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Insider Sale Filings - Archives for 2014-01-31

Home -> 2014 -> Insider sale filings for 2014-01-31

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2014-01-30
Sale
2014-01-31
3:59 pm
HONEYWELL INTERNATIONAL INC HON Mahoney Timothy O.
CEO
295 $90.85 $26,801 27,773
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
3:44 pm
Allison Transmission Holdings Inc ALSN Parish David L.
VP
30,000 $28.47 $853,974 236,451
(Direct)
View
2014-01-31
Sale
2014-01-31
3:42 pm
TRUSTMARK CORP TRMK COLLIER T HARRIS III
Sec of
201 $23.95 $4,815 26,183
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
2:52 pm
NVR INC NVR Henley Robert W
President
2,024 $1,102 $2,230,549 1,092
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
2:43 pm
NVR INC NVR Bredow Eugene James
Controller
950 $1,115 $1,059,449 2,079
(Indirect
Direct)
View
2014-01-30
Sale
2014-01-31
2:32 pm
TRAVELERS COMPANIES Inc TRV MACLEAN BRIAN W
COO
64,096 $82.38 $5,280,228 185,515
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
2:32 pm
PNC FINANCIAL SERVICES GROUP Inc PNC GUYAUX JOSEPH C
Senior Vice Chairman
8,434 $80.87 $682,058 55,423
(Indirect
Direct)
View
2014-01-31
Sale
2014-01-31
2:20 pm
SMITH A O CORP AOS GREUBEL WILLIAM P
Director
8,509 $47.25 $402,050 0
(Direct)
View
2014-01-23
Sale
2014-01-31
2:18 pm
ISABELLA BANK CORP ISBA BARZ RICHARD J
Director
1 $23.31 $16 17,026
(Direct)
View
2014-01-29
Sale
2014-01-31
2:08 pm
Liquid Holdings Group Inc. LIQD SCHAEFFER RICHARD
Schaeffer Holdings LLC
Schaeffer Group LLC
SHAF Holdings LLC
10% Owner
361,880 $5.5 $1,990,340 1,253,660
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
1:28 pm
GENERAL AMERICAN INVESTORS CO INC GAM DAVIDSON SPENCER
Chairman
1,200 $33.31 $39,970 762,028
(Direct
Indirect)
View
2014-01-30
Sale
2014-01-31
1:14 pm
PLANTRONICS INC PLT BURTON JOSEPH B
TOP DEVELOPMENT ENGINEERING EX
3,000 $43.21 $129,643 54,637
(Direct)
View
2014-01-29
Sale
2014-01-31
12:52 pm
GENERAL AMERICAN INVESTORS CO INC GAM TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F
Chairman
200 $33.31 $6,662 4,513
(Direct)
View
2014-01-30
Sale
2014-01-31
12:51 pm
INTERNATIONAL BUSINESS MACHINES CORP IBM Clementi Erich
VP
0 $177.4 $72 32,305
(Direct)
View
2014-01-30
Sale
2014-01-31
12:48 pm
MONRO MUFFLER BRAKE INC MNRO BERENSON RICHARD A
Director
5,000 $55.53 $277,665 23,199
(Direct)
View
2014-01-30
Sale
2014-01-31
12:33 pm
WORLD ACCEPTANCE CORP WRLD GILREATH JAMES R
Director
6,000 $97.5 $585,000 29,500
(Direct)
View
2014-01-30
Sale
2014-01-31
12:09 pm
MARTIN MARIETTA MATERIALS INC MLM REDIKER DENNIS L
Director
3,000 $107.1 $321,337 16,912
(Direct)
View
2014-01-29
Sale
2014-01-31
11:48 am
PACWEST BANCORP PACW DUNN STEPHEN M
Director
18,000 $41.5 $747,000 10,000
(Direct
Indirect)
View
2014-01-30
Sale
2014-01-31
11:37 am
ZIONS BANCORPORATION ZION BLACKFORD DAVID E
VP
6,985 $29.35 $204,997 40,825
(Direct)
View
2014-01-30
Sale
2014-01-31
11:01 am
CHOICE HOTELS INTERNATIONAL INC CHH Joyce Stephen P
CEO
15,586 $47.99 $747,972 150,403
(Direct)
View
2014-01-30
Sale
2014-01-31
10:52 am
ENTERPRISE FINANCIAL SERVICES CORP EFSC LEUCK RICHARD C
President
2,183 $18.72 $40,866 34,149
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-31
10:38 am
CIENA CORP CIEN MOYLAN JAMES E JR
CFO
1,000 $22.21 $22,210 386,159
(Direct)
View
2014-01-29
Sale
2014-01-31
10:23 am
Interactive Brokers Group Inc. IBKR Galik Milan
VP
1,000 $21.66 $21,659 827,317
(Direct)
View
2014-01-30
Sale
2014-01-31
10:14 am
NOBLE ENERGY INC NBL CUNNINGHAM SUSAN M
VP
34,188 $63.19 $2,160,223 171,072
(Direct)
View
2014-01-29
Sale
2014-01-31
09:41 am
ITT EDUCATIONAL SERVICES INC ESI TANNER GLENN E
EVP, Chief Marketing Officer
1,847 $38.87 $71,794 13,096
(Direct)
View
2013-08-27
Sale
2014-01-31
09:37 am
FIRST CITIZENS BANC CORP FCZA WHITE DANIEL J
Director
828 $6.866 $5,688 24,000
(Direct
Indirect)
View
2014-01-30
Sale
2014-01-31
09:31 am
VILLAGE SUPER MARKET INC VLGEA Estate of Perry Sumas
10% Owner
3,598 $29.23 $105,184 1,454,690
(Direct)
View
2014-01-28
Sale
2014-01-31
09:07 am
GP STRATEGIES CORP GPX GELLER MARSHALL S
Director
4,000 $27.78 $111,120 180,945
(Direct)
View
2014-01-28
Sale
2014-01-30
8:51 pm
CBS CORP CBS Ambrosio Anthony G
CAO
12,500 $58.68 $733,480 90,834
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
8:35 pm
CANNABIS SCIENCE Inc CBIS Melamede Robert
President, 10% Owner
600,200 $0.1879 $112,806 48,090,232
(Direct)
View
2014-01-28
Sale
2014-01-30
8:15 pm
STEINER LEISURE Ltd STNR WARSHAW MICHELE STEINER
Director
4,000 $49.74 $198,959 11,319
(Indirect)
View
2013-12-31
Sale
2014-01-30
8:14 pm
SVB FINANCIAL GROUP SIVB Husain Kamran F
CAO
108 $112.6 $12,160 192
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
8:11 pm
STEINER LEISURE Ltd STNR WARSHAW CLIVE E
Chairman
4,000 $49.74 $198,959 767,726
(Direct)
View
2014-01-29
Sale
2014-01-30
7:58 pm
Rice Energy Inc. RICE NGP Rice Holdings LLC
NGP Natural Resources X L.P.
NGP X Parallel Holdings L.P.
G.F.W. Energy X L.P.
GFW X L.L.C.
Natural Gas Partners IX L.P.
NGP IX Offshore Holdings L.P.
G.F.W. ENERGY IX L.P.
GFW IX L.L.C.
NGP Energy Capital Management LLC
Director, 10% Owner
20,000,000 $19.05 $380,999,985 23,452,550
(Direct)
View
2014-01-29
Sale
2014-01-30
7:47 pm
E2open Inc EOPN MUMFORD JOHN BREESE
Chairman, 10% Owner
1,601,926 $23.75 $38,045,742 1,954,439
(Indirect)
View
2014-01-28
Sale
2014-01-30
7:44 pm
ILLUMINA INC ILMN HENRY CHRISTIAN O
SVP, Chief Commercial Officer
6,000 $143.4 $860,113 35,250
(Direct)
View
2014-01-28
Sale
2014-01-30
7:35 pm
MYERS INDUSTRIES INC MYE ORR JOHN C
CEO
10,000 $19.11 $191,077 958,977
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
7:32 pm
Santander Consumer USA Holdings Inc. SC Dooner Hugo R.
See Remarks
24,802 $23.04 $571,438 0
(Direct)
View
2014-01-28
Sale
2014-01-30
7:31 pm
Santander Consumer USA Holdings Inc. SC Grubb Jason W.
COO
145,371 $23.04 $3,349,348 58,990
(Direct)
View
2014-01-28
Sale
2014-01-30
7:29 pm
Santander Consumer USA Holdings Inc. SC Fugitt James W.
CIO
43,538 $23.04 $1,003,116 19,030
(Direct)
View
2014-01-28
Sale
2014-01-30
7:29 pm
Santander Consumer USA Holdings Inc. SC Kulas Jason A.
See Remarks
217,323 $23.04 $5,007,122 206,895
(Direct)
View
2014-01-28
Sale
2014-01-30
7:28 pm
POPULAR INC BPOP GOEL DAVID E.
Director
1,000,000 $27.64 $27,638,000 1,045,808
(Direct
Indirect)
View
2014-01-28
Sale
2014-01-30
7:24 pm
Santander Consumer USA Holdings Inc. SC Popp Jennifer
CAO
6,912 $23.04 $159,252 0
(Direct)
View
2014-01-28
Sale
2014-01-30
7:23 pm
TherapeuticsMD Inc. TXMD Milligan John C.K. IV
President
25,000 $6.157 $153,918 6,359,718
(Direct)
View
2014-01-29
Sale
2014-01-30
7:23 pm
AMN HEALTHCARE SERVICES INC AHS Scott Brian M.
CFO
2,673 $14.91 $39,854 33,650
(Direct)
View
2014-01-29
Sale
2014-01-30
7:23 pm
AMN HEALTHCARE SERVICES INC AHS Jackson Denise L
VP
3,074 $14.91 $45,833 74,640
(Direct)
View
2014-01-29
Sale
2014-01-30
7:22 pm
AMN HEALTHCARE SERVICES INC AHS Henderson Ralph
President
3,118 $15 $46,770 72,703
(Direct)
View
2014-01-28
Sale
2014-01-30
7:22 pm
Santander Consumer USA Holdings Inc. SC Whatley Michelle L.
See Remarks
42,026 $23.04 $968,279 11,245
(Direct)
View
2014-01-28
Sale
2014-01-30
7:21 pm
Santander Consumer USA Holdings Inc. SC Martin Brad
See Remarks
55,804 $23.04 $1,285,724 0
(Direct)
View
2014-01-28
Sale
2014-01-30
7:20 pm
Santander Consumer USA Holdings Inc. SC Rodgers R. Michele
See Remarks
35,209 $23.04 $811,215 0
(Direct)
View
2014-01-28
Sale
2014-01-30
7:18 pm
Santander Consumer USA Holdings Inc. SC Morrin Richard
See Remarks
42,026 $23.04 $968,279 25,950
(Direct)
View
2014-01-27
Sale
2014-01-30
7:18 pm
Crumbs Bake Shop Inc. CRMP KLEIN MARK
Director
115,000 $0.7696 $88,502 243,661
(Direct)
View
2014-01-28
Sale
2014-01-30
7:15 pm
Santander Consumer USA Holdings Inc. SC Dundon Thomas G.
CEO, 10% Owner
3,420,499 $23.04 $78,808,300 34,981,388
(Indirect)
View
2014-01-28
Sale
2014-01-30
7:15 pm
Santander Consumer USA Holdings Inc. SC Burns Eldridge A.
See Remarks
62,695 $23.04 $1,444,493 20,760
(Direct)
View
2014-01-30
Sale
2014-01-30
7:09 pm
SUPERTEX INC SUPX Tsang Michael
VP
3,500 $27 $94,500 22,500
(Direct)
View
2014-01-30
Sale
2014-01-30
7:07 pm
UNITED THERAPEUTICS Corp UTHR ROTHBLATT MARTINE A
CEO
3,833 $106.3 $407,258 533,094
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
6:54 pm
Santander Consumer USA Holdings Inc. SC Centerbridge Associates II L.P.
Centerbridge GP Investors II LLC
CCP II AIV I L.P.
Sponsor Auto Finance Super Holdings LLC
Aronson Jeffrey
Gallogly Mark T
10% Owner
18,464,740 $23.04 $425,427,627 5,722,492
(Indirect)
View
2014-01-30
Sale
2014-01-30
6:50 pm
Gaming Partners International CORP GPIC ENDY ERIC P
Director
6,262 $8.251 $51,670 154,582
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
6:49 pm
Santander Consumer USA Holdings Inc. SC KKR Fund Holdings L.P.
ROBERTS GEORGE R
KKR Fund Holdings GP Ltd
KKR Group Holdings L.P.
KKR Group Ltd
KKR & Co. L.P.
KKR Management LLC
KRAVIS HENRY R
10% Owner
24,392,928 $23.04 $562,013,083 5,023,976
(Indirect)
View
2014-01-28
Sale
2014-01-30
6:46 pm
Santander Consumer USA Holdings Inc. SC KKR SCUSA Holdings L.P.
KKR Associates 2006 LP
KKR 2006 GP LLC
10% Owner
24,392,928 $23.04 $562,013,083 5,023,976
(Indirect)
View
2014-01-28
Sale
2014-01-30
6:41 pm
Santander Consumer USA Holdings Inc. SC ZILBERMAN DANIEL
Director
24,392,928 $23.04 $562,013,083 5,023,976
(Indirect)
View
2014-01-28
Sale
2014-01-30
6:38 pm
Santander Consumer USA Holdings Inc. SC Warburg Pincus X Partners L.P.
Warburg Pincus X L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
Director, 10% Owner
24,392,928 $23.04 $562,013,083 5,023,976
(Indirect)
View
2014-01-29
Sale
2014-01-30
6:38 pm
Discover Financial Services DFS HOCHSCHILD ROGER C
COO
100,000 $54.22 $5,422,000 1,200,326
(Indirect
Direct)
View
2014-01-30
Sale
2014-01-30
6:38 pm
Discover Financial Services DFS Offereins Diane E
VP
50,000 $54.36 $2,718,000 386,554
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
6:33 pm
EMCORE CORP EMKR Gomez Alfredo
Gen. Counsel and Corp. Sec.
1,901 $4.763 $9,054 15,737
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
6:32 pm
GAIN Capital Holdings Inc. GCAP MASTER GLOBAL ASSETS Ltd
10% Owner
250,000 $8.75 $2,187,500 4,258,531
(Direct)
View
2014-01-28
Sale
2014-01-30
6:31 pm
WESTERN ALLIANCE BANCORPORATION WAL BEACH BRUCE D
Director
1,568 $23.02 $36,094 45,057
(Direct)
View
2014-01-29
Sale
2014-01-30
6:30 pm
EMCORE CORP EMKR HOU HONG Q
CEO
4,069 $4.763 $19,380 89,120
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
6:29 pm
EMCORE CORP EMKR Van Berkel Monica
CAO
2,280 $4.763 $10,859 27,030
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
6:25 pm
Santander Consumer USA Holdings Inc. SC Sponsor Auto Finance - WP L.P.
Warburg Pincus (Bermuda) Private Equity X LLC
WARBURG PINCUS (BERMUDA) PRIVATE EQUITY X L.P.
Warburg Pincus (Bermuda) X L.P.
Warburg Pincus (Bermuda) X Ltd.
Warburg Pincus (Bermuda) Private Equity Ltd.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
Director, 10% Owner
24,392,928 $23.04 $562,013,083 5,023,976
(Indirect)
View
2014-01-28
Sale
2014-01-30
6:21 pm
Santander Consumer USA Holdings Inc. SC Sponsor Auto Finance Holdings Series LP
Sponsor Auto Finance GP LLC
10% Owner
70,725,824 $23.04 $1,629,523,050 15,770,445
(Direct)
View
2014-01-28
Sale
2014-01-30
6:16 pm
SYNAPTICS INC SYNA GEESLIN KEITH
Director
18,750 $59.31 $1,112,139 34,186
(Direct)
View
2013-12-06
Sale
2014-01-30
6:15 pm
SECURITY NATIONAL FINANCIAL CORP SNFCA Wilbur Norman G
Director
1,000 $4.45 $4,450 6,078
(Direct)
View
2014-01-28
Sale
2014-01-30
6:07 pm
SYNAPTICS INC SYNA Barber Kevin D
VP
25,000 $59.14 $1,478,542 36,398
(Direct)
View
2014-01-29
Sale
2014-01-30
5:51 pm
SILICON LABORATORIES INC SLAB BOCK WILLIAM G
President
20,000 $47.21 $944,209 95,000
(Direct)
View
2014-01-28
Sale
2014-01-30
5:45 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
Ray Dolby Trust under the Dolby Family Trust instrument dated May 7 1999
10% Owner
40,000 $40.96 $1,638,272 38,835,848
(Indirect)
View
2014-01-28
Sale
2014-01-30
5:42 pm
SYNAGEVA BIOPHARMA CORP GEVA Patel Sanj K
CEO
102,300 $88.12 $9,014,998 55,987
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
5:35 pm
RetailMeNot Inc. SALE J.P. Morgan Digital Growth Fund L.P.
10% Owner
351,116 $34.51 $12,117,873 2,550,075
(Direct)
View
2014-01-28
Sale
2014-01-30
5:35 pm
SPLUNK INC SPLK Schodorf Thomas E
VP
6,000 $74.66 $447,950 283,911
(Direct)
View
2014-01-28
Sale
2014-01-30
5:34 pm
RetailMeNot Inc. SALE J.P. Morgan Investment Management Inc.
10% Owner
416,818 $34.52 $14,388,359 2,550,075
(Indirect)
View
2014-01-28
Sale
2014-01-30
5:32 pm
Alon USA Energy Inc. ALJ Alon Israel Oil Company Ltd.
10% Owner
262,456 $15.53 $4,077,138 38,584,488
(Direct)
View
2014-01-30
Sale
2014-01-30
5:29 pm
NATIONAL PENN BANCSHARES INC NPBC Martin Michael E.
Director
7,000,000 $10.77 $75,390,003 18,882,172
(Indirect)
View
2014-01-30
Sale
2014-01-30
5:29 pm
NATIONAL PENN BANCSHARES INC NPBC Warburg Pincus Private Equity X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
Director, 10% Owner
7,000,000 $10.77 $75,390,003 18,882,172
(Direct)
View
2014-01-30
Sale
2014-01-30
5:28 pm
TIMBERLAND BANCORP INC TSBK CLINTON ANDREA M
Director
500 $10.85 $5,425 7,990
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
5:27 pm
INTERMOLECULAR INC IMI Hunter James Craig
VP
1,742 $4.06 $7,073 20,744
(Direct)
View
2014-01-28
Sale
2014-01-30
5:25 pm
GLOBAL BRASS & COPPER HOLDINGS Inc BRSS SHAPIRO DAVID
Director
6,400,000 $16.25 $104,000,000 910,000
(Indirect)
View
2014-01-28
Sale
2014-01-30
5:24 pm
GLOBAL BRASS & COPPER HOLDINGS Inc BRSS PSAROS MICHAEL G
Director
6,400,000 $16.25 $104,000,000 910,000
(Indirect)
View
2014-01-28
Sale
2014-01-30
5:23 pm
GLOBAL BRASS & COPPER HOLDINGS Inc BRSS Halkos Holdings LLC
KPS Special Situations Fund III L.P.
KPS Investors III LP
KPS Investors II L.P.
KPS Investors II GP LLC
KPS Capital Partners LLC
KPS Special Situations Fund III (A) L.P.
KPS Special Situations Fund II L.P.
KPS Special Situations Fund II (A) L.P.
KPS Investors III Ltd.
Former 10% Owner
6,400,000 $16.25 $104,000,000 910,000
(Direct)
View
2014-01-29
Sale
2014-01-30
5:23 pm
UNITED TECHNOLOGIES CORP UTX WHITMAN CHRISTINE TODD
Director
4,850 $113.5 $550,456 8,000
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
5:21 pm
CIMAREX ENERGY CO XEC LOGAN HAROLD R JR
Director
600 $98.1 $58,857 8,476
(Direct)
View
2014-01-29
Sale
2014-01-30
5:19 pm
UROPLASTY INC UPI HOLMAN SUSAN HARTJES
VP
52,500 $4.592 $241,064 365,180
(Direct
Indirect)
View
2014-01-30
Sale
2014-01-30
5:11 pm
COMMUNITY BANK SYSTEM Inc CBU GABRIEL JAMES A
Director
3,604 $36.43 $131,299 81,184
(Direct)
View
2014-01-28
Sale
2014-01-30
5:09 pm
GABELLI DIVIDEND & INCOME TRUST GDV GABELLI MARIO J
Director
1,100 $21.21 $23,330 685,801
(Direct
Indirect)
View
2014-01-28
Sale
2014-01-30
5:07 pm
TERADYNE INC TER Gray Charles Jeffrey
VP
27,112 $19.23 $521,263 56,303
(Direct)
View
2014-01-28
Sale
2014-01-30
5:00 pm
KLA TENCOR CORP KLAC KENNEDY KEVIN
Director
2,500 $61.73 $154,318 18,825
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
5:00 pm
SYNTHESIS ENERGY SYSTEMS INC SYMX Bunnell Donald
Chief Commercial Officer
20,100 $1.123 $22,563 3,597,563
(Direct)
View
2014-01-29
Sale
2014-01-30
5:00 pm
ROPER INDUSTRIES INC ROP Soni Paul J
VP
6,144 $137.3 $843,309 51,551
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:59 pm
NETFLIX INC NFLX KILGORE LESLIE J
Director
2,394 $405 $969,570 15,422
(Direct)
View
2014-01-28
Sale
2014-01-30
4:59 pm
NETFLIX INC NFLX CRANZ TAWNI
CTO
658 $400.7 $263,663 343
(Direct)
View
2014-01-28
Sale
2014-01-30
4:59 pm
NETFLIX INC NFLX Peters Gregory K
Chf Streaming/Partnership Ofcr
4,911 $400 $1,964,400 4,240
(Direct)
View
2014-01-28
Sale
2014-01-30
4:58 pm
PAYMENT DATA SYSTEMS INC PYDS HOCH LOUIS A
COO, 10% Owner
30,000 $0.099 $2,970 32,906,332
(Direct)
View
2014-01-30
Sale
2014-01-30
4:58 pm
AVNET INC AVT NOONAN FRANK R
Director
3,003 $41.23 $123,814 4,818
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:54 pm
TERADYNE INC TER Beecher Gregory R
CFO
55,206 $19.26 $1,063,224 85,203
(Direct)
View
2014-01-29
Sale
2014-01-30
4:43 pm
AVEO PHARMACEUTICALS INC AVEO BAILEY MICHAEL P
Chief Business Officer
5,430 $1.643 $8,924 75,000
(Direct)
View
2014-01-29
Sale
2014-01-30
4:43 pm
AVEO PHARMACEUTICALS INC AVEO Slichenmyer William
Chief Medical Officer
5,430 $1.643 $8,924 75,000
(Direct)
View
2014-01-28
Sale
2014-01-30
4:42 pm
SCHWAB CHARLES CORP SCHW SCHWAB CHARLES R
Chairman, 10% Owner
1,500,000 $25.04 $37,567,000 117,326,240
(Direct
Indirect)
View
2014-01-29
Sale
2014-01-30
4:42 pm
AVEO PHARMACEUTICALS INC AVEO Gyuris Jeno
SVP, Chief Scientific Officer
5,430 $1.643 $8,924 99,245
(Direct)
View
2014-01-29
Sale
2014-01-30
4:41 pm
AVEO PHARMACEUTICALS INC AVEO Vittiglio Joseph
VP
5,430 $1.643 $8,924 75,000
(Direct)
View
2014-01-28
Sale
2014-01-30
4:38 pm
U-SWIRL Inc SWRL MORTENSON LEE N
Director
5,680 $0.93 $5,282 75,595
(Direct)
View
2014-01-28
Sale
2014-01-30
4:38 pm
Bridge Capital Holdings BBNK Turkus Barry A
Director
12,127 $22.05 $267,345 55,441
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:36 pm
WILLIAMS COMPANIES INC WMB Timmermans Ted T
VP
12,855 $40.05 $514,802 14,278
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:34 pm
OMNOVA SOLUTIONS INC OMN MCMULLEN KEVIN M
CEO, Chairman
50,000 $9.2 $460,000 990,189
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:34 pm
MAXIM INTEGRATED PRODUCTS INC MXIM NEIL CHRISTOPHER J
VP
117,855 $29.57 $3,484,815 221,555
(Direct)
View
2014-01-28
Sale
2014-01-30
4:33 pm
COLGATE PALMOLIVE CO CL HENDRY ANDREW D
Chief Legal Officer &Secretary
6,000 $62.31 $373,832 198,093
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:33 pm
WILLIAMS COMPANIES INC WMB Miller Rory Lee
VP
8,763 $40 $350,520 44,315
(Direct)
View
2014-01-28
Sale
2014-01-30
4:30 pm
LSI CORP LSI TALWALKAR ABHIJIT Y
CEO
364,600 $11.02 $4,018,877 912,651
(Direct)
View
2014-01-29
Sale
2014-01-30
4:28 pm
WILLIAMS COMPANIES INC WMB Bridges Allison G.
VP
5,797 $40 $231,880 61,306
(Direct)
View
2014-01-07
Sale(A)
2014-01-30
4:27 pm
WILLIAMS COMPANIES INC WMB Bridges Allison G.
VP
6,000 $39 $234,000 61,509
(Direct)
View
2014-01-29
Sale
2014-01-30
4:19 pm
IBERIABANK CORP IBKC BYRD DARYL G
CEO
5,000 $67 $335,000 204,326
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:17 pm
Interactive Brokers Group Inc. IBKR Brody Paul Jonathan
CFO
8,534 $21.29 $181,722 585,761
(Direct
Indirect)
View
2014-01-28
Sale
2014-01-30
4:15 pm
FLEETCOR TECHNOLOGIES INC FLT Schmit William
Pres, Major Oil Card Programs
1,910 $104.3 $199,292 9,346
(Direct)
View
2014-01-29
Sale
2014-01-30
4:15 pm
APOLLO EDUCATION GROUP INC APOL Iverson Gregory James
CAO
1,195 $31.74 $37,929 41,994
(Direct)
View
2014-01-29
Sale
2014-01-30
4:14 pm
VILLAGE SUPER MARKET INC VLGEA Estate of Perry Sumas
10% Owner
434 $29.18 $12,666 1,458,288
(Direct)
View
2014-01-28
Sale
2014-01-30
4:12 pm
Resource Capital Corp. RSO Brotman Jeffrey F
VP
37,500 $5.868 $220,036 255,152
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:11 pm
Interactive Brokers Group Inc. IBKR Nemser Earl H
Director
15,349 $21.29 $326,840 121,822
(Direct
Indirect)
View
2014-01-28
Sale
2014-01-30
4:06 pm
CA Inc CA Lamm Jacob
VP
6,577 $32.24 $212,010 32,434
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:04 pm
HONEYWELL INTERNATIONAL INC HON FRADIN ROGER
CEO
67,477 $90.23 $6,088,450 321,977
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:03 pm
ALCOA INC AA Jarrault Olivier M
VP
47,469 $12.16 $577,005 276,291
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:02 pm
Covidien plc COV Lannum Coleman N III
VP
13,787 $69.23 $954,489 21,351
(Indirect
Direct)
View
2014-01-28
Sale
2014-01-30
4:01 pm
INTEL CORP INTC SODHANI ARVIND
VP
78,163 $24.93 $1,948,851 178,163
(Indirect
Direct)
View
2014-01-29
Sale
2014-01-30
4:00 pm
ITERIS Inc ITI MILLER LLOYD I III
10% Owner
2,100 $2.35 $4,935 2,595,248
(Indirect
Direct)
View
(A) Indicate amendment filing.