Sec Form 13G Filing - HUMPHREYS ROBERT W filing for DELTA APPAREL INC (DLA) - 2021-02-12

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 


UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 


DELTA APPAREL, INC.

(Name of Issuer)

 

Common Stock (par value $0.01 per share)

(Title of Class of Securities)

 

247368103

(CUSIP Number)

 

 

December 31, 2020
1

 

 

(Date of Event Which Requires Filing of This Statement)

 


 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

 

☐ Rule 13d-1(b)

 

☐ Rule 13d-1(c)

 

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


1 

This Schedule 13G Amendment No. 1 also covers December 31 of each of 2019, 2018, 2017, 2016, 2015, and 2014.

 

 

 

CUSIP No. 247368103

 

As of December 31, 2020

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

400,252 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

400,252 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

400,252

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.7%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

  Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 400,252 shares of the Issuer’s Common Stock, which constitutes 5.7% of 6,974,660 shares outstanding on December 14, 2020, as reported by Delta Apparel, Inc. in its Definitive Proxy Statement filed on December 17, 2020.

 

 

(a)

Amount beneficially owned:

 

400,252

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

5.7%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

400,252

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

400,252 

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

As of December 31, 2019

&# xA0;

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

527,719 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

527,719 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

527,719

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103 

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 527,719 shares of the Issuer’s Common Stock, which constitutes 7.6% of 6,988,823 shares outstanding on December 13, 2019, as reported by Delta Apparel, Inc. in its Definitive Proxy Statement filed on December 17, 2019.

 

 

(a)

Amount beneficially owned:

 

527,719

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

7.6%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

527,719

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

527,719

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

As of December 31, 2018

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

560,688 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

560,688 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

560,688

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

8.0%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 560,688 shares of the Issuer’s Common Stock, which constitutes 8.0% of 6,982,169 shares outstanding on December 14, 2018, as reported by Delta Apparel, Inc. in its Definitive Proxy Statement filed on December 21, 2018.

 

 

(a)

Amount beneficially owned:

 

560,688

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

8.0%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

560,688

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

560,688

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

As of December 31, 2017

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

540,155 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

540,155 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

540,155

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.5%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 540,155 shares of the Issuer’s Common Stock, which constitutes 7.5% of 7,211,374 shares outstanding on January 24, 2018, as reported by Delta Apparel, Inc. in its Quarterly Report on Form 10-Q filed on February 5, 2018.

 

 

(a)

Amount beneficially owned:

 

540,155

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

7.5%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

540,155

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

540,155

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof th e reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

As of December 31, 2016

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

515,503 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

515,503 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

515,503

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.8%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 515,503 shares of the Issuer’s Common Stock, which constitutes 6.8% of 7,608,306 shares outstanding on January 24, 2017, as reported by Delta Apparel, Inc. in its Quarterly Report on Form 10-Q filed on February 6, 2017.

 

 

(a)

Amount beneficially owned:

 

515,503

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

6.8%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

515,503

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

515,503

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

As of December 31, 2015

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

488,550 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

488,550 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

488,550

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.3%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 488,550 shares of the Issuer’s Common Stock, which constitutes 6.3% of 7,747,557 shares outstanding on January 27, 2016, as reported by Delta Apparel, Inc. in its Quarterly Report on Form 10-Q filed on February 9, 2016.

 

 

(a)

Amount beneficially owned:

 

488,550

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

6.3%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

488,550

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

488,550

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

  

 

 

CUSIP No. 247368103

 

As of December 31, 2014

 

1.

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ 

 

(b) ☒

 

3.

 

SEC USE ONLY

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

 

5.

 

SOLE VOTING POWER

 

706,545 (See Item 4)

SHARES

BENEFICIALLY

OWNED BY

 

6.

 

SHARED VOTING POWER

 

-0- (See Item 4)

EACH

REPORTING

PERSON

 

7.

 

SOLE DISPOSITIVE POWER

 

706,545 (See Item 4)

WITH:

 

8.

 

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

706,545

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

8.7%

12.

 

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 

 

CUSIP No. 247368103

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

322 South Main Street

Greenville, SC 29601

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

322 South Main Street

Greenville, SC 29601

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The aggregate amount beneficially owned is 706,545 shares of the Issuer’s Common Stock, which constitutes 8.7% of 7,891,553 shares outstanding on January 30, 2015, as reported by Delta Apparel, Inc. in its Quarterly Report on Form 10-Q filed on February 5, 2015. The aggregate amount beneficially owned by Robert W. Humphreys includes 456,545 shares of the Issuer’s Common Stock (5.6%) and 250,000 shares (3.1%), which he could acquire through the exercise of stock options.

 

 

(a)

Amount beneficially owned:

 

706,545

 

 

 

CUSIP No. 247368103

 

 

(b)

Percent of Class:

 

8.7%

 

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

706,545

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

706,545

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certifications

 

Not Applicable

 

 

 

CUSIP No. 247368103

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2021

 

 

ROBERT W. HUMPHREYS

 

/s/ Robert W. Humphreys

Robert W. Humphreys