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Insider Sale Filings - Archives for 2012-10-10

Home -> 2012 -> Insider sale filings for 2012-10-10

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2012-10-08
Sale
2012-10-10
3:30 pm
PERRIGO CO PRGO Brown Judy L
Executive VP & CFO
2,679 $119.2 $319,447 20,812
(Direct)
View
2012-10-09
Sale
2012-10-10
3:20 pm
Delphi Automotive PLC DLPH Mahoney Sean O
Director
21,600 $32.05 $692,328 84,134
(Direct)
View
2012-10-08
Sale
2012-10-10
3:15 pm
HEARTLAND PAYMENT SYSTEMS INC HPY BALDWIN ROBERT H B JR
Vice Chairman
5,000 $29.14 $145,679 521,410
(Direct)
View
2012-10-10
Sale
2012-10-10
3:12 pm
COOPER COMPANIES INC COO ROSENBERG STEVEN
Director
2,000 $96 $192,000 10,600
(Direct)
View
2012-10-09
Sale
2012-10-10
12:56 pm
MARRIOTT INTERNATIONAL INC MAR MARRIOTT J W JR
Chairman of the Board
Director
10% Owner
45,000 $38.48 $1,731,600 10,710,082
(Direct
Indirect)
View
2012-10-09
Sale
2012-10-10
12:56 pm
MARRIOTT INTERNATIONAL INC MAR MARRIOTT RICHARD E
10% Owner
45,000 $38.48 $1,731,600 18,515,626
(Direct
Indirect)
View
2012-10-09
Sale
2012-10-10
12:52 pm
MARRIOTT INTERNATIONAL INC MAR MCCARTHY ROBERT
EVP & COO
10,963 $38.7 $424,268 73,264
(Direct)
View
2012-10-08
Sale
2012-10-10
12:41 pm
CSS INDUSTRIES INC CSS FARBER JACK
Chairman
Director
209 $20.5 $4,284 338,767
(Indirect)
View
2012-10-08
Sale
2012-10-10
12:31 pm
AMERICAN VANGUARD CORP AVD JOHNSON GLEN D
Sr. VP AMVAC Chemical Corp.
5,000 $34.9 $174,500 64,983
(Direct)
View
2012-10-09
Sale
2012-10-10
12:29 pm
BMC SOFTWARE INC BMC Castro Hollie Sammons
Senior VP, Administration
10,548 $42.95 $453,047 51,736
(Direct)
View
2012-10-05
Sale
2012-10-10
11:49 am
BARRY R G CORP DFZ ZACKS GORDON
Director
25,554 $15.02 $383,807 254,401
(Indirect
Direct)
View
2012-10-08
Sale
2012-10-10
11:35 am
HASTINGS ENTERTAINMENT INC HAST MCConnell Philip
Vice President of Product
8,750 $1.898 $16,603 5,000
(Direct)
View
2012-10-10
Sale
2012-10-10
11:20 am
Morningstar Inc. MORN Sturm Paul W
Director
500 $63.38 $31,690 57,046
(Direct)
View
2012-10-08
Sale
2012-10-10
11:10 am
HAEMONETICS CORP HAE ALLEN PETER M
President, Global Plasma
10,000 $81.09 $810,933 21,910
(Direct
Indirect)
View
2012-09-28
Sale
2012-10-10
10:28 am
Invesco Van Kampen Dynamic Credit Opportunities Fund VTA WHALEN WAYNE W
Director
641 $12.66 $8,115 1,000
(Direct
Indirect)
View
2012-09-28
Sale
2012-10-10
10:26 am
Invesco Van Kampen High Income Trust II VLT WHALEN WAYNE W
Director
306 $17.11 $5,235 2,293
(Direct
Indirect)
View
2012-09-28
Sale
2012-10-10
10:22 am
Invesco Van Kampen Senior Income Trust VVR WHALEN WAYNE W
Director
566 $5.01 $2,836 1,000
(Direct
Indirect)
View
2012-10-01
Sale
2012-10-10
10:16 am
Cardinal Ethanol LLC Zeedyk Adam
Commodity Manager
4 $4,000 $16,000 10
(Direct)
View
2012-10-09
Sale
2012-10-10
10:09 am
Morningstar Inc. MORN Desmond Bevin
President, Int'l Division
700 $64.02 $44,814 68,156
(Indirect
Direct)
View
2012-10-08
Sale
2012-10-09
9:43 pm
SOUTHCOAST FINANCIAL CORP SOCB Smith James P
Director
6,750 $4.133 $27,900 91,972
(Direct)
View
2012-10-08
Sale
2012-10-09
9:39 pm
Guidewire Software Inc. GWRE BLASING KAREN
Chief Financial Officer
30,000 $31.71 $951,180 304,599
(Direct)
View
2012-10-05
Sale
2012-10-09
9:35 pm
TIVO INC TIVO Zinn Matthew
SVP & General Counsel
49,043 $10.4 $510,047 213,611
(Direct)
View
2012-10-05
Sale
2012-10-09
8:00 pm
UNIVERSAL TECHNICAL INSTITUTE INC UTI Riggs Thomas E
SVP Marketing
19,425 $13.52 $262,626 24,477
(Direct)
View
2012-10-05
Sale
2012-10-09
7:56 pm
AFFYMAX INC AFFY Venteicher Robert
SVP, Technical Operations
22,727 $22.48 $510,932 36,783
(Direct)
View
2012-10-09
Sale
2012-10-09
7:55 pm
AFFYMAX INC AFFY Knapp Jeffrey H
Chief Commercial Officer
12,000 $23.24 $278,880 26,039
(Direct)
View
2012-10-05
Sale
2012-10-09
7:48 pm
PERRY ELLIS INTERNATIONAL INC PERY Shade Cory
SVP, GC and Asst. Secretary
921 $22.09 $20,349 10,157
(Direct
Indirect)
View
2012-10-05
Sale
2012-10-09
7:42 pm
AFFYMAX INC AFFY Orwin John A
CEO
Director
41,664 $22.5 $937,440 175,011
(Direct)
View
2012-10-05
Sale
2012-10-09
7:21 pm
Pendrell Corp PCO Siino Joseph Kent
Chief IP Officer, VP
46,500 $1.151 $53,510 1,695,500
(Direct)
View
2012-10-05
Sale
2012-10-09
7:14 pm
CULP INC CFI ASEN R SCOTT
10% Owner
22,552 $12.11 $273,102 1,176,266
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
7:00 pm
AEROSONIC CORP AIM Electro Technik Industries Inc.
10% Owner
4,100 $3.3 $13,530 424,500
(Direct)
View
2012-10-05
Sale
2012-10-09
6:51 pm
SOURCEFIRE INC FIRE Negron John
SVP, Worldwide Sales
1,041 $47.51 $49,458 60,541
(Direct)
View
2012-10-05
Sale
2012-10-09
6:50 pm
Iridium Communications Inc. IRDM GREENHILL & CO INC
Other
45,000 $7.52 $338,384 3,863,387
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
6:49 pm
COPART INC CPRT LOWY RUSSELL
Chief Operating Officer
127,927 $27.53 $3,522,118 127,727
(Direct)
View
2012-10-04
Sale
2012-10-09
6:48 pm
HESKA CORP HSKA CMC Master Fund L.P.
CMC Master Fund Partners LLC
10% Owner
26,514 $9.519 $252,394 558,443
(Indirect)
View
2012-10-05
Sale
2012-10-09
6:42 pm
S&W Seed Co SANW Seidler Charles B
Director
1,900 $7.92 $15,048 36,100
(Direct)
View
2012-10-04
Sale
2012-10-09
6:36 pm
S&W Seed Co SANW LISHMAN ROBERT W
10% Owner
24,564 $7.75 $190,369 1,891,105
(Direct
Indirect)
View
2012-10-01
Sale(A)
2012-10-09
6:35 pm
ARUBA NETWORKS Inc ARUN Melkote Keerti
Chief Technology Officer
Director
12,500 $22.69 $283,615 250,000
(Direct)
View
2012-10-07
Sale
2012-10-09
6:33 pm
Global Cash Access Holdings Inc. GCA BETTS SCOTT H
CEO
Director
2,648 $7.523 $19,920 34,315
(Direct)
View
2012-10-05
Sale
2012-10-09
6:27 pm
BUFFALO WILD WINGS INC BWLD TWINEM MARY J
Exec VP, CFO & Treasurer
2,000 $89.26 $178,530 48,973
(Direct)
View
2012-10-05
Sale
2012-10-09
6:24 pm
BUFFALO WILD WINGS INC BWLD Benning Kathleen M
EVP-Global Brand & Bus. Dev.
1,000 $89.72 $89,720 15,093
(Direct)
View
2012-10-04
Sale
2012-10-09
6:13 pm
Lithium Exploration Group Inc. LEXG WALSH ALEXANDER RICHARD
President/CEO
Director
10% Owner
10,000 $0.2915 $2,915 26,975,000
(Direct)
View
2012-10-08
Sale
2012-10-09
6:10 pm
L & L ENERGY Inc LLEN Robinson Ian Grant
CFO
72,566 $1.72 $124,814 0
(Direct)
View
2012-10-05
Sale
2012-10-09
6:06 pm
CRACKER BARREL OLD COUNTRY STORE INC CBRL WOODHOUSE MICHAEL A
Director
56,984 $67.37 $3,839,285 412,267
(Direct)
View
2012-10-05
Sale
2012-10-09
6:06 pm
ASSET ACCEPTANCE CAPITAL CORP AACC Nierenberg Investment Management Company Inc.
Nierenberg David
D3 Family Canadian Fund LP
10% Owner
500 $8 $4,000 3,043,700
(Indirect)
View
2012-10-04
Sale
2012-10-09
6:01 pm
S&W Seed Co SANW YELLOWJACKET LP
10% Owner
24,564 $7.75 $190,369 1,891,105
(Direct)
View
2012-10-05
Sale
2012-10-09
5:57 pm
SYNNEX CORP SNX LAROCQUE PETER
President, U.S. Distribution
2,000 $33 $66,000 48,341
(Direct)
View
2012-10-04
Sale
2012-10-09
5:55 pm
Market Leader Inc. LEDR Morris Ian H
CEO
Director
7,316 $6.646 $48,621 306,018
(Direct)
View
2012-10-04
Sale
2012-10-09
5:54 pm
STEWART ENTERPRISES INC STEI STEPHENS G KENNETH JR
Sr. VP of Sales
41,607 $8.448 $351,483 175,057
(Indirect
Direct)
View
2012-10-08
Sale
2012-10-09
5:52 pm
BOOKS A MILLION INC BAMM Johnson Albert C
Director
4,444 $2.7 $11,999 16,667
(Direct)
View
2012-10-04
Sale
2012-10-09
5:50 pm
STEWART ENTERPRISES INC STEI HAWKINS LAWRENCE B
EVP&Pres-Investors Trust Inc.
41,607 $8.45 $351,579 231,394
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
5:50 pm
BankUnited Inc. BKU BOHLSEN JOHN
Chief Lending Officer
Director
26,713 $25.03 $668,547 780,425
(Indirect
Direct)
View
2012-10-08
Sale
2012-10-09
5:46 pm
COMSCORE Inc SCOR Tarpey Kenneth
Chief Financial Officer
1,000 $15.76 $15,760 115,916
(Direct)
View
2012-10-05
Sale
2012-10-09
5:40 pm
CARRIZO OIL & GAS INC CRZO JOHNSON S P IV
President and CEO
Director
1,845 $25.05 $46,226 637,390
(Direct)
View
2012-10-04
Sale
2012-10-09
5:37 pm
MEDIVATION Inc MDVN Bailey Gregory
Director
40,000 $58.09 $2,323,800 487,330
(Direct)
View
2012-10-05
Sale
2012-10-09
5:35 pm
STEWART ENTERPRISES INC STEI MYERS KENNETH G JR
Exec. V.P. Operations & Sales
6,500 $8.49 $55,185 124,024
(Direct)
View
2012-10-05
Sale
2012-10-09
5:33 pm
INTER PARFUMS INC IPAR Marot Axel
Dir. Prod Interparfums SA
4,725 $18.25 $86,214 4,725
(Direct)
View
2012-10-08
Sale
2012-10-09
5:32 pm
ARRAY BIOPHARMA INC ARRY MOORE JOHN R
VP, General Counsel
28,547 $5.686 $162,313 11,886
(Direct
Indirect)
View
2012-10-08
Sale
2012-10-09
5:30 pm
GNC HOLDINGS Inc GNC Fortunato Joe
President and CEO
Director
28,200 $41.06 $1,157,844 326,185
(Direct)
View
2012-10-04
Sale
2012-10-09
5:29 pm
QUESTAR CORP STR RATTIE KEITH O
Director
35,900 $20.26 $727,198 393,463
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
5:28 pm
VelaTel Global Communications Inc. VELA Trujillo Carlos
Chief Financial Officer
40,100 $0.0295 $1,183 166,077
(Direct)
View
2012-10-05
Sale
2012-10-09
5:27 pm
Fresh Market Inc. TFM Kelley Randy
SVP Real Estate & Development
10,000 $61.2 $612,000 40,087
(Direct)
View
2012-10-05
Sale
2012-10-09
5:26 pm
CalAmp Corp. CAMP Sarkissian Garo Sarkis
VP Business Development
10,000 $9.57 $95,700 200,362
(Direct)
View
2012-10-05
Sale
2012-10-09
5:24 pm
CARRIZO OIL & GAS INC CRZO Smith Richard H
Vice President - Land
2,152 $25.05 $53,917 38,238
(Direct)
View
2012-10-05
Sale
2012-10-09
5:23 pm
CARRIZO OIL & GAS INC CRZO BOLING PAUL F
CFO, VP, Secretary, Treasurer
1,004 $25.05 $25,155 78,027
(Direct)
View
2012-10-05
Sale
2012-10-09
5:23 pm
CARRIZO OIL & GAS INC CRZO Pitts David L.
VP & Chief Accounting Officer
833 $25.05 $20,870 26,385
(Direct)
View
2012-10-05
Sale
2012-10-09
5:23 pm
CARRIZO OIL & GAS INC CRZO Evans Gregory E
VP-Exploration
833 $25.05 $20,870 40,564
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
5:22 pm
CARRIZO OIL & GAS INC CRZO FISHER JOHN BRADLEY
VP & Chief Operating Officer
3,287 $25.05 $82,354 83,623
(Direct)
View
2012-10-05
Sale
2012-10-09
5:20 pm
UNITED THERAPEUTICS Corp UTHR JEFFS ROGER
President & COO
Director
7,500 $57.26 $429,450 60,750
(Indirect
Direct)
View
2012-10-04
Sale(A)
2012-10-09
5:19 pm
UNITED THERAPEUTICS Corp UTHR MAHON PAUL A
EVP & General Counsel
6,000 $58 $348,000 41,749
(Direct)
View
2012-10-04
Sale
2012-10-09
5:10 pm
MWI Veterinary Supply Inc. MWIV Cleary James F JR
President and CEO
Director
12,854 $107.5 $1,381,276 210,574
(Direct
Indirect)
View
2012-10-04
Sale
2012-10-09
5:10 pm
MWI Veterinary Supply Inc. MWIV Rebholtz Robert N JR
Director
12,854 $107.5 $1,381,276 133,595
(Direct
Indirect)
View
2012-07-13
Sale
2012-10-09
5:04 pm
EBIX INC EBIX SENGE JAMES SCOTT SR
SVP - Ebix Health
1,742 $20.12 $35,053 13,917
(Direct)
View
2012-10-05
Sale
2012-10-09
5:04 pm
NEW YORK COMMUNITY BANCORP INC NYB KUPFERBERG MAX L
Director
9,600 $15 $144,020 705,821
(Direct
Indirect)
View
2012-10-08
Sale
2012-10-09
5:04 pm
Alkermes plc. ALKS POPS RICHARD F
Director and CEO, Alkermes plc
Director
100,000 $20.46 $2,046,323 406,273
(Direct)
View
2012-10-08
Sale
2012-10-09
5:02 pm
Alkermes plc. ALKS LANDINE MICHAEL J
SVP, Corp Dev., Alkermes, Inc.
20,000 $20.58 $411,612 127,666
(Direct)
View
2012-10-05
Sale
2012-10-09
5:00 pm
IMPERVA INC IMPV Boodaei Michael
Director
10,000 $33.04 $330,377 500,000
(Indirect)
View
2012-10-02
Sale(A)
2012-10-09
4:57 pm
TechTarget Inc TTGT Beam Kevin
President
1,711 $5.71 $9,770 460,418
(Direct)
View
2012-08-07
Sale(A)
2012-10-09
4:55 pm
PIONEER NATURAL RESOURCES CO PXD KELLUM DANNY L
EVP, Permian Operations
29,131 $99 $2,883,833 88,909
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
4:54 pm
SEMTECH CORP SMTC MAHESWARAN MOHAN
President and CEO
Director
1,500 $25.66 $38,490 112,069
(Direct)
View
2012-10-05
Sale
2012-10-09
4:52 pm
ROSETTA STONE INC RST Verses Judy
President, Global Institut'l
1,747 $12.49 $21,820 22,206
(Direct)
View
2012-10-04
Sale
2012-10-09
4:50 pm
METROPCS COMMUNICATIONS INC PCS TA ASSOCIATES L.P.
TA IX LP
TA ASSOCIATES IX LLC
TA Atlantic & Pacific V L P
TA Associates AP V L.P.
TA / ATLANTIC & PACIFIC IV LP
TA ASSOCIATES AP IV LP
Other
543,465 $12.47 $6,775,208 1,874,951
(Indirect)
View
2012-10-05
Sale
2012-10-09
4:50 pm
MATERIAL SCIENCES CORP MASC HOHMANN FRANK L III
Director
10% Owner
7,400 $8.974 $66,410 1,026,907
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
4:49 pm
METROPCS COMMUNICATIONS INC PCS TA ASSOCIATES L.P.
TA ASSOCIATES STRATEGIC PARTNERS FUND A LP
TA ASSOCIATES STRATEGIC PARTNERS FUND B LP
TA ASSOCIATES SPF LP
TA Investors II L.P.
Other
10,335 $12.47 $128,828 80,551
(Indirect)
View
2012-10-04
Sale
2012-10-09
4:49 pm
THORATEC CORP THOR Lehman David Aaron
SVP and General Counsel
12,300 $36.11 $444,168 55,665
(Direct)
View
2012-10-09
Sale
2012-10-09
4:47 pm
ICU MEDICAL INC ICUI LOPEZ GEORGE A
Chairman
Director
10% Owner
7,200 $61.03 $439,384 1,186,843
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
4:44 pm
Ascena Retail Group Inc. ASNA CORREIA ARMAND
Executive Vice President & CFO
8,029 $21.32 $171,194 74,447
(Direct
Indirect)
View
2012-10-04
Sale
2012-10-09
4:44 pm
LENNAR CORP LEN BESSETTE DIANE J
Vice President/Treasurer
25,000 $37.4 $935,000 229,350
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
4:44 pm
NELNET INC NNI MUHLEISEN ANGIE
10% Owner
12,500 $23.94 $299,279 2,766,380
(Direct
Indirect)
View
2012-10-03
Sale
2012-10-09
4:43 pm
Feihe International Inc ADY MORGAN STANLEY
Other
600 $6.62 $3,972 88,119
(Indirect)
View
2012-10-08
Sale
2012-10-09
4:43 pm
MASTERCARD INC MA HUNDMEJEAN MARTINA
Chief Financial Officer
3,600 $473.6 $1,705,001 18,622
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
4:42 pm
ChemoCentryx Inc. CCXI LUCAS ROGER C
Director
1,893 $11.47 $21,711 90,000
(Direct)
View
2012-10-04
Sale
2012-10-09
4:41 pm
INVENTURE FOODS Inc SNAK HOWELLS MARK S
Director
20,312 $5.934 $120,541 342,891
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
4:41 pm
ARGAN INC AGX MITCHELL W G CHAMPION
Director
12,500 $17.52 $219,029 19,888
(Direct
Indirect)
View
2012-10-05
Sale
2012-10-09
4:39 pm
SMART BALANCE Inc SMBL ADAGE CAPITAL PARTNERS GP LLC
Adage Capital Partners L.P.
Adage Capital Advisors L.L.C.
Atchinson Robert
Gross Phillip
10% Owner
367,000 $12.53 $4,599,968 7,323,802
(Indirect)
View
2012-10-04
Sale
2012-10-09
4:38 pm
PHOTOMEDEX INC PHMD Rafaeli Dolev
CEO
Director
10% Owner
22,992 $15.01 $345,221 2,549,545
(Direct)
View
2012-10-05
Sale
2012-10-09
4:38 pm
PERNIX THERAPEUTICS HOLDINGS Inc PTX Pearce Michael Cooper
Director
1,288 $8 $10,304 37,855
(Direct)
View
2012-10-05
Sale
2012-10-09
4:35 pm
RED HAT INC RHT SHELTON GENERAL HENRY HUGH
Director
5,000 $55.6 $278,000 18,811
(Direct)
View
2012-10-05
Sale
2012-10-09
4:34 pm
CYBERONICS INC CYBX Moore Daniel Jeffrey
President & CEO
Director
3,000 $53.06 $159,182 202,571
(Direct
Indirect)
View
2012-10-04
Sale
2012-10-09
4:33 pm
PHOTOMEDEX INC PHMD MCGRATH DENNIS M
President & CFO
Director
14,632 $15.01 $219,629 302,056
(Direct)
View
2012-10-05
Sale
2012-10-09
4:32 pm
DAVEY TREE EXPERT CO Gaumer George M
VP/GM Commerc'l Landscape Srv
504 $20.8 $10,483 110,609
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
4:31 pm
BlueLinx Holdings Inc. BXC McElrea Charles H
Director
100,987 $2.035 $205,539 330,737
(Direct)
View
2012-10-04
Sale
2012-10-09
4:31 pm
HOMEAWAY INC AWAY BRODY JEFFREY D
Director
10% Owner
15,000 $26 $390,000 3,879,911
(Indirect)
View
2012-10-05
Sale
2012-10-09
4:28 pm
ACTIVE NETWORK INC ACTV GREEN L STEPHEN
Director
70,000 $11.44 $800,862 2,822,509
(Direct
Indirect)
View
2012-10-08
Sale
2012-10-09
4:25 pm
VERTEX PHARMACEUTICALS INC VRTX SMITH IAN F
EVP & CFO
44,787 $60 $2,687,220 68,955
(Indirect
Direct)
View
2012-10-04
Sale
2012-10-09
4:25 pm
IRONWOOD PHARMACEUTICALS INC IRWD FMR LLC
FIL Ltd
Other
10% Owner
19,305 $13.02 $251,278 1,467,384
(Indirect)
View
2012-10-05
Sale
2012-10-09
4:22 pm
ExlService Holdings Inc. EXLS Shashank Amit
EVP & Gen. Counsel/Corp. Sec'y
15,000 $30 $450,000 37,113
(Direct)
View
2012-10-05
Sale
2012-10-09
4:22 pm
IXIA XXIA Addington Hills Ltd.
Rhone Trustees (Bahamas) Ltd
Tango Trust
10% Owner
28,000 $17.04 $477,084 8,405,165
(Direct)
View
2012-10-05
Sale
2012-10-09
4:21 pm
STEWART ENTERPRISES INC STEI Winningkoff Lisa T
VP & Sr Administrative Officer
2,000 $8.487 $16,974 31,546
(Direct)
View
2012-10-05
Sale
2012-10-09
4:20 pm
ExlService Holdings Inc. EXLS Kapoor Rohit
Vice Chairman and CEO
Director
22,900 $29.99 $686,854 1,292,837
(Indirect
Direct)
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2012-10-09
Sale
2012-10-09
4:20 pm
WAGEWORKS Inc WAGE VANTAGEPOINT VENTURE ASSOCIATES IV LLC
VANTAGEPOINT VENTURE PARTNERS IV Q LP
VANTAGEPOINT VENTURE PARTNERS IV LP
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
SALZMAN ALAN E
10% Owner
4,641,636 $16.45 $76,354,916 7,988,312
(Direct)
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2012-10-04
Sale
2012-10-09
4:17 pm
Spectrum Brands Holdings Inc. SPB POLISTINA TERRY
President, Global Appliances
28,244 $40.52 $1,144,549 159,200
(Direct
Indirect)
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2012-10-09
Sale
2012-10-09
4:13 pm
AUTOZONE INC AZO GRUSKY ROBERT R
Director
1,000 $380.6 $380,620 2,248
(Direct)
View
2012-10-09
Sale
2012-10-09
4:13 pm
AUTOZONE INC AZO Roesel Larry M
Senior Vice President
6,600 $380.2 $2,509,131 7,064
(Direct)
View
2012-10-08
Sale
2012-10-09
4:13 pm
AUTOZONE INC AZO MCKENNA WILLIAM ANDREW
Director
6,000 $380.4 $2,282,306 11,344
(Direct)
View
2012-10-05
Sale
2012-10-09
4:12 pm
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH COBURN GORDON
President
30,000 $72 $2,160,000 42,180
(Direct)
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2012-10-08
Sale
2012-10-09
4:12 pm
WESTERN ASSET HIGH INCOME FUND II Inc HIX HUTCHINSON WILLIAM R
Director
10,000 $10.57 $105,701 15,037
(Direct)
View
2012-10-04
Sale
2012-10-09
4:11 pm
BROWN FORMAN CORP BFA Brown Christina Lee
10% Owner
62,270 $66.57 $4,145,070 6,703,641
(Direct
Indirect)
View
2012-10-08
Sale
2012-10-09
4:10 pm
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND Inc HIO HUTCHINSON WILLIAM R
Director
10,000 $6.72 $67,205 20,000
(Direct)
View
2012-10-04
Sale
2012-10-09
4:05 pm
Covidien plc COV Lannum Coleman N III
Vice President
9,000 $60.01 $540,056 24,968
(Indirect
Direct)
View
2012-10-05
Sale
2012-10-09
4:04 pm
ARBITRON INC ARB SMITH TIMOTHY T
EVP, Bus. Dev. & Strat. & GC
1,572 $37.01 $58,180 44,946
(Direct)
View
2012-10-05
Sale
2012-10-09
4:01 pm
DYNAVAX TECHNOLOGIES CORP DVAX COFFMAN ROBERT
Chief Scientific Officer & VP
8,000 $4.941 $39,524 43,576
(Direct
Indirect)
View
2012-10-04
Sale
2012-10-09
4:01 pm
Liberty Interactive Corp LINTA MAFFEI GREGORY B
President, CEO
Director
434,504 $19.03 $8,269,204 1,058,223
(Indirect
Direct)
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(A) Indicate amendment filing.