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Sec Filings Insider Trading - NYFIX Inc. (NYFX)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
NYFX Insider Trading Transactions for NYFIX Inc.
NYFIX INC: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-11-25
Purchase
2008-11-26
11:38 am
NYFIX INC NYFX Richardson C Thomas
(CEO of Transaction Services)
30,000 $0.5 $15,000 40,000
(Direct)
View
2008-11-21
Purchase
2008-11-24
5:20 pm
NYFIX INC NYFX Henderson Donald
(Chief Technology Officer)
6,000 $0.8 $4,800 6,000
(Direct)
View
2008-11-18
Purchase
2008-11-20
09:53 am
NYFIX INC NYFX Richardson C Thomas
(CEO of Transaction Services)
10,000 $0.625 $6,250 10,000
(Direct)
View
2004-08-17
Purchase
2004-08-18
1:01 pm
NYFIX INC NYFX WARDEN CARL E
(Director)
10,000 $3.98 $39,800 1,430,646
(Direct)
View
2003-09-08
Purchase
2003-09-08
2:26 pm
NYFIX INC NYFX JENNINGS WILLIAM C
(Director)
2,000 $6.68 $13,360 2,000
(Direct)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-06-30
Other
2009-07-01
4:22 pm
NYFIX INC NYFX DAVIS CARY
(Director)
525,000 $0 $0 4,375,227
(Indirect)
View
2009-06-30
Other
2009-07-01
4:22 pm
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
525,000 $0 $0 4,375,227
(Indirect)
View
2009-06-30
Other
2009-07-01
4:20 pm
NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)
525,000 $0 $0 4,375,227
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:45 pm
NYFIX INC NYFX WAJNERT THOMAS C
(Director)
7,792 $0 $0 11,688
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:44 pm
NYFIX INC NYFX Roberts Richard Y
(Director)
7,792 $0 $0 52,688
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:44 pm
NYFIX INC NYFX Passarella Michael J
(Director)
7,792 $0 $0 11,688
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:43 pm
NYFIX INC NYFX Lenson Mitchel A
(Director)
7,792 $0 $0 11,688
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:43 pm
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
7,792 $0 $0 11,688
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:42 pm
NYFIX INC NYFX DAVIS CARY
(Director)
7,792 $0 $0 11,688
(Direct)
View
2009-01-14
Exercise
2009-01-16
3:14 pm
NYFIX INC NYFX Tierney Annemarie
(General Counsel)
6,250 $0 $0 6,250
(Direct)
View
2008-12-31
Other
2009-01-05
4:19 pm
NYFIX INC NYFX DAVIS CARY
(Director)
525,000 $0 $0 3,850,227
(Indirect)
View
2008-12-31
Other
2009-01-05
4:16 pm
NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)
525,000 $0 $0 3,850,227
(Indirect)
View
2008-12-31
Other
2009-01-05
4:14 pm
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
525,000 $0 $0 3,850,227
(Indirect)
View
2008-06-30
Other
2008-07-02
5:17 pm
NYFIX INC NYFX Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(10% owner)
525,000 $0 $0 3,325,227
(Direct)
View
2008-06-30
Other
2008-07-02
5:16 pm
NYFIX INC NYFX DAVIS CARY
(Director)
525,000 $0 $0 3,325,227
(Indirect)
View
2008-06-30
Other
2008-07-02
5:16 pm
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
525,000 $0 $0 3,325,227
(Indirect)
View
2008-06-06
Exercise
2008-06-10
4:43 pm
NYFIX INC NYFX LYNCH WILLIAM J
(Director)
3,896 $0 $0 28,896
(Direct)
View
2008-03-29
Tax Withholding
2008-04-01
4:22 pm
NYFIX INC NYFX Merrill David A
(Global Head Client Operations)
16,282 $4.2 $68,384 31,887
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-06-03
Option Award
2009-06-08
11:50 am
N/A
N/A
NYFIX INC NYFX Roberts Richard Y
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:45 pm
2010-06-03
2019-06-03
NYFIX INC NYFX WAJNERT THOMAS C
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:45 pm
N/A
N/A
NYFIX INC NYFX WAJNERT THOMAS C
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:45 pm
N/A
N/A
NYFIX INC NYFX WAJNERT THOMAS C
(Director)
7,792 $0 0
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:44 pm
2010-06-03
2019-06-03
NYFIX INC NYFX Roberts Richard Y
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:44 pm
N/A
N/A
NYFIX INC NYFX Roberts Richard Y
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:44 pm
N/A
N/A
NYFIX INC NYFX Roberts Richard Y
(Director)
7,792 $0 0
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:44 pm
2010-06-03
2019-06-03
NYFIX INC NYFX Passarella Michael J
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:44 pm
N/A
N/A
NYFIX INC NYFX Passarella Michael J
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:44 pm
N/A
N/A
NYFIX INC NYFX Passarella Michael J
(Director)
7,792 $0 0
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:43 pm
2010-06-03
2019-06-03
NYFIX INC NYFX Lenson Mitchel A
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:43 pm
N/A
N/A
NYFIX INC NYFX Lenson Mitchel A
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:43 pm
N/A
N/A
NYFIX INC NYFX Lenson Mitchel A
(Director)
7,792 $0 0
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:43 pm
2010-06-03
2019-06-03
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:43 pm
N/A
N/A
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:43 pm
N/A
N/A
NYFIX INC NYFX JANEWAY WILLIAM H
(Director)
7,792 $0 0
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:42 pm
2010-06-03
2019-06-03
NYFIX INC NYFX DAVIS CARY
(Director)
12,987 $1 12,987
(Direct)
View
2009-06-03
Option Award
2009-06-05
4:42 pm
N/A
N/A
NYFIX INC NYFX DAVIS CARY
(Director)
32,258 $0 32,258
(Direct)
View
2009-06-05
Exercise
2009-06-05
4:42 pm
N/A
N/A
NYFIX INC NYFX DAVIS CARY
(Director)
7,792 $0 0
(Direct)
View
2009-03-13
Option Award
2009-03-18
12:09 pm
N/A
N/A
NYFIX INC NYFX Henderson Donald
(Chief Technology Officer)
89,688 $0 89,688
(Direct)
View
2009-03-13
Option Award
2009-03-17
6:09 pm
N/A
N/A
NYFIX INC NYFX Henderson Donald
(Chief Technology Officer)
88,047 $0 88,047
(Direct)
View
2009-03-13
Option Award
2009-03-17
6:08 pm
N/A
N/A
NYFIX INC NYFX Moitoso Robert
(Global Head of FIX Division)
78,516 $0 78,516
(Direct)
View
2009-03-13
Option Award
2009-03-17
6:08 pm
N/A
N/A
NYFIX INC NYFX EDELSTEIN P HOWARD
(President and CEO
Director)
247,500 $0 247,500
(Direct)
View
2009-03-13
Option Award
2009-03-17
6:08 pm
N/A
N/A
NYFIX INC NYFX Tierney Annemarie
(General Counsel)
53,156 $0 53,156
(Direct)
View
2009-03-13
Option Award
2009-03-17
6:07 pm
N/A
N/A
NYFIX INC NYFX VIGLIOTTI STEVEN R
(Chief Financial Officer)
105,625 $0 105,625
(Direct)
View
2009-01-14
Exercise
2009-01-16
3:14 pm
N/A
N/A
NYFIX INC NYFX Tierney Annemarie
(General Counsel)
6,250 $0 18,750
(Direct)
View
2008-06-06
Exercise
2008-06-10
4:43 pm
N/A
N/A
NYFIX INC NYFX LYNCH WILLIAM J
(Director)
3,896 $0 7,792
(Direct)
View
2007-12-11
Option Award
2007-12-13
5:06 pm
N/A
2017-10-23
NYFIX INC NYFX GORMAN LON
(Director)
350,000 $4.3 350,000
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2010-08-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
16,875 $36 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2010-08-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
16,875 $36 16,875
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2010-08-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
50,625 $36 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2010-08-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
50,625 $36 50,625
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2011-10-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
12,500 $17.8 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2011-10-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
12,500 $17.8 12,500
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2011-10-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
12,500 $17.8 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2011-10-22
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
12,500 $17.8 12,500
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2012-06-09
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
7,500 $8.5 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2012-06-09
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
7,500 $8.5 7,500
(Direct)
View
2007-10-23
Option Sale
2007-10-25
12:53 pm
N/A
2012-08-15
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
24,000 $5.25 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
12:53 pm
N/A
2012-08-15
NYFIX INC NYFX DEEHAN GEORGE O
(Director)
24,000 $5.25 24,000
(Direct)
View
2007-10-23
Option Sale
2007-10-25
11:26 am
N/A
2013-04-28
NYFIX INC NYFX JENNINGS WILLIAM C
(Director)
60,000 $6.76 0
(Direct)
View
2007-10-23
Option Award
2007-10-25
11:26 am
N/A
2013-04-28
NYFIX INC NYFX JENNINGS WILLIAM C
(Director)
60,000 $6.76 60,000
(Direct)
View
2001-09-21
Other
2006-07-10
4:23 pm
N/A
2011-09-21
NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)
225,000 $14.04 225,000
(Direct)
View
2001-09-21
Other
2006-07-10
4:23 pm
N/A
2011-09-21
NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)
100,000 $14.04 100,000
(Direct)
View
2001-10-23
Option Sale
2006-07-10
4:23 pm
2003-10-23
2011-10-23
NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)
25,000 $12.02 0
(Direct)
View
2002-08-16
Other
2006-07-10
4:23 pm
N/A
2012-08-16
NYFIX INC NYFX GASSER ROBERT C
(President and CEO
Director)
100,000 $5.25 100,000
(Direct)
View
2003-03-21
Other
2006-07-10
4:18 pm
N/A
2013-03-20
NYFIX INC NYFX BELLARDO BRIAN
(Secretary and General Counsel)
25,000 $6.2 25,000
(Direct)
View
2000-02-14
Other
2005-06-30
11:55 am
N/A
N/A
NYFIX INC NYFXE HANSEN PETER K
(President and CEO (a)
Director)
345,000 $16.23 0
(Direct)
View
2000-08-22
Other
2005-06-30
11:55 am
N/A
N/A
NYFIX INC NYFXE HANSEN PETER K
(President and CEO (a)
Director)
200,000 $33 0
(Direct)
View
2005-01-14
Option Award
2005-01-18
3:58 pm
N/A
2015-01-13
NYFIX INC NYFX Shaffer Jay D
(EVP - Finance & Administration)
75,000 $5.36 75,000
(Direct)
View
2004-02-23
Option Award
2004-02-25
8:45 pm
N/A
2014-02-23
NYFIX INC NYFX JAMAITIS KEITH R
(President, Technology)
10,000 $7.056 10,000
(Direct)
View
2004-02-23
Option Award
2004-02-25
8:17 pm
N/A
2014-02-23
NYFIX INC NYFX KRAGH LARS
(Chief Information Officer)
10,000 $7.056 10,000
(Direct)
View
2004-02-23
Option Award
2004-02-25
8:00 pm
N/A
2014-02-23
NYFIX INC NYFX HAHN MARK R
(Chief Financial Officer)
10,000 $7.056 10,000
(Direct)
View
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