Sale
2014-11-19
11:50 am
IXIA XXIA Novak Brent T
CFO
2,132 $10.25 $21,850 65,741
(Direct)
View
2014-11-17
Sale
2014-11-19
11:47 am
IXIA XXIA Grahame Alan
VP
1,047 $10.25 $10,730 59,751
(Direct)
View
2014-09-15
Sale
2014-11-19
11:45 am
TYSON FOODS INC TSN King Donnie
Pres NA Ops & Food Svc
40,000 $42.57 $1,702,752 118,291
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
11:28 am
MOMENTA PHARMACEUTICALS INC MNTA Bishop John E
VP
217 $10.64 $2,309 109,143
(Direct)
View
2014-11-17
Sale
2014-11-19
11:23 am
MOMENTA PHARMACEUTICALS INC MNTA Leicher Bruce
VP
269 $10.64 $2,862 127,418
(Direct)
View
2014-11-17
Sale
2014-11-19
11:20 am
TEAM HEALTH HOLDINGS Inc TMH Rogers Oliver
COO
1,064 $54.35 $57,829 43,871
(Direct)
View
2014-11-18
Sale
2014-11-19
11:15 am
BROOKS AUTOMATION INC BRKS SCHWARTZ STEPHEN S
CEO
7,365 $12.02 $88,553 677,301
(Direct)
View
2014-11-17
Sale
2014-11-19
11:14 am
MOMENTA PHARMACEUTICALS INC MNTA Kaundinya Ganesh Venkataraman
VP
217 $10.64 $2,309 393,564
(Direct)
View
2014-11-18
Sale
2014-11-19
11:05 am
FULTON FINANCIAL CORP FULT SMITH R SCOTT JR
Director
19,734 $12.16 $240,007 365,662
(Direct)
View
2014-11-17
Sale
2014-11-19
11:05 am
MOMENTA PHARMACEUTICALS INC MNTA Roach James M.
VP
217 $10.64 $2,309 102,604
(Direct)
View
2014-11-13
Sale
2014-11-19
11:01 am
CITIZENS & NORTHERN CORP CZNC BEARDSLEE DENNIS
Director
1,500 $20.1 $30,157 10,486
(Direct)
View
2014-07-08
Sale
2014-11-19
10:56 am
COHEN & STEERS TOTAL RETURN REALTY FUND INC RFI STEERS ROBERT HAMILTON
Chairman
3,542 $12.91 $45,738 9,344
(Indirect)
View
2014-11-17
Sale
2014-11-19
10:56 am
COHEN & STEERS QUALITY INCOME REALTY FUND INC RQI STEERS ROBERT HAMILTON
Chairman
10,021 $11.58 $116,069 0
(Indirect)
View
2014-04-24
Sale
2014-11-19
10:56 am
COHEN & STEERS REIT & PREFERRED INCOME FUND INC RNP STEERS ROBERT HAMILTON
Chairman
11,553 $18.42 $212,802 28,424
(Indirect
Direct)
View
2014-11-19
Sale
2014-11-19
10:53 am
ARBOR REALTY TRUST INC ABR Edwards Karen K
Director
1,500 $6.841 $10,262 58,000
(Direct)
View
2014-11-18
Sale
2014-11-19
10:44 am
LaSalle Hotel Properties LHO MCCALMONT WILLIAM S
Director
1,500 $39.41 $59,108 10,250
(Direct)
View
2014-11-17
Sale
2014-11-19
10:38 am
METTLER TOLEDO INTERNATIONAL INC MTD FILLIOL OLIVER A
CEO
25,000 $290.6 $7,265,444 23,765
(Direct)
View
2014-11-17
Sale
2014-11-19
10:20 am
HALLIBURTON CO HAL Pope Lawrence J
VP
3,000 $51.54 $154,620 141,161
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-19
10:15 am
EQUITY ONE Inc EQY KATZMAN CHAIM
GAZIT 1995 INC
MGN USA INC
Gazit-Globe Ltd
GAZIT FIRST GENERATION LL
MGN America LLC
SILVER MAPLE (2001) INC
FICUS INC
GAZIT AMERICA INC
Chairman, 10% Owner
59,272 $24.01 $1,422,855 18,891,998
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
10:10 am
Cytosorbents Corp CTSO Kraus Al
Director
50,000 $0.226 $11,300 5,669,328
(Direct)
View
2014-11-17
Sale(A)
2014-11-19
10:09 am
First Financial Northwest Inc. FFNW Clariza Ronnie J
COO
7,500 $11.17 $83,801 14,313
(Direct)
View
2014-11-18
Sale
2014-11-19
09:38 am
Otter Tail Corp OTTR ERICKSON JOHN D
Director
4,000 $29.3 $117,196 150,489
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
09:18 am
ADVISORY BOARD CO ABCO Miller Cormac F
VP
1,400 $45.62 $63,868 8,976
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-19
09:17 am
ADVISORY BOARD CO ABCO Miller Cormac F
VP
1,400 $45.62 $63,868 8,976
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-19
09:11 am
EDUCATION MANAGEMENT CORPORATION EDMC Swenson Craig D.
See Remarks
12,761 $0.3737 $4,769 0
(Direct)
View
2014-11-17
Sale
2014-11-19
09:06 am
SCIQUEST INC SQI WIEHE STEPHEN J
CEO
737 $15.16 $11,175 583,973
(Direct)
View
2014-11-17
Sale
2014-11-19
09:06 am
SCIQUEST INC SQI WIEHE STEPHEN J
CEO
9,263 $14.87 $137,721 593,221
(Direct)
View
2014-11-17
Sale
2014-11-19
08:42 am
WEYCO GROUP INC WEYS FLORSHEIM JOHN W
COO
26,694 $28.02 $747,966 239,227
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-19
08:27 am
FTD Companies Inc. FTD ARMSTRONG JAMES T
Director
334 $36.25 $12,108 21,764
(Direct)
View
2014-11-17
Sale
2014-11-19
08:24 am
HERSHEY CO HSY Alfonso Humberto P
President
29,455 $96.63 $2,846,237 88,290
(Direct)
View
2014-11-14
Sale
2014-11-18
9:58 pm
RingCentral Inc RNG Shah Praful
VP
1,000 $11.69 $11,690 477,595
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
9:58 pm
BARRACUDA NETWORKS INC CUDA Perone Michael D
Chief Marketing Officer & EVP, 10% Owner
10,140 $35.23 $357,217 5,310,454
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
9:54 pm
PTC THERAPEUTICS Inc PTCT Hirawat Claudia de Oliveira Ribeiro
President
2,173 $39.78 $86,431 71,876
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
9:47 pm
Brixmor Property Group Inc. BRX Blackstone Real Estate Holdings VII L.P.
Blackstone Real Estate Holdings VII -ESC L.P.
BREP VII Side-By-Side GP L.L.C.
BRE Throne REIT Holdco LLC
BRE Throne REIT Parent LLC
BRE Southeast Retail Holdings LLC
Blackstone Family Real Estate Partnership VII-SMD L.P.
BLACKSTONE FAMILY GP LLC
BREA VII L.L.C.
Blackstone Real Estate Associates VII L.P.
10% Owner
3,750,000 $23.16 $86,836,123 86,912,720
(Indirect)
View
2014-11-17
Sale
2014-11-18
9:47 pm
Brixmor Property Group Inc. BRX BLACKSTONE REAL ESTATE PARTNERS VI TE 1 L P
BLACKSTONE REAL ESTATE PARTNERS VI TE 2 L P
Blackstone Real Estate Holdings VI L.P.
Blackstone Real Estate Holdings VI-ESC L.P.
BRE Retail Holdco L.P.
BRE Throne JV Member LLC
BRE Throne Parent LLC
BRE Throne Parent Holdco LLC
BRE Throne Holdings Member LLC
BRE Throne NR Parent LLC
10% Owner
3,750,000 $23.16 $86,836,123 86,912,720
(Indirect)
View
2014-11-17
Sale
2014-11-18
9:39 pm
Brixmor Property Group Inc. BRX BRX Holdco LLC
BRX Holdco II LLC
BRX BREH VI Holdco A LLC
BRX BREH VI-ESC Holdco A LLC
BRX BREP VI.TE.1 Holdco A LLC
BRX BREP VI.TE.2 Holdco A LLC
10% Owner
3,750,000 $23.16 $86,836,123 86,912,720
(Indirect)
View
2014-11-17
Sale
2014-11-18
9:34 pm
Brixmor Property Group Inc. BRX Blackstone Retail Transaction II Holdco L.P.
Blackstone Real Estate Associates VI L.P.
BREA VI L.L.C.
Blackstone Holdings III L.P.
Blackstone Holdings III GP L.P.
Blackstone Holdings III GP Management L.L.C.
Blackstone Group L.P.
Blackstone Group Management L.L.C.
SCHWARZMAN STEPHEN A
10% Owner
3,750,000 $23.16 $86,836,123 86,912,720
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:29 pm
Brixmor Property Group Inc. BRX Blackstone Retail Transaction II Holdco L.P.
Blackstone Real Estate Associates VI L.P.
BREA VI L.L.C.
Blackstone Holdings III L.P.
Blackstone Holdings III GP L.P.
Blackstone Holdings III GP Management L.L.C.
Blackstone Group L.P.
Blackstone Group Management L.L.C.
SCHWARZMAN STEPHEN A
10% Owner
25,000,000 $23.16 $578,907,490 88,802,648
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:26 pm
Brixmor Property Group Inc. BRX BRX Holdco LLC
BRX Holdco II LLC
BRX BREH VI Holdco A LLC
BRX BREH VI Holdco B LLC
BRX BREH VI-ESC Holdco A LLC
BRX BREH VI-ESC Holdco B LLC
BRX BREP VI.TE.1 Holdco A LLC
BRX BREP VI.TE.1 Holdco B LLC
BRX BREP VI.TE.2 Holdco A LLC
BRX BREP VI.TE.2 Holdco B LLC
10% Owner
25,000,000 $23.16 $578,907,490 88,802,648
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:23 pm
Brixmor Property Group Inc. BRX BLACKSTONE REAL ESTATE PARTNERS VI TE 1 L P
BLACKSTONE REAL ESTATE PARTNERS VI TE 2 L P
Blackstone Real Estate Holdings VI L.P.
Blackstone Real Estate Holdings VI-ESC L.P.
BRE Retail Holdco L.P.
BRE Throne JV Member LLC
BRE Throne Parent LLC
BRE Throne Parent Holdco LLC
BRE Throne Holdings Member LLC
BRE Throne NR Parent LLC
10% Owner
25,000,000 $23.16 $578,907,490 88,802,648
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:23 pm
Brixmor Property Group Inc. BRX Blackstone Real Estate Partners VII.F L.P.
Blackstone Real Estate Partners VII.F (AV) L.P.
Blackstone Real Estate Partners VII L.P.
Blackstone Real Estate Partners VII.TE.1 L.P.
Blackstone Real Estate Partners VII.TE.2 L.P.
Blackstone Real Estate Partners VII.TE.3 L.P.
Blackstone Real Estate Partners VII.TE.4 L.P.
Blackstone Real Estate Partners VII.TE.5 L.P.
Blackstone Real Estate Partners VII.TE.6 L.P.
BREP VI Side-by-Side GP L.L.C.
10% Owner
25,000,000 $23.16 $578,907,490 88,802,648
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:19 pm
Brixmor Property Group Inc. BRX Blackstone Real Estate Holdings VII L.P.
Blackstone Real Estate Holdings VII -ESC L.P.
BREP VII Side-By-Side GP L.L.C.
BRE Throne REIT Holdco LLC
BRE Throne REIT Parent LLC
BRE Southeast Retail Holdings LLC
Blackstone Family Real Estate Partnership VII-SMD L.P.
BLACKSTONE FAMILY GP LLC
BREA VII L.L.C.
Blackstone Real Estate Associates VII L.P.
10% Owner
25,000,000 $23.16 $578,907,490 88,802,648
(Indirect)
View
2014-11-14
Sale
2014-11-18
9:14 pm
BARRACUDA NETWORKS INC CUDA Levow Zachary S
Chief Marketing Officer & EVP
30,216 $34.96 $1,056,351 3,381,854
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-18
9:13 pm
Rexnord Corp RXN Apollo Management Holdings GP LLC
Apollo Management Holdings L.P.
Apollo Management GP LLC
Apollo Management L.P.
AIF VI Management LLC
Apollo Management VI L.P.
APOLLO INVESTMENT FUND VI L P
Apollo Advisors VI L.P.
Apollo Capital Management VI LLC
Apollo Principal Holdings I L.P.
10% Owner
14,729,045 $26.6 $391,792,603 0
(Indirect)
View
2014-05-15
Sale
2014-11-18
9:08 pm
Gigamon Inc. GIMO Shinn Paul B
Secretary and General Counsel
4,630 $14.1 $65,306 38,276
(Direct)
View
2014-11-15
Sale
2014-11-18
8:50 pm
MODEL N Inc MODN LARSEN CHRISTOPHER
See Remarks
8,506 $10.19 $86,676 79,617
(Direct)
View
2014-11-17
Sale
2014-11-18
8:45 pm
NOVAVAX INC NVAX Modi Rajiv I.
Director
1,481,111 $5.001 $7,406,498 8,113,234
(Indirect)
View
2014-11-13
Sale
2014-11-18
8:45 pm
RESMED INC RMD Darkin Donald
President
29,047 $52.21 $1,516,544 25,188
(Direct)
View
2014-11-15
Sale
2014-11-18
8:31 pm
AMAZON COM INC AMZN WILKE JEFFREY A
VP
4,563 $321.5 $1,466,915 62,966
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
8:28 pm
AMAZON COM INC AMZN Jassy Andrew R
VP
3,395 $322.6 $1,095,155 58,171
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
8:27 pm
AMAZON COM INC AMZN PIACENTINI DIEGO
VP
7,068 $322.5 $2,279,118 136,214
(Direct)
View
2014-11-15
Sale
2014-11-18
8:25 pm
AMAZON COM INC AMZN SZKUTAK THOMAS J
CFO
2,963 $322.5 $955,700 62,060
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
8:24 pm
AMAZON COM INC AMZN Blackburn Jeffrey M
VP
3,527 $322.6 $1,137,669 67,088
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
8:23 pm
AMAZON COM INC AMZN Zapolsky David
VP
958 $323.2 $309,595 8,968
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
8:21 pm
AMAZON COM INC AMZN Reynolds Shelley
VP
918 $323.1 $296,610 6,907
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-18
8:20 pm
UNITED THERAPEUTICS Corp UTHR JEFFS ROGER
COO
10,000 $128.2 $1,282,100 156,250
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
8:16 pm
RE/MAX Holdings Inc. RMAX Kelly Margaret M.
CFO, CEO
15,000 $30.28 $454,275 487,500
(Direct)
View
2014-11-18
Sale
2014-11-18
8:15 pm
JDS UNIPHASE CORP JDSU HERSCHER PENNY
Director
1,732 $13.27 $22,986 50,753
(Direct)
View
2014-11-18
Sale
2014-11-18
8:14 pm
JDS UNIPHASE CORP JDSU BARNES KEITH
Director
2,165 $13.27 $28,737 22,652
(Direct)
View
2014-11-17
Sale
2014-11-18
8:14 pm
WESTERN DIGITAL CORP WDC RAY MICHAEL CHARLES
VP
2,725 $97.57 $265,880 23,292
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-18
8:14 pm
WESTERN DIGITAL CORP WDC MILLIGAN STEPHEN D
CEO
5,664 $100 $566,400 159,702
(Direct)
View
2014-11-14
Sale
2014-11-18
8:12 pm
SPX CORP SPW RELATIONAL INVESTORS LLC
WHITWORTH RALPH V
BATCHELDER DAVID H
10% Owner
53,168 $93.42 $4,966,929 4,825,557
(Indirect)
View
2014-11-14
Sale
2014-11-18
8:11 pm
WESTERN DIGITAL CORP WDC LONG MARK P
VP
5,663 $99.56 $563,805 43,743
(Direct)
View
2014-11-18
Sale
2014-11-18
8:11 pm
WESTERN DIGITAL CORP WDC LAMBERT MICHAEL D
Director
5,000 $100.1 $500,642 15,739
(Direct)
View
2014-11-18
Sale
2014-11-18
8:11 pm
WESTERN DIGITAL CORP WDC DENERO HENRY T
Director
4,000 $100.3 $401,049 16,846
(Direct)
View
2014-11-14
Sale
2014-11-18
8:11 pm
WESTERN DIGITAL CORP WDC CORDANO MICHAEL D
President
7,453 $98.1 $731,167 95,700
(Direct)
View
2014-11-14
Sale
2014-11-18
8:08 pm
Tableau Software Inc DATA Fink Elissa
Chief Marketing Officer
21,000 $83.72 $1,758,134 293,675
(Direct)
View
2014-11-17
Sale
2014-11-18
8:04 pm
UNITED THERAPEUTICS Corp UTHR ROTHBLATT MARTINE A
CEO
2,592 $125.7 $325,689 557,252
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
8:00 pm
VirnetX Holding Corp VHC Angelo Michael F
Director
2,694 $5.229 $14,086 32,922
(Direct)
View
2014-11-17
Sale
2014-11-18
7:54 pm
LDR HOLDING CORP LDRH Lavigne Christophe
CEO
25,000 $34.03 $850,750 908,827
(Direct)
View
2014-11-18
Sale
2014-11-18
7:42 pm
JUNIPER NETWORKS INC JNPR SINDHU PRADEEP
CTO
55,000 $21.55 $1,185,130 1,886,173
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
7:41 pm
TrueCar Inc. TRUE UNITED SERVICES AUTOMOBILE ASSOCIATION
USAA Property Holdings Inc.
Leiper Martha
10% Owner
3,000,000 $17 $51,000,000 12,432,344
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
7:37 pm
ICAD INC ICAD Ferry Kenneth M
CEO
4,909 $11 $54,010 249,455
(Direct)
View
2014-11-17
Sale
2014-11-18
7:33 pm
LTC PROPERTIES INC LTC Malin Clint B
CIO
20,000 $41.4 $827,920 95,013
(Direct)
View
2014-11-18
Sale
2014-11-18
7:32 pm
SALESFORCE COM INC CRM Harris Parker
Co-Founder
11,341 $62.72 $711,273 1,086,132
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
7:26 pm
Rocket Fuel Inc. FUEL Covington JoAnn
VP, General Counsel, CPO
3,000 $18.79 $56,376 93,459
(Direct)
View
2014-11-17
Sale
2014-11-18
7:19 pm
ASTRO MED INC ALOT Estate of Albert W. Ondis
Ondis Albert W. III
Ondis Alexis
Ondis April
10% Owner
29,558 $13.8 $408,018 1,389,867
(Indirect
Direct)
View
2014-11-18
Sale
2014-11-18
7:09 pm
FAIR ISAAC CORP FICO White Duane E
Director
2,025 $71.96 $145,719 3,000
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
7:08 pm
SP Plus Corp SP Simmons Edward E
VP
1,139 $22.34 $25,445 25,431
(Direct)
View
2014-11-17
Sale
2014-11-18
6:57 pm
CYAN INC CYNI Pradels Scott A
VP
4,271 $2.75 $11,745 227,797
(Direct)
View
2014-11-17
Sale
2014-11-18
6:56 pm
TRULIA Inc TRLA Levine Paul M.
COO
432 $47.81 $20,654 71,454
(Direct)
View
2014-11-17
Sale
2014-11-18
6:56 pm
TRULIA Inc TRLA Darling Scott
VP
2,580 $47.81 $123,350 7,500
(Direct)
View
2014-11-17
Sale
2014-11-18
6:55 pm
CURTISS WRIGHT CORP CW Adams David Charles
CEO
39,037 $69.7 $2,720,944 119,074
(Direct)
View
2014-11-18
Sale
2014-11-18
6:53 pm
STRATEGIC HOTELS & RESORTS INC BEE Maggio Paula C
VP
17,493 $13.02 $227,838 219,087
(Direct)
View
2014-11-18
Sale
2014-11-18
6:51 pm
XOOM Corp XOOM KUNZE JOHN H
CEO
18,750 $14.88 $278,987 846,692
(Direct)
View
2014-11-14
Sale
2014-11-18
6:49 pm
XOOM Corp XOOM Blignaut Ryno
CFO
8,000 $14.73 $117,807 48,250
(Direct)
View
2014-11-14
Sale
2014-11-18
6:47 pm
WAL MART STORES INC WMT DUKE MICHAEL T
Chairman
60,681 $82.52 $5,007,669 1,348,856
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
6:42 pm
AMERICAN STATES WATER CO AWR HOLLOWAY ANNE M
Director
12,000 $34.22 $410,599 53,258
(Direct)
View
2014-11-17
Sale
2014-11-18
6:40 pm
OSI SYSTEMS INC OSIS CHOPRA DEEPAK
CEO
12,000 $68.57 $822,840 601,383
(Direct)
View
2014-11-17
Sale
2014-11-18
6:35 pm
Groupon Inc. GRPN Leonsis Theodore
Director
19,750 $7.69 $151,878 830,046
(Direct
Indirect)
View
2014-11-04
Sale
2014-11-18
6:33 pm
Groupon Inc. GRPN Child Jason
CFO
22,000 $8 $176,000 477,666
(Direct
Indirect)
View
2014-11-18
Sale
2014-11-18
6:28 pm
ReachLocal Inc RLOC Wergeles Adam F.
Chief Legal Officer, Secretary
175 $3.58 $627 27,885
(Direct)
View
2014-11-18
Sale
2014-11-18
6:28 pm
ReachLocal Inc RLOC Landsbaum Ross
CFO
185 $3.573 $661 44,910
(Direct)
View
2014-11-17
Sale
2014-11-18
6:27 pm
ReachLocal Inc RLOC DELLA FLORA DANIEL E
CAO
100 $3.62 $362 24,300
(Direct)
View
2014-11-14
Sale
2014-11-18
6:24 pm
Resolute Forest Products Inc. RFP LAFAVE JOHN
VP
8,430 $18.64 $157,158 53,174
(Direct)
View
2014-11-14
Sale
2014-11-18
6:15 pm
EQUITY ONE Inc EQY Langer Mark
CFO
400,044 $23.96 $9,583,272 264,014
(Direct)
View
2014-11-14
Sale
2014-11-18
6:14 pm
STONEMOR PARTNERS LP STON HELLMAN ROBERT B JR
Director
43,678 $25.86 $1,129,315 2,310,625
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
6:12 pm
DEXCOM INC DXCM GREGG TERRANCE H
CEO
45,000 $52.52 $2,363,370 610,389
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
6:06 pm
Facebook Inc FB Stretch Colin
VP
8,371 $74.46 $623,263 92,174
(Direct)
View
2014-11-15
Sale
2014-11-18
6:04 pm
Facebook Inc FB Sandberg Sheryl
COO
22,539 $74.45 $1,678,038 5,174,320
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
6:03 pm
Facebook Inc FB FISCHER DAVID B.
VP
61,547 $74.45 $4,582,071 429,550
(Direct)
View
2014-06-30
Sale
2014-11-18
6:02 pm
ENTERGY CORP ETR SAVOFF MARK T
COO
17,923 $83.42 $1,495,163 25,962
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
6:02 pm
ENTERGY CORP ETR FISACKERLY HALEY
"Officer" Under Sec 16 Rules
3,066 $83.29 $255,367 7,497
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
6:02 pm
Facebook Inc FB Cox Christopher K
Chief Product Officer
45,181 $74.45 $3,363,645 865,845
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
6:01 pm
ENTERGY CORP ETR Forbes Jeffrey S
EVP, Chief Nuclear Officer
8,509 $81.58 $694,164 20,412
(Indirect
Direct)
View
2014-11-15
Sale
2014-11-18
6:00 pm
Facebook Inc FB Wehner David M.
CFO
12,587 $74.5 $937,731 150,000
(Direct)
View
2014-11-18
Sale
2014-11-18
6:00 pm
ZILLOW INC Z Cohen Chad M
CFO
3,405 $117.9 $401,450 25,250
(Direct)
View
2014-11-17
Sale
2014-11-18
6:00 pm
ZILLOW INC Z Beitel David A.
CTO
9,180 $117.2 $1,075,934 24,188
(Direct)
View
2014-11-17
Sale
2014-11-18
6:00 pm
ZILLOW INC Z Bohutinsky Amy
Chief Marketing Officer
2,000 $113 $225,940 3,632
(Direct)
View
2014-11-11
Sale(A)
2014-11-18
5:59 pm
FIRST NORTHERN COMMUNITY BANCORP FNRN Day Patrick S
EVP/Chief Credit Officer
2,000 $7.75 $15,500 18,507
(Direct)
View
2014-11-15
Sale
2014-11-18
5:58 pm
Facebook Inc FB Schroepfer Michael Todd
CTO
62,986 $74.45 $4,689,153 1,212,185
(Direct)
View
2014-11-15
Sale
2014-11-18
5:57 pm
Facebook Inc FB Athwal Jas
CAO
4,093 $74.67 $305,606 128,960
(Direct)
View
2014-11-17
Sale
2014-11-18
5:54 pm
SERVICE CORPORATION INTERNATIONAL SCI Heard Gerry D
VP
3,573 $22.18 $79,249 40,005
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:52 pm
WAL MART STORES INC WMT Gearhart Jeffrey J
VP
4,000 $82.52 $330,080 92,111
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:51 pm
HollyFrontier Corp HFC McWatters Denise Clark
VP
7,035 $43.13 $303,398 32,091
(Direct)
View
2014-11-17
Sale
2014-11-18
5:49 pm
SYNCHRONOSS TECHNOLOGIES INC SNCR Hopkins Thomas J
Director
10,000 $47.5 $475,000 38,882
(Direct)
View
2014-11-17
Sale
2014-11-18
5:48 pm
Zendesk Inc. ZEN BLACK ALAN J
CFO
10,000 $24.28 $242,820 324,652
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
5:47 pm
KAISER ALUMINUM CORP KALU DONNAN JOHN MALCOLM
VP
2,000 $72.73 $145,460 30,929
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
5:43 pm
zulily inc. ZU POTTER MICHAEL J
Director
25,000 $28.48 $711,983 173,706
(Direct)
View
2014-11-17
Sale
2014-11-18
5:43 pm
Zendesk Inc. ZEN McDermott Adrian
VP
48,634 $24.28 $1,180,765 638,033
(Direct)
View
2014-11-17
Sale
2014-11-18
5:43 pm
AMERICAS CARMART INC CRMT HIGHT EDDIE L
COO
750 $46.49 $34,868 52,357
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:43 pm
SYNCHRONOSS TECHNOLOGIES INC SNCR Lazzaro Nicholas P
VP
860 $47.96 $41,246 37,415
(Direct)
View
2014-11-17
Sale
2014-11-18
5:42 pm
KAISER ALUMINUM CORP KALU Murdy William F
Director
1,000 $72.49 $72,488 17,784
(Direct)
View
2014-11-17
Sale
2014-11-18
5:41 pm
HOSPIRA INC HSP Werner Thomas E
CFO
10,000 $57.73 $577,340 64,614
(Direct)
View
2014-11-18
Sale
2014-11-18
5:41 pm
BANCFIRST CORP BANF JAMES KAREN
VP
2,371 $25 $59,275 31,531
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:40 pm
Jazz Pharmaceuticals plc JAZZ Tobias Jeffrey K
EVP, Research & Dev and CMO
1,000 $173.3 $173,320 39,538
(Direct)
View
2014-11-17
Sale
2014-11-18
5:39 pm
SYNCHRONOSS TECHNOLOGIES INC SNCR CADOGAN WILLIAM J
Director
5,000 $48.07 $240,360 234,433
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:38 pm
Amber Road Inc. AMBR Cooke Albert C III
VP
6,000 $11.22 $67,316 71,568
(Direct)
View
2014-11-14
Sale
2014-11-18
5:38 pm
SYNAPTICS INC SYNA Bergman Rick
CEO
10,000 $61.24 $612,448 40,915
(Direct)
View
2014-11-14
Sale
2014-11-18
5:36 pm
TESCO CORP TESO Quintana Julio M
CEO
8,985 $15.7 $141,100 236,262
(Direct)
View
2014-11-14
Sale
2014-11-18
5:36 pm
TESCO CORP TESO Ferris Mihial Dean
VP
1,358 $15.77 $21,409 4,264
(Direct)
View
2014-11-14
Sale
2014-11-18
5:36 pm
TESCO CORP TESO ASSING FERNANDO RAFAEL
COO
3,213 $15.66 $50,330 45,459
(Direct)
View
2014-11-14
Sale
2014-11-18
5:34 pm
Zendesk Inc. ZEN Price Matthew Adrian
VP
10,750 $23.86 $256,495 184,216
(Direct)
View
2014-11-17
Sale
2014-11-18
5:31 pm
BUILD A BEAR WORKSHOP INC BBW Leonard Braden Michael
Director, 10% Owner
20,000 $18.96 $379,208 1,799,800
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
5:30 pm
Guidewire Software Inc. GWRE Conway Craig
Director
24,000 $50.57 $1,213,572 41,819
(Direct)
View
2014-11-14
Sale
2014-11-18
5:30 pm
STANDARD REGISTER CO SR Silver Point Capital L.P.
MULE EDWARD A
O'Shea Robert J
Director, 10% Owner
5,000 $4.514 $22,571 1,734,195
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
5:24 pm
VEEVA SYSTEMS INC VEEV Sohn Young A
10% Owner
55,000 $27.79 $1,528,230 11,448,000
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
5:23 pm
VEEVA SYSTEMS INC VEEV Armenante Mark
Director, 10% Owner
60,000 $27.8 $1,668,238 9,675,000
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
5:23 pm
Fortune Brands Home & Security Inc. FBHS Wiertel Edward A
VP
124,681 $42.21 $5,262,972 222,941
(Direct)
View
2014-09-15
Sale
2014-11-18
5:21 pm
LIFETIME BRANDS INC LCUT Siegel Clifford
VP
10,500 $16.04 $168,471 252,475
(Direct)
View
2014-11-18
Sale
2014-11-18
5:20 pm
ACCELERON PHARMA INC XLRN Sherman Matthew L
SVP & Chief Medical Officer
5,082 $33.76 $171,564 36,000
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
5:20 pm
Baltic Trading Ltd BALT WOBENSMITH JOHN C
CFO
64,000 $3.339 $213,690 564,968
(Direct)
View
2014-11-14
Sale
2014-11-18
5:19 pm
ACCELERON PHARMA INC XLRN Quisel John D
VP
4,000 $33.49 $133,959 7,500
(Direct)
View
2014-11-17
Sale
2014-11-18
5:19 pm
HMS HOLDINGS CORP HMSY LUCIA WILLIAM C
CEO
13,858 $21.24 $294,277 387,336
(Direct)
View
2014-11-17
Sale
2014-11-18
5:16 pm
MAXIM INTEGRATED PRODUCTS INC MXIM Sangalli Walter
VP
3,449 $29.34 $101,206 112,444
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
5:15 pm
CME GROUP Inc CME Harley Jill A
CAO
450 $84.61 $38,075 11,535
(Direct)
View
2014-11-14
Sale
2014-11-18
5:14 pm
HARLEY DAVIDSON INC HOG BAKER JOHN P
GM, Corp Strat,Bus Dev & Susta
1,102 $68.42 $75,393 10,653
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
5:13 pm
BED BATH & BEYOND INC BBBY CASTAGNA EUGENE A
COO
10,000 $71.63 $716,298 144,761
(Direct)
View
2014-11-14
Sale
2014-11-18
5:12 pm
Monotype Imaging Holdings Inc. TYPE Seguin John L
VP
3,644 $28.05 $102,214 34,068
(Direct)
View
2014-11-14
Sale
2014-11-18
5:12 pm
ACI WORLDWIDE Inc ACIW HEASLEY PHILIP G
CEO
201,339 $19.36 $3,897,588 1,248,611
(Direct)
View
2014-11-17
Sale
2014-11-18
5:11 pm
Monotype Imaging Holdings Inc. TYPE Dunlap Janet M
General Counsel and Secretary
3,150 $28.56 $89,979 50,078
(Direct)
View
2014-11-18
Sale
2014-11-18
5:09 pm
Vulcan Materials CO VMC Clements David P
VP
3,400 $67.15 $228,322 3,400
(Direct)
View
2014-11-18
Sale
2014-11-18
5:09 pm
Vulcan Materials CO VMC Mills Michael R
VP
4,900 $66.12 $323,992 9,792
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
5:08 pm
PIPER JAFFRAY COMPANIES PJC DUFF ANDREW S
CEO, Chairman
11,719 $56.41 $661,102 172,889
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
5:07 pm
MERRIMACK PHARMACEUTICALS INC MACK Stewart Edward J.
VP
5,000 $8.552 $42,760 25,385
(Direct)
View
2014-11-14
Sale
2014-11-18
5:06 pm
QUIDEL CORP QDEL POLAN MARY LAKE PH D
Director
2,000 $28.24 $56,483 18,501
(Direct)
View
2014-11-17
Sale
2014-11-18
5:04 pm
Express Scripts Holding Co. ESRX PARKER JOHN O
Director
25,822 $78.75 $2,033,431 65,503
(Direct)
View
2014-11-14
Sale
2014-11-18
5:02 pm
EVINE Live Inc. VVTV GE CAPITAL EQUITY INVESTMENTS INC
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CO
Party to Shareholder Agreement
108,055 $5.665 $612,084 4,197,217
(Direct)
View
2014-11-17
Sale
2014-11-18
5:02 pm
BALCHEM CORP BCPC FITZPATRICK FRANK
VP
14,000 $64.61 $904,610 86,798
(Direct)
View
2014-11-18
Sale
2014-11-18
5:01 pm
POPULAR INC BPOP GUERRERO JUAN
VP
3,000 $32.19 $96,570 35,923
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
4:58 pm
COWEN GROUP Inc COWN SOLOMON JEFFREY M
President
37,500 $4.134 $155,021 1,723,407
(Direct)
View
2014-11-14
Sale
2014-11-18
4:52 pm
FEDERATED INVESTORS INC FII MCGONIGLE JOHN W
VP
114,143 $0 $0 2,075,324
(Indirect)
View
2014-11-14
Sale
2014-11-18
4:48 pm
MARKETAXESS HOLDINGS INC MKTX McVey Richard M
CEO, Chairman
7,000 $65.66 $459,639 1,147,618
(Direct)
View
2014-11-14
Sale
2014-11-18
4:47 pm
VARIAN MEDICAL SYSTEMS INC VAR FINNEY ELISHA W
CFO
1,837 $87.71 $161,123 22,126
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:45 pm
HUBBELL INC HUBA AMATO GARY N
VP
4,995 $110.7 $553,178 19,367
(Direct)
View
2014-11-17
Sale
2014-11-18
4:43 pm
RF MICRO DEVICES INC RFMD HILGENDORF NORMAN A
VP
10,000 $13.42 $134,240 259,822
(Direct)
View
2014-11-17
Sale
2014-11-18
4:43 pm
SANDISK CORP SNDK Lego Catherine P
Director
2,500 $96.2 $240,492 206,110
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:43 pm
RF MICRO DEVICES INC RFMD BRUGGEWORTH ROBERT A
CEO
60,000 $13.42 $805,398 1,076,523
(Direct)
View
2014-11-17
Sale
2014-11-18
4:43 pm
MITEK SYSTEMS INC MITK CLARK RUSSELL C.
CFO
484 $3.62 $1,752 46,078
(Direct)
View
2014-11-14
Sale
2014-11-18
4:37 pm
ALBANY MOLECULAR RESEARCH INC AMRI Hagen Steven R
VP
10,500 $16.06 $168,630 41,433
(Direct)
View
2014-11-14
Sale
2014-11-18
4:36 pm
HENRY SCHEIN INC HSIC MATTHEWS NORMAN S
Director
15,438 $129.2 $1,994,963 31,241
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:36 pm
BOYD GAMING CORP BYD JOHNSON MARIANNE BOYD
VP
50,000 $11.65 $582,455 5,512,040
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
4:35 pm
BEST BUY CO INC BBY SCHULZE RICHARD M
10% Owner
100,000 $35.56 $3,555,920 40,123,036
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:35 pm
Allegiant Travel CO ALGT ELLMER GARY
Director
300 $132.4 $39,735 2,700
(Direct)
View
2014-11-17
Sale
2014-11-18
4:31 pm
Dealertrack Technologies Inc TRAK McLeer Richard
CIO
3,750 $44.79 $167,976 33,843
(Direct)
View
2014-11-14
Sale
2014-11-18
4:31 pm
BOYD GAMING CORP BYD JOHNSON MARIANNE BOYD
VP
50,000 $12.02 $601,215 5,562,040
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
4:31 pm
Bloomin' Brands Inc. BLMN BAIN CAPITAL INVESTORS LLC
Bain Capital (OSI) IX L.P.
Bain Capital (OSI) IX Coinvestment L.P.
Bain Capital Integral Investors 2006 LLC
BCIP TCV LLC
BCIP Associates-G
10% Owner
18,307,782 $20.26 $370,915,668 18,307,782
(Indirect)
View
2014-11-18
Sale
2014-11-18
4:30 pm
Voya Financial Inc. VOYA ING GROEP NV
10% Owner
30,030,012 $39.15 $1,175,675,016 50,087,360
(Direct)
View
2014-11-14
Sale
2014-11-18
4:30 pm
Interactive Intelligence Group Inc. ININ HEAD STEPHEN R
CFO
15,000 $48 $720,000 88,649
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
4:29 pm
QUEST DIAGNOSTICS INC DGX Cohen Jon R
SVP and Chief Medical Officer
160,029 $63.13 $10,102,834 157,283
(Direct)
View
2014-11-17
Sale
2014-11-18
4:27 pm
CIENA CORP CIEN ALEXANDER STEPHEN B
CTO
3,500 $15.09 $52,815 149,451
(Direct)
View
2014-11-17
Sale
2014-11-18
4:27 pm
COLGATE PALMOLIVE CO CL Verduin Patricia
CTO
3,333 $67.48 $224,911 51,247
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:27 pm
TE Connectivity Ltd. TEL CURTIN TERRENCE R
VP
3,800 $61.09 $232,129 40,181
(Direct)
View
2014-11-14
Sale
2014-11-18
4:26 pm
Bloomin' Brands Inc. BLMN Humphrey David
Director, 10% Owner
18,307,782 $20.26 $370,915,668 18,307,782
(Indirect)
View
2014-11-17
Sale
2014-11-18
4:24 pm
SeaWorld Entertainment Inc. SEAS Andrews Brad
Chief Zoological Officer
1,000 $16.95 $16,950 157,447
(Direct)
View
2014-11-17
Sale
2014-11-18
4:24 pm
TransDigm Group INC TDG Howley W Nicholas
CEO
4,376 $194.1 $849,422 601,700
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:23 pm
IRIDEX CORP IRIX Steckel Ronald
VP
1,650 $8.283 $13,667 26,600
(Direct)
View
2014-11-14
Sale
2014-11-18
4:21 pm
Constant Contact Inc. CTCT Goodman Gail F
CEO
5,000 $34.5 $172,500 563,525
(Direct)
View
2014-11-17
Sale
2014-11-18
4:21 pm
Con-way Inc. CNW COEL KEVIN S
VP
2,459 $46.13 $113,444 24,303
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:19 pm
SOVRAN SELF STORAGE INC SSS KILLEEN EDWARD F
VP
1,167 $84 $98,034 25,674
(Direct)
View
2014-11-14
Sale
2014-11-18
4:17 pm
BLACKBAUD INC BLKB MOONEY KEVIN W
Pres Gen Markets Business Unit
5,562 $43.36 $241,168 26,305
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:17 pm
Priceline Group Inc. PCLN BOYD JEFFERY H
Director
3,000 $1,161 $3,483,354 176,454
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:17 pm
Priceline Group Inc. PCLN BOYD JEFFERY H
Director
8,500 $1,161 $9,870,398 176,625
(Direct
Indirect)
View
2014-11-17
Sale
2014-11-18
4:16 pm
PENTAIR plc PNR Ho David H Y
Director
24,000 $68.15 $1,635,600 9,419
(Direct)
View
2014-11-14
Sale
2014-11-18
4:15 pm
VCA INC WOOF Drake Josh
President
4,390 $46.35 $203,490 36,905
(Direct)
View
2014-11-17
Sale
2014-11-18
4:14 pm
TERADATA CORP TDC KOEHLER MICHAEL
CEO
10,000 $45 $450,000 172,048
(Direct
Indirect)
View
2014-11-14
Sale
2014-11-18
4:14 pm
U-SWIRL Inc SWRL ENGLE CLYDE WM
Director
29,950 $0.2702 $8,093 46,000
(Direct)
View
2014-11-18
Sale
2014-11-18
4:14 pm
KAPSTONE PAPER & PACKAGING CORP KS Keneally Timothy P
VP
23,352 $30.56 $713,653 98,658
(Direct)
View
2014-11-14
Sale
2014-11-18
4:12 pm
S&T BANCORP INC STBA Polley Malcolm Emerson
VP
2,000 $27.76 $55,527 4,407
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:12 pm
BOSTON BEER CO INC SAM Lim Ai-Li
VP
411 $262.8 $108,007 337
(Direct)
View
2014-11-17
Sale
2014-11-18
4:10 pm
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman, 10% Owner
9,000 $259.9 $2,339,148 135,000
(Indirect
Direct)
View
2014-11-17
Sale
2014-11-18
4:10 pm
TAKE TWO INTERACTIVE SOFTWARE INC TTWO Sheresky Michael
Director
360 $26.4 $9,504 65,802
(Direct)
View
2014-11-17
Sale
2014-11-18
4:09 pm
MONSANTO CO MON Ringenberg Nicole M
VP
12,780 $118.8 $1,518,633 14,549
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
4:09 pm
Axalta Coating Systems Ltd. AXTA CP V General Partner L.L.C.
TC Group V Cayman L.P.
Carlyle Partners V SA1 Cayman L.P.
Carlyle Partners V SA2 Cayman L.P.
Carlyle Partners V SA3 Cayman L.P.
Carlyle Partners V-A Cayman L.P.
CP V Coinvestment A Cayman LP
CP V Coinvestment B Cayman LP
Carlyle Coatings Partners L.P.
10% Owner
57,500,000 $18.53 $1,065,475,039 170,312,000
(Indirect)
View
2014-11-14
Sale
2014-11-18
4:09 pm
COMCAST CORP CMCSA BURKE STEPHEN B
VP
100,000 $54.04 $5,403,550 600,951
(Direct)
View
2014-11-17
Sale
2014-11-18
4:09 pm
BOSTON BEER CO INC SAM URICH WILLIAM F
CFO
5,000 $260 $1,299,758 10,200
(Direct)
View
2014-11-17
Sale
2014-11-18
4:07 pm
HEALTH CARE REIT INC HCN ESTES SCOTT A
CFO
3,000 $71.89 $215,681 91,413
(Direct)
View
2014-11-17
Sale
2014-11-18
4:07 pm
EMAGIN CORP EMAN SCULLEY ANDREW GEORGE JR
CEO
21,000 $2.407 $50,549 419,829
(Direct)
View
2014-11-17
Sale
2014-11-18
4:07 pm
Spirit Airlines Inc. SAVE ORAN STUART I
Director
1,500 $75.48 $113,220 5,379
(Direct)
View
2014-11-14
Sale
2014-11-18
4:06 pm
Axalta Coating Systems Ltd. AXTA Carlyle Group Management L.L.C.
TC Group Cayman Investment Holdings L.P.
TC Group Cayman Investment Holdings Sub L.P.
CEP III Managing GP Holdings Ltd.
CEP III Managing GP L.P.
Carlyle Europe Partners III L.P.
CEP III Participations S.a.r.l. SICAR
Carlyle Group L.P.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.P.
10% Owner
57,500,000 $18.53 $1,065,475,039 170,312,000
(Indirect)
View
2014-11-14
Sale
2014-11-18
4:05 pm
CALLIDUS SOFTWARE INC CALD BOESENBERG CHARLES
Director
23,291 $15.95 $371,509 165,300
(Direct)
View
2014-11-14
Sale
2014-11-18
4:05 pm
Celladon Corp CLDN RUDY JEFFREY J
VP
18,000 $11.67 $210,060 121,738
(Direct)
View
2014-11-17
Sale
2014-11-18
4:04 pm
US BANCORP USB GLUCKMAN VICTORIA BUYNISKI
Director
1,371 $43.78 $60,022 28,698
(Direct)
View
2014-11-15
Sale
2014-11-18
4:03 pm
Zeltiq Aesthetics Inc ZLTQ Lamm Carl
VP
991 $27.69 $27,441 23,823
(Direct)
View
2014-11-14
Sale
2014-11-18
4:02 pm
Air Transport Services Group Inc. ATSG Templeton Brady Thomas
President
2,500 $8.302 $20,755 88,822
(Direct)
View
2014-11-14
Sale
2014-11-18
4:01 pm
PREMIER FINANCIAL BANCORP INC PFBI CHASE BRIEN M
CFO
1,300 $15.8 $20,540 7,600
(Indirect
Direct)
View
2014-11-14
Sale
2014-11-18
4:01 pm
SOLAR3D Inc SLTD NELSON JAMES B
CEO
600,000 $0.1847 $110,820 4,160,000
(Direct)
View
2014-11-17
Sale
2014-11-18
4:01 pm
HSN Inc. HSNI GROSSMAN MINDY F
CEO
15,262 $70.63 $1,077,955 170,820
(Direct)
View
(A) Indicate amendment filing.