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Sec Filings Insider Trading - Neurobiological Technologies I (NTII)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
NTII Insider Trading Transactions for Neurobiological Technologies I
Neurobiological Technologies Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-22-
-2009-10-26
Purchase		 2009-10-26
5:18 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Firefly Value Partners, LP
Firefly Management CO GP, LLC
FVP GP, LLC
FVP Master Fund LP
FVP US-Q LP
Warszawski Ariel
Heslop Ryan
(10% owner)		 481,375 $0.9051 $435,713 2,340,946
(Indirect)		 View
2009-10-21
Sale		 2009-10-23
4:59 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BIOTECHNOLOGY VALUE FUND II LP
BVF INVESTMENTS LLC
LAMPERT MARK N
BVF INC
(10% owner)		 4,606,395 $0.91 $4,191,819 331,998
(Direct)		 View
2008-12-10-
-2008-12-17
Sale		 2009-02-12
9:08 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII FREIMAN PAUL E
(Former officer and director)		 2,466 $0.5145 $1,269 14,920
(Direct)		 View
2008-11-14
Sale		 2008-11-18
2:10 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII J P MORGAN CHASE & CO
(10% owner)		 2,962,340 $0.4762 $1,410,666 0
(Indirect)		 View
2008-11-12
Purchase		 2008-11-14
2:35 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Wasiewski Warren W
(Vice President, CMO)		 10,000 $0.66 $6,600 10,000
(Direct)		 View
2008-11-11
Purchase		 2008-11-13
12:26 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Director)		 10,000 $0.66 $6,600 68,600
(Direct)		 View
2008-10-10
Sale		 2008-11-04
6:18 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII DONDERO JAMES D
HIGHLAND CAPITAL MANAGEMENT LP
Strand Advisors, Inc.
(10% owner)		 213,675 $0.49 $104,701 4,737,479
(Indirect)		 View
2008-10-28-
-2008-10-29
Purchase		 2008-10-30
12:42 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Director)		 15,000 $0.6833 $10,250 58,600
(Direct)		 View
2008-10-22
Purchase		 2008-10-23
10:54 am		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII LOAR MATTHEW M
(VP and Chief Financial Officer)		 25,000 $0.75 $18,750 25,000
(Direct)		 View
2008-09-24-
-2008-10-08
Sale		 2008-10-20
5:18 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII J P MORGAN CHASE & CO
(10% owner)		 761,414 $0.6012 $457,763 2,962,340
(Indirect)		 View
2008-10-15
Purchase		 2008-10-16
7:23 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII STUPPIN JOHN B
(Director)		 10,000 $0.852 $8,520 174,484
(Direct)		 View
2007-11-06
Purchase		 2008-06-26
5:52 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BIOTECHNOLOGY VALUE FUND II LP
BVF INVESTMENTS LLC
BVF INC
(Indirect Beneficial Owner
10% owner)		 47,000 $2.427 $114,083 4,938,393
(Indirect)		 View
2007-12-31
Purchase		 2008-01-03
5:23 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII HIGHLAND CAPITAL MANAGEMENT LP
DONDERO JAMES D
Strand Advisors, Inc.
(10% owner)		 50,000 $2.88 $144,000 4,951,154
(Indirect)		 View
2007-10-31
Purchase		 2007-11-01
7:21 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARLSON CRAIG W
(VP and Chief Financial Officer)		 1,000 $2.62 $2,620 1,000
(Direct)		 View
2006-03-03
Sale		 2006-03-07
2:29 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII PETTI STEPHEN J
(VP of Product Development)		 150,000 $3.73 $559,500 2,030,818
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-06
Exercise		 2009-11-09
4:30 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII COHEN ABRAHAM E
(Director)		 15,000 $0.65 $9,750 133,707
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:11 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII ELIOT THEODORE
(Director)		 15,000 $0.65 $9,750 17,617
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:10 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Acting Chief Executive Officer
Director)		 15,000 $0.65 $9,750 83,600
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:09 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII KASPER F VAN
(Director)		 15,000 $0.65 $9,750 58,600
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:05 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII SOFAER ABRAHAM D
(Director)		 15,000 $0.65 $9,750 125,931
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:00 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII STUPPIN JOHN B
(Director)		 15,000 $0.65 $9,750 189,484
(Direct)		 View
2006-02-28-
-2006-03-02
Exercise		 2006-03-02
9:06 pm		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARR LISA U MD PHD
(Sr. Vice President)		 62,175 $0.6785 $42,184 94,034
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-11-06
Exercise		 2009-11-09
4:30 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII COHEN ABRAHAM E
(Director)		 15,000 $0.65 0
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:11 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII ELIOT THEODORE
(Director)		 15,000 $0.65 0
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:10 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Acting Chief Executive Officer
Director)		 15,000 $0.65 0
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:09 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII KASPER F VAN
(Director)		 15,000 $0.65 0
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:05 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII SOFAER ABRAHAM D
(Director)		 15,000 $0.65 0
(Direct)		 View
2009-10-27
Exercise		 2009-10-29
4:00 pm		 N/A
N/A		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII STUPPIN JOHN B
(Director)		 15,000 $0.65 0
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:40 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII COHEN ABRAHAM E
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:40 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII ELIOT THEODORE
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:39 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:38 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII KASPER F VAN
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:37 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII SOFAER ABRAHAM D
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-11-13
Option Award		 2008-11-17
1:36 pm		 2009-11-13
2018-11-13		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII STUPPIN JOHN B
(Director)		 15,000 $0.65 15,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:52 pm		 N/A
2015-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII FREIMAN PAUL E
(President and CEO
Director)		 300,000 $3 300,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:51 pm		 N/A
2015-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Levy David E
(VP of Clinical Development)		 125,000 $2.08 125,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:50 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII SOFAER ABRAHAM D
(Director)		 40,000 $3 40,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:49 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII KASPER F VAN
(Director)		 52,000 $3 52,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:48 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII COHEN ABRAHAM E
(Director)		 60,000 $3 60,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:46 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII ELIOT THEODORE
(Director)		 40,000 $3 40,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:43 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Fletcher William A
(Director)		 40,000 $3 40,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:38 pm		 N/A
2018-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII STUPPIN JOHN B
(Director)		 40,000 $3 40,000
(Direct)		 View
2008-05-30
Option Award		 2008-06-03
7:30 pm		 N/A
2015-05-30		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Wasiewski Warren W
(Chief Medical Officer)		 250,000 $2.08 250,000
(Direct)		 View
2008-02-12
Option Award		 2008-02-14
8:07 pm		 2008-02-12
2011-02-12		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CALLAWAY ENOCH
(Director)		 10,000 $2.55 10,000
(Direct)		 View
2007-11-16
Option Award		 2007-11-20
7:42 pm		 2008-11-16
2017-11-16		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CAPE RONALD
(Director)		 1,428 $2.54 1,428
(Direct)		 View
2006-02-28
Exercise		 2006-03-02
9:06 pm		 2002-05-21
2009-01-20		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARR LISA U MD PHD
(Sr. Vice President)		 12,300 $0.625 37,375
(Direct)		 View
2006-03-01
Exercise		 2006-03-02
9:06 pm		 2002-05-21
2009-01-20		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARR LISA U MD PHD
(Sr. Vice President)		 6,100 $0.625 31,275
(Direct)		 View
2006-03-02
Exercise		 2006-03-02
9:06 pm		 2002-05-21
2009-01-20		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARR LISA U MD PHD
(Sr. Vice President)		 31,275 $0.625 0
(Direct)		 View
2006-03-02
Exercise		 2006-03-02
9:06 pm		 2003-09-29
2009-09-29		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII CARR LISA U MD PHD
(Sr. Vice President)		 12,500 $0.891 0
(Direct)		 View
2005-09-22
Option Award		 2005-09-26
9:18 pm		 N/A
2015-09-22		 NEUROBIOLOGICAL TECHNOLOGIES INC NTII Wolter Jonathan R
(VP and Chief Financial Officer)		 20,000 $3.85 20,000
(Direct)		 View
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