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Insider Sale Filings - Archives for 2014-02-10

Home -> 2014 -> Insider sale filings for 2014-02-10

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2014-02-07
Sale
2014-02-10
3:57 pm
INTERNATIONAL BUSINESS MACHINES CORP IBM CHENAULT KENNETH I
Director
3,740 $177.2 $662,639 10,735
(Direct)
View
2014-02-10
Sale
2014-02-10
3:56 pm
SUBURBAN PROPANE PARTNERS LP SPH Kuglin Michael
CAO
1,500 $45.05 $67,575 24,119
(Direct)
View
2014-02-06
Sale
2014-02-10
3:38 pm
HERSHEY CO HSY McConville Richard M
CAO
1,947 $100.7 $196,063 2,109
(Direct)
View
2014-02-06
Sale
2014-02-10
3:03 pm
CYTEC INDUSTRIES INC CYT AVRIN WILLIAM N
VP
10,160 $89.45 $908,840 20,198
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-10
3:03 pm
CYTEC INDUSTRIES INC CYT FLEMING SHANE D
CEO, Chairman
24,966 $89.93 $2,245,240 42,238
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-10
3:03 pm
CYTEC INDUSTRIES INC CYT SMITH ROY
VP
10,296 $90.51 $931,927 25,464
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-10
3:00 pm
TransDigm Group INC TDG Ciolli Vince
Corporate Controller
3,500 $174 $608,968 4,050
(Direct)
View
2014-02-06
Sale
2014-02-10
2:49 pm
XEROX CORP XRX BLODGETT LYNN
VP
660,886 $10.35 $6,840,633 863,853
(Direct)
View
2014-02-03
Sale
2014-02-10
2:37 pm
MONRO MUFFLER BRAKE INC MNRO HOORNBECK CHRISTOPHER R
VP
4,000 $56 $224,000 30,764
(Direct)
View
2014-02-06
Sale
2014-02-10
2:33 pm
NORFOLK SOUTHERN CORP NSC HIXON JAMES A
VP
21,983 $94.05 $2,067,501 177,540
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-10
2:25 pm
AMERICAN ELECTRIC POWER CO INC AEP TIERNEY BRIAN X
CFO
5,973 $47.81 $285,544 8,928
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-10
2:22 pm
KIRBY CORP KEX LEMMON DAVID L
Director
6,000 $97 $582,000 14,000
(Direct)
View
2014-02-10
Sale
2014-02-10
2:19 pm
PAREXEL INTERNATIONAL CORP PRXL Holdener Eduard E.
Director
6,000 $49.62 $297,720 13,289
(Direct)
View
2014-02-07
Sale
2014-02-10
2:18 pm
PAREXEL INTERNATIONAL CORP PRXL Saarony Gadi
VP
9,950 $49.56 $493,122 18,650
(Direct)
View
2014-02-07
Sale(A)
2014-02-10
2:16 pm
UMB FINANCIAL CORP UMBF KEMPER J MARINER
CEO, Chairman
600 $57.1 $34,260 104,222
(Direct)
View
2014-02-07
Sale
2014-02-10
2:16 pm
PAREXEL INTERNATIONAL CORP PRXL VON RICKENBACH JOSEF H
CEO, Chairman
50,000 $49.7 $2,485,000 612,641
(Direct)
View
2014-02-07
Sale
2014-02-10
2:07 pm
TIFFANY & CO TIF DORSEY PATRICK B
VP
33,750 $86.97 $2,935,072 73,129
(Direct)
View
2014-02-07
Sale
2014-02-10
2:03 pm
SEI INVESTMENTS CO SEIC Klauder N Jeffrey
VP
25,000 $34.14 $853,500 67,964
(Direct)
View
2014-02-06
Sale
2014-02-10
2:02 pm
TIFFANY & CO TIF KING JON M
VP
19,000 $85.13 $1,617,555 57,024
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-10
1:59 pm
TIFFANY & CO TIF KOWALSKI MICHAEL JOSEPH
CEO, Chairman
85,000 $85.3 $7,250,644 313,088
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-10
1:47 pm
HAEMONETICS CORP HAE White Jonathan
Chief Science and Technology
1,880 $38.66 $72,685 26,346
(Direct
Indirect)
View
2014-02-06
Sale
2014-02-10
1:41 pm
KIRBY CORP KEX Binion Gregory R.
COO
10,000 $98.23 $982,300 79,495
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-10
1:37 pm
Financial Engines Inc. FNGN GRACE JEFFREY C
CAO
2,000 $59.8 $119,600 21,572
(Direct)
View
2014-02-07
Sale
2014-02-10
1:29 pm
PRICESMART INC PSMT NAYLON WILLIAM J
COO
3,500 $94.21 $329,740 32,363
(Direct)
View
2014-02-08
Sale
2014-02-10
1:21 pm
INSTEEL INDUSTRIES INC IIIN PETELLE JAMES F
VP
1,362 $19 $25,885 13,560
(Direct
Indirect)
View
2014-02-07
Sale
2014-02-10
1:16 pm
G&K SERVICES INC GK DOYLE J PATRICK
Director
14,100 $57.12 $805,335 16,606
(Direct)
View
2014-02-07
Sale
2014-02-10
1:12 pm
Vulcan Materials CO VMC Hill J Thomas
COO
5,000 $65.99 $329,950 10,952
(Direct)
View
2014-02-06
Sale
2014-02-10
12:56 pm
CAPITAL SOUTHWEST CORP CSWC MARTIN GARY L
Director
1,174 $34.02 $39,939 407,466
(Direct)
View
2014-02-07
Sale
2014-02-10
12:48 pm
ZIONS BANCORPORATION ZION Maio Keith D
VP
8,000 $29.09 $232,705 36,312
(Indirect
Direct)
View
2014-02-10
Sale
2014-02-10
12:39 pm
BANCORPSOUTH INC BXS Hodges James Ronald
VP
5,720 $23.12 $132,225 57,105
(Indirect
Direct)
View
2013-12-16
Sale
2014-02-10
12:20 pm
TYSON FOODS INC TSN Calaway Curt
CAO
10,485 $35.68 $374,129 21,588
(Direct
Indirect)
View
2014-02-10
Sale
2014-02-10
12:16 pm
IBERIABANK CORP IBKC BYRD DARYL G
CEO
15,000 $63.4 $951,000 194,171
(Indirect
Direct)
View
2013-05-07
Sale
2014-02-10
12:06 pm
INTUITIVE SURGICAL INC ISRG Samath Jamie
VP
66 $414 $27,324 12,000
(Direct)
View
2014-02-06
Sale
2014-02-10
12:04 pm
MONRO MUFFLER BRAKE INC MNRO HOYLE CRAIG L
VP
8,625 $55.5 $478,688 58,625
(Direct)
View
2014-02-06
Sale
2014-02-10
11:45 am
CIENA CORP CIEN SMITH GARY B
CEO
2,900 $22.4 $64,958 448,437
(Direct)
View
2014-02-07
Sale
2014-02-10
11:43 am
DYNEGY Inc DYN FRANKLIN RESOURCES INC
10% Owner
100,000 $20.81 $2,080,940 27,167,024
(Indirect)
View
2014-02-06
Sale
2014-02-10
11:32 am
Interactive Intelligence Group Inc. ININ HEAD STEPHEN R
CFO
4,579 $73.5 $336,556 88,692
(Direct)
View
2014-02-07
Sale
2014-02-10
11:23 am
KIRBY CORP KEX Farley James F.
President
1,000 $100 $100,000 28,052
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-10
11:18 am
Alliance Holdings GP L.P. AHGP WESLEY CHARLES R
Member of 13d group (over 10%)
11,186 $62.41 $698,069 2,436,370
(Indirect
Direct)
View
2013-11-08
Sale(A)
2014-02-10
10:55 am
EAGLE BANCORP INC EGBN RIEL SUSAN G
COO
4,290 $28.37 $121,706 112,043
(Direct)
View
2014-02-07
Sale
2014-02-10
10:43 am
MAXIMUS INC MMS Walker David N
CFO
58,405 $47.61 $2,780,662 17,189
(Direct)
View
2014-02-06
Sale
2014-02-10
10:38 am
ULTIMATE SOFTWARE GROUP INC ULTI Swick Gregory
VP
10,000 $156.2 $1,562,150 67,500
(Direct)
View
2014-02-06
Sale
2014-02-10
10:37 am
ULTIMATE SOFTWARE GROUP INC ULTI SCHERR MARC D
COO
25,000 $156.2 $3,905,877 260,344
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-10
10:32 am
ULTIMATE SOFTWARE GROUP INC ULTI Rogers Adam
VP
5,000 $156.2 $780,750 74,024
(Direct)
View
2014-02-06
Sale
2014-02-10
10:29 am
ULTIMATE SOFTWARE GROUP INC ULTI Phenicie John C
VP
2,500 $156 $390,005 42,064
(Direct)
View
2014-02-06
Sale
2014-02-10
10:27 am
ULTIMATE SOFTWARE GROUP INC ULTI FITZPATRICK JAMES A JR
Director
636 $155.6 $98,943 18,458
(Direct)
View
2014-02-06
Sale
2014-02-10
10:25 am
ULTIMATE SOFTWARE GROUP INC ULTI PUTTEN LEROY VANDER
Director
2,000 $155.7 $311,491 78,687
(Direct)
View
2014-02-06
Sale
2014-02-10
10:24 am
ULTIMATE SOFTWARE GROUP INC ULTI Manne Robert
VP
10,000 $156.2 $1,561,878 105,902
(Indirect
Direct)
View
2014-02-04
Sale
2014-02-10
10:18 am
GlyEco Inc. GLYE AMATO RALPH
10% Owner
25,351 $1.027 $26,040 7,866,180
(Indirect)
View
2014-02-07
Sale
2014-02-10
09:56 am
MANITOWOC CO INC MTW KRUEGER KENNETH W
Director
3,600 $28 $100,800 66,194
(Direct)
View
2014-01-29
Sale
2014-02-10
09:39 am
U-SWIRL Inc SWRL ENGLE CLYDE WM
Director
24,536 $0.7839 $19,233 102,336
(Direct)
View
2014-02-07
Sale
2014-02-10
08:31 am
ELECTRONICS FOR IMAGING INC EFII MAYDAN DAN
Director
625 $42.3 $26,437 15,625
(Direct)
View
2014-02-05
Sale
2014-02-07
9:53 pm
OMNICELL Inc OMCL LIPPS RANDALL A
CEO, Chairman
4,956 $27 $133,812 383,613
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
9:31 pm
RESMED INC RMD Douglas Robert Andrew
COO
8,000 $43.1 $344,776 108,025
(Direct)
View
2014-02-07
Sale
2014-02-07
9:19 pm
Super Micro Computer Inc. SMCI Tsai Hwei-Ming Fred
Director
3,125 $20.79 $64,958 320,000
(Direct)
View
2014-02-06
Sale(A)
2014-02-07
9:14 pm
MONOLITHIC POWER SYSTEMS INC MPWR Moyer James C
Director
8,500 $31.87 $270,879 155,783
(Indirect)
View
2014-02-05
Sale
2014-02-07
8:54 pm
GENERAL AMERICAN INVESTORS CO INC GAM ALTSCHUL ARTHUR G JR
Director
3,458 $32.82 $113,475 142,165
(Indirect)
View
2014-02-05
Sale
2014-02-07
8:44 pm
HCA Holdings Inc. HCA HAZEN SAMUEL N
President
29,016 $48 $1,392,768 180,000
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
8:41 pm
WYNN RESORTS LTD WYNN SHOEMAKER ALVIN V
Director
10,000 $215.6 $2,156,473 12,500
(Direct)
View
2014-02-06
Sale
2014-02-07
8:41 pm
GLU MOBILE INC GLUU Nada Hany
Director
400,000 $4.988 $1,995,260 3,544,976
(Indirect)
View
2014-02-06
Sale
2014-02-07
8:37 pm
GLU MOBILE INC GLUU de Masi Niccolo
CEO
150,000 $4.791 $718,710 600,000
(Direct)
View
2014-02-05
Sale
2014-02-07
8:07 pm
GenMark Diagnostics Inc. GNMK Gleeson Michael
VP
62 $11.95 $741 165,525
(Direct)
View
2014-02-05
Sale
2014-02-07
8:06 pm
GenMark Diagnostics Inc. GNMK Williams Jennifer Anne
VP
181 $11.94 $2,161 203,482
(Direct)
View
2014-02-05
Sale
2014-02-07
8:06 pm
GenMark Diagnostics Inc. GNMK Hawkins Jeffrey Alan
VP
89 $11.94 $1,063 92,772
(Direct)
View
2014-02-07
Sale
2014-02-07
8:06 pm
GenMark Diagnostics Inc. GNMK SLANSKY RICHARD B
CFO
838 $12.29 $10,302 66,579
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
8:01 pm
GENERAL AMERICAN INVESTORS CO INC GAM TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G
Director
2,000 $32.95 $65,901 13,206
(Direct)
View
2014-02-05
Sale
2014-02-07
7:48 pm
GENERAL AMERICAN INVESTORS CO INC GAM DAVIDSON SPENCER
Chairman
3,945 $32.79 $129,365 762,028
(Direct
Indirect)
View
2014-02-06
Sale
2014-02-07
7:37 pm
Google Inc. GOOG Arora Nikesh
SVP and Chief Business Officer
813 $1,150 $935,031 34,581
(Direct
Indirect)
View
2014-02-07
Sale
2014-02-07
7:35 pm
INFORMATICA CORP INFA Chong Ivan
VP
2,000 $38.64 $77,280 53,505
(Direct)
View
2014-02-05
Sale
2014-02-07
7:31 pm
INFORMATICA CORP INFA ABBASI SOHAIB
CEO
33,600 $38.78 $1,303,029 1,305,908
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
7:27 pm
Google Inc. GOOG PICHETTE PATRICK
CFO
600 $1,153 $692,037 30,259
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
7:25 pm
Bank of Marin Bancorp BMRC Colombo Russell A
CEO
11,859 $44.13 $523,338 27,933
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
7:21 pm
Google Inc. GOOG PICHETTE PATRICK
CFO
3,730 $1,151 $4,292,182 30,259
(Direct
Indirect)
View
2014-02-07
Sale
2014-02-07
7:07 pm
CONCUR TECHNOLOGIES INC CNQR Eberhard Michael L.
VP
10,613 $115.6 $1,227,216 17,440
(Direct)
View
2014-02-06
Sale
2014-02-07
7:06 pm
THERMO FISHER SCIENTIFIC Inc TMO Loewald Thomas W
VP
22,437 $114.2 $2,563,203 64,420
(Direct)
View
2014-02-05
Sale
2014-02-07
7:05 pm
STRYKER CORP SYK COX HOWARD E JR
Director
10,000 $77.1 $771,000 605,957
(Direct)
View
2014-02-05
Sale
2014-02-07
7:02 pm
Intrawest Resorts Holdings Inc. SNOW EDENS WESLEY R
Director, 10% Owner
12,500,000 $11.22 $140,250,003 29,382,000
(Indirect)
View
2014-02-05
Sale
2014-02-07
7:02 pm
Intrawest Resorts Holdings Inc. SNOW Fortress Investment Group LLC
FIG LLC
Fortress Operating Entity I LP
FIG Corp.
Intrawest Cayman GP Ltd.
Intrawest Cayman L.P.
Intrawest Holdings S.a.r.l.
Intrawest S.a.r.l.
Intrawest Europe Holdings S.a.r.l.
Director, 10% Owner
12,500,000 $11.22 $140,250,003 29,382,000
(Indirect)
View
2014-02-06
Sale
2014-02-07
6:59 pm
THERMO FISHER SCIENTIFIC Inc TMO WILVER PETER M
CFO
91,897 $115.2 $10,587,122 196,202
(Direct)
View
2014-02-06
Sale
2014-02-07
6:54 pm
SPECTRANETICS CORP SPNC CHILDS GUY A
CFO
5,000 $24.9 $124,523 143,945
(Direct)
View
2014-02-06
Sale
2014-02-07
6:51 pm
Xylem Inc. XYL Sabol Colin R
VP
10,504 $36.33 $381,655 53,001
(Direct)
View
2014-02-05
Sale
2014-02-07
6:49 pm
CANNABIS SCIENCE Inc CBIS Melamede Robert
President, 10% Owner
473,300 $0.2509 $118,735 46,788,532
(Direct)
View
2014-02-06
Sale
2014-02-07
6:49 pm
Bank of Marin Bancorp BMRC Stroeh J Dietrich
Director
1,000 $42 $42,000 12,065
(Indirect)
View
2014-02-07
Sale
2014-02-07
6:48 pm
Xylem Inc. XYL Napolitano Kenneth
VP
28,846 $36.79 $1,061,244 73,621
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
6:46 pm
Xylem Inc. XYL Buonocore Angela A
SVP & Chief Commun. Officer
11,996 $36 $431,856 70,188
(Direct)
View
2014-02-05
Sale
2014-02-07
6:45 pm
YELP INC YELP Wilson Laurence
VP
5,250 $77.58 $407,287 8,633
(Direct)
View
2014-02-05
Sale
2014-02-07
6:45 pm
BROADCOM CORP BRCM BRANDT ERIC
CFO
2,500 $28.99 $72,479 402,246
(Direct)
View
2014-02-05
Sale
2014-02-07
6:43 pm
Volcano Corp VOLC Quinoy Jorge J
VP
872 $20.62 $17,981 110,029
(Direct)
View
2014-02-05
Sale
2014-02-07
6:43 pm
Volcano Corp VOLC Huennekens R Scott
CEO
4,730 $20.61 $97,485 137,821
(Direct)
View
2014-02-05
Sale
2014-02-07
6:42 pm
Volcano Corp VOLC Dahldorf John T
CFO
1,393 $20.61 $28,710 45,540
(Direct)
View
2014-02-05
Sale
2014-02-07
6:42 pm
Volcano Corp VOLC Sheehan David M
VP
1,584 $20.61 $32,646 37,228
(Direct)
View
2014-02-06
Sale
2014-02-07
6:36 pm
QUALCOMM INC QCOM Lansing Sherry
Director
7,334 $73.24 $537,123 14,832
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
6:34 pm
EAST WEST BANCORP INC EWBC KRAUSE DOUGLAS PAUL
VP
10,000 $33.28 $332,780 93,244
(Direct)
View
2014-02-06
Sale
2014-02-07
6:31 pm
THERMO FISHER SCIENTIFIC Inc TMO MANZI JIM P
Director
6,000 $114.3 $685,560 50,152
(Direct)
View
2014-02-07
Sale
2014-02-07
6:29 pm
ROYAL CARIBBEAN CRUISES LTD RCL REITAN BERNT
Director
10,014 $50.47 $505,358 38,466
(Direct)
View
2014-02-07
Sale
2014-02-07
6:28 pm
LEVEL 3 COMMUNICATIONS INC LVLT CLEMINS ARCHIE
Director
1,000 $36.6 $36,603 39,585
(Direct)
View
2014-02-07
Sale
2014-02-07
6:27 pm
TORCHMARK CORP TMK HINTZ ALAN SCOTT
Officer of Principal Sub.
4,000 $74.29 $297,153 4,015
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
6:25 pm
THERMO FISHER SCIENTIFIC Inc TMO Parrett William G
Director
18,000 $114.3 $2,057,940 29,188
(Direct)
View
2014-02-05
Sale
2014-02-07
6:19 pm
OncoMed Pharmaceuticals Inc OMED Hoey Timothy
VP
5,000 $30.1 $150,512 50,263
(Direct)
View
2014-02-03
Sale
2014-02-07
6:17 pm
CHIPOTLE MEXICAN GRILL INC CMG Baldocchi Albert S
Director
7,300 $550.9 $4,021,382 80,287
(Direct)
View
2014-02-06
Sale
2014-02-07
6:15 pm
SOLARCITY CORP SCTY Weissman Seth R
VP
7,000 $70.09 $490,629 165,777
(Direct)
View
2014-02-06
Sale
2014-02-07
6:10 pm
INVIVO THERAPEUTICS HOLDINGS CORP. NVIV REYNOLDS FRANCIS
10% Owner
25,000 $2.23 $55,750 9,948,920
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
6:05 pm
ENTRAVISION COMMUNICATIONS CORP EVC WILKINSON PHILIP C
Director
50,462 $5.918 $298,620 1,065,990
(Indirect)
View
2014-02-06
Sale
2014-02-07
6:02 pm
SHUTTERFLY INC SFLY McCormick Dan
COO
2,919 $45.39 $132,495 55,419
(Direct)
View
2014-02-07
Sale
2014-02-07
6:01 pm
ELECTRONIC ARTS Inc EA BARKER KENNETH A
CAO
50,000 $26.79 $1,339,530 107,244
(Direct)
View
2014-02-05
Sale
2014-02-07
6:00 pm
Wesco Aircraft Holdings Inc WAIR Snyder Randy J.
CEO, Chairman
20,259 $21.76 $440,848 651,655
(Direct)
View
2014-02-05
Sale
2014-02-07
6:00 pm
ServiceNow Inc. NOW NOELL CHARLES III
Director
150,000 $63.53 $9,529,044 736,794
(Direct)
View
2014-02-05
Sale
2014-02-07
5:56 pm
ASBURY AUTOMOTIVE GROUP INC ABG Clements DEnnis E
Director
2,500 $50.26 $125,650 36,224
(Direct)
View
2014-02-07
Sale
2014-02-07
5:54 pm
SEMTECH CORP SMTC KIM JAMES JUNGSUP
VP
5,000 $22.28 $111,400 10,170
(Direct)
View
2014-02-06
Sale
2014-02-07
5:48 pm
WADDELL & REED FINANCIAL INC WDR RAINES JAMES M
Director
4,143 $67.73 $280,611 12,492
(Direct)
View
2014-01-27
Sale(A)
2014-02-07
5:45 pm
GAIN Capital Holdings Inc. GCAP MASTER GLOBAL ASSETS Ltd
Daher Abdallah
Daher Michel
10% Owner
287,670 $8.787 $2,527,652 4,500,000
(Direct)
View
2014-02-06
Sale
2014-02-07
5:44 pm
Angie's List Inc. ANGI Rutz Michael D.
VP
2,000 $17.51 $35,020 114,000
(Direct)
View
2014-02-05
Sale
2014-02-07
5:44 pm
MID AMERICA APARTMENT COMMUNITIES INC MAA LOWDER THOMAS H
Director
140,000 $65.18 $9,125,525 452,626
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
5:40 pm
MID AMERICA APARTMENT COMMUNITIES INC MAA LOWDER JAMES K
Director
80,000 $65.15 $5,212,268 214,755
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
5:39 pm
M&T BANK CORP MTB Martocci Gino A.
VP
1,100 $111.4 $122,586 11,802
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
5:37 pm
Bridgepoint Education Inc BPI Ashbrook Thomas
CIO
4,340 $16.82 $73,006 25,513
(Direct)
View
2014-02-05
Sale
2014-02-07
5:34 pm
M&T BANK CORP MTB CZARNECKI MARK J
President
13,297 $111.5 $1,483,013 86,319
(Direct
Indirect)
View
2014-02-06
Sale
2014-02-07
5:29 pm
Vantage Drilling CO VTG Bradshaw Steven M
Director
11,363 $1.649 $18,736 173,775
(Direct)
View
2014-02-05
Sale
2014-02-07
5:27 pm
Rocket Fuel Inc. FUEL Gardner John E.
Director
407,693 $58.26 $23,750,156 2,287,515
(Indirect)
View
2014-02-05
Sale
2014-02-07
5:26 pm
ZILLOW INC Z Rascoff Spencer M
CEO
10,000 $80.18 $801,826 34,343
(Direct)
View
2014-02-06
Sale
2014-02-07
5:25 pm
POWER INTEGRATIONS INC POWI WALKER CLIFFORD
VP
40,000 $57.05 $2,282,160 91,529
(Direct)
View
2013-12-31
Sale
2014-02-07
5:25 pm
ISTAR FINANCIAL INC SFI SUGARMAN JAY
CEO, Chairman
80,246 $15.17 $1,217,185 2,575,411
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
5:23 pm
Rexnord Corp RXN Apollo Management Holdings GP LLC
Apollo Management Holdings L.P.
Apollo Management GP LLC
Apollo Management L.P.
AIF VI Management LLC
Apollo Management VI L.P.
APOLLO INVESTMENT FUND VI L P
Apollo Advisors VI L.P.
Apollo Capital Management VI LLC
Apollo Principal Holdings I L.P.
10% Owner
13,100,000 $24.81 $325,010,993 41,979,044
(Indirect)
View
2014-02-06
Sale
2014-02-07
5:21 pm
SYNCHRONOSS TECHNOLOGIES INC SNCR Rosenberger Karen
CAO
856 $32 $27,392 13,887
(Direct)
View
2014-02-06
Sale
2014-02-07
5:20 pm
KILROY REALTY CORP KRC ROSE TYLER H
CFO
4,166 $53.92 $224,631 77,249
(Direct)
View
2014-01-31
Sale
2014-02-07
5:19 pm
ARETE INDUSTRIES INC ARET BURLINGAME ASSET MANAGEMENT LLC
BURLINGAME EQUITY INVESTORS MASTER FUND LP
BURLINGAME EQUITY INVESTORS II L P
SANFORD BLAIR
10% Owner
1,460,000 $0.19 $277,400 0
(Direct)
View
2014-02-06
Sale
2014-02-07
5:19 pm
SYNCHRONOSS TECHNOLOGIES INC SNCR Prague Ronald
VP
1,953 $31 $60,543 32,051
(Direct)
View
2014-02-07
Sale
2014-02-07
5:19 pm
BASSETT FURNITURE INDUSTRIES INC BSET HERVEY JAY R
VP
1,127 $13.92 $15,688 15,606
(Direct)
View
2014-02-06
Sale
2014-02-07
5:18 pm
SCHWAB CHARLES CORP SCHW SCHWAB CHARLES R
Chairman, 10% Owner
150,000 $24.25 $3,637,335 116,286,984
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
5:17 pm
CVD EQUIPMENT CORP CVV ROSENBAUM LEONARD A
CEO, Chairman, 10% Owner
20,000 $15.1 $301,956 1,066,573
(Direct)
View
2014-02-05
Sale
2014-02-07
5:13 pm
John Bean Technologies CORP JBT CANNON CHARLES H JR
Chairman
6,000 $29.78 $178,695 267,607
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
5:13 pm
ASBURY AUTOMOTIVE GROUP INC ABG CLARKE JANET M
Director
4,000 $50.2 $200,800 34,379
(Direct)
View
2014-02-07
Sale
2014-02-07
5:11 pm
UNITED THERAPEUTICS Corp UTHR JEFFS ROGER
COO
10,000 $96.61 $966,100 180,000
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
5:08 pm
AbbVie Inc. ABBV SALEKI-GERHARDT AZITA
VP
687 $47.84 $32,866 64,777
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
5:08 pm
AbbVie Inc. ABBV RICHMOND TIMOTHY J.
VP
1,460 $47.78 $69,763 86,230
(Direct)
View
2014-02-05
Sale
2014-02-07
5:07 pm
BLUE NILE INC NILE GASTON DWIGHT
VP
1,000 $40.49 $40,490 9,000
(Direct)
View
2014-02-05
Sale
2014-02-07
5:03 pm
MORGAN STANLEY MS GROSSMAN ERIC F
Chief Legal Officer
28,929 $29.22 $845,404 106,252
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
5:03 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
Ray Dolby Trust under the Dolby Family Trust instrument dated May 7 1999
10% Owner
40,000 $40.48 $1,619,132 38,715,848
(Indirect)
View
2014-02-06
Sale
2014-02-07
5:02 pm
FLEXTRONICS INTERNATIONAL Ltd FLEX Barbier Francois
President
50,000 $8.26 $413,025 441,000
(Direct)
View
2014-02-07
Sale
2014-02-07
5:01 pm
GREEN EARTH TECHNOLOGIES INC GETG TECHTRONIC INDUSTRIES CO LTD
10% Owner
50,000 $0.08 $4,000 27,580,668
(Direct)
View
2014-02-06
Sale
2014-02-07
4:56 pm
INTERNATIONAL BUSINESS MACHINES CORP IBM SPERO JOAN E
Director
698 $174.7 $121,973 1,500
(Direct)
View
2014-02-06
Sale
2014-02-07
4:56 pm
INTERNATIONAL BUSINESS MACHINES CORP IBM SPERO JOAN E
Director
3,302 $174.5 $576,308 5,000
(Direct)
View
2014-02-05
Sale
2014-02-07
4:54 pm
ST JUDE MEDICAL INC STJ Thome Scott
VP
7,500 $59.57 $446,775 7,500
(Direct)
View
2014-02-07
Sale
2014-02-07
4:53 pm
Oritani Financial Corp ORIT Guinan Thomas
EVP and CLO
20,000 $15.25 $305,011 189,997
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
4:52 pm
CME GROUP Inc CME Odom C C II
Director
2,000 $73.59 $147,185 7,503
(Direct)
View
2014-02-06
Sale
2014-02-07
4:50 pm
ASTORIA FINANCIAL CORP AF KEEGAN GERARD C
COO
15,200 $12.6 $191,529 246,222
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
4:50 pm
WINTRUST FINANCIAL CORP WTFC MOSCHNER ALBIN F
Director
5,000 $43.82 $219,100 19,048
(Direct)
View
2014-02-05
Sale
2014-02-07
4:49 pm
TERADYNE INC TER BRADLEY MICHAEL A
Director
26,250 $18.65 $489,659 510,347
(Direct)
View
2014-02-05
Sale
2014-02-07
4:46 pm
CAPITAL SOUTHWEST CORP CSWC MARTIN GARY L
Director
500 $34.04 $17,020 406,792
(Direct)
View
2014-02-07
Sale
2014-02-07
4:46 pm
RYLAND GROUP INC RYL JEWS WILLIAM L
Chairman
11,000 $45 $495,000 37,761
(Direct)
View
2014-02-06
Sale
2014-02-07
4:43 pm
AMERICAN EXPRESS CO AXP GILLIGAN EDWARD P
President
47,720 $85.39 $4,074,935 129,200
(Indirect
Direct)
View
2014-02-07
Sale
2014-02-07
4:42 pm
VILLAGE SUPER MARKET INC VLGEA Estate of Perry Sumas
10% Owner
1,614 $26.81 $43,265 1,446,986
(Direct)
View
2014-02-07
Sale
2014-02-07
4:41 pm
ESTEE LAUDER COMPANIES INC EL Demsey John
President
118,172 $66.02 $7,801,715 195,804
(Direct)
View
2014-02-05
Sale
2014-02-07
4:36 pm
U-SWIRL Inc SWRL MORTENSON LEE N
Director
7,544 $0.7784 $5,872 59,250
(Direct)
View
2014-02-05
Sale
2014-02-07
4:36 pm
HESS CORP HES Fishman Eric S.
VP
175 $74.79 $13,089 7,394
(Direct)
View
2014-02-05
Sale
2014-02-07
4:35 pm
ServiceNow Inc. NOW Schneider David
VP
20,000 $63.03 $1,260,526 748,362
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
4:33 pm
RAYONIER INC RYN Kriesel Jack M.
VP
5,715 $43.43 $248,203 53,130
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
4:32 pm
POLYCOM INC PLCM Bejar Martha Helena
Director
3,333 $11.76 $39,196 0
(Direct)
View
2014-02-05
Sale
2014-02-07
4:32 pm
LENNAR CORP LEN BOLOTIN IRVING
Director
1,177 $39.5 $46,492 79,174
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
4:31 pm
CLOROX CO CLX BOGGAN DANIEL JR
Director
3,000 $84.93 $254,791 4,241
(Direct)
View
2014-02-05
Sale
2014-02-07
4:31 pm
MASONITE INTERNATIONAL CORP DOOR Repar Lawrence P
See Remarks
7,505 $54.22 $406,921 184,727
(Direct)
View
2014-02-06
Sale
2014-02-07
4:29 pm
STRATTEC SECURITY CORP STRT SCHERBARTH KATHRYN E
VP
1,500 $52.56 $78,840 5,100
(Direct)
View
2014-02-05
Sale
2014-02-07
4:28 pm
KLA TENCOR CORP KLAC Bell Bobby R
VP
6,965 $60.07 $418,360 98,525
(Direct)
View
2013-11-07
Sale
2014-02-07
4:28 pm
STANCORP FINANCIAL GROUP INC SFG PARSONS ERIC E
Director
30,000 $61.79 $1,853,829 124,825
(Direct
Indirect)
View
2013-07-30
Sale
2014-02-07
4:28 pm
STANCORP FINANCIAL GROUP INC SFG ANDERSON VIRGINIA L
Director
8,000 $62 $496,000 14,825
(Direct)
View
2014-02-06
Sale
2014-02-07
4:27 pm
Edwards Lifesciences Corp EW MUSSALLEM MICHAEL A
CEO, Chairman
29,500 $66.92 $1,974,199 293,350
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
4:27 pm
AKAMAI TECHNOLOGIES INC AKAM SAGAN PAUL
Director
78,000 $55.38 $4,320,000 537,148
(Indirect
Direct)
View
2014-02-05
Sale
2014-02-07
4:26 pm
Edwards Lifesciences Corp EW WANG HUIMIN
CVP, Japan & Intercontinental
5,600 $65.41 $366,296 56,000
(Direct)
View
2014-02-05
Sale
2014-02-07
4:26 pm
KLA TENCOR CORP KLAC BOND ROBERT T
Director
2,500 $60.81 $152,036 16,321
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
4:25 pm
AMERICAN EXPRESS CO AXP SCHULMAN DANIEL H
Group Pres, Enterprise Growth
77,466 $85.2 $6,599,724 127,152
(Direct)
View
2014-02-05
Sale
2014-02-07
4:23 pm
Bridgepoint Education Inc BPI McAuliffe Jane
CAO
9,860 $16.74 $165,077 65,175
(Direct)
View
2014-02-05
Sale
2014-02-07
4:21 pm
Hanesbrands Inc. HBI CHADEN LEE A
Director
30,373 $69.78 $2,119,434 82,306
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
4:19 pm
FLEETCOR TECHNOLOGIES INC FLT Freund Charles Richard
President
1,940 $115 $223,100 5,000
(Direct)
View
2014-02-05
Sale
2014-02-07
4:15 pm
LIFELOCK Inc LOCK Cerda Clarissa
See Remarks
5,050 $20.59 $103,980 281,800
(Direct)
View
2014-02-05
Sale
2014-02-07
4:13 pm
TETRAPHASE PHARMACEUTICALS INC TTPH Sutcliffe Joyce A.
VP
11,494 $13.93 $160,111 40,230
(Direct)
View
2014-02-06
Sale
2014-02-07
4:12 pm
RF MICRO DEVICES INC RFMD PRIDDY WILLIAM A
CFO
25,000 $5.49 $137,262 727,636
(Direct)
View
2014-02-06
Sale
2014-02-07
4:11 pm
TIME WARNER CABLE Inc TWC BRITT GLENN
Director
30,000 $135.3 $4,058,967 387,800
(Indirect
Direct)
View
2013-12-23
Sale
2014-02-07
4:11 pm
Urban Barns Foods Inc. URBF Meikleham Daniel
Former Officer & Director
21,750,000 $0.0148 $321,900 312,500
(Indirect)
View
2014-02-06
Sale
2014-02-07
4:10 pm
ZIPREALTY INC ZIPR Davis Franklin V
President
3,750 $4.611 $17,293 136,511
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
4:04 pm
VERTEX PHARMACEUTICALS INC VRTX Connolly Thomas
VP
938 $77.61 $72,803 62,750
(Indirect
Direct)
View
2014-02-06
Sale
2014-02-07
4:03 pm
BOSTON SCIENTIFIC CORP BSX MARIO ERNEST
Director
17,104 $12.8 $218,935 347,855
(Direct)
View
2014-02-05
Sale
2014-02-07
4:03 pm
First American Financial Corp FAF KENNEDY PARKER S
Director
93,162 $24.98 $2,327,187 465,907
(Direct
Indirect)
View
2014-02-06
Sale
2014-02-07
4:02 pm
WERNER ENTERPRISES INC WERN SCHELBLE JIM S
VP
15,000 $25.77 $386,618 37,985
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
4:02 pm
CREDIT ACCEPTANCE CORP CACC Flanagan Glenda J
Director
2,079 $130.9 $272,127 34,300
(Direct)
View
2014-02-06
Sale
2014-02-07
4:01 pm
Monotype Imaging Holdings Inc. TYPE Martin Steven R
VP
2,000 $28.77 $57,548 30,318
(Direct)
View
2014-02-05
Sale
2014-02-07
4:01 pm
WERNER ENTERPRISES INC WERN STEELE JOHN J
CFO
20,000 $25.51 $510,250 55,757
(Direct
Indirect)
View
2014-02-05
Sale
2014-02-07
4:00 pm
MAJESCO ENTERTAINMENT CO COOL Grafman Allan
Director
18,750 $0.54 $10,125 149,398
(Indirect
Direct)
View
(A) Indicate amendment filing.