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Sec Filings Insider Trading - Energy Focus Inc. (EFOI)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
EFOI Insider Trading Transactions for Energy Focus Inc.
Energy Focus Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-30
Purchase		 2009-11-03
8:25 pm		 ENERGY FOCUS, INC EFOI Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
(Director
10% owner)		 933,334 $0.75(M) $700,000 3,636,226
(Direct)		 View
2009-05-27-
-2009-05-28
Sale		 2009-06-25
2:07 pm		 ENERGY FOCUS, INC EFOI BUELOW ROGER
(Chief Technology Officer)		 32,977 $0.665 $21,929 0
(Direct)		 View
2009-05-11
Purchase		 2009-05-12
4:33 pm		 ENERGY FOCUS, INC EFOI KAVESKI JOSEPH G.
(Chief Executive Officer
Director)		 17,500 $0.8359 $14,628 17,500
(Direct)		 View
2008-03-14
Purchase		 2008-03-18
6:00 pm		 ENERGY FOCUS, INC EFOI STUPPIN JOHN B
(Director)		 7,500 $3.08 $23,100 158,275
(Indirect)		 View
2008-03-14
Purchase		 2008-03-18
4:47 pm		 ENERGY FOCUS, INC EFOI Casentini Ronald A
(Director)		 5,000 $3.08 $15,400 7,250
(Direct)		 View
2007-05-25
Sale(A)		 2007-06-26
11:52 am		 ENERGY FOCUS, INC EFOI GREENWALD BARRY R
(Senior VP Pool & Spa Division)		 16,620 $7.085 $117,759 6,693
(Direct)		 View
2005-06-14-
-2005-06-15
Sale		 2005-06-16
4:21 pm		 FIBERSTARS INC FBST TRAVERSI DAVID M
(Director)		 15,000 $10.91 $163,635 0
(Direct)		 View
2004-11-10
Sale		 2004-11-15
07:54 am		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 25,000 $7.95 $198,750 0
(Direct)		 View
2004-08-13
Sale		 2004-08-13
8:25 pm		 FIBERSTARS INC FBST KRISHNAN SABU
(Director)		 4,350 $7.244 $31,510 0
(Direct)		 View
2004-03-11
Sale		 2004-03-15
1:05 pm		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 40,000 $9.8 $392,000 5,729
(Direct)		 View
2004-03-09
Sale		 2004-03-11
3:34 pm		 FIBERSTARS INC FBST TRIGRAN INVESTMENTS LP
(10% owner)		 115,000 $8.498 $977,236 597,183
(Direct)		 View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-30
Other(A)		 2009-11-06
11:12 am		 ENERGY FOCUS, INC EFOI KAVESKI JOSEPH G.
(Chief Executive Officer
Director)		 11,766 $0.75 $8,824 35,445
(Direct)		 View
2009-10-30
Option Award		 2009-11-05
5:00 pm		 ENERGY FOCUS, INC EFOI KAVESKI JOSEPH G.
(Chief Executive Officer
Director)		 11,766 $0.75 $8,824 8,824
(Direct)		 View
2009-05-29
Option Award		 2009-06-09
8:39 pm		 ENERGY FOCUS, INC EFOI Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
(Director
10% owner)		 17,413 $0.67 $11,667 2,702,892
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
8:24 pm		 ENERGY FOCUS, INC EFOI Hilliard Eric
(Chief Operating Officer)		 17,997 $0.67 $12,058 17,997
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
5:51 pm		 ENERGY FOCUS, INC EFOI DAVENPORT JOHN
(President
Director)		 94,719 $0.67 $63,462 94,719
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
5:49 pm		 ENERGY FOCUS, INC EFOI BUELOW ROGER
(Chief Technology Officer)		 16,576 $0.67 $11,106 16,576
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
5:47 pm		 ENERGY FOCUS, INC EFOI WOLFSON PHILIP
(Director)		 2,002 $0.67 $1,341 2,002
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
5:05 pm		 ENERGY FOCUS, INC EFOI KAVESKI JOSEPH G.
(Chief Executive Officer
Director)		 23,679 $0.67 $15,865 23,679
(Direct)		 View
2009-05-29
Option Award		 2009-06-02
5:02 pm		 ENERGY FOCUS, INC EFOI BERCHTOLD NICHOLAS G
(Chief Financial Officer)		 16,576 $0.67 $11,106 16,576
(Direct)		 View
2007-05-25
Exercise(A)		 2007-06-26
11:52 am		 ENERGY FOCUS, INC EFOI GREENWALD BARRY R
(Senior VP Pool & Spa Division)		 15,000 $4.583 $68,750 23,313
(Direct)		 View
2005-06-14-
-2005-06-15
Exercise		 2005-06-16
4:21 pm		 FIBERSTARS INC FBST TRAVERSI DAVID M
(Director)		 15,000 $3.25 $48,750 3,300
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 25,000 $4.693 $117,315 25,000
(Direct)		 View
2004-08-23
Exercise		 2004-08-24
1:21 pm		 FIBERSTARS INC FBST ELIOT THEODORE L JR
(Director)		 5,000 $3.65 $18,250 5,000
(Direct)		 View
2004-08-13
Exercise		 2004-08-13
8:25 pm		 FIBERSTARS INC FBST KRISHNAN SABU
(Director)		 4,350 $3.65 $15,878 4,350
(Direct)		 View
2004-03-23
Exercise
Other		 2004-03-24
4:30 pm		 FIBERSTARS INC FBST ADVANCED LIGHTING TECHNOLOGIES INC
(10% owner)		 2,059,011 $1,303 $2,683,240,000 140,068
(Direct)		 View
2004-02-11-
-2004-03-11
Exercise		 2004-03-15
1:05 pm		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 40,000 $4.631 $185,250 45,729
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-06-24
Option Award		 2009-07-01
4:24 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
(Director
10% owner)		 15,000 $0.6 25,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
7:43 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
(Director
10% owner)		 15,000 $0.6 25,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
5:43 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI FINNERTY J JAMES
(Director)		 15,000 $0.6 25,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
4:41 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI WOLFSON PHILIP
(Director)		 15,000 $0.6 83,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
4:11 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI Goddard Laurence V
(Director)		 15,000 $0.6 25,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
4:06 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI RUCKERT DAVID N
(Director)		 15,000 $0.6 79,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
3:46 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI Kasper Michael A
(Director)		 15,000 $0.6 62,000
(Direct)		 View
2009-06-24
Option Award		 2009-06-29
3:44 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI von Paumgartten Paul
(Director)		 15,000 $0.6 56,000
(Direct)		 View
2009-02-26
Option Award		 2009-03-02
5:06 pm		 N/A
2019-02-26		 ENERGY FOCUS, INC EFOI Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
(Director
Co-Trustee
10% owner)		 10,000 $1.05 10,000
(Direct)		 View
2008-12-17
Option Award		 2008-12-22
07:58 am		 N/A
2018-12-17		 ENERGY FOCUS, INC EFOI BERCHTOLD NICHOLAS G
(VP, Finance and CFO)		 25,000 $1.4 75,000
(Direct)		 View
2008-11-24
I		 2008-11-26
4:19 pm		 N/A
2018-11-23		 ENERGY FOCUS, INC EFOI KAVESKI JOSEPH G.
(Chief Executive Officer
Director)		 100,000 $1.37 200,000
(Direct)		 View
2008-10-01
Option Award		 2008-10-30
2:50 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI FINNERTY J JAMES
(Director)		 10,000 $2.1 58,385
(Direct)		 View
2008-10-13
Option Award		 2008-10-24
2:57 pm		 N/A
N/A		 ENERGY FOCUS, INC EFOI RUCKERT DAVID N
(Director)		 7,000 $1.65 64,000
(Direct)		 View
2008-10-01
Option Award		 2008-10-14
07:38 am		 N/A
N/A		 ENERGY FOCUS, INC EFOI von Paumgartten Paul
(Director)		 10,000 $2.1 41,000
(Direct)		 View
2008-10-01
Option Award		 2008-10-14
07:37 am		 N/A
N/A		 ENERGY FOCUS, INC EFOI Kasper Michael A
(Director)		 10,000 $2.1 47,000
(Direct)		 View
2008-03-14
Purchase		 2008-03-18
6:00 pm		 2008-03-14
2013-03-14		 ENERGY FOCUS, INC EFOI STUPPIN JOHN B
(Director)		 7,500 $3.08 7,500
(Indirect)		 View
2008-03-14
Purchase		 2008-03-18
4:47 pm		 2008-03-14
2013-03-14		 ENERGY FOCUS, INC EFOI Casentini Ronald A
(Director)		 5,000 $3.08 5,000
(Direct)		 View
2007-05-25
Exercise		 2007-06-26
11:52 am		 2003-12-03
2009-12-03		 ENERGY FOCUS, INC EFOI GREENWALD BARRY R
(Senior VP Pool & Spa Division)		 10,000 $0 62,000
(Direct)		 View
2007-05-25
Exercise		 2007-06-26
11:52 am		 2006-12-01
2012-01-01		 ENERGY FOCUS, INC EFOI GREENWALD BARRY R
(Senior VP Pool & Spa Division)		 5,000 $0 57,000
(Direct)		 View
2006-12-05
Option Award		 2006-12-07
4:00 pm		 N/A
N/A		 FIBERSTARS INC FBST des Enfants Edward W
(VICE PRESIDENT SALES)		 20,000 $5.87 70,000
(Direct)		 View
2006-07-07
Option Award		 2006-07-11
6:50 pm		 N/A
N/A		 FIBERSTARS INC FBST CONNORS ROBERT A
(CHIEF FINANCIAL OFFICER)		 20,000 $7.33 95,000
(Direct)		 View
2006-07-07
Option Award		 2006-07-11
4:43 pm		 N/A
N/A		 FIBERSTARS INC FBST BRITE JEFFREY H
(Director)		 7,000 $7.33 71,000
(Direct)		 View
2005-06-14
Exercise		 2005-06-16
4:21 pm		 2003-10-17
2012-10-17		 FIBERSTARS INC FBST TRAVERSI DAVID M
(Director)		 10,000 $3.05 12,500
(Direct)		 View
2005-06-14
Exercise		 2005-06-16
4:21 pm		 2004-05-21
2013-05-21		 FIBERSTARS INC FBST TRAVERSI DAVID M
(Director)		 1,700 $3.65 10,800
(Direct)		 View
2005-06-15
Exercise		 2005-06-16
4:21 pm		 2004-05-21
2013-05-21		 FIBERSTARS INC FBST TRAVERSI DAVID M
(Director)		 3,300 $3.65 7,500
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 2000-05-12
2009-05-12		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 5,000 $3.938 22,916
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 2001-05-24
2010-05-24		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 5,000 $7.125 17,916
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 2002-05-23
2011-05-23		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 5,000 $3.95 12,916
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 2003-05-22
2012-05-22		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 5,000 $4.8 7,916
(Direct)		 View
2004-11-10
Exercise		 2004-11-15
07:54 am		 2004-05-21
2013-05-21		 FIBERSTARS INC FBST HELLMAN WAYNE R
(Director)		 5,000 $3.65 2,916
(Direct)		 View
2004-08-23
Exercise		 2004-08-24
1:21 pm		 2004-05-21
2013-05-21		 FIBERSTARS INC FBST ELIOT THEODORE L JR
(Director)		 5,000 $3.65 5,000
(Direct)		 View
2004-08-13
Option Award		 2004-08-13
8:25 pm		 2004-05-21
2013-05-21		 FIBERSTARS INC FBST KRISHNAN SABU
(Director)		 4,350 $3.65 7,000
(Direct)		 View
2004-03-23
Other		 2004-03-24
4:30 pm		 2000-01-31
2007-01-31		 FIBERSTARS INC FBST ADVANCED LIGHTING TECHNOLOGIES INC
(10% owner)		 518,000 $0.01 482,000
(Direct)		 View
2004-03-23
Other		 2004-03-24
4:30 pm		 2000-01-31
2007-01-31		 FIBERSTARS INC FBST ADVANCED LIGHTING TECHNOLOGIES INC
(10% owner)		 75,000 $0.01 407,000
(Direct)		 View
2004-03-11
Exercise		 2004-03-15
1:05 pm		 1998-07-07
2004-07-07		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 12,000 $4.5 80,166
(Direct)		 View
2004-03-11
Exercise		 2004-03-15
1:05 pm		 2000-02-15
2004-12-03		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 1,000 $4.5 79,166
(Direct)		 View
2004-03-11
Exercise		 2004-03-15
1:05 pm		 2000-01-28
2005-01-28		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 12,000 $4.625 67,166
(Direct)		 View
2004-03-11
Exercise		 2004-03-15
1:05 pm		 2002-01-01
2007-12-31		 FIBERSTARS INC FBST KEPLINGER J STEVEN
(Sr. V.P. Operations)		 15,000 $4.75 52,166
(Direct)		 View
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