Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Maxcor Financial Group Inc (MAXF)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
MAXF Insider Trading Transactions for Maxcor Financial Group Inc
MAXCOR FINANCIAL GROUP INC: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2005-05-20
Sale		 2005-05-24
2:26 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 477,271 $14 $6,681,794 0
(Direct
Indirect)		 View
2005-05-20
Sale		 2005-05-24
2:25 pm		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $14 $140,000 0
(Direct)		 View
2005-05-20
Sale		 2005-05-24
2:24 pm		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 26,200 $14 $366,800 0
(Direct)		 View
2005-05-20
Sale		 2005-05-24
2:24 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 1,181,518 $14 $16,541,252 0
(Direct
Indirect)		 View
2005-05-20
Sale		 2005-05-24
2:23 pm		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 33,335 $14 $466,690 0
(Direct)		 View
2005-05-20
Sale		 2005-05-24
2:22 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 94,970 $14 $1,329,580 0
(Direct
Indirect)		 View
2005-05-20
Sale		 2005-05-24
2:21 pm		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 20,000 $14 $280,000 0
(Direct)		 View
2005-05-20
Sale		 2005-05-24
2:20 pm		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 36,500 $14 $511,000 0
(Direct)		 View
2005-05-20
Sale		 2005-05-24
2:20 pm		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 69,130 $14 $967,820 0
(Direct
Indirect)		 View
2005-05-20
Sale		 2005-05-24
2:19 pm		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 257,703 $14 $3,607,842 0
(Direct)		 View
2004-03-04
Purchase		 2004-03-08
12:37 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 5,000 $11.83 $59,150 1,073,312
(Indirect)		 View
2003-09-04-
-2003-09-05
Sale		 2003-09-08
5:54 pm		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 20,000 $12.52 $250,304 257,703
(Direct)		 View
2003-09-02-
-2003-09-04
Sale		 2003-09-04
4:17 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 20,000 $12.51 $250,128 77,019
(Direct)		 View
2003-08-14
Sale		 2003-08-18
1:45 pm		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(Director
CEO of London-based Issuer Sub)		 7,000 $13.22 $92,510 33,000
(Direct)		 View
2003-08-12-
-2003-08-14
Sale		 2003-08-14
4:07 pm		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(Director
CEO of London-based Issuer Sub)		 15,522 $13.07 $202,888 40,000
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2005-04-29
Gift		 2005-05-24
2:24 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 68,000 $0 $0 1,005,312
(Indirect)		 View
2005-05-06
Gift		 2005-05-24
2:19 pm		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 10,000 $13.81 $138,150 257,703
(Direct)		 View
2004-12-08
Exercise
Tax Withholding		 2004-12-10
10:04 am		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 12,156 $3.199 $38,888 92,470
(Direct)		 View
2004-03-11
Exercise		 2004-03-12
1:59 pm		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 10,000 $2 $20,000 267,703
(Direct)		 View
2004-02-26
Exercise		 2004-03-01
07:04 am		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 6,500 $2.282 $14,830 26,200
(Direct)		 View
2003-12-05
Exercise
Tax Withholding		 2003-12-09
1:29 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 50,546 $5.381 $271,991 464,038
(Direct)		 View
2003-11-26
Exercise
Tax Withholding		 2003-11-26
11:03 am		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 9,893 $5.495 $54,363 82,126
(Direct)		 View
2003-08-21
Exercise		 2003-08-25
3:15 pm		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 6,500 $2 $13,000 19,700
(Direct)		 View
2003-08-04
Exercise
Tax Withholding		 2003-08-06
7:00 pm		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(Director
CEO of London-based Issuer Sub)		 57,538 $3.476 $199,992 55,522
(Direct)		 View
2003-08-04
Exercise
Tax Withholding		 2003-08-06
6:53 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 107,481 $3.698 $397,448 97,019
(Direct)		 View
2003-08-04
Exercise
Tax Withholding		 2003-08-06
6:06 pm		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 115,077 $3.476 $399,996 277,703
(Direct)		 View
2003-08-01
Exercise
Tax Withholding		 2003-08-05
5:24 pm		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO & President
Director
10% owner)		 86,664 $3.687 $319,488 1,068,312
(Indirect)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2005-05-20
Option Sale		 2005-05-24
2:27 pm		 N/A
2014-01-15		 MAXCOR FINANCIAL GROUP INC MAXF COOPER MARC S
(Director)		 10,000 $12.67 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:27 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF COOPER MARC S
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:26 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:26 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2009-11-08		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $2.6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:25 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 7,000 $2.61 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 30,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 25,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 150,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 40,000 $2.61 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 30,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 25,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:24 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO and President
Director
10% owner)		 35,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2009-11-08		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $2.6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:23 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:22 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 3,750 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:22 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 10,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:22 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:21 pm		 N/A
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $2.61 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:21 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:21 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:21 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:21 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2009-11-08		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $2.6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $8.945 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 20,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 30,000 $2.61 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 25,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 15,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:20 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(CEO of London-based Issuer Sub)		 60,000 $10.7 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:19 pm		 N/A
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 40,000 $2 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:19 pm		 N/A
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 40,000 $2.61 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:19 pm		 N/A
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 20,000 $3 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:19 pm		 N/A
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 15,000 $6 0
(Direct)		 View
2005-05-20
Option Sale		 2005-05-24
2:19 pm		 N/A
2013-07-21		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 25,000 $10.7 0
(Direct)		 View
2004-12-08
Exercise		 2004-12-10
10:04 am		 2002-07-03
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 3,750 $3 3,750
(Direct)		 View
2004-12-08
Exercise		 2004-12-10
10:04 am		 2001-02-15
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec VP, Gen Counsel & Secy)		 7,500 $2.61 0
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:45 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF KOPP LARRY S
(Director)		 10,000 $8.945 10,000
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:44 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF STEVENS JAMES W
(Director)		 10,000 $8.945 10,000
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:43 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF LEWISOHN OSCAR M
(Director)		 10,000 $8.945 10,000
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:43 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF WHITTEMORE FREDERICK B
(Director)		 10,000 $8.945 10,000
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:43 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $8.945 0
(Direct)		 View
2004-08-03
Option Award		 2004-08-05
08:42 am		 2005-02-03
2014-08-02		 MAXCOR FINANCIAL GROUP INC MAXF COOPER MARC S
(Director)		 10,000 $8.945 10,000
(Direct)		 View
2004-03-11
Exercise		 2004-03-12
1:59 pm		 1999-08-14
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 10,000 $2 40,000
(Direct)		 View
2004-02-26
Exercise		 2004-03-01
07:04 am		 1999-08-14
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 3,500 $2 0
(Direct)		 View
2004-02-26
Exercise		 2004-03-01
07:04 am		 2001-02-15
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 3,000 $2.61 7,000
(Direct)		 View
2004-01-16
Option Award		 2004-01-20
3:56 pm		 2004-07-16
2014-01-15		 MAXCOR FINANCIAL GROUP INC MAXF COOPER MARC S
(Director)		 10,000 $12.67 10,000
(Direct)		 View
2003-12-05
Exercise		 2003-12-09
1:29 pm		 1999-02-14
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $2 0
(Direct)		 View
2003-12-05
Exercise		 2003-12-09
1:29 pm		 2000-05-09
2009-11-08		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $2.6 0
(Direct)		 View
2003-12-05
Exercise		 2003-12-09
1:29 pm		 2002-01-03
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $3 0
(Direct)		 View
2003-12-05
Exercise		 2003-12-09
1:29 pm		 2003-01-01
2012-06-30		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF MICHAEL J
(Director)		 10,000 $6 0
(Direct)		 View
2003-11-26
Exercise		 2003-11-26
11:03 am		 2002-07-03
2011-07-02		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 7,500 $3 7,500
(Direct)		 View
2003-08-21
Exercise		 2003-08-25
3:15 pm		 1999-08-14
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF VIGLIOTTI STEVEN R
(CFO and Treasurer)		 6,500 $2 3,500
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
7:00 pm		 1997-08-27
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF CLARK ROBIN A
(Director
CEO of London-based Issuer Sub)		 50,000 $2 0
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
6:53 pm		 1997-10-01
2006-09-30		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 25,000 $2 0
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
6:53 pm		 1998-02-04
2007-02-03		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 25,000 $2 0
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
6:53 pm		 1999-08-14
2008-08-13		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 20,000 $2 0
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
6:53 pm		 2001-02-15
2010-02-14		 MAXCOR FINANCIAL GROUP INC MAXF SCHWED ROGER E
(Exec. VP, Gen. Counsel & Sec.)		 22,500 $2.61 0
(Direct)		 View
2003-08-04
Exercise		 2003-08-06
6:06 pm		 1997-08-27
2006-08-26		 MAXCOR FINANCIAL GROUP INC MAXF REIHL KEITH E
(Chief Operating Officer
Director)		 100,000 $2 0
(Direct)		 View
2003-08-01
Exercise		 2003-08-05
5:24 pm		 1999-08-14
2003-08-13		 MAXCOR FINANCIAL GROUP INC MAXF SCHARF GILBERT D
(Chairman, CEO & President
Director
10% owner)		 75,000 $2.13 0
(Direct)		 View