Sec Form 13G Filing - Bergman Artur filing for Fastly Inc. (FSLY) - 2022-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Fastly, Inc.

(Name of Issuer)

Class A Common Stock, par value $0.00002 per share

(Title of Class of Securities)

31188V100

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 31188V100    13G   

 

  1.    

  Names of Reporting Persons

 

  Artur Bergman

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

 

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  Sweden

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5.    

  Sole Voting Power

 

  8,851,668(1)

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  8,851,668(1)

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  8,851,668(1)

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount In Row 9

 

  7.4%(2)

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

Consists of (i) 5,668,075 shares of Class A common stock held by Mr. Bergman, (ii) 840,005 shares of Class A common stock held by The Artur Bergman Remainder Trust One DTD 5/2/2019, of which the reporting person is the investment advisor, (iii) 209,686 shares of Class A common stock held by The Artur Bergman Remainder Trust Two DTD 5/2/2019, of which the reporting person is the investment advisor, (iv) 209,686 shares of Class A common stock held by The Artur Bergman Remainder Trust Three DTD 5/2/2/2019, of which the reporting person is the investment advisor, (v) 1,000,000 shares of Class A common stock held by The Per Artur Bergman Grantor Retained Annuity Trust No. 1, of which the reporting person is trustee, (vi) 27,708 shares of Class A common stock issuable upon the vesting of restricted stock units within 60 days of December 31, 2021 and (vii) options to purchase 896,508 shares of Class A common stock, which are exercisable within 60 days of December 31, 2021.

(2)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.


CUSIP No. 31188V100    13G   

 

  1.    

  Names of Reporting Persons

 

  The Artur Bergman Remainder Trust One 5/2/2019

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

 

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  California

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5.    

  Sole Voting Power

 

  840,005

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  840,005

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  840,005

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount In Row 9

 

  0.7%(1)

12.  

  Type of Reporting Person (see instructions)

 

  OO

 

(1)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.


CUSIP No. 31188V100    13G   

 

  1.    

  Names of Reporting Persons

 

  The Artur Bergman Remainder Trust Two 5/2/2019

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

 

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  California

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5.    

  Sole Voting Power

 

  209,686

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  209,686

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  209,686

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount In Row 9

 

  0.2%(1)

12.  

  Type of Reporting Person (see instructions)

 

  OO

 

(1)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.


CUSIP No. 31188V100    13G   

 

  1.    

  Names of Reporting Persons

 

  The Artur Bergman Remainder Trust Three 5/2/2019

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

 

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  California

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5.    

  Sole Voting Power

 

  209,686

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  209,686

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  209,686

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount In Row 9

 

  0.2%(1)

12.  

  Type of Reporting Person (see instructions)

 

  OO

 

(1)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.


CUSIP No. 31188V100    13G   

 

  1.    

  Names of Reporting Persons

 

  The Per Artur Bergman Grantor Retained Annuity Trust No. 1

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

 

  (a)  ☐        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  California

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5.    

  Sole Voting Power

 

  1,000,000

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  1,000,000

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,000,000

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount In Row 9

 

  0.8%(1)

12.  

  Type of Reporting Person (see instructions)

 

  OO

 

(1)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.


Item 1(a).

  

Name of Issuer: Fastly, Inc.

Item 1(b).

  

Address of Issuer’s Principal Executive Offices:

475 Brannan Street

Suite 300

San Francisco, CA 94107

Item 2(a).

  

Name of Person Filing:

Artur Bergman

The Artur Bergman Remainder Trust One 5/2/2019 (“Trust One”)

The Artur Bergman Remainder Trust Two 5/2/2019 (“Trust Two”)

The Artur Bergman Remainder Trust Three 5/2/2019 (“Trust Three”)

The Per Artur Bergman Grantor Retained Annuity Trust No. 1 (“Annuity Trust”)

Item 2(b).

  

Address of Principal Business Office or, if none, Residence:

c/o Fastly, Inc.

475 Brannan Street

Suite 300

San Francisco, CA 94107

Item 2(c).

  

Citizenship:

Artur Bergman    Sweden

Trust One            California

Trust Two            California

Trust Three          California

Annuity Trust      California

Item 2(d).

  

Title of Class of Securities: Class A common stock

Item 2(e).

  

CUSIP Number: 31188V100

Item 3.

  

If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

(a)   

☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b)   

☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)   

☐ Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);

(d)   

☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)   

☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)   

☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)   

☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);


            (h)    ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)    ☐ A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
(k)    ☐ Group, in accordance with §240.13d–1(b)(1)(ii)(K).
   If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.

Ownership

The following information with respect to the ownership of Class A common stock by the Reporting Person filing this statement on Schedule 13G is provided as of December 31, 2021:

 

Reporting Person

   Class A
Common
Stock Held
Directly
     (a) Amount
Beneficially
Owned
     (b) Percent
of Class(1)
    (c) Number of shares as to which such person has:  
  (i) Sole
Voting
Power
     (ii) Shared
Voting
Power
     (iii) Sole
Dispositive
Power
     (iv) Shared
Dispositive
Power
 

Artur Bergman(1)

     8,851,668        8,851,668        7.4     8,851,668        0        8,851,668        0  

Trust One

     0        840,005        0.7     840,005        0        840,005        0  

Trust Two

     0        209,686        0.2     209,686        0        209,686        0  

Trust Three

     0        209,686        0.2     209,686        0        209,686        0  

Annuity Trust

     0        1,000,000        0.8     1,000,000        0        1,000,000        0  

 

(1)

Consists of (i) 5,668,075 shares of Class A common stock held by Mr. Bergman, (ii) 840,005 shares of Class A common stock held by The Artur Bergman Remainder Trust One DTD 5/2/2019, of which the reporting person is the investment advisor, (iii) 209,686 shares of Class A common stock held by The Artur Bergman Remainder Trust Two DTD 5/2/2019, of which the reporting person is the investment advisor, (iv) 209,686 shares of Class A common stock held by The Artur Bergman Remainder Trust Three DTD 5/2/2/2019, of which the reporting person is the investment advisor, (v) 1,000,000 shares of Class A common stock held by The Per Artur Bergman Grantor Retained Annuity Trust No. 1, of which the reporting person is trustee, (vi) 27,708 shares of Class A common stock issuable upon the vesting of restricted stock units within 60 days of December 31, 2021 and (vii) options to purchase 896,508 shares of Class A common stock, which are exercisable within 60 days of December 31, 2021.

(2)

The percent of class was calculated based on 118,922,676 outstanding shares of Class A common as of December 31, 2021.

 

Item 5.

Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.


Item 6.

Ownership of More than 5 Percent on Behalf of Another Person

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of a Group

Not Applicable

 

Item 10.

Certification

Not Applicable


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 11, 2022

 

/s/ Artur Bergman
Artur Bergman
THE ARTUR BERGMAN REMAINDER TRUST ONE DTD 5/2/2019
/s/ Alison Westbrook
First Republic Trust Company of Delaware, Trustee
Name: Alison Westbrook
Title: Trust Officer
THE ARTUR BERGMAN REMAINDER TRUST TWO DTD 5/2/2019
/s/ Alison Westbrook
First Republic Trust Company of Delaware, Trustee
Name: Alison Westbrook
Title: Trust Officer
THE ARTUR BERGMAN REMAINDER TRUST THREE DTD 5/2/2019
/s/ Robert Eaddy
The Bryn Mawr Trust Company of Delaware, Trustee
Name: Robert Eaddy
Title: Trust Officer
THE PER ARTUR BERGMAN GRANTOR ANNUITY TRUST NO. 1
/s/ Artur Bergman
Artur Bergman, Trustee