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Insider Sale Filings - Archives for 2013-12-19

Home -> 2013 -> Insider sale filings for 2013-12-19

Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-12-18
Sale
2013-12-19
3:56 pm
TEREX CORP TEX BARR KEVIN A
VP
10,000 $40.01 $400,059 151,228
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-19
3:54 pm
TEREX CORP TEX COHEN ERIC I
VP
10,015 $39.75 $398,091 194,003
(Direct
Indirect)
View
2013-12-18
Sale
2013-12-19
3:51 pm
TEREX CORP TEX HENRY BRIAN J
VP
10,000 $40.01 $400,054 266,841
(Direct
Indirect)
View
2013-12-18
Sale
2013-12-19
3:50 pm
NANOMETRICS INC NANO KISLING RONALD W
CFO
125 $18.3 $2,287 22,935
(Direct)
View
2013-12-16
Sale
2013-12-19
3:49 pm
KVH INDUSTRIES INC KVHI RYAN BRUCE J
Director
2,800 $13.67 $38,288 52,700
(Direct)
View
2013-12-18
Sale
2013-12-19
3:46 pm
STRYKER CORP SYK STRYKER RONDA E
Director
14,000 $72.65 $1,017,074 17,207,398
(Indirect
Direct)
View
2013-12-18
Sale
2013-12-19
3:43 pm
TEREX CORP TEX Hegarty Kieran
President
3,501 $40.03 $140,153 92,023
(Direct)
View
2013-12-18
Sale
2013-12-19
3:37 pm
VALASSIS COMMUNICATIONS INC VCI SCHALEK LINDA J
VP
5,000 $34.75 $173,750 21,418
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
3:04 pm
ALPHA PRO TECH LTD APT MONTGOMERY CHARLES D
VP
25,000 $2.015 $50,383 145,920
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
2:52 pm
SKECHERS USA INC SKX GREENBERG ROBERT
GREENBERG M SUSAN
GREENBERG FAMILY TRUST
CEO, 10% Owner
300,000 $33.08 $9,924,154 7,208,456
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-19
2:42 pm
META FINANCIAL GROUP INC CASH Moore Troy III
VP
8,000 $37.9 $303,196 25,161
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
2:40 pm
WILEY JOHN & SONS Inc JWA RINCK GARY M
VP
75 $53 $3,975 39,908
(Direct)
View
2013-12-18
Sale
2013-12-19
2:28 pm
SYNOPSYS INC SNPS DE GEUS AART
CEO, Chairman
17,500 $39.2 $686,000 667,353
(Direct
Indirect)
View
2013-12-18
Sale
2013-12-19
2:27 pm
SYNOPSYS INC SNPS BEATTIE BRIAN M
CFO
36,545 $39.02 $1,425,847 52,166
(Direct)
View
2013-12-18
Sale
2013-12-19
2:17 pm
EXXON MOBIL CORP XOM Spellings James M Jr
VP
3,995 $97.32 $388,779 143,350
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
1:50 pm
FTI CONSULTING INC FCN SHAUGHNESSY DENNIS J
Chairman
47,630 $42.13 $2,006,609 164,335
(Direct)
View
2013-12-17
Sale
2013-12-19
1:48 pm
SEI INVESTMENTS CO SEIC LOUGHLIN EDWARD
VP
30,000 $33.72 $1,011,600 136,000
(Direct)
View
2013-12-17
Sale
2013-12-19
1:25 pm
Ubiquiti Networks Inc. UBNT Sanford John
CTO
10,000 $39.96 $399,628 340,545
(Direct)
View
2013-12-18
Sale
2013-12-19
1:15 pm
SJW CORP SJW ROTH W RICHARD
CEO
2,303 $28 $64,484 220,089
(Indirect
Direct)
View
2013-12-18
Sale
2013-12-19
1:12 pm
COOPER COMPANIES INC COO ZINBERG STANLEY MD
Director
7,500 $123 $922,500 20,908
(Direct)
View
2013-12-17
Sale
2013-12-19
1:03 pm
INFINERA CORP INFN Welch David F
President
10,000 $9.158 $91,575 859,493
(Direct
Indirect)
View
2013-12-18
Sale
2013-12-19
1:02 pm
National CineMedia Inc. NCMI Marks Clifford E
President
39,132 $19 $743,508 319,768
(Direct)
View
2013-12-18
Sale
2013-12-19
12:53 pm
NATIONAL WESTERN LIFE INSURANCE CO NWLI Martinez Carlos A
VP
89 $215.9 $19,219 400
(Direct
Indirect)
View
2013-12-18
Sale
2013-12-19
12:38 pm
HELIX ENERGY SOLUTIONS GROUP INC HLX TRIPODO ANTHONY
CFO
2,851 $23.27 $66,343 209,953
(Direct)
View
2013-12-18
Sale
2013-12-19
12:26 pm
HORACE MANN EDUCATORS CORP HMN Steinbecker Roger
Director
1,895 $30.08 $57,002 50,192
(Direct)
View
2013-12-18
Sale
2013-12-19
12:20 pm
SIMON PROPERTY GROUP INC SPG Broadwater Steven K.
CAO
500 $152.5 $76,250 4,761
(Direct)
View
2013-12-17
Sale
2013-12-19
11:59 am
FTI CONSULTING INC FCN Bacon Brenda J
Director
11,000 $42 $462,000 37,785
(Direct)
View
2013-12-17
Sale
2013-12-19
11:49 am
HORACE MANN EDUCATORS CORP HMN HECKMAN PETER H
CEO
15,028 $30.23 $454,222 118,306
(Direct)
View
2013-12-18
Sale
2013-12-19
11:10 am
TIMBERLAND BANCORP INC TSBK CLINTON ANDREA M
Director
200 $9.55 $1,910 8,490
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
10:56 am
WEST CORP WSTC MENDLIK PAUL M
CFO
9,645 $25.99 $250,674 84,637
(Indirect
Direct)
View
2013-12-16
Sale(A)
2013-12-19
10:29 am
ABERDEEN GREATER CHINA FUND Inc GCH Bult John A
Director
8,000 $11.25 $89,988 9,603
(Direct)
View
2013-12-10
Sale(A)
2013-12-19
10:10 am
ABERDEEN GREATER CHINA FUND Inc GCH Bult John A
Director
9,000 $11.33 $101,991 18,603
(Direct)
View
2013-12-18
Sale
2013-12-19
10:09 am
BOSTON BEER CO INC SAM KOCH C JAMES
Chairman, 10% Owner
1,000 $230.3 $230,320 44,248
(Indirect
Direct)
View
2013-12-18
Sale
2013-12-19
09:28 am
MANITOWOC CO INC MTW Nolden Dean J
VP
3,000 $22 $66,000 23,229
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-19
08:51 am
REYNOLDS AMERICAN INC RAI Brown & Williamson Holdings Inc.
British American Tobacco p.l.c.
10% Owner
125,682 $50.15 $6,302,952 226,351,520
(Direct)
View
2013-12-17
Sale
2013-12-19
08:28 am
MARRIOTT VACATIONS WORLDWIDE Corp VAC SHAW WILLIAM JOSEPH
Director
18,866 $51.17 $965,373 108,397
(Direct)
View
2013-12-17
Sale
2013-12-19
08:26 am
MARRIOTT VACATIONS WORLDWIDE Corp VAC Sullivan Laurie A
Principal Accounting Officer
637 $51.39 $32,737 537
(Direct)
View
2013-12-16
Sale
2013-12-18
9:44 pm
SIGMA DESIGNS INC SIGM Cobar-Estrada Sal
VP
2,356 $4.48 $10,555 14,478
(Direct)
View
2013-12-11
Sale
2013-12-18
9:36 pm
OMNICELL Inc OMCL PETERSMEYER GARY S
Director
1,000 $22.57 $22,569 18,388
(Direct)
View
2013-12-18
Sale
2013-12-18
9:07 pm
COLLECTORS UNIVERSE INC CLCT Wallace Joseph John
CFO
7,136 $16.6 $118,458 105,965
(Direct)
View
2013-12-17
Sale
2013-12-18
9:03 pm
FAIR ISAAC CORP FICO Wells Stuart
VP
5,979 $58.82 $351,685 0
(Direct)
View
2013-12-16
Sale
2013-12-18
9:01 pm
ORGANOVO HOLDINGS Inc ONVO MICHAELS BARRY D
CFO
85,353 $9.07 $774,160 502,813
(Direct)
View
2013-12-16
Sale
2013-12-18
8:53 pm
ERA GROUP Inc ERA FABRIKANT CHARLES
Chairman
15,000 $31.55 $473,250 422,514
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
8:51 pm
DAVITA HEALTHCARE PARTNERS Inc DVA Nissenson Allen
Chief Medical Officer
2,929 $59.83 $175,242 13,168
(Direct)
View
2013-12-17
Sale
2013-12-18
8:38 pm
HOMEAWAY INC AWAY BRODY JEFFREY D
Director, 10% Owner
1,099,494 $35.61 $39,155,729 1,454,966
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
8:36 pm
Dolby Laboratories Inc. DLB SHERMAN MARK ANDREW
VP
2,293 $37.37 $85,689 74,037
(Direct)
View
2013-12-17
Sale
2013-12-18
8:34 pm
HOMEAWAY INC AWAY SHARPLES BRIAN
CEO
150,000 $35.61 $5,341,875 183,225
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-18
8:30 pm
HOMEAWAY INC AWAY Shepherd Carl Gordon
Chief Strategy & Dev. Officer
48,000 $35.61 $1,709,400 273,485
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-18
8:29 pm
HOMEAWAY INC AWAY Atchison Rebecca Lynn
CFO
35,000 $35.61 $1,246,437 86,662
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
8:20 pm
COMSCORE Inc SCOR Lin Christiana L
General Counsel
1,200 $26.28 $31,536 71,952
(Direct)
View
2013-12-16
Sale
2013-12-18
8:18 pm
NETSUITE INC N Goldberg Evan
Chairman, CTO
20,000 $93.17 $1,863,303 2,799,573
(Direct)
View
2013-12-16
Sale
2013-12-18
8:15 pm
MARVELL TECHNOLOGY GROUP LTD MRVL Sutardja Pantas
CTO
284,500 $13.69 $3,893,775 36,994,824
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
8:05 pm
BUFFALO WILD WINGS INC BWLD SCHMIDT JAMES M
COO
1,000 $142.9 $142,850 34,039
(Direct)
View
2013-12-17
Sale
2013-12-18
8:04 pm
FIRST INDUSTRIAL REALTY TRUST INC FR YAP JOHANNSON L
CIO
2,000 $16.98 $33,960 341,723
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:46 pm
INSITE VISION INC INSV Coliseum Capital Management LLC
10% Owner
3,145,400 $0.2948 $927,420 14,061,138
(Indirect)
View
2013-12-17
Sale
2013-12-18
7:30 pm
PHARMACYCLICS INC PCYC Hemmi Gregory
VP
20,000 $100.5 $2,010,380 113,515
(Direct)
View
2013-12-16
Sale
2013-12-18
7:26 pm
ALNYLAM PHARMACEUTICALS Inc ALNY Mason Michael
VP
8,000 $60.36 $482,872 15,847
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:25 pm
HollyFrontier Corp HFC LAMP DAVID L
COO
16,000 $47.63 $762,080 230,016
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:24 pm
PHARMACYCLICS INC PCYC Zanganeh Maky
COO
20,000 $107.6 $2,151,000 210,107
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
7:21 pm
SYNOPSYS INC SNPS DE GEUS AART
CEO, Chairman
6,000 $38.9 $233,400 667,353
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
7:21 pm
VONAGE HOLDINGS CORP VG Citron Jeffrey A
Director, 10% Owner
300,000 $3.142 $942,520 22,112,658
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:20 pm
CABELAS INC CAB CABELA RICHARD N
Chairman
5,000 $61.03 $305,150 5,753,211
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:19 pm
VONAGE HOLDINGS CORP VG Tempora Michael A.
VP
14,711 $3.227 $47,468 95,535
(Direct)
View
2013-12-16
Sale
2013-12-18
7:15 pm
NORDSTROM INC JWN MIDDLEMAS ROBERT J
VP
10,000 $60.6 $606,002 25,410
(Direct)
View
2013-12-16
Sale
2013-12-18
7:15 pm
TUTOR PERINI Corp TPC Ronald N. Tutor Separate Property Trust
10% Owner
72,399 $25.24 $1,827,710 7,968,568
(Direct)
View
2013-12-16
Sale
2013-12-18
7:14 pm
HollyFrontier Corp HFC Damiris George John
VP
23,657 $47.38 $1,120,892 60,688
(Direct)
View
2013-12-16
Sale
2013-12-18
7:12 pm
Jive Software Inc. JIVE McCracken John
VP
15,000 $10.01 $150,127 119,151
(Direct)
View
2013-12-18
Sale
2013-12-18
7:09 pm
UNITED THERAPEUTICS Corp UTHR ROTHBLATT MARTINE A
CEO
18,149 $86.36 $1,567,376 692,521
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
7:08 pm
TUTOR PERINI Corp TPC TUTOR RONALD N
CEO, Chairman, 10% Owner
72,399 $25.24 $1,827,710 7,968,568
(Indirect)
View
2013-12-16
Sale
2013-12-18
7:08 pm
GENERAC HOLDINGS Inc GNRC Jagdfeld Aaron
CEO
6,365 $52.84 $336,327 938,791
(Direct)
View
2013-12-16
Sale
2013-12-18
7:07 pm
Raptor Pharmaceutical Corp RPTP Bruhn Suzanne Louise
Director
2,760 $13.19 $36,398 38,960
(Direct)
View
2013-12-16
Sale
2013-12-18
7:04 pm
Raptor Pharmaceutical Corp RPTP STARR CHRISTOPHER M
CEO
25,000 $13.36 $333,938 724,370
(Direct)
View
2013-12-16
Sale
2013-12-18
7:04 pm
ALNYLAM PHARMACEUTICALS Inc ALNY Vaishnaw Akshay
EVP, Chief Medical Officer
33,480 $60.72 $2,033,059 37,500
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
7:02 pm
FLUIDIGM CORP FLDM Worthington Gajus Vincent
CEO
6,000 $31.6 $189,625 59,159
(Indirect)
View
2013-12-16
Sale
2013-12-18
7:00 pm
FLUIDIGM CORP FLDM Walder Fredric T
COO
1,500 $32.1 $48,150 8,227
(Direct)
View
2013-12-16
Sale
2013-12-18
7:00 pm
InvenSense Inc INVN Wilson Timothy M
Director
40,000 $16.46 $658,400 118,808
(Indirect)
View
2013-12-17
Sale
2013-12-18
6:59 pm
Gevo Inc. GEVO Lund Brett
VP
4,718 $1.18 $5,567 124,197
(Direct)
View
2013-12-17
Sale
2013-12-18
6:58 pm
Gevo Inc. GEVO Gruber Patrick R.
CEO
7,308 $1.18 $8,623 278,401
(Direct)
View
2013-12-16
Sale
2013-12-18
6:58 pm
Cornerstone OnDemand Inc CSOD Seymour Steven D
VP
35,000 $0 $0 637,876
(Direct)
View
2013-12-16
Sale
2013-12-18
6:56 pm
TUTOR PERINI Corp TPC BAND ROBERT
President
23,333 $25.39 $592,425 80,261
(Direct)
View
2013-12-18
Sale
2013-12-18
6:54 pm
XOMA Corp XOMA RUBIN PAUL D
Sr. VP Clinical Dev. & CMO
6,000 $5.665 $33,992 109,734
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
6:53 pm
NEUSTAR INC NSR Berry Alex
VP
953 $49.03 $46,726 25,916
(Direct)
View
2013-12-16
Sale
2013-12-18
6:52 pm
PROOFPOINT INC PFPT Steele Gary
CEO
20,000 $28.65 $573,015 182,389
(Direct)
View
2013-12-16
Sale
2013-12-18
6:51 pm
PROOFPOINT INC PFPT KOEN PHILIP J
Director
15,239 $28.72 $437,651 35,000
(Direct)
View
2013-12-16
Sale
2013-12-18
6:50 pm
PROOFPOINT INC PFPT Hahn Eric
Chairman
10,000 $28.77 $287,748 490,670
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
6:48 pm
Liberty Interactive Corp LINTA ROSENTHALER ALBERT E
VP
21,000 $32.11 $674,348 166,358
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
6:48 pm
Liberty Interactive Corp LINTA SHEAN CHRISTOPHER W
CFO
43,156 $27.88 $1,203,118 430,345
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
6:48 pm
SPAN AMERICA MEDICAL SYSTEMS INC SPAN Sitter Marie
VP
5,000 $20.92 $104,590 2,100
(Direct)
View
2013-12-16
Sale
2013-12-18
6:40 pm
Global Cash Access Holdings Inc. GCA Dowty Michael Scott
VP
2,708 $9.4 $25,455 187,632
(Direct)
View
2013-11-29
Sale
2013-12-18
6:39 pm
ADVENT SOFTWARE INC ADVS Hess David Peter
CEO
2,775 $34.3 $95,193 78,935
(Direct)
View
2013-12-17
Sale
2013-12-18
6:34 pm
Hilton Worldwide Holdings Inc. HLT CT OPI Cayman Corp. LTD
CT Opportunity Partners I LP
CT OPI GP LLC
CT Investment Management Co. LLC
Huskies Acquisition LLC
Blackstone Holdings I L.P.
Blackstone Holdings I/II GP Inc
Blackstone Group L.P.
Blackstone Group Management L.L.C.
SCHWARZMAN STEPHEN A
10% Owner
5,193,203 $19.27 $100,098,986 729,584,192
(Indirect)
View
2013-12-18
Sale
2013-12-18
6:33 pm
ICU MEDICAL INC ICUI SHERMAN RICHARD MD
Director
3,750 $65 $243,765 71,023
(Direct)
View
2013-12-16
Sale
2013-12-18
6:32 pm
UNIVERSAL TECHNICAL INSTITUTE INC UTI MCWATERS KIMBERLY J
CEO, Chairman
50,000 $14.47 $723,425 322,954
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
6:31 pm
BlackRock Long-Term Municipal Advantage Trust BTA Hayes Peter
Officer of the Advisor
2,000 $10.19 $20,386 1,000
(Direct)
View
2013-12-16
Sale
2013-12-18
6:31 pm
NPS PHARMACEUTICALS INC NPSP STRATEMEIER ED
VP
14,555 $25 $363,875 85,445
(Direct)
View
2013-12-17
Sale
2013-12-18
6:30 pm
BLACKROCK MUNIHOLDINGS FUND II INC MUH Hayes Peter
Officer of the Advisor
3,300 $13.28 $43,819 3,000
(Direct)
View
2013-12-17
Sale
2013-12-18
6:22 pm
IMPERVA INC IMPV Shulman Amichai
CTO
10,090 $45 $454,050 106,640
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
6:14 pm
Alkermes plc. ALKS Ehrich Elliot
SVP, R&D & CMO, Alkermes, Inc.
60,854 $38.83 $2,363,083 69,715
(Direct)
View
2013-12-16
Sale
2013-12-18
6:14 pm
QCR HOLDINGS INC QCRH BUDD THOMAS D
President
800 $17.73 $14,184 5,562
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
6:13 pm
CONNS INC CONN WRIGHT THEODORE M
CEO
15,000 $77.08 $1,156,200 159,560
(Direct)
View
2013-12-17
Sale
2013-12-18
6:13 pm
ARAMARK Holdings Corp ARMK BARR DAVID
Director
2,588,123 $18.9 $48,915,524 40,711,876
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-18
6:09 pm
ARAMARK Holdings Corp ARMK Warburg Pincus Private Equity IX L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS & CO.
WARBURG PINCUS LLC
KAYE CHARLES R
Landy Joseph P.
Director, 10% Owner
2,588,123 $18.9 $48,915,524 40,711,876
(Direct)
View
2013-12-16
Sale
2013-12-18
6:07 pm
RACKSPACE HOSTING Inc RAX Roenigk Mark
COO
5,192 $35.31 $183,312 42,248
(Direct)
View
2013-12-16
Sale
2013-12-18
6:07 pm
Alkermes plc. ALKS FRATES JAMES M
CFO
60,874 $39.03 $2,376,113 120,951
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
5:58 pm
ADVANCED ENERGY INDUSTRIES INC AEIS BALL FREDERICK
Director
1,500 $21.35 $32,025 48,000
(Direct)
View
2013-12-16
Sale
2013-12-18
5:52 pm
YELP INC YELP Stoppelman Jeremy
CEO, 10% Owner
14,705 $64.64 $950,515 4,703,920
(Indirect)
View
2013-12-16
Sale
2013-12-18
5:50 pm
YELP INC YELP Levchin Max R
Director, 10% Owner
35,198 $64.72 $2,278,144 2,715,222
(Direct
Indirect)
View
2013-12-12
Sale
2013-12-18
5:48 pm
HomeStreet Inc. HMST BENNION RICHARD W H
VP
7,500 $20.35 $152,610 26,856
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
5:47 pm
Allison Transmission Holdings Inc ALSN Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group LLC
TC Group IV Managing GP L.L.C.
Carlyle Partners IV AT Holdings L.P.
10% Owner
6,250,000 $25.56 $159,749,997 49,696,248
(Indirect)
View
2013-12-16
Sale
2013-12-18
5:44 pm
Allison Transmission Holdings Inc ALSN Onex Partners GP Inc.
Onex US Principals LP
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
New PCo II Investments Ltd.
10% Owner
6,250,000 $25.56 $159,749,997 49,696,248
(Indirect)
View
2013-12-16
Sale
2013-12-18
5:40 pm
NATIONAL INSTRUMENTS CORP NATI KODOSKY JEFFREY L
Director
4,000 $29.95 $119,800 537,354
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
5:40 pm
AUTONATION Inc AN LAMPERT EDWARD S
ESL PARTNERS L.P.
SPE II Partners LP
SPE Master II LP
RBS PARTNERS L.P.
ESL INSTITUTIONAL PARTNERS L.P.
RBS INVESTMENT MANAGEMENT L.L.C.
ESL INVESTMENTS Inc
10% Owner
517,904 $50.11 $25,953,781 14,750,283
(Direct
Indirect)
View
2013-11-29
Sale
2013-12-18
5:39 pm
COMFORT SYSTEMS USA INC FIX Murdy William F
Director
2,000 $18.93 $37,860 178,222
(Indirect
Direct)
View
2013-12-18
Sale
2013-12-18
5:36 pm
Morningstar Inc. MORN NOONAN JACK
Director
1,000 $77.65 $77,648 59,917
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
5:36 pm
Orbitz Worldwide Inc. OWW Orton Christopher
President
672 $6.89 $4,630 62,025
(Direct)
View
2013-12-16
Sale
2013-12-18
5:35 pm
DICE HOLDINGS Inc DHX MELLAND SCOT W
Director
40,000 $7.111 $284,432 459,293
(Direct)
View
2013-12-16
Sale
2013-12-18
5:27 pm
APOLLO EDUCATION GROUP INC APOL Newton Frederick James
SR VP, Chief HR Officer
4,000 $25.22 $100,880 61,158
(Direct)
View
2013-12-17
Sale
2013-12-18
5:27 pm
HENRY SCHEIN INC HSIC BENJAMIN GERALD A
CAO
41,664 $111.7 $4,652,311 92,216
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
5:27 pm
ACHILLION PHARMACEUTICALS INC ACHN QVT Associates GP LLC
10% Owner
92,803 $3.107 $288,366 11,662,306
(Indirect)
View
2013-12-16
Sale
2013-12-18
5:22 pm
Allison Transmission Holdings Inc ALSN ONEX CORP
SCHWARTZ GERALD W
Onex American Holdings II LLC
Onex American Holdings GP LLC
Allison Executive Investco LLC
Allison Executive Investco II LLC
Onex American Holdings Subco LLC
OAH Wind LLC
Onex Allison Holding Ltd S.A.R.L.
10% Owner
6,250,000 $25.56 $159,749,997 49,696,248
(Indirect)
View
2013-12-16
Sale
2013-12-18
5:22 pm
GREATBATCH Inc GB Graham Michelle
VP
220 $40.15 $8,834 10,034
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
5:16 pm
KFORCE INC KFRC SUTTER HOWARD W
Director
28,142 $20.6 $579,641 1,493,943
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
5:16 pm
EnviroStar Inc. EVI STEINER MICHAEL S
CEO, 10% Owner
1,200 $3.037 $3,644 2,528,746
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
5:14 pm
H&E Equipment Services Inc. HEES Bagley Gary W
Director
64,500 $28.5 $1,838,556 117,398
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-18
5:13 pm
ZILLOW INC Z Bohutinsky Amy
Chief Marketing Officer
3,500 $78.9 $276,150 5,437
(Direct)
View
2013-12-16
Sale
2013-12-18
5:12 pm
bluebird bio Inc. BLUE Finer Mitchell H.
Chief Scientific Officer
18,000 $20.65 $371,700 91,769
(Direct)
View
2013-12-16
Sale
2013-12-18
5:12 pm
AUDIENCE INC ADNC Santos Peter B
CEO
7,000 $10.6 $74,176 68,746
(Direct)
View
2013-12-16
Sale
2013-12-18
5:12 pm
GREENE COUNTY BANCORP INC GCBC PLUMMER MICHELLE M
CFO, COO
1,715 $26 $44,590 23,000
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
5:12 pm
bluebird bio Inc. BLUE Davidson David
Chief Medical Officer
15,000 $20.65 $309,750 142,239
(Direct)
View
2013-12-16
Sale
2013-12-18
5:11 pm
bluebird bio Inc. BLUE Bain Linda
VP
2,000 $20.65 $41,300 63,516
(Direct)
View
2013-12-16
Sale
2013-12-18
5:06 pm
Prestige Brands Holdings Inc. PBH Parkinson John
VP
42,529 $35.39 $1,505,101 68,276
(Direct)
View
2013-12-16
Sale
2013-12-18
5:06 pm
ACI WORLDWIDE Inc ACIW MCGRODDY JAMES
Director
20,000 $62.8 $1,255,980 14,000
(Direct)
View
2013-12-16
Sale
2013-12-18
5:06 pm
GENESCO INC GCO GULMI JAMES S
CFO
15,482 $70.29 $1,088,174 163,520
(Direct)
View
2013-12-17
Sale
2013-12-18
5:05 pm
ARUBA NETWORKS Inc ARUN Galvin Michael M
CFO
8,096 $17.03 $137,907 254,709
(Direct)
View
2013-12-16
Sale
2013-12-18
5:01 pm
ARUBA NETWORKS Inc ARUN Orr Dominic P
CEO
25,000 $16.48 $411,945 1,322,811
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:59 pm
POPE RESOURCES LTD PARTNERSHIP POPE RINGO THOMAS M
CFO
800 $66.35 $53,077 32,129
(Direct)
View
2013-12-16
Sale
2013-12-18
4:56 pm
ILLUMINA INC ILMN Naclerio Nicholas
VP
2,000 $102.8 $205,528 84,000
(Direct)
View
2013-12-17
Sale
2013-12-18
4:56 pm
ILLUMINA INC ILMN Heath Gregory
VP
1,875 $102.7 $192,525 27,990
(Direct)
View
2013-12-16
Sale
2013-12-18
4:55 pm
CULP INC CFI CULP ROBERT G III
Chairman, 10% Owner
5,839 $20.25 $118,240 1,441,044
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
4:54 pm
KCG Holdings Inc. KCG Daniel V. Tierney 2011 Trust
10% Owner
79,111 $11.47 $907,444 13,721,496
(Direct)
View
2013-12-17
Sale
2013-12-18
4:53 pm
AMERICAN CAPITAL LTD ACAS Graff Brian
VP
3,133 $14.65 $45,898 148,060
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:52 pm
AGL RESOURCES INC GAS SOMERHALDER JOHN W II
CEO, Chairman
3,500 $46.08 $161,290 97,042
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
4:51 pm
SPLUNK INC SPLK STEIN LEONARD R
VP
4,782 $67.87 $324,548 87,874
(Direct)
View
2013-12-12
Sale
2013-12-18
4:50 pm
HUDSON TECHNOLOGIES INC HDSN MONETTA DOMINIC J
Director
20,000 $3.19 $63,800 100,100
(Direct)
View
2013-12-17
Sale
2013-12-18
4:50 pm
SPLUNK INC SPLK Schodorf Thomas E
VP
4,000 $68.86 $275,430 300,659
(Direct)
View
2013-12-13
Sale
2013-12-18
4:50 pm
SPLUNK INC SPLK CONTE DAVID F
CFO
4,782 $67.55 $323,047 110,100
(Direct)
View
2013-12-16
Sale
2013-12-18
4:47 pm
PNC FINANCIAL SERVICES GROUP Inc PNC ROHR JAMES E
Director
30,974 $75.65 $2,343,192 264,014
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:47 pm
ARTHROCARE CORP ARTC PACEK JAMES L
VP
2,949 $39 $115,011 29,183
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
4:45 pm
FTI CONSULTING INC FCN Bannister David G
Chairman
30,638 $42.15 $1,291,386 98,626
(Direct)
View
2013-12-16
Sale
2013-12-18
4:44 pm
John Bean Technologies CORP JBT CANNON CHARLES H JR
Chairman
6,000 $28.02 $168,108 291,247
(Direct
Indirect)
View
2013-12-17
Sale
2013-12-18
4:44 pm
IRIDEX CORP IRIX Steckel Ronald
VP
1,650 $8.56 $14,124 38,900
(Direct)
View
2013-12-17
Sale
2013-12-18
4:43 pm
Domtar CORP UFS Thomas Richard L
VP
5,970 $90.9 $542,673 8,438
(Direct)
View
2013-12-16
Sale
2013-12-18
4:42 pm
Cornerstone OnDemand Inc CSOD Baker R C Mark
Director
1,000 $50 $50,000 59,356
(Direct)
View
2013-12-16
Sale
2013-12-18
4:42 pm
John Bean Technologies CORP JBT MAMBU RONALD D
CFO
7,596 $28.03 $212,906 98,705
(Direct)
View
2013-12-16
Sale
2013-12-18
4:41 pm
XOMA Corp XOMA Varian John
CEO
10,000 $5.437 $54,372 250,392
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:41 pm
CULP INC CFI SAXON FRANKLIN N
CEO
2,432 $20.43 $49,677 83,082
(Indirect
Direct)
View
2013-12-13
Sale
2013-12-18
4:41 pm
LKQ CORP LKQ Greenspan Steven
VP
20,000 $33.88 $677,602 70,242
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
4:39 pm
FTI CONSULTING INC FCN DUNN JACK B IV
CEO
115,594 $40.91 $4,728,619 207,757
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
4:38 pm
KELLY SERVICES INC KELYA RAMSEY ANTONINA M
VP
6,400 $23.25 $148,780 54,508
(Direct)
View
2013-12-16
Sale
2013-12-18
4:38 pm
CHENIERE ENERGY INC LNG Teague R Keith
VP
20,000 $41.08 $821,662 1,101,592
(Direct)
View
2013-12-16
Sale
2013-12-18
4:36 pm
Vera Bradley Inc. VRA Thompson David O.
VP
750 $24.47 $18,351 42,883
(Direct)
View
2013-12-16
Sale
2013-12-18
4:36 pm
CHENIERE ENERGY INC LNG Rayford Greg W.
VP
6,500 $40.96 $266,240 989,390
(Direct)
View
2013-12-16
Sale
2013-12-18
4:35 pm
LINCOLN ELECTRIC HOLDINGS INC LECO Nangle David J
VP
5,597 $71.2 $398,498 17,719
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:35 pm
Ubiquiti Networks Inc. UBNT SEGE RONALD
Director
17,500 $39.82 $696,932 42,500
(Direct)
View
2013-12-16
Sale
2013-12-18
4:32 pm
Ingersoll-Rand plc IR Michel Gary S
VP
8,225 $57.85 $475,816 50,831
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:30 pm
PHOTOMEDEX INC PHMD MCGRATH DENNIS M
CFO
54,125 $12.25 $663,031 146,136
(Direct)
View
2013-12-17
Sale
2013-12-18
4:28 pm
NEOGENOMICS INC NEO GASPARINI ROBERT P
Chief Science Officer
646 $3.74 $2,416 18,439
(Direct
Indirect)
View
2013-10-01
Sale
2013-12-18
4:28 pm
Michael Kors Holdings Ltd KORS Russell Britton
VP
403 $75.14 $30,280 4,120
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
4:26 pm
NCI BUILDING SYSTEMS INC NCS Prybyloski Charles Thomas
President
1,837 $17.53 $32,201 13,242
(Direct)
View
2013-12-17
Sale
2013-12-18
4:25 pm
CADENCE PHARMACEUTICALS INC CADX LARUE WILLIAM R
CFO
8,500 $9.12 $77,520 113,750
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:25 pm
NCI BUILDING SYSTEMS INC NCS MOORE TODD R
VP
8,500 $17.56 $149,278 86,698
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:24 pm
NCI BUILDING SYSTEMS INC NCS Morrow Ricky Dale
VP
4,750 $17.61 $83,631 27,192
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:22 pm
CADENCE PHARMACEUTICALS INC CADX AKER HAZEL M
VP
13,014 $8.76 $114,003 109,451
(Direct)
View
2013-12-16
Sale
2013-12-18
4:21 pm
EMCOR GROUP INC EME Guzzi Anthony
CEO
11,200 $40.09 $449,033 538,484
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:20 pm
NCI BUILDING SYSTEMS INC NCS Allen Richard W
VP
18,010 $17.55 $316,088 38,317
(Direct)
View
2013-12-16
Sale
2013-12-18
4:20 pm
HANCOCK HOLDING CO HBHC HAIRSTON JOHN M
CEO, COO
7,000 $35.17 $246,219 59,538
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:18 pm
FLEETCOR TECHNOLOGIES INC FLT House Todd
COO
10,000 $119.3 $1,193,188 122,762
(Direct)
View
2013-12-16
Sale
2013-12-18
4:18 pm
NCI BUILDING SYSTEMS INC NCS Johnson Mark E
CFO
10,343 $17.61 $182,102 140,959
(Direct)
View
2013-12-16
Sale
2013-12-18
4:18 pm
PEGASYSTEMS INC PEGA KOUNINIS EFSTATHIOS A
CAO
330 $48.13 $15,884 5,824
(Direct)
View
2013-12-16
Sale
2013-12-18
4:17 pm
Higher One Holdings Inc. ONE MCGUANE CASEY
COO
60,041 $10.02 $601,611 90,919
(Direct)
View
2013-12-16
Sale
2013-12-18
4:17 pm
KAR Auction Services Inc. KAR Caruso Thomas J.
CEO, COO
5,000 $28.73 $143,650 160,535
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
4:17 pm
NCI BUILDING SYSTEMS INC NCS Golladay Mark T.
VP
1,900 $17.62 $33,471 29,802
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:15 pm
NCI BUILDING SYSTEMS INC NCS Dobbins Mark W
President
4,000 $17.54 $70,165 127,072
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:14 pm
JARDEN CORP JAH SANSONE RICHARD T
VP
5,000 $57.8 $289,000 125,412
(Direct)
View
2013-12-17
Sale
2013-12-18
4:12 pm
LINKEDIN CORP LNKD WEINER JEFF
CEO
37,000 $225.2 $8,332,935 1,101,911
(Direct)
View
2013-12-16
Sale
2013-12-18
4:12 pm
NCI BUILDING SYSTEMS INC NCS Kuzdal John L
President
6,212 $17.63 $109,545 50,131
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:10 pm
Marketo Inc. MKTO BALL FREDERICK
CFO
15,000 $31.92 $478,814 32,016
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:10 pm
DXP ENTERPRISES INC DXPE HALTER TIMOTHY P
Director
6,084 $106.2 $646,310 13,742
(Direct
Indirect)
View
2013-12-16
Sale
2013-12-18
4:10 pm
FOREST CITY ENTERPRISES INC FCEA RATNERSALZBERG DEBORAH
Director, 10% Owner
5,000 $18.48 $92,416 620,016
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:10 pm
Marketo Inc. MKTO FERNANDEZ PHILLIP M
CEO, Chairman
10,000 $31.75 $317,454 532,114
(Indirect)
View
2013-12-17
Sale
2013-12-18
4:10 pm
LINKEDIN CORP LNKD Hoffman Reid
Reid Hoffman & Michelle Yee Living Trust
Director, 10% Owner
83,334 $225.2 $18,767,737 15,656,575
(Indirect)
View
2013-12-16
Sale
2013-12-18
4:09 pm
FOREST CITY ENTERPRISES INC FCEA RATNER JAMES A
VP, 10% Owner
60,000 $18.46 $1,107,336 927,610
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:07 pm
NCI BUILDING SYSTEMS INC NCS Brown Eric James
CIO
3,600 $17.6 $63,354 79,028
(Indirect
Direct)
View
2013-12-16
Sale
2013-12-18
4:06 pm
NCI BUILDING SYSTEMS INC NCS Ronchetto Robert Daniel
VP
1,000 $17.51 $17,510 14,426
(Direct)
View
2013-12-16
Sale
2013-12-18
4:06 pm
CARDTRONICS INC CATM Rathgaber Steven A.
CEO
10,000 $42.24 $422,423 208,715
(Direct)
View
2013-12-17
Sale
2013-12-18
4:06 pm
CHICOS FAS INC CHS NOCE COLACO DONNA
President
39,100 $18.51 $723,870 409,400
(Direct)
View
2013-12-11
Sale
2013-12-18
4:06 pm
AMBARELLA INC AMBA VERHALEN ANDREW W
Director
8,009 $25.01 $200,310 91,216
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
4:05 pm
ORAGENICS INC OGEN DUNTON ALAN W
Director
9,000 $2.829 $25,461 107,963
(Direct)
View
2013-12-16
Sale
2013-12-18
4:04 pm
NCI BUILDING SYSTEMS INC NCS Robeson Bradley D
President
12,500 $17.54 $219,196 62,944
(Indirect
Direct)
View
2013-12-17
Sale
2013-12-18
4:02 pm
SINCLAIR BROADCAST GROUP INC SBGI SMITH ROBERT E
Director, 10% Owner
3,300 $34.12 $112,612 232,112
(Indirect)
View
2013-12-16
Sale
2013-12-18
4:01 pm
WELLPOINT INC WLP ZORETIC RICHARD C
VP
889 $87.69 $77,956 62,522
(Direct)
View
(A) Indicate amendment filing.