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Sec Filings Insider Trading - Southwest Water Co. (SWWC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
SWWC Insider Trading Transactions for Southwest Water Co.
Southwest Water Co: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-10-01
Purchase		 2008-11-05
3:01 pm		 SOUTHWEST WATER CO SWWC Tichy Marlea
(Corporate Vice President)		 59 $9.26 $546 3,925
(Direct)		 View
2008-10-01
Purchase		 2008-11-05
3:01 pm		 SOUTHWEST WATER CO SWWC Rodriguez Mark
(Vice President, HR)		 76 $9.26 $704 3,664
(Direct)		 View
2008-10-01
Purchase		 2008-11-05
3:01 pm		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 75 $9.26 $694 40,567
(Direct)		 View
2008-10-01
Purchase		 2008-11-05
3:00 pm		 SOUTHWEST WATER CO SWWC Mann James E
(VP Corporate Controller)		 38 $9.26 $352 330
(Indirect)		 View
2008-10-01
Purchase		 2008-11-05
3:00 pm		 SOUTHWEST WATER CO SWWC Dix William K
(General Counsel, Corporate Sec)		 57 $9.26 $528 3,595
(Direct)		 View
2008-10-01
Purchase		 2008-11-05
2:59 pm		 SOUTHWEST WATER CO SWWC Clary Cheryl
(Chief Financial Officer)		 189 $9.26 $1,750 14,989
(Direct)		 View
2008-04-01-
-2008-10-01
Purchase		 2008-10-21
4:42 pm		 SOUTHWEST WATER CO SWWC Swatek Mark
(CEO & Chairman of the Board
Director)		 1,569 $9.565 $15,007 27,211
(Direct)		 View
2008-09-19
Sale		 2008-09-22
12:48 pm		 SOUTHWEST WATER CO SWWC GARNIER ANTON C
(Director
Vice Chairman)		 1,958 $13.23 $25,904 325,734
(Direct)		 View
2008-09-10-
-2008-09-11
Sale		 2008-09-15
11:43 am		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 22,417 $10.86 $243,337 40,492
(Direct)		 View
2008-04-01-
-2008-07-01
Purchase		 2008-09-10
6:32 pm		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 134 $9.733 $1,304 40,492
(Direct)		 View
2008-09-05
Sale		 2008-09-05
5:22 pm		 SOUTHWEST WATER CO SWWC KINDEL MAUREEN A
(Director)		 4,781 $10.64 $50,877 10,423
(Direct)		 View
2008-04-01-
-2008-07-01
Purchase		 2008-08-18
5:10 pm		 SOUTHWEST WATER CO SWWC Tichy Marlea
(Corporate Vice President)		 334 $9.738 $3,253 3,866
(Direct)		 View
2008-01-01
Purchase(A)		 2008-08-18
5:09 pm		 SOUTHWEST WATER CO SWWC Tichy Marlea
(Corporate Vice President)		 134 $11.15 $1,494 134
(Direct)		 View
2008-04-01-
-2008-07-01
Purchase		 2008-08-13
12:03 pm		 SOUTHWEST WATER CO SWWC Rodriguez Mark
(Corporate Vice President)		 134 $9.741 $1,305 3,588
(Direct)		 View
2008-01-01
Purchase(A)		 2008-08-13
12:02 pm		 SOUTHWEST WATER CO SWWC Rodriguez Mark
(Corporate Vice President)		 26 $11.15 $290 26
(Direct)		 View
2008-04-01-
-2008-07-01
Purchase		 2008-08-13
12:02 pm		 SOUTHWEST WATER CO SWWC Mann James E
(VP Corporate Controller)		 67 $9.733 $652 292
(Indirect)		 View
2008-05-19
Sale		 2008-05-20
5:23 pm		 SOUTHWEST WATER CO SWWC CHRISTIE H FREDERICK
(Director)		 8,761 $10.55 $92,435 22,277
(Direct)		 View
2007-05-29
Sale		 2007-05-29
6:32 pm		 SOUTHWEST WATER CO SWWC FARNHAM SHELLEY A
(Vice President,Human Resources)		 5,297 $13.41 $71,011 182
(Direct)		 View
2006-11-16
Sale		 2006-11-22
5:38 pm		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 9,475 $13.7 $129,819 114,508
(Direct)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-10-17
Other		 2008-11-05
3:01 pm		 SOUTHWEST WATER CO SWWC Swatek Mark
(CEO & Chairman of the Board
Director)		 128 $9.566 $1,225 130,645
(Direct)		 View
2008-10-17
Other		 2008-11-05
3:00 pm		 SOUTHWEST WATER CO SWWC NEWMAN RICHARD G
(Director)		 470 $9.566 $4,496 470
(Indirect)		 View
2008-10-17
Other		 2008-11-05
3:00 pm		 SOUTHWEST WATER CO SWWC HUENNEKENS DONOVAN D
(Director)		 750 $9.566 $7,175 750
(Indirect)		 View
2008-10-17
Other		 2008-11-05
3:00 pm		 SOUTHWEST WATER CO SWWC Dix William K
(General Counsel, Corporate Sec)		 1 $9.566 $10 3,596
(Direct)		 View
2008-10-17
Option Award		 2008-10-21
4:42 pm		 SOUTHWEST WATER CO SWWC Stanton David
(Chief Operating Officer)		 77,479 $0 $0 89,004
(Direct)		 View
2008-10-17
Option Award		 2008-10-21
4:42 pm		 SOUTHWEST WATER CO SWWC Swatek Mark
(CEO & Chairman of the Board
Director)		 103,306 $0 $0 130,517
(Direct)		 View
2008-05-15-
-2008-07-18
I		 2008-10-14
2:06 pm		 SOUTHWEST WATER CO SWWC NEWMAN RICHARD G
(Director)		 850 $9.94 $8,449 77,818
(Direct)		 View
2008-10-02
Tax Withholding(A)		 2008-10-14
2:05 pm		 SOUTHWEST WATER CO SWWC GARNIER ANTON C
(Vice Chairman)		 24,485 $12.05 $295,044 354,769
(Direct)		 View
2008-10-02
Exercise
Tax Withholding		 2008-10-06
3:06 pm		 SOUTHWEST WATER CO SWWC GARNIER ANTON C
(Director
Vice Chairman)		 152,352 $7.817 $1,190,934 355,706
(Direct)		 View
2008-09-24
I		 2008-09-25
6:20 pm		 SOUTHWEST WATER CO SWWC HUENNEKENS DONOVAN D
(Director)		 1,353 $0 $0 122,360
(Direct)		 View
2008-09-10-
-2008-09-11
Exercise		 2008-09-15
11:43 am		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 22,417 $8.587 $192,494 41,775
(Direct)		 View
2008-01-29
Option Award(A)		 2008-09-10
6:32 pm		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 5,430 $0 $0 40,358
(Direct)		 View
2008-09-05
Exercise		 2008-09-05
5:22 pm		 SOUTHWEST WATER CO SWWC KINDEL MAUREEN A
(Director)		 4,781 $4.936 $23,600 15,204
(Direct)		 View
2008-01-29
Option Award(A)		 2008-08-18
5:09 pm		 SOUTHWEST WATER CO SWWC Tichy Marlea
(Corporate Vice President)		 3,398 $0 $0 3,532
(Direct)		 View
2008-01-29
Option Award(A)		 2008-08-13
6:45 pm		 SOUTHWEST WATER CO SWWC Stanton David
(Corporate Operations Officer)		 11,525 $0 $0 11,525
(Direct)		 View
2008-01-29
Option Award(A)		 2008-08-13
12:02 pm		 SOUTHWEST WATER CO SWWC Rodriguez Mark
(Corporate Vice President)		 3,428 $0 $0 3,454
(Direct)		 View
2008-05-19
Exercise		 2008-05-20
5:23 pm		 SOUTHWEST WATER CO SWWC CHRISTIE H FREDERICK
(Director)		 12,882 $6.659 $85,776 8,101
(Direct)		 View
2008-01-29
Option Award		 2008-01-31
4:58 pm		 SOUTHWEST WATER CO SWWC JONES WILLIAM D
(Director)		 2,756 $0 $0 6,881
(Direct)		 View
2008-01-29
Option Award		 2008-01-31
4:39 pm		 SOUTHWEST WATER CO SWWC Iino Thomas
(Director)		 2,756 $0 $0 2,756
(Direct)		 View
2008-01-29
Option Award		 2008-01-31
4:15 pm		 SOUTHWEST WATER CO SWWC GRIEGO LINDA M
(Director)		 2,756 $0 $0 13,006
(Direct)		 View
2007-05-29
Exercise		 2007-05-29
6:32 pm		 SOUTHWEST WATER CO SWWC FARNHAM SHELLEY A
(Vice President,Human Resources)		 5,297 $9.527 $50,463 1,862
(Direct)		 View
2007-03-14
Option Award		 2007-03-15
5:25 pm		 SOUTHWEST WATER CO SWWC Held Stephen C
(President of Services Group)		 5,000 $0 $0 5,000
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 9,475 $7.849 $74,372 115,708
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-10-02
Exercise		 2008-10-06
3:06 pm		 N/A
2009-02-05		 SOUTHWEST WATER CO SWWC GARNIER ANTON C
(Director
Vice Chairman)		 91,162 $4.976 0
(Direct)		 View
2008-10-01
Option Award		 2008-10-03
11:55 am		 N/A
2015-10-01		 SOUTHWEST WATER CO SWWC Ketcham Geoffrey
(Director)		 10,000 $11.88 10,000
(Direct)		 View
2008-09-10
Exercise		 2008-09-15
11:43 am		 N/A
2010-03-31		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 12,417 $8.435 2,283
(Direct)		 View
2008-09-11
Exercise		 2008-09-15
11:43 am		 N/A
2010-03-31		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 1,000 $8.435 1,283
(Direct)		 View
2008-09-11
Exercise		 2008-09-15
11:43 am		 N/A
2010-03-31		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 1,283 $8.435 0
(Direct)		 View
2008-09-11
Exercise		 2008-09-15
11:43 am		 N/A
2009-02-07		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 7,717 $8.876 0
(Direct)		 View
2008-09-05
Exercise		 2008-09-05
5:22 pm		 N/A
2009-05-27		 SOUTHWEST WATER CO SWWC KINDEL MAUREEN A
(Director)		 4,781 $4.936 0
(Direct)		 View
2008-05-19
Exercise		 2008-05-20
5:23 pm		 1999-05-28
2008-05-29		 SOUTHWEST WATER CO SWWC CHRISTIE H FREDERICK
(Director)		 4,781 $4.245 0
(Direct)		 View
2008-05-19
Exercise		 2008-05-20
5:23 pm		 2002-05-22
2008-05-23		 SOUTHWEST WATER CO SWWC CHRISTIE H FREDERICK
(Director)		 8,101 $8.083 0
(Direct)		 View
2007-05-29
Exercise		 2007-05-29
6:32 pm		 2007-02-07
2009-02-07		 SOUTHWEST WATER CO SWWC FARNHAM SHELLEY A
(Vice President,Human Resources)		 1,853 $8.876 0
(Direct)		 View
2007-05-29
Exercise		 2007-05-29
6:32 pm		 2007-03-31
2010-03-31		 SOUTHWEST WATER CO SWWC FARNHAM SHELLEY A
(Vice President,Human Resources)		 1,764 $8.435 0
(Direct)		 View
2007-05-29
Exercise		 2007-05-29
6:32 pm		 2007-03-08
2012-03-08		 SOUTHWEST WATER CO SWWC FARNHAM SHELLEY A
(Vice President,Human Resources)		 1,680 $11.39 0
(Direct)		 View
2007-05-22
Option Award		 2007-05-23
6:09 pm		 2008-05-22
2014-05-22		 SOUTHWEST WATER CO SWWC CASTLE JAMES C
(Director)		 11,525 $12.77 11,525
(Direct)		 View
2007-03-14
Option Award		 2007-03-15
5:25 pm		 2008-03-14
2014-03-14		 SOUTHWEST WATER CO SWWC Held Stephen C
(President of Services Group)		 15,000 $12.76 15,000
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 200 $6.94 114,708
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 100 $6.94 114,808
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 700 $6.94 115,508
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 300 $6.94 115,808
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-08		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 1,000 $6.94 116,808
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 1,500 $6.94 118,308
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 400 $6.94 118,708
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-08
2008-02-09		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 604 $6.94 119,312
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-03-31
2010-04-01		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 1,014 $8.44 120,326
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-07
2009-02-08		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 757 $8.88 121,083
(Direct)		 View
2006-11-16
Exercise		 2006-11-22
5:38 pm		 2006-02-07
2009-02-08		 SOUTHWEST WATER CO SWWC MOERBEEK PETER J
(President & COO until 6/13/06)		 1,200 $8.88 122,283
(Direct)		 View
2006-03-07
Option Award		 2006-03-14
3:57 pm		 2007-03-07
2013-03-08		 SOUTHWEST WATER CO SWWC QUINN MICHAEL O
(President, SWS)		 25,000 $17.75 25,000
(Direct)		 View
2005-03-08
Option Award		 2005-03-10
5:15 pm		 N/A
2012-03-09		 SOUTHWEST WATER CO SWWC GALLARDA MAURICE W
(VP, Business Development)		 15,000 $11.96 15,000
(Direct)		 View
2004-02-11
Option Award		 2004-03-25
5:45 pm		 N/A
2011-02-12		 SOUTHWEST WATER CO SWWC WISENER JAMES C
(COO, Services Group)		 35,000 $14.3 35,000
(Direct)		 View
2004-02-11
Option Award		 2004-03-25
5:44 pm		 N/A
2011-02-12		 SOUTHWEST WATER CO SWWC SHIELDS RICHARD J
(CFO)		 22,000 $14.3 22,000
(Direct)		 View
2004-02-11
Option Award		 2004-03-25
5:42 pm		 N/A
2011-02-12		 SOUTHWEST WATER CO SWWC MONETTE ROBERT W
(Vice President)		 15,000 $14.3 15,000
(Direct)		 View
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