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Sec Filings Insider Trading - NYFIX Inc. (NYFX)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
NYFX Insider Trading Transactions for NYFIX Inc.
NYFIX INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-18
Purchase		 2008-11-20
09:53 am		 NYFIX INC NYFX Richardson C Thomas
(CEO of Transaction Services)		 10,000 $0.625 $6,250 10,000
(Direct)		 View
2008-03-10
Purchase(A)		 2008-03-19
3:27 pm		 NYFIX INC NYFX VIGLIOTTI STEVEN R
(Chief Financial Officer)		 12,000 $3.92 $47,038 12,000
(Direct)		 View
2008-03-13
Purchase(A)		 2008-03-19
3:27 pm		 NYFIX INC NYFX EDELSTEIN P HOWARD
(President and CEO
Director)		 12,000 $3.857 $46,280 212,000
(Direct)		 View
2008-03-13
Purchase		 2008-03-14
1:06 pm		 NYFIX INC NYFX EDELSTEIN P HOWARD
(President and CEO
Director)		 12,000 $3.857 $46,280 212,000
(Direct)		 View
2008-03-11-
-2008-03-12
Purchase		 2008-03-13
4:04 pm		 NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)		 10,800 $3.89 $42,012 2,800,227
(Direct)		 View
2008-03-11-
-2008-03-12
Purchase		 2008-03-13
4:03 pm		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 10,800 $3.89 $42,012 2,800,227
(Indirect)		 View
2008-03-11-
-2008-03-12
Purchase		 2008-03-13
4:02 pm		 NYFIX INC NYFX DAVIS CARY
(Director)		 10,800 $3.89 $42,012 2,800,227
(Indirect)		 View
2008-03-10
Purchase		 2008-03-11
5:00 pm		 NYFIX INC NYFX VIGLIOTTI STEVEN R
(Chief Financial Officer)		 12,000 $3.92 $47,038 12,000
(Direct)		 View
2008-03-07-
-2008-03-10
Purchase		 2008-03-11
4:25 pm		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 11,400 $3.929 $44,790 2,789,427
(Indirect)		 View
2008-03-07-
-2008-03-10
Purchase		 2008-03-11
4:22 pm		 NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)		 11,400 $3.929 $44,790 2,789,427
(Direct)		 View
2008-03-07-
-2008-03-10
Purchase		 2008-03-11
4:22 pm		 NYFIX INC NYFX DAVIS CARY
(Director)		 11,400 $3.929 $44,790 2,789,427
(Indirect)		 View
2008-03-04-
-2008-03-06
Purchase		 2008-03-06
5:17 pm		 NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)		 291,700 $4.108 $1,198,369 2,778,027
(Direct)		 View
2008-03-04-
-2008-03-06
Purchase		 2008-03-06
5:16 pm		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 291,700 $4.108 $1,198,369 2,778,027
(Indirect)		 View
2008-03-04-
-2008-03-06
Purchase		 2008-03-06
5:15 pm		 NYFIX INC NYFX DAVIS CARY
(Director)		 291,700 $4.108 $1,198,369 2,778,027
(Indirect)		 View
2004-08-17
Purchase		 2004-08-18
1:01 pm		 NYFIX INC NYFX WARDEN CARL E
(Director)		 10,000 $3.98 $39,800 1,430,646
(Direct)		 View
2003-09-08
Purchase		 2003-09-08
2:26 pm		 NYFIX INC NYFX JENNINGS WILLIAM C
(Director)		 2,000 $6.68 $13,360 2,000
(Direct)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-06-30
Other		 2008-07-02
5:17 pm		 NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)		 525,000 $0 $0 3,325,227
(Direct)		 View
2008-06-30
Other		 2008-07-02
5:16 pm		 NYFIX INC NYFX DAVIS CARY
(Director)		 525,000 $0 $0 3,325,227
(Indirect)		 View
2008-06-30
Other		 2008-07-02
5:16 pm		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 525,000 $0 $0 3,325,227
(Indirect)		 View
2008-06-06
Exercise		 2008-06-10
4:45 pm		 NYFIX INC NYFX WAJNERT THOMAS C
(Director)		 3,896 $0 $0 3,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:44 pm		 NYFIX INC NYFX Roberts Richard Y
(Director)		 3,896 $0 $0 44,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:44 pm		 NYFIX INC NYFX Passarella Michael J
(Director)		 3,896 $0 $0 3,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:43 pm		 NYFIX INC NYFX LYNCH WILLIAM J
(Director)		 3,896 $0 $0 28,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:43 pm		 NYFIX INC NYFX Lenson Mitchel A
(Director)		 3,896 $0 $0 3,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:42 pm		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 3,896 $0 $0 3,896
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:41 pm		 NYFIX INC NYFX DAVIS CARY
(Director)		 3,896 $0 $0 3,896
(Direct)		 View
2008-03-29
Tax Withholding		 2008-04-01
4:22 pm		 NYFIX INC NYFX Merrill David A
(Global Head Client Operations)		 16,282 $4.2 $68,384 31,887
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-06-06
Exercise		 2008-06-10
4:45 pm		 N/A
N/A		 NYFIX INC NYFX WAJNERT THOMAS C
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:44 pm		 N/A
N/A		 NYFIX INC NYFX Roberts Richard Y
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:44 pm		 N/A
N/A		 NYFIX INC NYFX Passarella Michael J
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:43 pm		 N/A
N/A		 NYFIX INC NYFX LYNCH WILLIAM J
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:43 pm		 N/A
N/A		 NYFIX INC NYFX Lenson Mitchel A
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:42 pm		 N/A
N/A		 NYFIX INC NYFX JANEWAY WILLIAM H
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-06-06
Exercise		 2008-06-10
4:41 pm		 N/A
N/A		 NYFIX INC NYFX DAVIS CARY
(Director)		 3,896 $0 7,792
(Direct)		 View
2008-02-06
Option Award		 2008-02-07
9:28 pm		 N/A
2018-02-06		 NYFIX INC NYFX Tierney Annemarie
(General Counsel)		 150,000 $3.85 150,000
(Direct)		 View
2008-02-06
Option Award		 2008-02-07
9:28 pm		 N/A
N/A		 NYFIX INC NYFX Tierney Annemarie
(General Counsel)		 25,000 $0 25,000
(Direct)		 View
2008-02-06
Option Award		 2008-02-07
9:28 pm		 N/A
2018-02-06		 NYFIX INC NYFX Lenson Mitchel A
(Director)		 19,481 $3.85 19,481
(Direct)		 View
2008-02-06
Option Award		 2008-02-07
9:28 pm		 N/A
N/A		 NYFIX INC NYFX Lenson Mitchel A
(Director)		 11,688 $0 11,688
(Direct)		 View
2007-10-02
Option Award		 2007-12-13
5:18 pm		 N/A
2017-10-02		 NYFIX INC NYFX Henderson Donald
(Chief Technology Officer)		 118,631 $4.6 118,631
(Direct)		 View
2007-12-11
Option Award		 2007-12-13
5:18 pm		 N/A
2017-10-02		 NYFIX INC NYFX Henderson Donald
(Chief Technology Officer)		 181,369 $4.6 300,000
(Direct)		 View
2007-12-11
Option Award		 2007-12-13
5:06 pm		 N/A
2017-10-23		 NYFIX INC NYFX GORMAN LON
(Director)		 350,000 $4.3 350,000
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2010-08-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 16,875 $36 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2010-08-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 16,875 $36 16,875
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2010-08-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 50,625 $36 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2010-08-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 50,625 $36 50,625
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2011-10-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 12,500 $17.8 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2011-10-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 12,500 $17.8 12,500
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2011-10-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 12,500 $17.8 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2011-10-22		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 12,500 $17.8 12,500
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2012-06-09		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 7,500 $8.5 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2012-06-09		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 7,500 $8.5 7,500
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
12:53 pm		 N/A
2012-08-15		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 24,000 $5.25 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
12:53 pm		 N/A
2012-08-15		 NYFIX INC NYFX DEEHAN GEORGE O
(Director)		 24,000 $5.25 24,000
(Direct)		 View
2007-10-23
Option Sale		 2007-10-25
11:26 am		 N/A
2013-04-28		 NYFIX INC NYFX JENNINGS WILLIAM C
(Director)		 60,000 $6.76 0
(Direct)		 View
2007-10-23
Option Award		 2007-10-25
11:26 am		 N/A
2013-04-28		 NYFIX INC NYFX JENNINGS WILLIAM C
(Director)		 60,000 $6.76 60,000
(Direct)		 View
2001-09-21
Other		 2006-07-10
4:23 pm		 N/A
2011-09-21		 NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)		 225,000 $14.04 225,000
(Direct)		 View
2001-09-21
Other		 2006-07-10
4:23 pm		 N/A
2011-09-21		 NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)		 100,000 $14.04 100,000
(Direct)		 View
2001-10-23
Option Sale		 2006-07-10
4:23 pm		 2003-10-23
2011-10-23		 NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)		 25,000 $12.02 0
(Direct)		 View
2002-08-16
Other		 2006-07-10
4:23 pm		 N/A
2012-08-16		 NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)		 100,000 $5.25 100,000
(Direct)		 View
2003-03-21
Other		 2006-07-10
4:18 pm		 N/A
2013-03-20		 NYFIX INC NYFX BELLARDO BRIAN
(Secretary and General Counsel)		 25,000 $6.2 25,000
(Direct)		 View
2000-02-14
Other		 2005-06-30
11:55 am		 N/A
N/A		 NYFIX INC NYFXE HANSEN PETER K
(President and CEO (a)
Director)		 345,000 $16.23 0
(Direct)		 View
2000-08-22
Other		 2005-06-30
11:55 am		 N/A
N/A		 NYFIX INC NYFXE HANSEN PETER K
(President and CEO (a)
Director)		 200,000 $33 0
(Direct)		 View
2005-01-14
Option Award		 2005-01-18
3:58 pm		 N/A
2015-01-13		 NYFIX INC NYFX Shaffer Jay D
(EVP - Finance & Administration)		 75,000 $5.36 75,000
(Direct)		 View
2004-02-23
Option Award		 2004-02-25
8:45 pm		 N/A
2014-02-23		 NYFIX INC NYFX JAMAITIS KEITH R
(President, Technology)		 10,000 $7.056 10,000
(Direct)		 View
2004-02-23
Option Award		 2004-02-25
8:17 pm		 N/A
2014-02-23		 NYFIX INC NYFX KRAGH LARS
(Chief Information Officer)		 10,000 $7.056 10,000
(Direct)		 View
2004-02-23
Option Award		 2004-02-25
8:00 pm		 N/A
2014-02-23		 NYFIX INC NYFX HAHN MARK R
(Chief Financial Officer)		 10,000 $7.056 10,000
(Direct)		 View
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