Sec Form 13G Filing - ARISTEIA CAPITAL L.L.C. filing for Sunlight Financial Holdings Inc. (SUNL) - 2022-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

Sunlight Financial Holdings Inc.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

86738J106

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 86738J106    SCHEDULE 13G    Page 2 of 5 Pages

 

  1    

  NAME OF REPORTING PERSON

 

  Aristeia Capital, L.L.C. (1)

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☐

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

  SOLE VOTING POWER

 

  0

   6  

  SHARED VOTING POWER

 

  0

   7  

  SOLE DISPOSITIVE POWER

 

  0

   8  

  SHARED DISPOSITIVE POWER

 

  0

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0%

12  

  TYPE OF REPORTING PERSON*

 

  IA, OO

 

(1)

Aristeia Capital, L.L.C. is the investment manager of, and has voting and investment control with respect to the securities described herein held by, one or more private investment funds.


CUSIP No. 86738J106    Amendment No. 1 to SCHEDULE 13G    Page 3 of 5 Pages

 

Item 1(a).    Name of Issuer:
   Sunlight Financial Holdings Inc., formerly known as Spartan Acquisition Corp. II
Item 1(b).    Address of Issuer’s Principal Executive Offices:
  

101 North Tryon Street

Suite 1000

Charlotte, NC 28246

Item 2(a).    Name of Person Filing.
Item 2(b).    Address of Principal Business Office or, if None, Residence.
Item 2(c).    Citizenship.
  

Aristeia Capital, L.L.C.

One Greenwich Plaza, 3rd Floor

Greenwich, CT 06830

Delaware limited liability company

Item 2(d).    Title of Class of Securities:
   Class A Common Stock, par value $0.0001 per share
Item 2(e).    CUSIP Number:
   86738J106
Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   [ X ]An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
Item 4.    Ownership.
   The following is information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 as of 12/31/2021.
  

(a)   Amount beneficially owned: 0

  

(b)   Percent of Class: 0%

  

(c)   Number of shares as to which such person has:

  

(i) sole power to vote or direct the vote: 0

  

(ii)  shared power to vote or direct the vote: 0

  

(iii)  sole power to dispose or direct the disposition of: 0

  

(iv) shared power to dispose or direct the disposition of: 0


CUSIP No. 86738J106    SCHEDULE 13G    Page 4 of 5 Pages

 

Item 5.    Ownership of Five Percent or Less of a Class.
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Not Applicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   Not Applicable
Item 8.    Identification and Classification of Members of the Group.
   Not Applicable
Item 9.    Notice of Dissolution of Group.
   Not Applicable
Item 10.    Certification.
   Certification pursuant to §240.13d-1(b):
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


CUSIP No. 86738J106    SCHEDULE 13G    Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: 2/14/2022

 

ARISTEIA CAPITAL, L.L.C.
By:   /s/ Andrew B. David
  Name: Andrew B. David
  Title: Chief Operating Officer