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Sec Filings Insider Trading - Oca Inc (OCA)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
OCA Insider Trading Transactions for Oca Inc
OCA INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2005-06-10-
-2005-06-14
Sale		 2005-06-14
9:06 pm		 OCA, INC. OCA SMITH THOMAS W
VASSALLUZZO SCOTT J
IDOYA PARTNERS
PRESCOTT ASSOCIATES
PRESCOTT INTERNATIONAL PARTNERS
PRESCOTT INVESTORS PROFIT SHARING TRUST
(Member of Section 13(d) Group
10% owner)		 4,013,100 $1.457 $5,847,709 84,500
(Indirect)		 View
2005-06-08
Sale		 2005-06-10
6:19 pm		 OCA, INC. OCA Englander Daniel J
SMITH THOMAS W
Prescott Capital Partners
(Member of Section 13(d) Group
10% owner)		 200,000 $2.26 $452,000 0
(Indirect)		 View
2005-06-07-
-2005-06-09
Sale		 2005-06-09
6:29 pm		 OCA, INC. OCA Englander Daniel J
(Member of Section 13(d) Group
10% owner)		 15,866 $1.762 $27,954 0
(Direct
Indirect)		 View
2004-08-19
Purchase		 2004-08-20
12:54 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA RYAN ASHTON J JR
(Director)		 1,440 $5.44 $7,834 20,000
(Direct)		 View
2004-08-18
Sale		 2004-08-20
12:54 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA RYAN ASHTON J JR
(Director)		 1,440 $5.26 $7,574 18,560
(Direct)		 View
2004-06-14
Purchase		 2004-06-14
3:58 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA VIGNES DAVID W
(Director)		 1,250 $7.75 $9,688 9,000
(Direct)		 View
2004-06-08
Purchase		 2004-06-08
4:29 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA VIGNES DAVID W
(Director)		 1,150 $8.145 $9,367 7,750
(Direct)		 View
2004-05-21-
-2004-05-24
Purchase		 2004-05-25
5:16 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA PALMISANO BARTHOLOMEW F SR
(Chairman, CEO & President
Director)		 88,000 $7.588 $667,776 2,302,438
(Direct)		 View
2004-05-20
Purchase		 2004-05-24
4:31 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA PALMISANO BARTHOLOMEW F SR
(Chairman, CEO & President
Director)		 45,000 $7.26 $326,687 2,214,438
(Direct)		 View
2004-05-20
Purchase		 2004-05-24
3:51 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA TRYFOROS THOMAS N
(Member of Section 13(d) Group
10% owner)		 50,000 $7.32 $366,000 50,000
(Direct)		 View
2004-05-18-
-2004-05-19
Purchase		 2004-05-20
4:48 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA Englander Daniel J
(Member of Section 13(d) Group
10% owner)		 100,000 $7.46 $746,000 200,000
(Indirect)		 View
2004-05-18
Purchase(C)		 2004-05-20
4:45 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
Prescott Capital Partners
(Member of Section 13(d) Group
10% owner)		 250,000 $7.272 $1,818,000 150,000
(Direct
Indirect)		 View
2004-05-19
Sale(C)		 2004-05-20
4:45 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
Prescott Capital Partners
(Member of Section 13(d) Group
10% owner)		 50,000 $7.44 $372,000 200,000
(Indirect)		 View
2004-05-03
Purchase		 2004-05-05
7:12 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
Prescott Capital Partners
(Member of Section 13(d) Group
10% owner)		 100,000 $7.42 $742,000 100,000
(Indirect)		 View
2004-05-03
Purchase		 2004-05-05
6:59 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA Englander Daniel J
(Member of Section 13(d) Group
10% owner)		 100,000 $7.42 $742,000 100,000
(Indirect)		 View
2004-04-05-
-2004-04-06
Purchase		 2004-04-07
8:36 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA TRYFOROS THOMAS N
(Member of Section 13(d) Group
10% owner)		 150,000 $8.65 $1,297,500 2,382,700
(Indirect)		 View
2004-04-05-
-2004-04-06
Purchase		 2004-04-07
8:33 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA VASSALLUZZO SCOTT J
(Member of Section 13(d) Group
10% owner)		 150,000 $8.65 $1,297,500 2,382,700
(Indirect)		 View
2004-04-05-
-2004-04-06
Purchase		 2004-04-07
8:32 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
PRESCOTT ASSOCIATES
(Member of Section 13(d) Group
10% owner)		 150,000 $8.65 $1,297,500 2,382,700
(Indirect)		 View
2004-03-29-
-2004-04-02
Purchase		 2004-04-05
5:35 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
PETRA CAPITAL PARTNERS
(Member of Section 13(d) Group
10% owner)		 21,500 $8.057 $173,230 65,000
(Indirect)		 View
2004-03-26-
-2004-03-29
Purchase		 2004-03-30
3:36 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA VASSALLUZZO SCOTT J
(Member of Section 13(d) Group
10% owner)		 75,200 $7.437 $559,292 272,200
(Indirect)		 View
2004-03-26
Purchase		 2004-03-30
3:35 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA TRYFOROS THOMAS N
(Member of Section 13(d) Group
10% owner)		 2,200 $7.36 $16,192 272,200
(Indirect)		 View
2004-03-25-
-2004-03-26
Purchase		 2004-03-29
6:28 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
SMITH THOMAS W FOUNDATION
PRESCOTT INVESTORS PROFIT SHARING TRUST
(Member of Section 13(d) Group
10% owner)		 159,200 $7.291 $1,160,712 30,000
(Direct
Indirect)		 View
2004-03-05
Purchase		 2004-03-09
4:44 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
(Member of Section 13(d) Group
10% owner)		 157,600 $7.094 $1,118,080 356,870
(Direct
Indirect)		 View
2003-11-13
Purchase		 2003-11-18
3:39 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
(Member of Section 13(d) Group
10% owner)		 100,000 $7.93 $793,000 1,800,000
(Direct)		 View
2003-10-24
Purchase		 2003-10-28
5:32 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
(Member of Section 13(d) Group
10% owner)		 100,000 $8.55 $855,000 1,700,000
(Direct)		 View
2003-09-18
Purchase		 2003-09-22
6:05 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
(Member of Section 13(d) Group
10% owner)		 40,000 $8.01 $320,400 1,600,000
(Direct)		 View
2003-09-04
Purchase		 2003-09-08
5:09 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA SMITH THOMAS W
PETRA CAPITAL PARTNERS
(Member of Section 13(d) Group
10% owner)		 74,600 $7.199 $537,066 45,000
(Direct
Indirect)		 View
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2004-11-05
Option Award		 2005-01-07
5:59 pm		 OCA, INC. OCA VERRET DAVID E
(Senior VP of Finance and CFO)		 19,000 $0 $0 19,104
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:21 pm		 OCA, INC. OCA PALMISANO BARTHOLOMEW F SR
(Chairman, CEO & President
Director)		 90,250 $0 $0 2,392,688
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:20 pm		 OCA, INC. OCA PALMISANO BARTHOLOMEW F JR
(Chief Operating Officer)		 78,250 $0 $0 93,461
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:17 pm		 OCA, INC. OCA BUCHMAN DENNIS J L
(Executive Vice President
Director)		 62,500 $0 $0 303,401
(Direct)		 View
2005-01-03
Other		 2005-01-05
4:59 pm		 OCA, INC. OCA SMITH THOMAS W
PETRA CAPITAL PARTNERS
(Member of Section 13(d) Group
10% owner)		 84,500 $0 $0 2,219,500
(Direct
Indirect)		 View
2004-12-14
Exercise		 2004-12-16
2:03 pm		 OCA, INC. OCA PALMISANO BARTHOLOMEW F JR
(Chief Operating Officer)		 33,334 $2.75 $91,668 48,545
(Direct)		 View
2004-05-19
Acquisition		 2004-05-20
4:48 pm		 ORTHODONTIC CENTERS OF AMERICA INC OCA Englander Daniel J
(Member of Section 13(d) Group
10% owner)		 1,666 $0 $0 21,866
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2005-03-11
Option Award		 2005-03-15
4:40 pm		 N/A
2015-03-11		 OCA, INC. OCA PALMISANO BARTHOLOMEW F JR
(Chief Operating Officer)		 50,000 $4.69 50,000
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:59 pm		 N/A
2014-11-05		 OCA, INC. OCA VERRET DAVID E
(Senior VP of Finance and CFO)		 19,000 $4.4 19,000
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:21 pm		 N/A
2014-11-05		 OCA, INC. OCA PALMISANO BARTHOLOMEW F SR
(Chairman, CEO & President
Director)		 90,250 $4.4 90,250
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:20 pm		 N/A
2014-11-05		 OCA, INC. OCA PALMISANO BARTHOLOMEW F JR
(Chief Operating Officer)		 78,250 $4.4 78,250
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:17 pm		 N/A
2014-11-05		 OCA, INC. OCA BUCHMAN DENNIS J L
(Executive Vice President
Director)		 62,500 $4.4 62,500
(Direct)		 View
2004-11-05
Option Sale		 2005-01-07
5:17 pm		 N/A
2005-01-19		 OCA, INC. OCA BUCHMAN DENNIS J L
(Executive Vice President
Director)		 92,308 $3.25 62,500
(Direct)		 View
2004-11-05
Option Award		 2005-01-07
5:17 pm		 N/A
2014-11-05		 OCA, INC. OCA BUCHMAN DENNIS J L
(Executive Vice President
Director)		 92,308 $4.4 154,808
(Direct)		 View
2004-12-14
Exercise		 2004-12-16
2:03 pm		 1996-12-14
2004-12-14		 OCA, INC. OCA PALMISANO BARTHOLOMEW F JR
(Chief Operating Officer)		 33,334 $2.75 31,816
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
1:02 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA WALTERS EDWARD J JR
(Director)		 3,717 $8.09 24,234
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
1:01 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA VIGNES DAVID W
(Director)		 3,717 $8.09 9,834
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
1:01 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA SUMMERS W DENNIS
(Director)		 3,717 $8.09 32,639
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
1:00 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA RYAN ASHTON J JR
(Director)		 3,717 $8.09 19,434
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
12:57 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA DEVEREAUX JACK P JR
(Director)		 3,717 $8.09 12,234
(Direct)		 View
2004-05-27
Option Award		 2004-05-28
12:57 pm		 2006-05-27
2014-05-27		 ORTHODONTIC CENTERS OF AMERICA INC OCA BUSH HECTOR M
(Director)		 3,717 $8.09 19,059
(Direct)		 View
2003-10-09
Option Award		 2004-04-30
11:24 am		 2005-10-09
2004-06-22		 ORTHODONTIC CENTERS OF AMERICA INC OCA SANDEMAN THOMAS J
(Former Chief Financial Officer)		 18,692 $8.1 37,384
(Direct)		 View
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