Sec Form 13G Filing - Petrie Michael F. filing for Merchants Bancorp (MBIN) - 2020-02-12

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

CUSIP No. 58844R108

1

Names of Reporting Persons
Michael F. Petrie

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

x

(b)

o

3

SEC Use Only

4

Citizenship or Place of Organization
United States

Number of
Shares
Beneficially
Owned by
E ach
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
9,941,077

7

Sole Dispositive Power
0

8

Shared Dispositive Power
9,941,077

9

Aggregate Amount Beneficially Owned by Each Reporting Person
9,941,077

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11

Percent of Class Represented by Amount in Row (9)
34.63%

12

Type of Reporting Person (See Instructions)
IN

CUSIP No. 58844R108

1

Names of Reporting Persons
Jody J. Petrie

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

x

(b)

o

3

SEC Use Only

4

Citizenship or Place of Organization
United States

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
9,941,077

7

Sole Dispositive Power
0

8

Shared Dispositive Power
9,941,077

9

Aggregate Amount Beneficially Owned by Each Reporting Person
9,941,077

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11

Percent of Class Represented by Amount in Row (9)
34.63%

12

Type of Reporting Person (See Instructions)
IN

CUSIP No. 58844R108

1

Names of Reporting Persons
The Emily J. Petrie Irrevocable Trust - 2010

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

x

(b)

o

3

SEC Use Only

4

Citizenship or Place of Organization
United States

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
2,392,790

7

Sole Dispositive Power
0

8

Shared Dispositive Power
2,392,790

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,392,790

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11

Percent of Class Represented by Amount in Row (9)
8.34%

12

Type of Reporting Person (See Instructions)
IN

CUSIP No. 58844R108

1

Names of Reporting Persons
The Julia L. Petrie Irrevocable Trust - 2010

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

x

(b)

o

3

SEC Use Only

4

Citizenship or Place of Organization
United States

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
2,392,790

7

Sole Dispositive Power
0

8

Shared Dispositive Power
2,392,790

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,392,790

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11

Percent of Class Represented by Amount in Row (9)
8.34%

12

Type of Reporting Person (See Instructions)
IN

Item 1.

(a)

Name of Issuer:
Merchants Bancorp

(b)

Address of Issuer’s Principal Executive Offices:
410 Monon Boulevard, Carmel, IN 46032

Item 2.

(a)

Name of Person Filing:
Michael F. Petrie

Jody J. Petrie

The Emily J. Petrie Irrevocable Trust – 2010

The Julia L. Petrie Irrevocable Trust – 2010

Michael F. Petrie, Jody J. Petrie, The Emily J. Petrie Irrevocable Trust – 2010, and The Julia L. Petrie Irrevocable Trust – 2010 have entered into a Joint Filing Agreement pursuant to which they have agreed to file this Schedule 13G Amendment jointly in accordance with the provisions of Rule 13d-1(k) of the Act.

(b)

Address of Principal Business Office or, if none, Residence:
410 Monon Boulevard, Carmel, IN 46032

(c)

Citizenship:
United States

(d)

Title and Class of Securities:
Common Stock

(e)

CUSIP No.:

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

o

Broker or dealer registered under section 15 of the Act;

(b)

o

Bank as defined in section 3(a)(6) of the Act;

(c)

o

Insurance company as defined in section 3(a)(19) of the Act;

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940;

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

(j)

o

A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);

(k)

o

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________

Item 4.

Ownership

1. Michael F. Petrie

(a)

Amount beneficially owned:   

9,941,077

(b)

Percent of class:   

34.63%

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote:   

0

(ii)

Shared power to vote or to direct the vote:    

9,941,0778

(iii)

Sole power to dispose or to direct the disposition of:   

0

(iv)

Shared power to dispose or to direct the disposition of:   

9,941,077

2. Jody J. Petrie

(a)

Amount beneficially owned:   

9,941,077

(b)

Percent of class:   

34.63%

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote:   

0

(ii)

Shared power to vote or to direct the vote:    

9,941,077

(iii)

Sole power to dispose or to direct the disposition of:   

0

(iv)

Shared power to dispose or to direct the disposition of:   

9,941,077

3. The Emily J. Petrie Irrevocable Trust - 2010

(a)

Amount beneficially owned:   

2,392,790

(b)

Percent of class:   

8.34%

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote:   

0

(ii)

Shared power to vote or to direct the vote:    

2,392,790

(iii)

Sole power to dispose or to direct the disposition of:   

0

(iv)

Shared power to dispose or to direct the disposition of:   

2,392,790

4. The Julia L. Petrie Irrevocable Trust - 2010

(a)

Amount beneficially owned:   

2,392,790

(b)

Percent of class:   

8.34%

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote:   

0

(ii)

Shared power to vote or to direct the vote:    

2,392,790

(iii)

Sole power to dispose or to direct the disposition of:   

0

(iv)

Shared power to dispose or to direct the disposition of:   

2,392,790

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

N/A

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

N/A

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

N/A

Item 8.

Identification and Classification of Members of the Group.

N/A

Item 9.

Notice of Dissolution of Group.

N/A

Item 10.

Certifications.

/s/ Michael F. Petrie

Michael F. Petrie

/s/ Jody J. Petrie

Jody J. Petrie

The Emily J. Petrie Irrevocable Trust — 2010

/s/ Jody J. Petrie

Jody J. Petrie, Trustee

The Julia L. Petrie Irrevocable Trust — 2010

/s/ Jody J. Petrie

Jody J. Petrie, Trustee

ATTENTION:

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).